| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BEXIL INVESTMENT TRUST
|
SC 13D/A
|
|
|
HEALTHCARE SERVICES GROUP INC
|
10-Q
|
Financial Statements
|
|
Zoomcar Holdings, Inc.
|
8-K
|
|
|
Galibier Capital Management Ltd.
|
13F-HR
|
|
|
GRI BIO, Inc.
|
8-K
|
Financial Statements
|
|
R F INDUSTRIES LTD
|
DEFA14A
|
Financial Statements
|
|
CAPITAL ONE FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Keegan Andrew
|
4
|
|
|
Vista Outdoor Inc.
|
4
|
Financial Statements
|
|
PACIFIC PREMIER BANCORP INC
|
10-Q
|
Financial Statements
|
|
Prime Meridian Holding Co
|
8-K
|
|
|
R F INDUSTRIES LTD
|
DEF 14A
|
Financial Statements
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST
|
NPORT-P
|
|
|
Keypath Education International, Inc.
|
PRER14A
|
|
|
Krueger Todd
|
4
|
|
|
Telesis Bio Inc.
|
4
|
Financial Statements
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
NPORT-P
|
|
|
Robins David Andrew
|
4
|
|
|
Autonomix Medical, Inc.
|
4
|
|
|
LAMAR ADVERTISING CO/NEW
|
8-K
|
Financial Statements
|
|
NEWELL BRANDS INC.
|
10-Q
|
Financial Statements
|
|
Rekor Systems, Inc.
|
S-3
|
|
|
AB Private Lending Fund
|
N-2/A
|
|
|
Golub Steven J
|
4
|
|
|
Dulik Elena
|
4
|
|
|
COHEN & STEERS, INC.
|
4
|
Financial Statements
|
|
Silvercrest Asset Management Group Inc.
|
8-K
|
Financial Statements
|
|
Cheigh Jon
|
4
|
|
|
Phillips Edison & Company, Inc.
|
10-Q
|
Financial Statements
|
|
CAPITAL SOUTHWEST CORP
|
8-K
|
Financial Statements
|
|
GRI BIO, Inc.
|
424B5
|
Financial Statements
|
|
ALLEGRO MICROSYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
Hlavinka Sarah E.
|
4
|
|
|
VIASAT INC
|
DEF 14A
|
Financial Statements
|
|
CIVISTA BANCSHARES, INC.
|
8-K
|
Financial Statements
|
|
QuantumScape Corp
|
10-Q
|
Financial Statements
|
|
Liberty Latin America Ltd.
|
4
|
Financial Statements
|
|
Nair Balan
|
4
|
|
|
Sanara MedTech Inc.
|
S-8
|
|
|
TCG Capital Management, LP
|
N-PX
|
|
|
SALMIRS SCOTT B
|
4
|
|
|
ABM INDUSTRIES INC /DE/
|
4
|
Financial Statements
|
|
Silbert Barry E.
|
144
|
|
|
Calliditas Therapeutics AB
|
6-K
|
|
|
TANTECH HOLDINGS LTD
|
424B3
|
Financial Statements
|
|
Hodges Michael R.
|
4
|
|
|
LUXURBAN HOTELS INC.
|
424B5
|
Financial Statements
|
|
Prologis, L.P.
|
10-Q
|
|
|
Prologis, Inc.
|
10-Q
|
Financial Statements
|
|
Embrace Change Acquisition Corp.
|
10-K
|
|
|
FIDUS INVESTMENT Corp
|
8-K
|
Financial Statements
|
|
NOYES CHRISTOPHER J
|
4
|
|
|
AGILYSYS INC
|
10-Q
|
Financial Statements
|
|
Complete Solaria, Inc.
|
8-K
|
|
|
SAIA INC
|
10-Q
|
Financial Statements
|
|
SeaStar Medical Holding Corp
|
D
|
|
|
Azitra, Inc.
|
8-K
|
|
|
Siyata Mobile Inc.
|
6-K
|
|
|
Diez-Canseco Russell
|
4
|
|
|
Vital Farms, Inc.
|
4
|
Financial Statements
|
|
3i, LP
|
SC 13G
|
|
|
Transcode Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Swiftmerge Acquisition Corp.
|
10-K/A
|
|
|
Getsinger Peter W
|
4
|
|
|
ARGAN INC
|
4
|
Financial Statements
|
|
Watson David Hibbert
|
4
|
|
|
MSP Recovery, Inc.
|
8-K
|
|
|
Weissman James B
|
4
|
|
|
LATAM AIRLINES GROUP S.A.
|
6-K
|
|
|
Richison Chad R.
|
4
|
|
|
Paycom Software, Inc.
|
4
|
Financial Statements
|
|
ORGANOVO HOLDINGS, INC.
|
10-K/A
|
Financial Statements
|
|
Matador Resources Co
|
10-Q
|
Financial Statements
|
|
Hussain Aamir
|
4
|
|
|
Begor Mark W
|
144
|
|
|
EQUIFAX INC
|
144
|
Financial Statements
|
|
DYNEX CAPITAL INC
|
10-Q
|
Financial Statements
|
|
Kohlberg Access - Kohlberg Investors X, L.P.
|
D
|
|
|
WINTER JOHN M
|
4
|
|
|
ALKAMI TECHNOLOGY, INC.
|
8-K
|
Financial Statements
|
|
Smith Ric
|
4
|
|
|
SentinelOne, Inc.
|
4
|
Financial Statements
|
|
Ben Volkow
|
4
|
|
|
Urgent.ly Inc.
|
4
|
|
|
J.P. Morgan Access Multi-Strategy Fund II
|
POS AMI
|
|
|
Cantor Equity Partners, Inc.
|
S-1/A
|
|
|
Stone Randy Lee
|
144
|
|
|
Avantor, Inc.
|
144
|
Financial Statements
|
|
Global Cord Blood Corp
|
6-K
|
Financial Statements
|
|
DELAWARE GROUP ADVISER FUNDS
|
497K
|
|
|
Leung Don
|
144
|
|
|
MetroCity Bankshares, Inc.
|
144
|
Financial Statements
|
|
Polaris Inc.
|
8-K
|
Financial Statements
|
|
FLEX LTD.
|
10-Q
|
Financial Statements
|
|
Lifeloc Technologies, Inc
|
4/A
|
|
|
KORNELSEN VERN D
|
4/A
|
|
|
Hessler Place LLC
|
D/A
|
|
|
SOUTHERN SILVER EXPLORATION CORP
|
D
|
|
|
WU PETER
|
144
|
|
|
CATHAY GENERAL BANCORP
|
144
|
Financial Statements
|
|
AGILYSYS INC
|
DEF 14A
|
Financial Statements
|
|
MSCI Inc.
|
8-K
|
Financial Statements
|
|
Ploder Rodolfo O
|
144
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
497
|
|
|
CRAWLEY MANDELL
|
144
|
|
|
MORGAN STANLEY
|
144
|
Financial Statements
|
|
Avion Wealth
|
13F-HR
|
|
|
AA Mission Acquisition Corp.
|
S-1/A
|
|
|
Miller James R.
|
4
|
|
|
SKYWEST INC
|
10-Q
|
Financial Statements
|
|
Conestoga Capital Advisors, LLC
|
13F-HR
|
|
|
SEELOS THERAPEUTICS, INC.
|
8-K
|
|
|
IGTA Merger Sub Ltd
|
S-4/A
|
|
|
MICROMEM TECHNOLOGIES INC
|
6-K
|
|
|
Capital Planning LLC
|
N-PX
|
|
|
Winton Fund
|
D/A
|
|
|
JOYCE LYNN J
|
144
|
|
|
Toughbuilt Industries, Inc
|
8-K
|
Financial Statements
|
|
Beam Global
|
8-K
|
|
|
Spectaire Holdings Inc.
|
8-K
|
|
|
Primech Holdings Ltd
|
6-K
|
|
|
Nano-X Imaging Ltd.
|
6-K
|
Financial Statements
|
|
Healthy Green Group Holding Ltd
|
SEC STAFF ACTION
|
|
|
GABELLI MARIO J
|
4
|
|
|
DT Cloud Star Acquisition Corp
|
SC 13G
|
|
|
Space Summit Capital LLC
|
SC 13G
|
|
|
REVELATION BIOSCIENCES, INC.
|
EFFECT
|
|
|
Data Storage Corp
|
EFFECT
|
|
|
Voya EQUITY TRUST
|
EFFECT
|
|
|
Mynd.ai, Inc.
|
EFFECT
|
|
|
VSEE HEALTH, INC.
|
EFFECT
|
|
|
CONOCOPHILLIPS
|
EFFECT
|
Financial Statements
|
|
Advisors Disciplined Trust 2238
|
EFFECT
|
|
|
MultiSensor AI Holdings, Inc.
|
EFFECT
|
|
|
Catalyst Strategic Income Opportunities Fund
|
EFFECT
|
|
|
Sezzle Inc.
|
EFFECT
|
|
|
iPower Inc.
|
EFFECT
|
Financial Statements
|
|
Complete Solaria, Inc.
|
EFFECT
|
|
|
Scienjoy Holding Corp
|
EFFECT
|
|
|
Grindrod Shipping Holdings Ltd.
|
EFFECT
|
Financial Statements
|
|
Acri Capital Merger Sub I Inc.
|
EFFECT
|
|
|
Red Oak Capital Fund VII, LLC
|
QUALIF
|
|
|
Montana Technologies Corp.
|
SC 13D/A
|
|
|
EILERS PATRICK C
|
SC 13D/A
|
|
|
Montana Technologies Corp.
|
4
|
|
|
Brombach Theodore J
|
4
|
|
|
Spence John Yogi
|
4
|
|
|
EILERS PATRICK C
|
4
|
|
|
Rackspace Technology, Inc.
|
4
|
Financial Statements
|
|
SINHA DHARMENDRA KUMAR
|
4
|
|
|
Slingsby Brian Taylor
|
4
|
|
|
Mineralys Therapeutics, Inc.
|
4
|
|
|
Catalys Pacific Fund, LP
|
4
|
|
|
Brophy Michael Burkes
|
4
|
|
|
Natera, Inc.
|
4
|
Financial Statements
|
|
IO Biotech, Inc.
|
4
|
Financial Statements
|
|
Novo Holdings A/S
|
4
|
|
|
International Game Technology PLC
|
SC 13D/A
|
Financial Statements
|
|
DE AGOSTINI SPA
|
SC 13D/A
|
|
|
Kestenberg-Messina Kaitlin M.
|
4
|
|
|
ADMA BIOLOGICS, INC.
|
4
|
Financial Statements
|
|
Tade Brad L.
|
4
|
|
|
ZUU Co. Ltd.
|
SC 13D/A
|
|
|
Pono Capital Two, Inc.
|
SC 13D/A
|
|
|
Modiv Industrial, Inc.
|
4
|
Financial Statements
|
|
Halfacre Aaron Scott
|
4
|
|
|
Pearl Diver Credit Co Inc.
|
SC 13D
|
|
|
University of Wisconsin Foundation
|
SC 13D
|
|
|
Tomita Kazumasa
|
4
|
|
|
ZUU Funders Co. Ltd.
|
4
|
|
|
ZUU Co. Ltd.
|
4
|
|
|
ZUU Target Fund for SBC Medical Group HD Investment Partnership
|
4
|
|
|
Pono Capital Two, Inc.
|
4
|
|
|
Tade Brad L.
|
3
|
|
|
ADMA BIOLOGICS, INC.
|
3
|
Financial Statements
|
|
NOLAN THOMAS H JR
|
4
|
|
|
SMITH KIMBERLY J
|
4
|
|
|
DIH HOLDING US, INC.
|
S-1
|
|
|
Nadji Hessam
|
4
|
|
|
Marcus & Millichap, Inc.
|
4
|
Financial Statements
|
|
October 3rd Holdings, LLC
|
SC 13D
|
|
|
Brand Engagement Network Inc.
|
SC 13D
|
|
|
Monnig Taylor
|
4
|
|
|
CLEANSPARK, INC.
|
4
|
|
|
Monnig Taylor
|
144
|
|
|
CLEANSPARK, INC.
|
144
|
|
|
Libman Family Holdings, LLC
|
SC 13D/A
|
|
|
Finance of America Companies Inc.
|
SC 13D/A
|
|
|
Huerta Patricia
|
3
|
|
|
Getaround, Inc
|
3
|
|
|
GeneDx Holdings Corp.
|
4
|
|
|
Levey Stuart
|
4
|
|
|
ORACLE CORP
|
4
|
Financial Statements
|
|
GeneDx Holdings Corp.
|
SC 13D/A
|
|
|
OPKO HEALTH, INC.
|
SC 13D/A
|
Financial Statements
|
|
Screven Edward
|
4
|
|
|
Arcadium Lithium plc
|
4
|
|
|
Marcet Pablo
|
4
|
|
|
Coleman Peter John
|
4
|
|
|
BARRY MICHAEL F
|
4
|
|
|
Heywood Leanne
|
4
|
|
|
Blackstone Holdings II L.P.
|
SC 13D/A
|
|
|
Pallash Robert C
|
4
|
|
|
Turner John Stephen Morris
|
4
|
|
|
Heredia Florencia
|
4
|
|
|
MERKT STEVEN T
|
4
|
|
|
Oris de Roa Fernando
|
4
|
|
|
Public Storage
|
4
|
Financial Statements
|
|
HAWTHORNE MARIA R
|
4
|
|
|
Lampe-Onnerud Christina
|
4
|
|
|
Fitzpatrick Alan Murray
|
4
|
|
|
LINDSTROM RICHARD L MD
|
4
|
|
|
McCartney Kathleen Ann
|
4
|
|
|
PIMCO Flexible Municipal Income Fund
|
4
|
|
|
FROST PHILLIP MD ET AL
|
4
|
|
|
O'Toole Amie Thuener
|
4
|
|
|
HSIAO JANE PH D
|
4
|
|
|
Eddy Shane G
|
144
|
|
|
Logal Adam
|
4
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Viratech Corp.
|
10-12G
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I/A
|
|
|
JPMorgan Chase Bank, N.A.
|
SBSE-A/A
|
|
|
MM ASCEND LIFE INVESTOR SERVICES, LLC
|
X-17A-5
|
|
|
Public Resources Advisory Group, Inc.
|
MA/A
|
|
|
WEMATCH.LIVE LLC
|
SBSEF
|
|
|
VANGUARD ADVISERS INC
|
MA/A
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
BofA Securities Europe SA
|
SBSE-A/A
|
|
|
BUELL SECURITIES CORP.
|
FOCUSN
|
|
