| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GROUP 1 AUTOMOTIVE INC
|
4
|
Financial Statements
|
|
Senczuk Anna Maria
|
SC 13D
|
|
|
ONEFUND Trust
|
24F-2NT
|
|
|
Socorro Dynamic Opportunity Fund LP
|
D/A
|
|
|
WPEP Milan Holdings II, LP
|
D
|
|
|
RE-0429 Fund I, a series of Hawk Hill Ventures, LP
|
D
|
|
|
NB Crossroads Private Markets Fund VII LP
|
N-CSR
|
|
|
MFS MUNICIPAL SERIES TRUST
|
N-CEN
|
|
|
Global Long/Short Fund QP, LP
|
D/A
|
|
|
Advisors' Inner Circle Fund III
|
N-CSR
|
|
|
Fidelity Rutland Square Trust II
|
497K
|
|
|
FIDELITY MT VERNON STREET TRUST
|
485APOS
|
|
|
Fidelity Rutland Square Trust II
|
497
|
|
|
Robinson Michael D
|
4
|
|
|
Vista Outdoor Inc.
|
4
|
Financial Statements
|
|
NB Crossroads Private Markets Fund VII Advisory LP
|
N-CSR
|
|
|
UBS AG
|
424B3
|
|
|
AllianceBernstein Select US Equity
|
D/A
|
|
|
ASPIRIANT RISK-MANAGED REAL ASSETS FUND
|
424B3
|
|
|
Nolina Comm I LLC
|
D/A
|
|
|
Fileread Inc.
|
D
|
|
|
Ballard Power Systems Inc.
|
6-K
|
Financial Statements
|
|
EMPOWER FUNDS, INC.
|
497K
|
|
|
AllianceBernstein Next 50 Emerging Markets
|
D/A
|
|
|
AIR Private Credit Fund, LP
|
D/A
|
|
|
UNIFIED SERIES TRUST
|
N-CEN
|
|
|
AllianceBernstein Next 50 Emerging Markets
|
D/A
|
|
|
ROYAL GOLD INC
|
8-K
|
Financial Statements
|
|
Holman Jeffrey Elliot
|
144
|
|
|
Healthier Choices Management Corp.
|
144
|
|
|
Burman Darryl M
|
4
|
|
|
Scarborough Alvenia
|
144
|
|
|
Chemours Co
|
144
|
Financial Statements
|
|
NB Crossroads Private Markets Fund VII Holdings LP
|
N-CSR
|
|
|
Direct Notice LLC
|
D
|
|
|
FRANKLIN TEMPLETON TRUST
|
N-CEN
|
|
|
Bradley Mark J.
|
13F-HR/A
|
|
|
Tidal ETF Trust
|
N-CSRS
|
|
|
Sandlot Partners Roots Fund IV LLC
|
D
|
|
|
SM Investors Offshore, Ltd.
|
D/A
|
|
|
Starboard Investment Trust
|
N-CSRS
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSR
|
|
|
Krane Shares Trust
|
N-CSR
|
|
|
Diversified Residential Portfolio III DST
|
D/A
|
|
|
UiPath, Inc.
|
SC 13G/A
|
Financial Statements
|
|
ARK Investment Management LLC
|
SC 13G/A
|
|
|
Direct Capital Summerfield LLC
|
D
|
|
|
ATI INC
|
11-K
|
Financial Statements
|
|
RE-0523 Fund I AL Vehicle, a series of Hadar Dor Ventures, LP
|
D
|
|
|
RE-0523 Fund I, a series of Hadar Dor Ventures, LP
|
D
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
TAYLOR WESLEY A
|
4
|
|
|
SMITH MIDLAND CORP
|
4
|
|
|
ROKU, INC
|
SC 13G/A
|
Financial Statements
|
|
Ulevo Health, Inc.
|
D
|
|
|
Nexus Series B, LLC
|
D/A
|
|
|
FA-0408 Fund I AL Vehicle, a series of Jolt VC, LP
|
D
|
|
|
OIC Structured Equity Fund I AUS, L.P.
|
D
|
|
|
CREDIT SUISSE AG
|
424B3
|
|
|
Root, Inc.
|
8-K
|
Financial Statements
|
|
CMWA Capital Appreciation Fund LLC
|
D
|
|
|
Chelt Trading Ltd
|
3
|
|
|
GreenLight Biosciences Holdings, PBC
|
3
|
|
|
CHATHAM ASSET HIGH YIELD OFFSHORE FUND, LTD.
|
D/A
|
|
|
BARCA GLOBAL FUND LP
|
D/A
|
|
|
ORBION SPACE TECHNOLOGY, INC.
|
D
|
|
|
Destra Multi-Alternative Fund
|
N-CEN
|
|
|
Westphal Jeffery
|
144
|
|
|
Vertex, Inc.
|
144
|
Financial Statements
|
|
NB Crossroads Private Markets Fund V
|
N-CSR
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
N-CSRS
|
|
|
Rawlins Roger
|
144
|
|
|
Designer Brands Inc.
|
144
|
Financial Statements
|
|
Chatham Asset Partners High Yield Fund LP
|
D/A
|
|
|
Gordon Road Capital LP Investor QOF LLC
|
D
|
|
|
Ginkgo REIT Inc.
|
D
|
|
|
BURLINGTON NORTHERN SANTA FE, LLC
|
8-K
|
|
|
Valkyrie ETF Trust II
|
485BXT
|
|
|
FS Credit Opportunities Corp.
|
4
|
|
|
Invesco Unit Trusts Series 2296
|
497J
|
|
|
HUT 8 MINING CORP.
|
6-K
|
|
|
Invesco Unit Trusts Series 2295
|
497J
|
|
|
CMWA Defensive Strategies Partnership, LLC
|
D
|
|
|
IAM Creative Concepts LLC
|
D/A
|
|
|
Forman Michael C.
|
4
|
|
|
Lakewood Ranch SFR II DST
|
D/A
|
|
|
Gentile Thomas C
|
144
|
|
|
PARKER HANNIFIN CORP
|
144
|
Financial Statements
|
|
FSH SEED CAPITAL VEHICLE I LLC
|
4
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSR
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
N-CSR
|
|
|
ESAB Corp
|
144
|
|
|
Hix Christopher M
|
144
|
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
Adelman David J.
|
4
|
|
|
FA-0408 Fund I, a series of Jolt VC, LP
|
D
|
|
|
Buyer Lise J
|
144/A
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSR
|
|
|
EMCOR Group, Inc.
|
8-K
|
Financial Statements
|
|
Blair Robert James
|
4
|
|
|
VIASAT INC
|
4
|
Financial Statements
|
|
CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND
|
N-CSR
|
|
|
Franklin Square Holdings, L.P.
|
4
|
|
|
Czajkowski Grzegorz
|
144
|
|
|
Investment Managers Series Trust II
|
N-CSRS
|
|
|
Ryan David Louis
|
4
|
|
|
Gavalda Jordi Lainz
|
144
|
|
|
Wallbox N.V.
|
144
|
|
|
Wilson Michael W
|
4
|
|
|
Sound Point Meridian Capital, LLC
|
N-2
|
|
|
First Eagle Credit Opportunities Fund
|
40-17G
|
|
|
Werkmeister Robert J Jr
|
4
|
|
|
Colbert Sarah F
|
4
|
|
|
Spinnaker ETF Series
|
N-CSRS
|
|
|
Leska Shawn Christopher
|
4
|
|
|
Reid Kevin B. Sr
|
4
|
|
|
HMN FINANCIAL INC
|
8-K
|
Financial Statements
|
|
SECTOR 10, Inc.
|
10-K
|
|
|
Sullivan Thomas Patrick
|
4
|
|
|
NORTHWESTERN CORP
|
8-K
|
Financial Statements
|
|
DINEEN THOMAS ANTHONY
|
4
|
|
|
Peakview Capital IV, L.P.
|
D/A
|
|
|
FIRST EAGLE VARIABLE FUNDS
|
40-17G
|
|
|
Trinseo PLC
|
DEFA14A
|
Financial Statements
|
|
Atlassian Corp
|
144
|
Financial Statements
|
|
Salem Enrique T
|
144
|
|
|
Killoy Christopher John
|
4
|
|
|
CMWA Foreign Developed Partnership LLC
|
D
|
|
|
FIRST EAGLE FUNDS
|
40-17G
|
|
|
Diamond Wellness Holdings, Inc.
|
REVOKED
|
|
|
PFS Bancorp, Inc.
|
S-1/A
|
|
|
Trimberger Lisa G
|
4
|
|
|
LUXFER HOLDINGS PLC
|
4
|
Financial Statements
|
|
BO-0330 Fund I AL Vehicle, a series of Spacecadet Ventures, LP
|
D
|
|
|
BO-0330 Fund I, a series of Spacecadet Ventures, LP
|
D
|
|
|
Harkenrider Kevin J
|
4
|
|
|
Trade Desk, Inc.
|
144/A
|
Financial Statements
|
|
Duffy Shawn Lynn
|
4
|
|
|
Investment Managers Series Trust
|
N-CSRS
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CSR
|
|
|
Peakview Capital IV-A, L.P.
|
D/A
|
|
|
GENHEALTH, INC.
|
D
|
|
|
RADD Ventures, LP
|
D
|
|
|
IGEN NETWORKS CORP
|
10-Q
|
|
|
Anderson Sterling
|
144
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
FT 10770
|
487
|
|
|
SU-0416 Fund I, a series of Riverside Ventures, LP
|
D
|
|
|
SU-0416 Fund I AL Vehicle, a series of Riverside Ventures, LP
|
D
|
|
|
CM Investments 2022 LLC - CM MRF II LLC
|
D
|
|
|
Geraghty Michael
|
4
|
|
|
Apyx Medical Corp
|
4
|
|
|
Lowney Timothy
|
4
|
|
|
Bolash Brian W.
|
4
|
|
|
ERIE INDEMNITY CO
|
4
|
Financial Statements
|
|
Denholtz Novi QOF LLC
|
D
|
|
|
PRINCIPAL FUNDS, INC.
|
N-MFP2/A
|
|
|
Capital Research Global Investors
|
SC 13G/A
|
|
|
TEVA PHARMACEUTICAL INDUSTRIES LTD
|
SC 13G/A
|
Financial Statements
|
|
Vartanian Nishan J.
|
144
|
|
|
MSA Safety Inc
|
144
|
Financial Statements
|
|
Manager Directed Portfolios
|
N-CEN
|
|
|
Boulo Solutions, Inc.
|
D
|
|
|
Sartori Alessandro
|
144
|
|
|
Ermenegildo Zegna N.V.
|
144
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
NPORT-P/A
|
|
|
APTARGROUP, INC.
|
11-K
|
Financial Statements
|
|
Carrara George
|
144
|
|
|
BUILD-A-BEAR WORKSHOP INC
|
144
|
Financial Statements
|
|
Schwarzwaelder Steven
|
4
|
|
|
EMCOR Group, Inc.
|
4
|
Financial Statements
|
|
MUTUAL FUND SERIES TRUST
|
N-CSRS
|
|
|
Mehrotra Parth
|
144
|
|
|
Privia Health Group, Inc.
|
144
|
Financial Statements
|
|
PMF TEI Fund, L.P.
|
N-CSR
|
|
|
EA Series Trust
|
N-CEN
|
|
|
OT-0518 Fund I, a series of Grant Park Ventures, LP
|
D
|
|
|
Ohlman Dustin
|
4
|
|
|
Knight-Swift Transportation Holdings Inc.
|
4
|
Financial Statements
|
|
Visana Health, Inc.
|
D
|
|
|
DANKBERG MARK D
|
4
|
|
|
SOCKET MOBILE, INC.
|
8-K
|
Financial Statements
|
|
HIG Holdings, LLC
|
D
|
|
|
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
|
N-CSR
|
|
|
ADIAL PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
Forteus Digital Asset Select US Fund LP
|
D
|
|
|
FT 10787
|
487
|
|
|
FT 10809
|
487
|
|
|
FT 10812
|
487
|
|
|
MSA Safety Inc
|
S-8
|
Financial Statements
|
|
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
|
40-17G
|
|
|
Walker-Lee Robin A
|
4
|
|
|
Isotoff Leonard P
|
144
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Hegarty Kieran
|
4
|
|
|
TEREX CORP
|
4
|
Financial Statements
|
|
SEI ASSET ALLOCATION TRUST
|
N-CSR
|
|
|
Kleinerman Christian
|
144
|
|
|
Altmeyer John W
|
4
|
|
|
MVP Private Markets Fund
|
N-CSR
|
|
|
TO-0308 Fund III, a series of LAB PropTech Fund, LP
|
D
|
|
|
Vesta Real Estate Corporation, S.A.B. de C.V.
|
F-6
|
|
|
Citibank,N.A./ADR
|
F-6
|
|
|
POSNER SCOTT
|
4
|
|
|
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
|
40-17G
|
|
|
BALDRIDGE RICHARD A
|
4
|
|
|
KAYNE ANDERSON RENEWABLE INFRASTRUCTURE PARTNERS, L.P.
|
40-APP/A
|
|
|
KAYNE ANDERSON REAL ESTATE DEBT IV, L.P.
|
40-APP/A
|
|
|
KAYNE PRIVATE ENERGY INCOME FUND II, L.P.
|
40-APP/A
|
|
|
KARE MANAGER HOLDINGS, L.P.
|
40-APP/A
|
|
|
KAYNE PRIVATE ENERGY INCOME FUND II-B, L.P.
|
40-APP/A
|
|
|
KAEFTX VIII, LLC
|
40-APP/A
|
|
|
KA Credit Advisors II, LLC
|
40-APP/A
|
|
|
Kayne DL 2021, Inc.
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT IV MANAGER, L.P.
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT III MANAGER, L.P.
|
40-APP/A
|
|
|
KAYNE SIMPLIFIED MIDSTREAM, L.P.
|
40-APP/A
|
|
|
KAYNE ANDERSON FUND ADVISORS LLC
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT FUNDING III, LLC
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT FUNDING III OFFSHORE, LLC
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT III MINI-MASTER FUND, L.P.
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT FUND IV, L.P.
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT IV MINI-MASTER FUND, L.P.
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT IV OFFSHORE FUND, L.P.
|
40-APP/A
|
|
|
KA Credit Advisors, LLC
|
40-APP/A
|
|
|
Kayne Anderson Capital Income Partners
|
40-APP/A
|
|
|
Kayne Anderson Infrastructure Income Fund, L.P.
|
40-APP/A
|
|
|
Kayne Anderson MLP Fund, L.P.
|
40-APP/A
|
|
|
Kayne Equity Yield Strategies, L.P.
|
40-APP/A
|
|
|
Kayne Anderson BDC, Inc.
|
40-APP/A
|
|
|
Kayne Liquid Credit Fund, L.P.
|
40-APP/A
|
|
|
Kayne Senior Credit III Offshore Fund, L.P.
|
40-APP/A
|
|
|
Kayne Senior Credit Fund III, L.P.
|
40-APP/A
|
|
|
Kayne Anderson Midstream Institutional Fund, L.P.
|
40-APP/A
|
|
|
Kayne Anderson NextGen Energy & Infrastructure, Inc.
|
40-APP/A
|
|
|
KA Fund Advisors LLC
|
40-APP/A
|
|
|
Kayne Anderson Energy Infrastructure Fund, Inc.
|
40-APP/A
|
Financial Statements
|
|
KAYNE ANDERSON CAPITAL ADVISORS LP
|
40-APP/A
|
|
|
Reid William P
|
4
|
|
|
KORN JEFFREY G
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
Wilson Millar
|
4
|
|
|
Amerant Bancorp Inc.
|
4
|
Financial Statements
|
|
Strohm Joselyn D
|
3
|
|
|
ENB Financial Corp
|
3
|
|
|
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
|
40-17G
|
|
|
Dugan Sean
|
4
|
|
|
MCEVOY M KEVIN
|
4
|
|
|
Tagliabue Gianluca Ambrogio
|
144
|
|
|
Suarez Oscar
|
4
|
|
|
KPEIF II GP, LLC
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT FUNDING IV, LLC
|
40-APP/A
|
|
|
HPK PARTNERS, LLC
|
40-APP/A
|
|
|
KAEFTX VII, LLC
|
40-APP/A
|
|
|
KAYNE ANDERSON ENERGY FUND VIII, L.P.
|
40-APP/A
|
|
|
KAYNE SENIOR CREDIT FUNDING IV OFFSHORE, LLC
|
40-APP/A
|
|
|
KAYNE ANDERSON RENEWABLE ENERGY TRANSITION FUND, L.P.
|
40-APP/A
|
|
|
KAYNE ANDERSON ENERGY FUND VII, L.P.
|
40-APP/A
|
|
|
Managed Portfolio Series
|
N-CSR
|
|
|
QUELCH JOHN
|
4
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
424B3
|
|
|
Hedge Fund Guided Portfolio Solution
|
N-CSR
|
|
|
Morgan Creek Global Equity Long/Short Institutional Fund
|
N-CSR
|
|
|
MSA Safety Inc
|
S-8 POS
|
Financial Statements
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
N-CSR
|
|
|
Quill John Walton
|
4
|
|
|
EAGLE CAPITAL GROWTH FUND, INC.
|
N-CSR/A
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
424B3
|
|
|
Johnson Ronald L
|
4
|
|
|
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
|
40-17G
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
N-CSR
|
|
|
Knight Erin D.
|
4
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
N-CSR
|
|
|
RARE ELEMENT RESOURCES LTD
|
8-K
|
|
|
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
|
40-17G
|
|
|
Rucker Ashaki
|
4
|
|
|
REGENEREX PHARMA, INC.
|
10-K
|
|
|
Agadi Harshavardhan V
|
4
|
|
|
FLOTEK INDUSTRIES INC/CN/
|
4
|
Financial Statements
|
|
Capriles L. Miguel A
|
4
|
|
|
VFVI, LLC
|
D
|
|
|
Eimsgate Investor, LLC
|
D
|
|
|
CITIZENS, INC.
|
8-K
|
Financial Statements
|
|
Marturet M. Gustavo
|
4
|
|
|
CA-0519 Fund I AL Vehicle, a series of Climate Capital Deals, LP
|
D
|
|
|
CA-0519 Fund I, a series of Climate Capital Deals, LP
|
D
|
|
|
Weyenberg Rebecca A
|
4
|
|
|
NET Power Inc.
|
25-NSE
|
|
|
Lindstrom Carol
|
4
|
|
|
EXPONENT INC
|
4
|
Financial Statements
|
|
Picketa Systems Inc.
|
D
|
|
|
JOHNSTON PAUL R
|
4
|
|
|
Forteus Digital Asset Select Offshore Fund LP
|
D
|
|
|
Nierenberg David
|
4
|
|
|
Dana Pamella J
|
4
|
|
|
Dankel Roger
|
144
|
|
|
Simpson Manufacturing Co., Inc.
|
144
|
Financial Statements
|
|
Brown George H.
|
4
|
|
|
Bakhu Holdings, Corp.
|
NT 10-Q
|
|
