SEC Filings


2784
  
Company Name Form Type SEC Filings
TCI Wealth Advisors, Inc. 13F-HR
Centaur Bio Inc. D
UBS Commercial Mortgage Trust 2017-C5 10-D
Aidentified Inc. D
Wenick Mark J 4
FIDELITY REVERE STREET TRUST POS AMI
CULBERTSON A N & CO INC 13F-HR
EQ ADVISORS TRUST 497K
DIAMOND HILL FUNDS 485APOS
Annapolis Financial Services, LLC N-PX
UBS Commercial Mortgage Trust 2017-C3 10-D
UBS Commercial Mortgage Trust 2019-C16 10-D
EQ ADVISORS TRUST 497
AVSF - Fides 2024, LLC D
UBS Commercial Mortgage Trust 2017-C3 ABS-EE
UBS Commercial Mortgage Trust 2019-C16 ABS-EE
RBB Fund Trust NPORT-P
Federal Home Loan Bank of Chicago 8-K
DIAGEO PLC 6-K Financial Statements
Heritage Growth Fund LLC D/A
Acorn Wealth Advisors, LLC 13F-HR
Bank of Marin Bancorp 8-K Financial Statements
UBS Commercial Mortgage Trust 2017-C7 10-D
Stith Thomas A. III 144
OLD DOMINION FREIGHT LINE, INC. 144 Financial Statements
British American Tobacco p.l.c. 6-K Financial Statements
Almanac Horizon Fund LLC D
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC N-CSRS
Magnetar Financial LLC SC 13D
TELLURIAN INC. /DE/ SC 13D Financial Statements
J. Safra Sarasin Holding AG 13F-HR
Star Gold Corp. NT 10-K
UBS Commercial Mortgage Trust 2018-C12 10-D
Vistara Technology Growth Fund D
Vistara Technology Growth Fund V, LLC D
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC N-CSRS
UBS Commercial Mortgage Trust 2018-C12 ABS-EE
JLLX North Andover Apartments, DST D/A
Lapco Holdings Limited/ADR F-6
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc N-CSRS
BANK OF NEW YORK / ADR DIVISION F-6
Veralto Corp 144
Honeycutt Jennifer 144
SoNo 1420 Artisan Distillers, Inc. C
Boiter Cynthia 4
Perma-Pipe International Holdings, Inc. 4 Financial Statements
FIDELITY SALEM STREET TRUST 497K
FIDELITY SALEM STREET TRUST 497
Brown David B 4
AMERICAN BEACON FUNDS NPORT-P
GILLIGAN J KEVIN 144
GRACO INC 144 Financial Statements
Cambria ETF Trust 485BXT
MCDONNELL PADRAIG 4
AGILENT TECHNOLOGIES, INC. 4 Financial Statements
FinTech Evolution Acquisition Group SC 13G/A
BANK OF NOVA SCOTIA SC 13G/A Financial Statements
Learn EV, Inc. C/A
PHINIA INC. 10-Q
Almanac Horizon Sidecar LLC D
Capitalworks Emerging Markets Acquisition Corp SC 13G/A
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC N-CSRS
Bridge Investment Group Holdings Inc. SC 13G/A Financial Statements
Apollo Strategic Growth Capital II SC 13G/A
Zapata Computing Holdings Inc. SC 13G/A
Archer-Daniels-Midland Co 8-K Financial Statements
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC N-CSRS
MOULTON WEALTH MANAGEMENT, INC N-PX
Target Global Acquisition I Corp. SC 13G/A
Roadzen Inc. SC 13G/A
PowerUp Acquisition Corp. SC 13G/A
Heritage Private Fund, L.P. - Series 2 D
Pontem Corp SC 13G/A
Toro Neurovascular, Inc. D
GUTHART GARY S 144
INTUITIVE SURGICAL INC 144 Financial Statements
UBS Commercial Mortgage Trust 2018-C8 ABS-EE
Jaguar Global Growth Corp I SC 13G/A
TILIA FIDUCIARY PARTNERS, INC. N-PX
BBCMS Mortgage Trust 2018-C2 10-D
HE35 Fund I, a series of Roll Up Vehicles, LP D
Top Tier Venture Velocity Fund 5, L.P. D
GOLDMAN SACHS GROUP INC FWP Financial Statements
BBCMS 2023-C20 10-D
CARDINAL ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD D/A
J. W. Coons Advisors, LLC 13F-HR
BBCMS Mortgage Trust 2018-C2 ABS-EE
Toyota Auto Receivables 2024-C Owner Trust 8-K
TOYOTA AUTO FINANCE RECEIVABLES LLC 8-K
Heartwood Wealth Advisors LLC N-PX
BARCLAYS BANK PLC 424B2
WATERSHED PRIVATE WEALTH LLC 13F-HR
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
GS Finance Corp. FWP
BBCMS 2023-C20 ABS-EE
HSBC USA INC /MD/ FWP
FORUM FUNDS II 497
Schmidt Paul Gregory 144
ASSOCIATED BANC-CORP 144 Financial Statements
Monterey Private Wealth, Inc. N-PX
SMB Education Funding, LLC ABS-15G
PUTNAM FUNDS TRUST N-CSRS
Stellex TriplePoint Co-Invest LP D
NBT BANK N A /NY 13F-HR
MSS Series Trust NPORT-P
BBCMS Mortgage Trust 2019-C5 10-D
Mirae Asset Global Investments 13F-NT
KIM CHARLES G 144
COMMERCE BANCSHARES INC /MO/ 144 Financial Statements
20TSQ Hana One LLC D
EAGLE BANCORP INC 8-K Financial Statements
WASSERMAN YUVAL 144
FARO TECHNOLOGIES INC 144 Financial Statements
PUTNAM OHIO TAX EXEMPT INCOME FUND N-CSR
Ciel Creative Space LLC C/A
BBCMS Mortgage Trust 2019-C5 ABS-EE
Wealth Alliance Advisory Group, LLC 13F-HR
Lorey Brandon Craig 4
EAGLE FINANCIAL SERVICES INC 4
POFFINBERGER AARON M 4
Flores Shawn David 4
PAR PACIFIC HOLDINGS, INC. 4 Financial Statements
BBCMS Mortgage Trust 2023-C19 10-D
PURRINGTON DEBRA L 4
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND N-CSR
GEORGE JAMES S II 4
Scapa James Ralph 4
Altair Engineering Inc. 4 Financial Statements
Sheaff Brock Investment Advisors, LLC N-PX
ZMITROVICH JOSEPH T 4
Crosen Kaley Ann 4
Foyston, Gordon, & Payne Inc 13F-HR
IFG Advisory, LLC 13F-HR
Transwestern Strategic Partners Fund IV, L.P. D
Tidal Trust II NPORT-P
CROSON KATHLEEN S 4
BBCMS Mortgage Trust 2023-C19 ABS-EE
JRS Investments LLC 4
SCHMIDT MARIANNE 4
UBS AG 424B2
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/ N-CSR
TORONTO DOMINION BANK 424B3 Financial Statements
BRAITHWAITE TODD A 4
BCGM Wealth Management, LLC 13F-HR
FIRST BANCORP /NC/ 8-K Financial Statements
Chappell Kathleen J 4
BBCMS Mortgage Trust 2024-C26 10-D
James R. Scapa Declaration of Trust 4
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7 10-D
Kline Hill Partners Offshore Feeder Fund V LP D/A
BBCMS Mortgage Trust 2024-C26 ABS-EE
PUTNAM HIGH YIELD FUND N-CSRS
Mutual Advisors, LLC N-PX
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16 10-D
WITHEM JONATHAN 3
ALPINE 4 HOLDINGS, INC. 3
Couch Christopher 4
Mirae Asset Global Investments 13F-NT
Cooper-Standard Holdings Inc. 4 Financial Statements
DTE ENERGY CO 424B2 Financial Statements
Civeo Corp 10-Q Financial Statements
Founders Circle Capital LLC 13F-HR
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 10-D
Kewalramani Reshma 144
VERTEX PHARMACEUTICALS INC / MA 144 Financial Statements
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND N-CSR
CTT PHARMACEUTICAL HOLDINGS, INC. 4
OTH Impact Fund, L.P. D
Avantor, Inc. 144 Financial Statements
Couturier Christophe 144
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 10-D
Koito Manufacturing Co., Ltd. SC 13D/A
Cepton, Inc. SC 13D/A
Family First, Inc. D/A
Mutual Advisors, LLC 13F-HR
Zernick Thomas Gerard 4
BayFirst Financial Corp. 4
Cudahy Theresa Ellen 4
CuriosityStream Inc. 4
Bank of America Merrill Lynch Commercial Mortgage Trust 2015-UBS7 10-D
NITCHES INC 8-K
TASTYTRADE, INC. X-17A-5
Mirae Asset Global Investments 13F-NT
Blockchain Coinvestors Fund VII-A LP D
BBCMS Mortgage Trust 2019-C4 10-D
Collins John DeNeen 144
LIVEPERSON INC 144 Financial Statements
BANK5 2024-5YR8 424B2
Banc of America Merrill Lynch Commercial Mortgage Inc. 424B2
Energy Domain, LLC D
BBCMS Mortgage Trust 2019-C4 ABS-EE
Neuberger Berman ETF Trust CERT
GARCIA GERRY 3
SPITFIRE FUND L.P. D/A
P/E Global LLC 13F-HR
STEPH & CO 13F-HR
Stinchcomb Clinton Larry 4
Traws Pharma, Inc. PRER14A Financial Statements
Cyndeo Wealth Partners, LLC 13F-HR
Wagler Tyson J 4/A
GERMAN AMERICAN BANCORP, INC. 4/A Financial Statements
FORBES J M & CO LLP 13F-HR
BBCMS Mortgage Trust 2020-C8 10-D
SEGER THOMAS W 4/A
Ryan Christina M 4/A
InMed Pharmaceuticals Inc. 8-K
BANK5 2024-5YR8 8-K
KELLY JASON M 4/A
Ellspermann Susan J 4/A
HUNTINGTON BANCSHARES INC /MD/ 10-Q Financial Statements
BBCMS Mortgage Trust 2024-5C25 10-D
BBCMS Mortgage Trust 2017-C1 10-D
Bawel Zachary W 4/A
Everything Blockchain, Inc. 144/A
ROSENBERG PAUL 144/A
ETF Series Solutions 24F-2NT
Nowtransit Inc 10-Q
Connective Portfolio Management, LLC 13F-HR
BBCMS Mortgage Trust 2024-5C25 ABS-EE
BBCMS Mortgage Trust 2017-C1 ABS-EE
Seascape Capital Management 13F-HR
Empowered Funds, LLC 13F-HR
Avery Dennison Corp S-8 Financial Statements
EquityZen Growth Technology Fund LLC - Series 1932 D
Grayscale Bitcoin Mini Trust CERT
BBCMS Mortgage Trust 2021-C11 10-D
Kline Hill Partners Feeder Fund V LP D/A
Empirical Finance, LLC 13F-HR
BBCMS Mortgage Trust 2021-C11 ABS-EE
Focused Investors LLC 13F-HR
Central Pacific Bank - Trust Division 13F-HR
SHAW THOMAS J 4
RETRACTABLE TECHNOLOGIES INC 4 Financial Statements
MBM Wealth Consultants, LLC 13F-HR
REGAL REXNORD CORP 8-K
137 Holdings MS, LLC - Series 2024-1 D
Voya EQUITY TRUST 425
Voya MUTUAL FUNDS 425
BBCMS Mortgage Trust 2024-C24 10-D
BBCMS Mortgage Trust 2020-C7 10-D
Brenig Therapeutics, Inc. D
BROWN RONALD D 144
SMITH A O CORP 144 Financial Statements
BBCMS Mortgage Trust 2024-C24 ABS-EE
BBCMS Mortgage Trust 2020-C7 ABS-EE
CORNWELL W DON 144
AMERICAN INTERNATIONAL GROUP, INC. 144 Financial Statements
Griffith Curtis C 144
SOUTH PLAINS FINANCIAL, INC. 144 Financial Statements
Roots Real Estate Investment Community I, LLC 1-U
Alpert Marc A 144
LOEWS CORP 144 Financial Statements
Ineffable Ventures Doti II LLC D
Federated Hermes ETF Trust 497J
BBCMS Mortgage Trust 2022-C14 10-D
Sander Mark G 144
OLD NATIONAL BANCORP /IN/ 144 Financial Statements
CIM REAL ESTATE FINANCE TRUST, INC. 4
RESSLER RICHARD S 4
BBCMS Mortgage Trust 2022-C14 ABS-EE
FOX RUN MANAGEMENT, L.L.C. N-PX
BUTLER NATIONAL CORP 8-K
Clean Royalties Holdings, LLC D
FORUM FUNDS NPORT-P
Global Alts SPV LLC - GROQ AI D
HAWTHORN BANCSHARES, INC. 8-K Financial Statements
World Funds Trust NPORT-P
OS Therapies Inc CERT
G&S Capital LLC 13F-HR
BBCMS Mortgage Trust 2023-5C23 10-D
BBCMS Mortgage Trust 2023-5C23 ABS-EE
Ineffable Ventures Doti LLC D
IB HOLDINGS Co LLC D/A
BBCMS Mortgage Trust 2022-C18 10-D
Entergy New Orleans Storm Recovery Funding I, L.L.C. 15-15D
BBCMS Mortgage Trust 2022-C18 ABS-EE
BBCMS Mortgage Trust 2021-C12 10-D
Brown Advisory Funds 40-17G
Crusoe Acquisition Partners 2024, LLC D
Galaxy Plus Fund - Cane Kensington Opportunity Master Fund D
Baldwin Investment Management, LLC 13F-HR
BBCMS Mortgage Trust 2021-C10 10-D
Harris John A 144
Integer Holdings Corp 144 Financial Statements
BBCMS Mortgage Trust 2021-C12 ABS-EE
STANLEY BLACK & DECKER, INC. 10-Q Financial Statements
Knights of Columbus Asset Advisors LLC 13F-HR
BBCMS Mortgage Trust 2021-C10 ABS-EE
Halpern Financial, Inc. N-PX
Vector Capital Special Situations Private Credit Fund, L.P. D
Moloney Securities Asset Management, LLC 13F-HR
BBCMS Mortgage Trust 2022-C16 10-D
OS Therapies Inc 8-A12B
HOEY INVESTMENTS, INC N-PX
BBCMS Mortgage Trust 2022-C16 ABS-EE
Mizuho Mortgage Securities LLC ABS-15G
m funds Trust 497J
Hicks Zackery A 4
Gupta Anirma 4
Unity Software Inc. 4 Financial Statements