| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Berman Michael B
|
4
|
|
|
Anderson Keith A
|
4
|
|
|
Berman Michael B
|
4/A
|
|
|
Skyline Champion Corp
|
4/A
|
Financial Statements
|
|
Ares Management Corp
|
SC 13G
|
Financial Statements
|
|
COWEN AND COMPANY, LLC
|
SC 13G
|
|
|
Invitational Investors Fund LP
|
D/A
|
|
|
BMO 2023-C4 Mortgage Trust
|
10-D
|
|
|
Cubic Asset Management, LLC
|
13F-HR
|
|
|
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC
|
13F-HR
|
|
|
Jade Associates I-B1 LLC
|
D
|
|
|
RU-0211 Fund I, a series of Cool Climate Collective, LP
|
D
|
|
|
RU-0211 Fund I AL Vehicle, a series of Cool Climate Collective, LP
|
D
|
|
|
BMO 2023-C4 Mortgage Trust
|
ABS-EE
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
Trade Street Social LLC
|
C/A
|
|
|
J-Star Holding Co., Ltd.
|
FWP
|
|
|
Pegasus Digital Mobility Acquisition Corp.
|
8-K
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
EVEXIA WEALTH LLC
|
13F-HR
|
|
|
JAFFE SETH
|
144
|
|
|
LEVI STRAUSS & CO
|
144
|
Financial Statements
|
|
PIMCO FUNDS
|
NPORT-P/A
|
|
|
Schwartz Jeffery D
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
Theratechnologies Inc.
|
6-K
|
|
|
Empire Village at Bonita Place, LLC
|
D
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
CNP Holdings, LLC
|
D
|
|
|
Hillcrest Wealth Advisors - NY, LLC
|
13F-HR
|
|
|
Green Stream Holdings Inc.
|
NT 10-K
|
|
|
JOHCM Funds Trust
|
497
|
|
|
Music Licensing Inc.
|
1-U/A
|
|
|
AIM COUNSELOR SERIES TRUST
|
497K
|
|
|
Fidelity Rutland Square Trust II
|
497J
|
|
|
FIDELITY SUMMER STREET TRUST
|
497J
|
|
|
abrdn ETFs
|
497
|
|
|
REIK & CO., LLC
|
13F-HR
|
|
|
AIM COUNSELOR SERIES TRUST
|
497
|
|
|
Cordant, Inc.
|
13F-HR
|
|
|
ReNew Energy Global plc
|
20-F
|
|
|
SFEV Fund I, LLC
|
D
|
|
|
Momma Lumpia LLC
|
C
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Redefine Patriot Defense SPV IV, LLC
|
D
|
|
|
WealthPLAN Partners, LLC
|
13F-HR
|
|
|
NICHOLAS EQUITY INCOME FUND, INC.
|
497J
|
|
|
CA-0606 Fund I, a series of Also Capital, LP
|
D
|
|
|
INTELLIGENT BIO SOLUTIONS INC.
|
FWP
|
|
|
TrueWealth Advisors, LLC
|
13F-HR
|
|
|
FARRELL MATTHEW
|
144
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
144
|
Financial Statements
|
|
Dreyfus Institutional Reserves Funds
|
497K
|
|
|
STC BIG III, LLC
|
D
|
|
|
Lupica John J
|
4
|
|
|
Chubb Ltd
|
4
|
Financial Statements
|
|
Zeal Asset Management Ltd
|
13F-HR
|
|
|
Coatue Ventures III LP
|
D/A
|
|
|
CLINTON ANDREA M
|
4
|
|
|
TIMBERLAND BANCORP INC
|
4
|
Financial Statements
|
|
Lind Capital Partners Municipal Credit Income Fund
|
N-23C3A
|
|
|
KASSLING WILLIAM E
|
144
|
|
|
HAGAN ANNMARIE T
|
4
|
|
|
Affinity Bancshares, Inc.
|
4
|
|
|
Pajot Brandi C
|
4
|
|
|
Research Solutions, Inc.
|
8-K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497J
|
|
|
LI-0605 Fund II AL Vehicle, a series of First Check Ventures, LP
|
D
|
|
|
LI-0605 Fund II, a series of First Check Ventures, LP
|
D
|
|
|
GUTHART GARY S
|
144
|
|
|
INTUITIVE SURGICAL INC
|
144
|
Financial Statements
|
|
Cordillera Investment Fund III-B, L.P.
|
D/A
|
|
|
Cowen Prime Advisors LLC
|
13F-HR
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
497K
|
|
|
ANDERSON MICHAEL J
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
CONAGRA BRANDS INC.
|
8-K
|
Financial Statements
|
|
First State Trust Co
|
13F-NT
|
|
|
LOEWS CORP
|
10-Q
|
Financial Statements
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
497
|
|
|
AVAII WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
ON SEMICONDUCTOR CORP
|
10-Q
|
Financial Statements
|
|
HAHN CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
FORUM FUNDS II
|
497
|
|
|
Cordillera Investment Fund III, L.P.
|
D/A
|
|
|
HPEC, Inc.
|
C
|
|
|
Redefine Patriot Defense SPV III, LLC
|
D
|
|
|
Moloney Securities Asset Management, LLC
|
13F-HR
|
|
|
Raleigh Co-Invest LLC
|
D
|
|
|
Gaingels Better Brand 2023 LLC
|
D
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
497
|
|
|
Hartford Schroders Private Opportunities Fund
|
424B3
|
|
|
Azzurro Solutions Corp.
|
8-K
|
|
|
Williamson Stephen
|
144
|
|
|
THERMO FISHER SCIENTIFIC INC.
|
144
|
Financial Statements
|
|
CO-0608 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
CO-0608 Gaingels Fund I AL Vehicle, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
DeWitt Angie
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
Berryman Kevin C
|
144
|
|
|
JACOBS SOLUTIONS INC.
|
144
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
497K
|
|
|
DAGCO, INC.
|
13F-HR
|
|
|
CoClubChicago LLC
|
C/A
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
CITIZENSSELECT FUNDS
|
497K
|
|
|
BLUE RIDGE BANKSHARES, INC.
|
8-K
|
|
|
Biguet Stephane
|
144
|
|
|
SCHLUMBERGER LIMITED/NV
|
144
|
Financial Statements
|
|
Equitable America Variable Account L of Equitable Financial Life Insurance Co of America
|
497VPU
|
|
|
Equitable America Variable Account L of Equitable Financial Life Insurance Co of America
|
497
|
|
|
Everest LKN, LLC
|
D
|
|
|
AIM INVESTMENT FUNDS
|
497
|
|
|
Community Capital Trust
|
NPORT-P
|
|
|
COOKE & BIELER LP
|
13F-HR
|
|
|
Equitable America Variable Account A of Equitable Financial Life Insurance Co of America
|
497VPU
|
|
|
Equitable America Variable Account A of Equitable Financial Life Insurance Co of America
|
497
|
|
|
MONY VARIABLE ACCOUNT A
|
497VPU
|
|
|
MONY VARIABLE ACCOUNT A
|
497
|
|
|
MONY VARIABLE ACCOUNT L
|
497
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
497
|
|
|
LE-0317 Fund I, a series of Turin Ventures Master, LP
|
D
|
|
|
Requisite Capital Management, LLC
|
13F-HR
|
|
|
DOF II-Raleigh Co-Invest LLC
|
D
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
8-K
|
Financial Statements
|
|
Inspire Investing, LLC
|
13F-HR
|
|
|
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income
|
13F-HR
|
|
|
Heritage Financial Services, LLC
|
13F-HR
|
|
|
DIVIDEND & INCOME FUND
|
N-PX
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
Clinical Partners LLC
|
D
|
|
|
WEITZ FUNDS
|
497J
|
|
|
Inspire Advisors, LLC
|
13F-HR
|
|
|
Total Wealth Planning, LLC
|
13F-HR
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6EF
|
|
|
MESOBLAST LTD
|
F-6EF
|
Financial Statements
|
|
WEITZ FUNDS
|
497K
|
|
|
Mutual Advisors, LLC
|
13F-HR
|
|
|
OGH LAKEWAY PARTNERS, LP
|
D
|
|
|
Tuozzolo Claudio
|
4
|
|
|
Ballard Power Systems Inc.
|
6-K
|
Financial Statements
|
|
Prasanna Capital II, LP - C4
|
D
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Starwood Real Estate Income Trust, Inc.
|
8-K
|
|
|
Montis Financial, LLC
|
13F-HR
|
|
|
AVIOR CAPITAL MARKETS US, LLC
|
X-17A-5
|
|
|
AerCap Holdings N.V.
|
6-K
|
Financial Statements
|
|
Mesirow Institutional Investment Management, Inc.
|
13F-HR
|
|
|
Principle Wealth Partners LLC
|
13F-HR
|
|
|
TRIAD FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
FOXBY CORP.
|
N-PX
|
|
|
Redefine Patriot Defense SPV II, LLC
|
D
|
|
|
CAMBIAR INVESTORS LLC
|
13F-HR
|
|
|
Jones Paul A.
|
4
|
|
|
USANA HEALTH SCIENCES INC
|
4
|
Financial Statements
|
|
Neuman Emanuel D
|
3
|
|
|
Medalist Diversified REIT, Inc.
|
3
|
Financial Statements
|
|
Convoi Ventures LP - B3
|
D
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
497K
|
|
|
United States Commodity Index Funds Trust
|
8-K
|
|
|
United States Brent Oil Fund, LP
|
8-K
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
United States 12 Month Natural Gas Fund, LP
|
8-K
|
|
|
United States Gasoline Fund, LP
|
8-K
|
|
|
United States 12 Month Oil Fund, LP
|
8-K
|
|
|
United States Natural Gas Fund, LP
|
8-K
|
|
|
Muddy Waters Capital Global Opportunities Fund, Ltd.
|
D/A
|
|
|
Midas Series Trust
|
N-PX
|
|
|
PARNASSUS INVESTMENTS, LLC
|
13F-HR
|
|
|
United States Oil Fund, LP
|
8-K
|
|
|
Gaingels Air EV LLC
|
D
|
|
|
Muddy Waters Capital Global Opportunities Fund LP
|
D/A
|
|
|
CNA FINANCIAL CORP
|
10-Q
|
Financial Statements
|
|
Keystone Private Income Fund
|
SC TO-I
|
|
|
STEPAN F QUINN JR
|
144
|
|
|
STEPAN CO
|
144
|
Financial Statements
|
|
Polunin Capital Partners Ltd
|
13F-HR
|
|
|
LongFi Solutions, Inc.
|
D
|
|
|
STRS OHIO
|
13F-HR
|
|
|
Howley W Nicholas
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Del-Sette Capital Management, LLC
|
13F-HR
|
|
|
Keefauver David
|
144
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
144
|
Financial Statements
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
Doyle Alvaro
|
4
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497K
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497
|
|
|
BMO 2022-C1 Mortgage Trust
|
10-D
|
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
Messing Gil
|
144
|
|
|
CHECK POINT SOFTWARE TECHNOLOGIES LTD
|
144
|
Financial Statements
|
|
Tower View Wealth Management LLC
|
13F-HR
|
|
|
Essex Private Wealth Management, LLC
|
13F-HR
|
|
|
BMO 2022-C1 Mortgage Trust
|
ABS-EE
|
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
Twin Leopard Diversified Feeder BVI Ltd
|
D
|
|
|
TRxADE HEALTH, INC
|
8-K
|
|
|
Mycor All-Weather Credit Offshore Fund, Ltd
|
D
|
|
|
Partners Group Private Equity
|
SC TO-I
|
|
|
Twin Leopard Diversified Feeder US LP
|
D
|
|
|
Strategic Advisors LLC
|
13F-HR
|
|
|
SG-Coffee, LLC
|
4
|
|
|
Westrock Coffee Co
|
4
|
|
|
Stephens Group, LLC
|
4
|
|
|
Stephens W. R. Jr.
|
4
|
|
|
CAMPBELL ELIZABETH STEPHENS
|
4
|
|
|
FT 10879
|
497J
|
|
|
BlackDiamond Wealth Management Inc.
|
13F-HR
|
|
|
FIDELITY SELECT PORTFOLIOS
|
497K
|
|
|
Morningstar Funds Trust
|
497K
|
|
|
BMO 2023-C5 Mortgage Trust
|
10-D
|
|
|
ABVC BIOPHARMA, INC.
|
8-K
|
|
|
FIDELITY SELECT PORTFOLIOS
|
497
|
|
|
North Haven Private Income Fund LLC
|
SC TO-I/A
|
|
|
BMO 2023-C5 Mortgage Trust
|
ABS-EE
|
|
|
HAIRSTON JOHN M
|
144
|
|
|
HANCOCK WHITNEY CORP
|
144
|
Financial Statements
|
|
ARBOR TRUST WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
FIRST NATIONAL BANK & TRUST CO OF NEWTOWN
|
13F-HR
|
|
|
Tidal ETF Trust
|
497J
|
|
|
Deep Green Waste & Recycling, Inc.
|
S-1/A
|
|
|
Morningstar Funds Trust
|
497
|
|
|
Metalpha Technology Holding Ltd
|
NT 20-F
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
8-K
|
Financial Statements
|
|
Kimmeridge Energy Management Company, LLC
|
13F-HR
|
|
|
DIVIDEND ASSETS CAPITAL, LLC
|
13F-HR
|
|
|
Omnia Family Wealth, LLC
|
13F-HR
|
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
497AD
|
|
|
Proteocyte Diagnostics Inc.
|
D
|
|
|
COOK WEALTH MANAGEMENT GROUP LLC
|
13F-HR
|
|
|
Uxin Ltd
|
NT 20-F
|
Financial Statements
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
IH Merger Sub LLC
|
424B5
|
|
|
Invitation Homes OP GP LLC
|
424B5
|
|
|
Invitation Homes Operating Partnership LP
|
424B5
|
|
|
Invitation Homes Inc.
|
424B5
|
Financial Statements
|
|
ARTISAN PARTNERS FUNDS INC
|
497K
|
|
|
GLOBAL TECHNOLOGIES LTD
|
8-K
|
|
|
Castor Maritime Inc.
|
6-K
|
|
|
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
|
497AD
|
|
|
FIRST NATIONAL CORP /MA/ /ADV
|
13F-HR
|
|
|
Intellectus Partners, LLC
|
13F-HR
|
|
|
T2 Biosystems, Inc.
|
8-K
|
Financial Statements
|
|
Morrison Kemble D
|
4
|
|
|
Alset Capital Acquisition Corp.
|
DEFA14A
|
|
|
Frontdoor, Inc.
|
8-K
|
Financial Statements
|
|
Rocket Companies, Inc.
|
8-K
|
Financial Statements
|
|
NEW RELIC, INC.
|
8-K
|
Financial Statements
|
|
OPPENHEIMER HOLDINGS INC
|
8-K
|
Financial Statements
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
497AD
|
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
ARTISAN PARTNERS FUNDS INC
|
497
|
|
|
Privia Health Group, Inc.
|
8-K
|
Financial Statements
|
|
INSIGNIA SYSTEMS INC/MN
|
8-K
|
Financial Statements
|
|
VANGUARD VARIABLE INSURANCE FUNDS
|
497
|
|
|
ABVC BIOPHARMA, INC.
|
424B5
|
|
|
VANGUARD FIXED INCOME SECURITIES FUNDS
|
497
|
|
|
Tivic Health Systems, Inc.
|
8-K
|
Financial Statements
|
|
Kusho, Inc.
|
D
|
|
|
SLM Corp
|
8-K
|
Financial Statements
|
|
AICHLER LARRY S
|
4
|
|
|
Professional Diversity Network, Inc.
|
4
|
Financial Statements
|
|
Renn Christopher
|
4
|
|
|
Shea Courtney C.
|
4
|
|
|
Belsky Michael D
|
4
|
|
|
Zhang Hao
|
4
|
|
|
Liu Xianfang
|
4
|
|
|
He Xin
|
4
|
|
|
IR-Med, Inc.
|
8-K
|
|
|
MyMD Pharmaceuticals, Inc.
|
8-K
|
|
|
Blue Water Biotech, Inc.
|
8-K
|
Financial Statements
|
|
Forafric Global PLC
|
6-K
|
|
|
MARIZYME, INC.
|
8-K
|
|
|
MARIZYME, INC.
|
8-K/A
|
|
|
SERA PROGNOSTICS, INC.
|
8-K
|
Financial Statements
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
BMS Financial Advisors, LLC
|
13F-HR
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
BRIDLE PATH CAPITAL PARTNERS, LP
|
D/A
|
|
|
AlleyCorp Partners LP
|
D
|
|
|
Sargent Investment Group, LLC
|
13F-HR
|
|
|
Keyarch Acquisition Corp
|
425
|
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
Keyarch Acquisition Corp
|
8-K
|
|
|
British American Tobacco p.l.c.
|
424B5
|
Financial Statements
|
|
IDEX Biometrics ASA
|
25
|
|
|
CONSUMERS ENERGY CO
|
424B5
|
|
|
PHP Ventures Acquisition Corp.
|
DEF 14A
|
|
|
AEMETIS, INC
|
8-K
|
Financial Statements
|
|
Berkshire Grey, Inc.
|
15-12G
|
|
|
REVA One Independence DST
|
D
|
|
|
Horizon Wealth Management, LLC
|
13F-HR
|
|
