| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Sound Point CLO C-MOA, LLC
|
40-APP
|
|
|
Sound Point Harbor Offshore Fund LP
|
40-APP
|
|
|
Sound Point Harbor Master Fund LP
|
40-APP
|
|
|
Sound Point Meridian Fund LP
|
40-APP
|
|
|
Sound Point Harbor Fund LP
|
40-APP
|
|
|
Sound Point CLO Fund, LP
|
40-APP
|
|
|
Sound Point Capital Management, LP
|
40-APP
|
|
|
AppHarvest, Inc.
|
4
|
|
|
Replimune Group, Inc.
|
144
|
Financial Statements
|
|
Lee David J.
|
4
|
|
|
Lewis Tanya
|
144
|
|
|
Endeavor Group Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Emanuel Ariel
|
SC 13D/A
|
|
|
Wadhwani Avinash R
|
3
|
|
|
Semper Paratus Acquisition Corp
|
3
|
|
|
TITAN INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Narwhal Technologies Inc.
|
D
|
|
|
Creatd, Inc.
|
S-1/A
|
|
|
Dukes Iain D.
|
4
|
|
|
Couch Greg W.
|
4
|
|
|
Akerman Aaron
|
144
|
|
|
IMMERSION CORP
|
144
|
Financial Statements
|
|
Immix Biopharma, Inc.
|
S-8
|
Financial Statements
|
|
Cor Mundi Torino Investors, LLC
|
D
|
|
|
ENCORE CAPITAL GROUP INC
|
8-K
|
Financial Statements
|
|
Rochester Ralph Geof
|
4
|
|
|
AMERICAN VANGUARD CORP
|
8-K
|
Financial Statements
|
|
Pulse Biosciences, Inc.
|
4
|
Financial Statements
|
|
Zanganeh Mahkam
|
4
|
|
|
Piquette Fund, Ltd.
|
D/A
|
|
|
VIEMED HEALTHCARE, INC.
|
8-K
|
|
|
Levinson Mitchell E.
|
4
|
|
|
GELESIS HOLDINGS, INC.
|
SC 13D/A
|
|
|
PureTech Health LLC
|
SC 13D/A
|
|
|
UECKER DARRIN
|
4
|
|
|
Amur Equipment Finance, Inc.
|
ABS-15G
|
|
|
MULLEN AUTOMOTIVE INC.
|
PRE 14A
|
|
|
Brookfield Business Corp
|
6-K
|
|
|
Sribar Valentin
|
144
|
|
|
STEWART MARTHA
|
4
|
|
|
White Karen Ann
|
4
|
|
|
GeneDx Holdings Corp.
|
4
|
|
|
Nash Laura A.
|
3
|
|
|
INPIXON
|
8-K
|
Financial Statements
|
|
QUANTUM CORP /DE/
|
3
|
|
|
HW Georgetown, LLC
|
D
|
|
|
Bentinck Bill
|
4
|
|
|
Ultra Clean Holdings, Inc.
|
4
|
Financial Statements
|
|
Vitro Biopharma, Inc.
|
10-Q
|
|
|
SUMAS WILLIAM
|
144
|
|
|
VILLAGE SUPER MARKET INC
|
144
|
Financial Statements
|
|
Arrowroot Acquisition Corp.
|
8-K
|
|
|
Bhatraju Kiran
|
4
|
|
|
CVR ENERGY INC
|
8-K
|
Financial Statements
|
|
Stueland Katherine
|
4
|
|
|
INPIXON
|
424B5
|
Financial Statements
|
|
WEHRLE RICHARD J
|
144
|
|
|
ALAMO GROUP INC
|
144
|
Financial Statements
|
|
WILLIS J KEVIN
|
4
|
|
|
Axsome Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
VERACYTE, INC.
|
4
|
Financial Statements
|
|
BISHOP JOHN L
|
4
|
|
|
PYNNONEN BRETT D
|
144
|
|
|
Lobo Kevin
|
4
|
|
|
STRYKER CORP
|
4
|
Financial Statements
|
|
Saad Kareem
|
4
|
|
|
EASTHAM KARIN
|
4
|
|
|
JONES EVAN/ FA
|
4
|
|
|
HUNDRED PUBLIC SAFETY INC.
|
D
|
|
|
Harris Hollie P.
|
4
|
|
|
Holstein Jens
|
4
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
S-4MEF
|
|
|
Charlotte's Web Holdings, Inc.
|
DEFA14A
|
|
|
Bhanji Muna
|
4
|
|
|
micromobility.com Inc.
|
424B2
|
|
|
Lujan Thomas R.
|
4/A
|
|
|
SkyWater Technology, Inc
|
4/A
|
Financial Statements
|
|
EPSTEIN ROBERT S
|
4
|
|
|
LANNETT CO INC
|
8-K
|
Financial Statements
|
|
Barr Eliav
|
4
|
|
|
CAPRICOR THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
Unrivaled Brands, Inc.
|
8-K
|
|
|
Charlotte's Web Holdings, Inc.
|
8-K
|
|
|
Notman Tali
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
Gropp Chris P
|
3
|
|
|
PHINIA INC.
|
3
|
|
|
Feeley Kevin
|
4
|
|
|
Smith Ted C.
|
4
|
|
|
Nuvve Holding Corp.
|
4
|
|
|
Groundfloor Yield LLC
|
1-A POS
|
|
|
Chapman Rowan E
|
144
|
|
|
Natera, Inc.
|
144
|
Financial Statements
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
PRE 14A
|
Financial Statements
|
|
Whalen James J.
|
4
|
|
|
COMMVAULT SYSTEMS INC
|
4
|
Financial Statements
|
|
Ericson Brady D
|
3
|
|
|
BANCO ITAU CHILE
|
6-K
|
|
|
Binowitz Dan
|
4
|
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
Scopa James Paul
|
4
|
|
|
nCino, Inc.
|
4
|
Financial Statements
|
|
Sellers Jeanette
|
4
|
|
|
Naude Pierre
|
4
|
|
|
Rieger April
|
4
|
|
|
Glover Joshua L
|
4
|
|
|
Orenstein Gregory
|
4
|
|
|
Desmond Sean
|
4
|
|
|
Surgery Center at St. Vincent, LLC
|
D
|
|
|
Bowman Consulting Group Ltd.
|
4
|
Financial Statements
|
|
Mulroy Patricia
|
4
|
|
|
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC
|
N-CEN
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Qualigen Therapeutics, Inc.
|
S-1
|
Financial Statements
|
|
Whitcup Scott M
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Bowen Acquisition Corp
|
S-1/A
|
|
|
3G Fund 15, LLC
|
D
|
|
|
Measurabl, Inc.
|
D
|
|
|
Southern California Bancorp \ CA
|
ARS
|
|
|
IGM Biosciences, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Redmile Group, LLC
|
SC 13D/A
|
|
|
Boyle Robert
|
3
|
|
|
Hatteras Core Alternatives TEI Institutional Fund, L.P.
|
N-CEN
|
|
|
Hatteras Core Alternatives Institutional Fund, L.P.
|
N-CEN
|
|
|
TRIUMPH GROUP INC
|
424B7
|
Financial Statements
|
|
BlackRock Utilities, Infrastructure & Power Opportunities Trust
|
424B3
|
|
|
National Currency Technologies, Inc.
|
D
|
|
|
Steckelberg Kelly
|
144
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
HENNESSY JOHN L
|
4
|
|
|
ML Mariemont Apartments, LLC
|
D
|
|
|
Docebo Inc.
|
6-K
|
|
|
Masterworks 217, LLC
|
1-U
|
|
|
Masterworks 206, LLC
|
1-U
|
|
|
Masterworks 197, LLC
|
1-U
|
|
|
Masterworks 191, LLC
|
1-U
|
|
|
Masterworks 192, LLC
|
1-U
|
|
|
Masterworks 186, LLC
|
1-U
|
|
|
Masterworks 176, LLC
|
1-U
|
|
|
Masterworks 167, LLC
|
1-U
|
|
|
Masterworks 108, LLC
|
1-U
|
|
|
CALAWAY TONIT M
|
3
|
|
|
Hatteras Master Fund, L.P.
|
N-CEN
|
|
|
Hatteras Core Alternatives TEI Fund, L.P.
|
N-CEN
|
|
|
Clarke Dennis A.
|
SC 13D
|
|
|
LOGITECH INTERNATIONAL S.A.
|
8-K
|
Financial Statements
|
|
Sullivan William M
|
4
|
|
|
Privia Health Group, Inc.
|
4
|
Financial Statements
|
|
Singh Ajay
|
144
|
|
|
Pure Storage, Inc.
|
144
|
Financial Statements
|
|
Busch Angela M
|
144
|
|
|
ECOLAB INC.
|
144
|
Financial Statements
|
|
Tuckson Reed Vaughn
|
4
|
|
|
Gates Greg
|
4
|
|
|
LPL Financial Holdings Inc.
|
4
|
Financial Statements
|
|
AlpInvest Partners B.V.
|
SC 13D/A
|
|
|
Stagwell Inc
|
SC 13D/A
|
|
|
Wood Adam
|
4
|
|
|
SONOCO PRODUCTS CO
|
4
|
Financial Statements
|
|
Hatteras Core Alternatives Fund, L.P.
|
N-CEN
|
|
|
Bioventus Inc.
|
4
|
Financial Statements
|
|
SUTTER MARTIN P
|
4
|
|
|
CUMULUS MEDIA INC
|
8-K
|
Financial Statements
|
|
Criteo S.A.
|
8-K
|
Financial Statements
|
|
Tilly Edward T
|
144
|
|
|
Cboe Global Markets, Inc.
|
144
|
Financial Statements
|
|
Skybridge G II Fund, LLC
|
N-CEN
|
|
|
BORGWARNER INC
|
3
|
Financial Statements
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
485APOS
|
|
|
Svoronos Dawn
|
4
|
|
|
Nowlan Kevin
|
3
|
|
|
Maison Solutions Inc.
|
S-1/A
|
|
|
Creviston Robert L
|
144
|
|
|
HIGGINS ARTHUR J
|
144
|
|
|
WHIDDON THOMAS E
|
4
|
|
|
OFFICE PROPERTIES INCOME TRUST
|
8-K
|
|
|
RBC FUNDS TRUST
|
N-CEN
|
|
|
TREACE MEDICAL CONCEPTS, INC.
|
8-K
|
Financial Statements
|
|
Co-Diagnostics, Inc.
|
4
|
Financial Statements
|
|
NELSON JAMES B
|
4
|
|
|
Aaron Craig
|
3
|
|
|
SERBIN RICHARD S
|
4
|
|
|
MURPHY TED
|
4
|
|
|
Krause Kenneth D.
|
4
|
|
|
ROLLINS INC
|
4
|
Financial Statements
|
|
CARNEY CRAIG B
|
4
|
|
|
Anderson Eric Senior
|
SC 13D
|
|
|
Durenard Eugene
|
4
|
|
|
CROSS SHORE DISCOVERY FUND
|
SC TO-I/A
|
|
|
CAMBER ENERGY, INC.
|
424B3
|
Financial Statements
|
|
Banon Shay
|
4
|
|
|
Elastic N.V.
|
4
|
Financial Statements
|
|
Exner Ken
|
4
|
|
|
Inukonda Ravi
|
4
|
|
|
DoorDash, Inc.
|
4
|
Financial Statements
|
|
Partum Health, Inc.
|
D
|
|
|
Hall of Fame Resort & Entertainment Co
|
S-8
|
|
|
Moorjani Janesh
|
4
|
|
|
Patel Sushil
|
144
|
|
|
EquityZen Growth Technology Fund LLC - Series 1709
|
D
|
|
|
Kulkarni Ashutosh
|
4
|
|
|
VIKING ENERGY GROUP, INC.
|
DEFM14A
|
|
|
Munson Gillian
|
4
|
|
|
Duolingo, Inc.
|
4
|
Financial Statements
|
|
Herzog Carolyn
|
4
|
|
|
AMICUS THERAPEUTICS, INC.
|
S-8
|
Financial Statements
|
|
ADDENTAX GROUP CORP.
|
8-K
|
Financial Statements
|
|
Soong Christopher W.
|
4
|
|
|
HUNTINGTON INGALLS INDUSTRIES, INC.
|
4
|
Financial Statements
|
|
Lupher, Jr. Mark L.
|
4
|
|
|
PHINIA INC.
|
8-K
|
|
|
Welihinda Navam
|
4
|
|
|
HashiCorp, Inc.
|
4
|
Financial Statements
|
|
Bedford Bancorp
|
D
|
|
|
Rosecliff Acquisition Corp I
|
425
|
|
|
Morgenfeld Todd R
|
4
|
|
|
URBAN OUTFITTERS INC
|
4
|
Financial Statements
|
|
Clemens Sara
|
4
|
|
|
Freiman Paul E.
|
4
|
|
|
NovaBay Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
GROWLIFE, INC.
|
10-K
|
|
|
NewAmsterdam Pharma Co N.V.
|
SC 13D/A
|
|
|
BCLS II Investco, LP
|
SC 13D/A
|
|
|
Garlikov Julie
|
4
|
|
|
WEEKS LISA K
|
4
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
BORGWARNER INC
|
8-K
|
Financial Statements
|
|
Hong Soo
|
4
|
|
|
Cummings Foundation, Inc.
|
SC 13D
|
|
|
Zheng Yenyou
|
4
|
|
|
lululemon athletica inc.
|
S-8 POS
|
Financial Statements
|
|
Flat Footed LLC
|
DFAN14A
|
|
|
DIVERSIFIED HEALTHCARE TRUST
|
DFAN14A
|
|
|
Amplify ETF Trust
|
497
|
|
|
Zheng Yongxiang
|
4
|
|
|
BURNETT JOSEPH MICHAEL
|
4
|
|
|
ClearPoint Neuro, Inc.
|
4
|
Financial Statements
|
|
Tomaszewski Jeffrey S
|
4
|
|
|
Schuck Nicolas G
|
4
|
|
|
STIGALL L. JEREMY
|
4
|
|
|
Shanghai Science & Technology Venture Capital
|
SC 13D
|
|
|
ACM Research, Inc.
|
SC 13D
|
Financial Statements
|
|
Machado Patrick
|
4
|
|
|
CalciMedica, Inc.
|
CERT
|
Financial Statements
|
|
Sit Swan
|
4
|
|
|
Alight, Inc. / Delaware
|
424B3
|
Financial Statements
|
|
D'Alessandro Danilo
|
4
|
|
|
LEIGHTON F THOMSON
|
4
|
|
|
AKAMAI TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Impresa Fund V LLC
|
D/A
|
|
|
DATASEA INC.
|
PRE 14C
|
Financial Statements
|
|
WU MIJIA
|
4
|
|
|
Heliogen, Inc.
|
4
|
|
|
GROSS WILLIAM
|
4
|
|
|
Porch Group, Inc.
|
8-K
|
|
|
Ceresino Gordon J
|
4
|
|
|
FEDERATED HERMES, INC.
|
4
|
|
|
Karooooo Ltd.
|
20-F
|
Financial Statements
|
|
Hoth Therapeutics, Inc.
|
S-3
|
Financial Statements
|
|
Bawa Aparna
|
144
|
|
|
Palo Alto Networks Inc
|
144
|
Financial Statements
|
|
Immunome Inc.
|
8-K
|
Financial Statements
|
|
Leslie's, Inc.
|
8-K
|
Financial Statements
|
|
Shanghai Science & Technology Venture Capital
|
SC 13G
|
|
|
ACM Research, Inc.
|
SC 13G
|
Financial Statements
|
|
Luca Mining Corp.
|
D
|
|
|
MCGARVIE BLYTHE J
|
4
|
|
|
Organon & Co.
|
4
|
|
|
CION Investment Corp
|
DEFA14A
|
|
|
Sharp Shalini
|
4
|
|
|
MasterBrand, Inc.
|
8-K
|
|
|
Morris John Andrew Sr.
|
4
|
|
|
Repay Holdings Corp
|
4
|
Financial Statements
|
|
Allovir, Inc.
|
4
|
Financial Statements
|
|
Hagen Brett R
|
4
|
|
|
Alias Shaler
|
144
|
|
|
Alias Shaler
|
4
|
|
|
Repay Holdings Corp
|
144
|
Financial Statements
|
|
PHINIA INC.
|
SEC STAFF ACTION
|
|
|
Viant Technology Inc.
|
144
|
Financial Statements
|
|
VALDES MAX O
|
144
|
|
|
Catalent, Inc.
|
8-K
|
Financial Statements
|
|
Mossytree Inc.
|
144
|
|
|
Vacasa, Inc.
|
144
|
Financial Statements
|
|
Whiteford Grace Puma
|
4
|
|
|
Kyle Richard G
|
4
|
|
|
ILLUMINA, INC.
|
8-K
|
Financial Statements
|
|
Corbus Pharmaceuticals Holdings, Inc.
|
424B3
|
Financial Statements
|
|
Starco Brands, Inc.
|
8-K
|
|
|
Barrysmith Mark
|
4
|
|
|
ASPAC I Acquisition Corp.
|
425
|
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Patton Cynthia M
|
4
|
|
|
Plug & Play Financial Services Fund I, L.P.
|
D
|
|
|
Istavridis Eleni
|
4
|
|
|
Impresa Fund IV LLC
|
D/A
|
|
|
Roman DBDR Tech Sponsor LLC
|
SC 13D/A
|
|
|
CompoSecure, Inc.
|
SC 13D/A
|
|
|
Kuczynski Stephen E
|
4
|
|
