| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Southern Liquefaction Co LLC
|
POSASR
|
|
|
Southern Gulf LNG Co LLC
|
POSASR
|
|
|
SNG Pipeline Services Co LLC
|
POSASR
|
|
|
River Terminals Properties L P
|
POSASR
|
|
|
River Terminals Properties GP LLC
|
POSASR
|
|
|
Kinder Morgan Treating Odessa LLC
|
POSASR
|
|
|
Southwest Florida Pipeline LLC
|
POSASR
|
|
|
Rahway River Land LLC
|
POSASR
|
|
|
Queen City Terminals LLC
|
POSASR
|
|
|
Pinney Dock & Transport LLC
|
POSASR
|
|
|
Paddy Ryan Crane LLC
|
POSASR
|
|
|
STEELCASE INC
|
144
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
MarcuSPV, LLC
|
D
|
|
|
SPORCK ALISTAIR N
|
4
|
|
|
AEHR TEST SYSTEMS
|
4
|
Financial Statements
|
|
USEDC 2024 Drilling Fund LP
|
D/A
|
|
|
Ashmore EM Active Equity Fund LP
|
D/A
|
|
|
Pershing Edward
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
HURT CLINT
|
4
|
|
|
PRIMEENERGY RESOURCES CORP
|
4
|
Financial Statements
|
|
ARVANA INC
|
8-K
|
|
|
Emergent Strategic Partner Investment Vehicle, LLC
|
D
|
|
|
Caramel, Inc.
|
D
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497K
|
|
|
Militello John
|
144
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
MFA WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
TELA Bio, Inc.
|
SC 13G
|
Financial Statements
|
|
LYTTON LAURENCE W
|
SC 13G
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
Ashmore EM Blended Debt Fund LP
|
D/A
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497K
|
|
|
Diversified Portfolios, Inc.
|
13F-HR
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497K
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497K
|
|
|
PUTNAM HIGH YIELD FUND
|
497K
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497K
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
VanEck ETF Trust
|
24F-2NT
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497K
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497K
|
|
|
Witczak Eric James
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Crescent Grove Advisors, LLC
|
N-PX
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497K
|
|
|
Newport Asia LLC
|
13F-HR
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497K
|
|
|
Crescent Grove Advisors, LLC
|
13F-HR
|
|
|
UBS AG
|
424B2
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497K
|
|
|
Prossimo Advisors, LLC
|
13F-HR
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497K
|
|
|
Ashmore Emerging Markets Liquid Investment Portfolio
|
D/A
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497K
|
|
|
Tulsa 3 Portfolio, LLC
|
D/A
|
|
|
Biguet Stephane
|
144
|
|
|
SCHLUMBERGER LIMITED/NV
|
144
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
PUTNAM MONEY MARKET FUND
|
497K
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497K
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497K
|
|
|
PUTNAM INCOME FUND
|
497K
|
|
|
Vitro Biopharma, Inc.
|
8-K
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497K
|
|
|
Orgel Wealth Management, LLC
|
13F-HR
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497K
|
|
|
Starke Jeff
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
ASHMORE EMERGING MARKETS DEBT FUND
|
D/A
|
|
|
Straten Laurie
|
144
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
144
|
Financial Statements
|
|
Assure Holdings Corp.
|
SC TO-I/A
|
|
|
Forestar Group Inc.
|
10-Q
|
Financial Statements
|
|
Baggio Barbara
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Coronado Resources 2024 LP
|
D
|
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP3/A
|
|
|
Crave Retail, Inc.
|
D
|
|
|
Kelly Jonathan Lee
|
4
|
|
|
CULP INC
|
4
|
Financial Statements
|
|
Putnam ETF Trust
|
497
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM VARIABLE TRUST
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
Africa Emerging Markets Fund
|
D/A
|
|
|
BRIDGEWAY FUNDS INC
|
485APOS
|
|
|
Rasmussen Steven R
|
4
|
|
|
YORK WATER CO
|
4
|
Financial Statements
|
|
Beckwith Van H.
|
4
|
|
|
HALLIBURTON CO
|
4
|
Financial Statements
|
|
Wallington Asset Management, LLC
|
13F-HR
|
|
|
Marathon Emerging Markets Bond Fund, L.P.
|
D/A
|
|
|
Ezell Ryan Gillis
|
4/A
|
|
|
FLOTEK INDUSTRIES INC/CN/
|
4/A
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Running Oak Capital LLC
|
13F-HR/A
|
|
|
Northern Lights Fund Trust IV
|
497
|
|
|
MATHER GROUP, LLC.
|
N-PX
|
|
|
Heritage Investment Group, Inc.
|
13F-HR
|
|
|
Dierker David F
|
4
|
|
|
PEOPLES BANCORP INC
|
4
|
Financial Statements
|
|
McGrath Nicole Cherie
|
4
|
|
|
STEELCASE INC
|
4
|
Financial Statements
|
|
HARBOUR INVESTMENTS, INC.
|
13F-HR
|
|
|
U.S. Energy Private Capital II LP
|
D/A
|
|
|
LKQ CORP
|
8-K
|
Financial Statements
|
|
MOTIVE WEALTH ADVISORS
|
13F-HR
|
|
|
JNBA Financial Advisors
|
13F-HR
|
|
|
EA Series Trust
|
485BPOS
|
|
|
Pearl Diver Credit Co Inc.
|
3
|
|
|
University of Wisconsin Foundation
|
3
|
|
|
MOTIVE WEALTH ADVISORS
|
N-PX
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2413
|
487
|
|
|
Sachs Adam David
|
4
|
|
|
Vicarious Surgical Inc.
|
4
|
|
|
United Health Products, Inc.
|
S-1/A
|
|
|
Khalifa Sammy
|
4
|
|
|
TRIDAN CORP
|
N-CSR/A
|
|
|
Juris Capital Fund 2, LLC
|
D
|
|
|
Kelly William John
|
4
|
|
|
Man FRM Alpha Protect Ltd
|
D/A
|
|
|
Strengthening Families & Communities, LLC
|
13F-HR
|
|
|
Big Brain Collective Foil Ltd
|
D
|
|
|
Orion Group Holdings Inc
|
SC 13G
|
Financial Statements
|
|
Portolan Capital Management, LLC
|
SC 13G
|
|
|
STRATEGIC INVESTMENT MANAGEMENT, LLC
|
13F-HR
|
|
|
MANOR INVESTMENT FUNDS INC
|
N-PX
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Price Club Phylax Ltd
|
D
|
|
|
Shoe On Ventures Monad Ltd
|
D
|
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
424B7
|
Financial Statements
|
|
Platte River Employees, LLC
|
D/A
|
|
|
Shoku Shokudo Ethena Ltd
|
D
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K
|
|
|
SPARROW FUNDS
|
NPORT-P
|
|
|
SB FINANCIAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
39 Worcester, LLC
|
D
|
|
|
Tastes Pretty Good OPCO, LLC
|
D
|
|
|
Alkire Michael J.
|
4
|
|
|
Premier, Inc.
|
4
|
Financial Statements
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
Pathway Financial Advisors LLC
|
N-PX
|
|
|
McKasson Craig S.
|
4
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Monte Financial Group, LLC
|
13F-HR
|
|
|
LVPAI GROUP Ltd
|
8-K
|
|
|
Leap Fund LLC
|
D/A
|
|
|
Treasure Coast Financial Planning
|
13F-HR
|
|
|
EMBRAER S.A.
|
6-K
|
Financial Statements
|
|
UBS AG
|
424B3
|
|
|
Canaan Gold Coast L.P.
|
D
|
|
|
Direxion Shares ETF Trust
|
485BXT
|
|
|
DELTA CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Address Insite, Inc.
|
D
|
|
|
ATWELL ROBERT BRUCE
|
4
|
|
|
HH Fund 2 LLC
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Tectonic Therapeutic, Inc.
|
SC 13G/A
|
Financial Statements
|
|
FMR LLC
|
SC 13G/A
|
|
|
NATIONWIDE MUTUAL FUNDS
|
N-MFP3/A
|
|
|
Rye Brook Capital LLC
|
13F-HR
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-MFP3/A
|
|
|
JLLX North Andover Apartments, DST
|
D/A
|
|
|
Gratus Wealth Advisors, LLC
|
13F-HR
|
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
N-CSRS
|
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
GHD Holdings U.S. LLC
|
D
|
|
|
GHD Group Ltd
|
D
|
|
|
Nuera Capital Corp
|
D
|
|
|
DX1 SPV, LLC
|
D
|
|
|
Mithaq Capital SPC
|
SC 13G/A
|
|
|
Burford Capital Ltd
|
SC 13G/A
|
|
|
PRE UTSA CI, LLC
|
D
|
|
|
Amba Brewing Marketing Inc.
|
D
|
|
|
FINANCIAL MANAGEMENT NETWORK INC
|
13F-HR
|
|
|
Kaye Capital Management
|
13F-HR
|
|
|
Stylest Inc.
|
D
|
|
|
BBCMS Mortgage Trust 2024-5C27
|
8-K
|
|
|
FINANCIAL MANAGEMENT NETWORK INC
|
N-PX
|
|
|
Sayak Investments LLC
|
D
|
|
|
WORLD ACCEPTANCE CORP
|
ARS
|
Financial Statements
|
|
COMMERZBANK AKTIENGESELLSCHAFT /FI
|
13F-HR
|
|
|
QMMM Holdings Ltd
|
424B4
|
|
|
Legacy Capital Group California, Inc.
|
13F-HR
|
|
|
Capital Investment Counsel, Inc
|
13F-HR
|
|
|
WORLD ACCEPTANCE CORP
|
DEF 14A
|
Financial Statements
|
|
Iron Road Multi-Strategy Fund L.P.
|
D/A
|
|
|
Summit Global Investments
|
13F-HR
|
|
|
iCapital - WorldQuant Millennium SEALS, L.P.
|
D/A
|
|
|
CarsonAllaria Wealth Management, Ltd.
|
13F-HR
|
|
|
Masso Torrence Wealth Management Inc.
|
13F-HR
|
|
|
Gradient Capital Advisors, LLC
|
N-PX
|
|
|
Bayhill Ventures Fund I, LP
|
D
|
|
|
XYLO TECHNOLOGIES LTD
|
424B3
|
Financial Statements
|
|
Republic of Indonesia
|
S-B
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
EarthGrid PBC
|
C/A
|
|
|
HALL LAURIE J TRUSTEE
|
13F-HR
|
|
|
SET. THE BAR LLC
|
D
|
|
|
JLLX Elgin Distribution Center, DST
|
D/A
|
|
|
Chevy Chase Trust Holdings, LLC
|
13F-HR
|
|
|
G Medical Innovations Holdings Ltd.
|
RW
|
|
|
Bpifrance SA
|
N-PX
|
|
|
Ford Credit Auto Lease Trust 2024-B
|
8-K
|
|
|
Ford Credit Auto Lease Two LLC
|
8-K
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
N-CSRS
|
|
|
AEQUITAS INVEST INC.
|
D
|
|
|
Primega Group Holdings Ltd
|
424B4
|
|
|
Precidian ETFs Trust
|
485BXT
|
|
|
Ford Credit Auto Lease Trust 2024-B
|
424B2
|
|
|
Ford Credit Auto Lease Two LLC
|
424B2
|
|
|
GFG Capital, LLC
|
13F-HR
|
|
|
GA-03261 Fund I, a series of AngelList Funds 2024, LP
|
D
|
|
|
City National Rochdale Select Strategies Fund
|
N-23C3A
|
|
|
Energea Portfolio 3 Africa LLC
|
253G2
|
|
|
Nadler Financial Group, Inc.
|
13F-HR
|
|
|
Ford Credit Auto Lease Trust 2024-B
|
FWP
|
|
|
ENZI WEALTH
|
13F-HR
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
24F-2NT
|
|
|
Horizons Wealth Management
|
13F-HR
|
|
|
Ford Credit Auto Lease Two LLC
|
FWP
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
BANK OF HAWAII CORP
|
8-K
|
Financial Statements
|
|
Energea Portfolio 3 Africa LLC
|
1-U
|
|
|
CHANG DENNIS
|
4
|
|
|
Creo Health, LLC
|
D
|
|
|
Investment Planning Advisors, Inc.
|
13F-HR
|
|
|
1080 Network, Inc.
|
D
|
|
|
BADGER METER INC
|
10-Q
|
Financial Statements
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
N-CSRS
|
|
|
WORLD EQUITY GROUP, INC.
|
13F-HR
|
|
|
JLLX Townlake of Coppell, DST
|
D/A
|
|
|
TKO Group Holdings, Inc.
|
144
|
|
|
Khan Nick
|
144
|
|
|
Caldwell Investment Management Ltd.
|
13F-HR
|
|
|
Leath Mack Rimmer Jr.
|
4
|
|
|
Mitesco, Inc.
|
4
|
|
|
4th & Elm Investments LLC
|
D
|
|
|
Fisher Wallace Laboratories, Inc.
|
C-U
|
|
|
Ayrshire Capital Management LLC
|
13F-HR
|
|
|
Kewalramani Reshma
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
KBS Real Estate Investment Trust III, Inc.
|
8-K
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Midstream Co LLC
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Ayrshire Capital Management LLC
|
N-PX
|
|
|
Neff Douglas D
|
144/A
|
|
|
COMMERCE BANCSHARES INC /MO/
|
144/A
|
Financial Statements
|
|
Signature Abstract
|
D/A
|
|
|
Hagerty, Inc.
|
25-NSE
|
|
|
Running Oak Capital LLC
|
13F-HR
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP3/A
|
|
|
Broz Steven
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
CARY STREET PARTNERS FINANCIAL LLC
|
13F-NT
|
|
|
Ampfield Management, L.P.
|
13F-HR
|
|
|
NIP Group Inc.
|
F-1/A
|
|
|
K2 Ascent LLC - K2 Impactive Capital Fund Series
|
D/A
|
|
|
CITIZENS FINANCIAL GROUP INC/RI
|
424B2
|
Financial Statements
|
|
Dreyfus Institutional Reserves Funds
|
N-MFP3/A
|
|
|
Finer Days Healthcare, LLC
|
D
|
|
|
Syal Rajeev
|
144
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
144
|
Financial Statements
|
|
Krilogy Financial LLC
|
13F-HR
|
|
