Company Name |
Form Type |
SEC Filings |
|
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
N-MFP2
|
|
Nuvve Holding Corp.
|
424B5
|
|
BUCHENOT STEPHEN M
|
4
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
4
|
Financial Statements
|
Lucy Scientific Discovery, Inc.
|
8-K
|
|
RR Missouri LLC
|
D
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
N-MFP2
|
|
Neitzel Julie
|
4
|
|
MHR Acquisitions, Inc.
|
D/A
|
|
DOW H ALLAN
|
4
|
|
AMERICAN SOFTWARE INC
|
4
|
Financial Statements
|
Arrow ETF Trust
|
497J
|
|
Sertis Inc.
|
D
|
|
Strange Loop London LLC
|
D
|
|
Smartland FND5, LLC
|
D/A
|
|
AMARC RESOURCES LTD
|
6-K
|
|
Marks Angelique Strong
|
144
|
|
Cars.com Inc.
|
144
|
Financial Statements
|
F5, INC.
|
S-8
|
Financial Statements
|
FRANKLIN TEMPLETON TRUST
|
N-MFP2
|
|
BlackRock ETF Trust II
|
497K
|
|
105 2nd St, LLC
|
D
|
|
MARSICO INVESTMENT FUND
|
40-17G
|
|
CAZ Dislocation Opportunities Fund, L.P.
|
D
|
|
SCHRIESHEIM ALAN
|
4
|
|
Investar Holding Corp
|
4
|
Financial Statements
|
HIDALGO WILLIAM H
|
4
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
1-U
|
|
Huang Ying
|
144
|
|
Legend Biotech Corp
|
144
|
|
Dowd Joseph P
|
144
|
|
Koppers Holdings Inc.
|
144
|
Financial Statements
|
AMBARELLA INC
|
10-Q
|
Financial Statements
|
Skinner Todd C.
|
144
|
|
TransUnion
|
144
|
Financial Statements
|
Schwitter Frank J
|
4
|
|
e-States PropTech Inc
|
C/A
|
|
CMP EXECUTIVE FUND I LP
|
D/A
|
|
Equitybee 22-72385, a Series of Equitybee cFund Master LLC
|
D/A
|
|
IQ3Connect, Inc.
|
D/A
|
|
PIEDMONT NATURAL GAS CO INC
|
424B5
|
|
CITIZENS, INC.
|
8-K
|
Financial Statements
|
Haoxin Holdings Ltd
|
F-1/A
|
|
BERSHADSKY OLEG
|
144
|
|
INTEGRAL AD SCIENCE HOLDING CORP.
|
144
|
Financial Statements
|
BARCLAYS BANK PLC
|
424B2
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
CA-0502 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
CA-0502 Gaingels Fund I AL Vehicle, a series of Zachary Ginsburg Funds, LP
|
D
|
|
ARION GROUP CORP.
|
10-K
|
|
NORTHERN LIGHTS FUND TRUST II
|
N-14
|
|
JOHN HANCOCK CURRENT INTEREST
|
N-MFP2
|
|
Mesa Bridge Primary Fund II, LP
|
D
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
Select Notes Trust LT 2004-1
|
8-K
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
John Hancock Collateral Trust
|
N-MFP2
|
|
Columbia Funds Variable Series Trust II
|
N-MFP2
|
|
RealtyMogul Income REIT, LLC
|
1-U
|
|
Columbia Funds Series Trust II
|
N-MFP2
|
|
FURNEAUX CAPITAL HOLDCO, LLC
|
3
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
South Park Commons Fund III, L.P.
|
D
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
N-CSRS
|
|
Lucent, Inc.
|
10-Q
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
CHS INC
|
8-K
|
Financial Statements
|
GLENMEDE FUND INC
|
NPORT-P
|
|
GLENMEDE PORTFOLIOS
|
NPORT-P
|
|
Sandstone Technologies, Inc.
|
D
|
|
CULLIGAN THOMAS M
|
4
|
|
AgEagle Aerial Systems Inc.
|
8-K
|
Financial Statements
|
Juniper Investment Company, LLC
|
4
|
|
Juniper Targeted Opportunities, LP
|
4
|
|
Bartholdson John A.
|
4
|
|
AI-0427 Fund IV AL Vehicle, a series of Team Uplyft, LP
|
D
|
|
AI-0427 Fund IV, a series of Team Uplyft, LP
|
D
|
|
Home Federal Bancorp, Inc. of Louisiana
|
4
|
Financial Statements
|
Lawrence Scott D
|
4
|
|
Smith Cathy R
|
4
|
|
NORDSTROM INC
|
4
|
Financial Statements
|
Engaged Capital LLC
|
SC 13D/A
|
|
Quotient Technology Inc.
|
SC 13D/A
|
Financial Statements
|
Elite Performance Holding Corp
|
S-1/A
|
|
Cerepak Brad M
|
144
|
|
DOVER Corp
|
144
|
Financial Statements
|
Wiese Peter G
|
4
|
|
TRICO BANCSHARES /
|
4
|
Financial Statements
|
Morris Jason
|
4
|
|
SmartApps Inc.
|
D
|
|
Kummeth Charles R.
|
144
|
|
BIO-TECHNE Corp
|
144
|
Financial Statements
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
DEUTSCHE DWS MARKET TRUST
|
N-CEN
|
|
INVESTORS CASH TRUST
|
N-CEN
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
N-CEN
|
|
Widmar Mark R
|
144
|
|
FIRST SOLAR, INC.
|
144
|
Financial Statements
|
MILLER INDUSTRIES INC /TN/
|
SD
|
Financial Statements
|
Global Star Acquisition Inc.
|
8-K
|
|
Franklin Templeton ETF Trust
|
CERT
|
|
Skyward Specialty Insurance Group, Inc.
|
S-1/A
|
|
Miller Ronald David
|
4
|
|
STARTENGINE CROWDFUNDING, INC.
|
4
|
|
Listed Funds Trust
|
N-CSRS
|
|
OP-1207 Fund I, a series of Spice Capital, LP
|
D
|
|
Miller Lee
|
4
|
|
SMITH RICHARD P
|
4
|
|
Sovos Co-Invest LP
|
D/A
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
Granite Ridge Resources, Inc.
|
4
|
|
MCCARTNEY JOHN
|
4
|
|
WISCONSIN CAPITAL FUNDS INC
|
N-CSR
|
|
Amster Joshua Daniel
|
4
|
|
NATIONWIDE MUTUAL FUNDS
|
N-MFP2
|
|
Reyes Jonathan
|
4
|
|
Chain Bridge I
|
4
|
|
Polar Asset Management Partners Inc.
|
4
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
Cronin Johanna
|
4
|
|
Stein Sylvia Ann
|
4
|
|
MODINE MANUFACTURING CO
|
4
|
Financial Statements
|
Marks Howard Edward
|
4
|
|
L1 PET Co-Invest SCSp
|
D/A
|
|
TRUBECK WILLIAM L
|
144
|
|
CENTENE CORP
|
144
|
Financial Statements
|
STREETER STEPHANIE A
|
144
|
|
KOHLS Corp
|
144
|
Financial Statements
|
PakMule, LLC
|
D
|
|
Lucareli Michael B
|
4
|
|
COGNIZANT TECHNOLOGY SOLUTIONS CORP
|
S-8
|
Financial Statements
|
Chernick Aubrey
|
4
|
|
Agen Brian Jon
|
4
|
|
UPRIGHT INVESTMENTS TRUST
|
N-CSRS
|
|
CUNNINGHAM BLAIR GRAEME
|
4
|
|
Coda Octopus Group, Inc.
|
4
|
Financial Statements
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
ENDEAVOUR SILVER CORP
|
6-K
|
Financial Statements
|
North Capital Funds Trust
|
N-MFP2
|
|
Cabral Timothy S
|
4
|
|
VEEVA SYSTEMS INC
|
4
|
Financial Statements
|
Doximity, Inc.
|
8-K
|
Financial Statements
|
Giem Judi
|
4
|
|
Adirondack Funds
|
N-CSR
|
|
O'Connor Michele
|
4
|
|
VAN TREASE SANDRA
|
4/A
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
4/A
|
Financial Statements
|
Ermenegildo Zegna N.V.
|
6-K
|
|
EXXON MOBIL CORP
|
8-K
|
Financial Statements
|
Bryant Edward JR
|
4
|
|
Guild Holdings Co
|
4
|
Financial Statements
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
Draganfly Inc.
|
6-K
|
|
HRO Holdings I LP
|
D/A
|
|
TRANSAMERICA SERIES TRUST
|
N-MFP2
|
|
TRANSAMERICA FUNDS
|
N-MFP2
|
|
BEEBER PAUL STEPHEN
|
4
|
|
NAPCO SECURITY TECHNOLOGIES, INC
|
4
|
Financial Statements
|
Brinton Jon
|
4
|
|
Crexendo, Inc.
|
4
|
|
Gehlmann Gregory A
|
4
|
|
Victoria's Secret & Co.
|
4
|
Financial Statements
|
JOHNSON TIMOTHY A
|
4
|
|
Fortune Brands Innovations, Inc.
|
144
|
Financial Statements
|
HACKETT ANN F
|
144
|
|
Techpoint, Inc.
|
8-K
|
|
ADVANTEST CORP
|
D/A
|
|
FORESTER FUNDS INC
|
24F-2NT
|
|
Aurora Investment Counsel
|
13F-HR/A
|
|
Skyline Bankshares, Inc.
|
8-K
|
|
Syclone Studios, LLC
|
D
|
|
Karaivanov Dimitar
|
4
|
|
COMMUNITY BANK SYSTEM, INC.
|
4
|
Financial Statements
|
Fleshood John
|
4
|
|
Nuveen Variable Rate Preferred & Income Fund
|
N-CSRS/A
|
|
Nuveen Preferred & Income Fund
|
N-CSRS/A
|
|
Nuveen Preferred & Income Securities Fund
|
N-CSRS/A
|
|
Nuveen Preferred & Income Term Fund
|
N-CSRS/A
|
|
Rhino Labs, Inc.
|
D
|
|
Nuveen Preferred & Income Opportunities Fund
|
N-CSRS/A
|
|
RO-0517 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
Tect App, Inc.
|
C
|
|
Sh1ft Inc.
|
D
|
|
VALUED ADVISERS TRUST
|
497K
|
|
Singh Manoj P
|
4
|
|
PUTNAM PREMIER INCOME TRUST
|
4
|
|
d1g1t Inc.
|
D
|
|
BURLINGTON NORTHERN SANTA FE, LLC
|
424B2
|
|
CARNEY CRAIG B
|
4
|
|
Qilun Group Inc.
|
20-F
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
4
|
|
Hoopla Doopla, Inc.
|
D/A
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2
|
|
PUTNAM VARIABLE TRUST
|
N-MFP2
|
|
Wolff Anne Clarke
|
4
|
|
AMPHENOL CORP /DE/
|
4
|
Financial Statements
|
PUTNAM MONEY MARKET FUND
|
N-MFP2
|
|
SU-0115 Fund I AL Vehicle, a series of JMWTX Investments, LP
|
D
|
|
SU-0115 Fund I, a series of JMWTX Investments, LP
|
D
|
|
SUMMIT INVESTORS X, LLC
|
D
|
|
Tangen Biosciences, Inc.
|
D
|
|
PROTECTIVE LIFE CORP
|
13F-HR/A
|
|
A-Mark Precious Metals, Inc.
|
144
|
Financial Statements
|
MELTZER CAROL
|
144
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
SUMMIT INVESTORS XI, LLC
|
D
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
4
|
|
Singh Prahlad R.
|
4
|
|
International Equity Long-Only Fund LP - Series E
|
D/A
|
|
BIOLARGO, INC.
|
8-K
|
|
VLISO, inc.
|
C-U
|
|
MOLLOY ANTHONY
|
144
|
|
Pacira BioSciences, Inc.
|
144
|
Financial Statements
|
Brown Advisory Global Focus Onshore Fund, L.P.
|
D/A
|
|
Brown Advisory Global Focus Offshore Fund, Ltd.
|
D/A
|
|
LOEFFLER MARTIN H
|
4
|
|
Cardiff Lexington Corp
|
10-K
|
|
Advisors' Inner Circle Fund II
|
497K
|
|
Ares Private Markets Fund
|
N-CSR
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
4
|
|
Carmot Therapeutics Inc.
|
D
|
|
Livingston Robert
|
4
|
|
BAILEY DANIEL K
|
4
|
|
Atmus Filtration Technologies Inc.
|
4
|
|
Leipold Jane A
|
4
|
|
Bryant Edward JR
|
144/A
|
|
Guild Holdings Co
|
144/A
|
Financial Statements
|
Cook James Steele
|
4
|
|
MANITOWOC CO INC
|
4
|
Financial Statements
|
Lane Rita S.
|
4
|
|
FORESTER FUNDS INC
|
N-CEN
|
|
Leader Funds Trust
|
497
|
|
JEPSEN EDWARD G
|
4
|
|
AR-0425 Fund I, a series of Andrew Tan Investments, LP
|
D
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
UBS AG
|
424B2
|
|
WYNDHAM HOTELS & RESORTS, INC.
|
144
|
Financial Statements
|
Rossi Nicola
|
144
|
|
Falck David P
|
4
|
|
Ghoshal Kaushik
|
4
|
|
RESMED INC
|
4
|
Financial Statements
|
INNOVATIVE DESIGNS INC
|
NT 10-Q
|
|
Man AHL CSS
|
D/A
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
Golden Sarah B
|
4
|
|
OLD POINT FINANCIAL CORP
|
4
|
Financial Statements
|
HAGGERTY GRETCHEN R
|
4
|
|
Bone Biologics Corp
|
8-K
|
|
Polestar Automotive Holding UK PLC
|
6-K
|
|
DDK Developments, L.L.C.
|
4
|
|
SkyWater Technology, Inc
|
4
|
Financial Statements
|
STURM RUGER & CO INC
|
S-8 POS
|
Financial Statements
|
Advisors Disciplined Trust 2172
|
487
|
|
Kapoor Samir
|
4
|
|
Life360, Inc.
|
4
|
|
STURM RUGER & CO INC
|
S-8
|
Financial Statements
|
Transcode Therapeutics, Inc.
|
S-1/A
|
Financial Statements
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
Linn Grove Dakota 5 LP
|
D/A
|
|
Bennett Roy Edwin
|
4
|
|
Advisors' Inner Circle Fund II
|
497
|
|
Zibrowski Bart L
|
4
|
|
ETF Series Solutions
|
DEFA14A
|
|
CHOI BRIAN
|
4
|
|
OP Bancorp
|
4
|
Financial Statements
|
Swan Charlie Investments, LLC
|
D
|
|
Goldrick Michael P
|
4
|
|
BROOKLINE BANCORP INC
|
4
|
Financial Statements
|
Macadam Stephen E.
|
4
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
MO-0412 Fund I AL Vehicle, a series of Pack Ventures, LP
|
D/A
|
|
MO-0412 Fund I, a series of Pack Ventures, LP
|
D/A
|
|
Dowdle Stephen F
|
144
|
|
Andersons, Inc.
|
144
|
Financial Statements
|
American Lithium Corp.
|
6-K
|
|
SCHWAB STRATEGIC TRUST
|
485BXT
|
|
New Touch Digital, Inc.
|
D
|
|
CHEMUNG FINANCIAL CORP
|
8-K
|
Financial Statements
|
Moore Curtis
|
4
|
|
ENERGY FUELS INC
|
4
|
Financial Statements
|
Akeso Biomedical, Inc.
|
D
|
|
Sage ATM Investment Fund, LLC
|
D
|
|
SENSTAR TECHNOLOGIES LTD.
|
6-K
|
|
HOMESTEAD FUNDS INC
|
N-MFP2
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
KILMER HENRY W
|
144
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
LU-0503 Gaingels Fund I AL Vehicle, a series of 2022 Ventures Early, LP
|
D
|
|
LU-0503 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
VARIABLE ANNUITY ACCOUNT
|
497
|
|
VARIABLE FUND D
|
497
|
|
ASF I Royal Exchange Co-Invest, LP
|
D
|
|
Super League Gaming, Inc.
|
D/A
|
Financial Statements
|
SRS PARTNERS US L P
|
D/A
|
|
Carter Thomas
|
4
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
WHITTERS JOSEPH E
|
144
|
|