| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FINANCIAL ADVISORY PARTNERS, LLC
|
13F-HR
|
|
|
JLLX Taunton Distribution Center, DST
|
D/A
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
N-MFP3/A
|
|
|
BONAR BRIAN
|
4
|
|
|
DALRADA FINANCIAL CORP
|
4
|
|
|
Astra Space, Inc.
|
4
|
|
|
Flournoy Michele Angelique
|
4
|
|
|
BNY MELLON FUNDS TRUST
|
N-MFP3/A
|
|
|
Republic of Indonesia
|
18-K
|
|
|
ARTIN ENERGY LLC
|
D/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Dreyfus Institutional Liquidity Funds
|
N-MFP3/A
|
|
|
Martinez Axel
|
4
|
|
|
Independent Order of Foresters
|
N-PX
|
|
|
PBMares Wealth Management LLC
|
13F-HR
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
N-MFP3/A
|
|
|
Ford Credit Auto Owner Trust 2024-B
|
10-D
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-MFP3/A
|
|
|
Westbeck Volta Fund
|
D/A
|
|
|
Unusual Machines, Inc.
|
8-K
|
|
|
Swisher Financial Concepts, Inc.
|
13F-HR
|
|
|
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Apollo Senior Floating Rate Fund Inc.
|
25-NSE
|
|
|
GREENUP STREET WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
HARVEY CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
Apollo Tactical Income Fund Inc.
|
25-NSE
|
|
|
Ford Credit Auto Owner Trust 2024-A
|
10-D
|
|
|
Curran Financial Partners, LLC
|
13F-HR
|
|
|
Roundhill ETF Trust
|
8-A12B/A
|
|
|
HOERTKORN RICHARD CHARLES
|
13F-HR
|
|
|
Ryan Timothy M.
|
4
|
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
4
|
|
|
Ford Credit Auto Owner Trust 2023-C
|
10-D
|
|
|
Waters Andy D
|
4
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
4
|
|
|
Citizens National Bank Trust Department
|
13F-HR
|
|
|
CARDEROCK CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
BLV Bent Tree Investor LLC
|
D
|
|
|
Cycle Labs, Inc.
|
D
|
|
|
Ford Credit Auto Owner Trust 2023-B
|
10-D
|
|
|
Bleck Timothy S
|
4
|
|
|
OSHKOSH CORP
|
4
|
Financial Statements
|
|
THRIVENT MUTUAL FUNDS
|
DEFA14A
|
|
|
LEEWAY SERVICES, INC.
|
RW
|
|
|
FT 11540
|
487
|
|
|
BE-1108 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Ford Credit Auto Owner Trust 2023-A
|
10-D
|
|
|
Enhabit, Inc.
|
DFAN14A
|
|
|
AREX Capital Management, LP
|
DFAN14A
|
|
|
LAM GROUP, INC.
|
13F-HR
|
|
|
SMX
|
6-K
|
|
|
Williams Paul Jay
|
4
|
|
|
Cliffwater Corporate Lending Fund
|
4
|
|
|
Baker Chad R
|
13F-HR
|
|
|
AIR U.S. Life Fund II LP
|
D/A
|
|
|
Coordinated Financial Services, Inc./CO
|
N-PX
|
|
|
Ford Credit Auto Owner Trust 2022-D
|
10-D
|
|
|
CASTLE WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
CBL International Ltd
|
6-K
|
|
|
Cascade Private Capital Fund
|
4
|
|
|
Xiao Deming
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
Coordinated Financial Services, Inc./CO
|
13F-HR
|
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
Cardinal Strategic Wealth Guidance
|
13F-HR
|
|
|
Sound Point Meridian Capital, Inc.
|
497AD
|
|
|
Cliffwater Enhanced Lending Fund
|
4
|
|
|
Ford Credit Auto Owner Trust 2022-C
|
10-D
|
|
|
Helios CLEAR Fund SCSp
|
D/A
|
|
|
Bennett Robert Paul
|
3
|
|
|
FORRESTER RESEARCH, INC.
|
3
|
Financial Statements
|
|
FT 11659
|
S-6
|
|
|
Andromeda Fund LP
|
D/A
|
|
|
SignalPoint Asset Management, LLC
|
13F-HR
|
|
|
Cafeteria Inc.
|
D
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Booth Richard Whitaker
|
4
|
|
|
SignalPoint Asset Management, LLC
|
N-PX
|
|
|
Tidal Trust II
|
CERT
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
CARDEROCK CAPITAL MANAGEMENT INC
|
N-PX
|
|
|
Ford Credit Auto Owner Trust 2022-B
|
10-D
|
|
|
Focus Impact BH3 Acquisition Co
|
425
|
|
|
Tseng Saria
|
144
|
|
|
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
|
N-MFP3/A
|
|
|
Primega Group Holdings Ltd
|
CERT
|
|
|
Ansem's Army Ethena Ltd
|
D
|
|
|
Wiser Wealth Management, Inc
|
13F-HR
|
|
|
Kayne Anderson BDC, Inc.
|
4
|
|
|
JOLIET MARIEL A
|
4
|
|
|
Aviso Ventures Fund II, LP
|
D
|
|
|
GRUPO FINANCIERO GALICIA SA
|
6-K
|
Financial Statements
|
|
Teralcyon, Inc.
|
D
|
|
|
FIAT WEALTH MANAGEMENT LLC
|
13F-NT
|
|
|
Ford Credit Auto Owner Trust 2022-A
|
10-D
|
|
|
GREENLEAF TRUST
|
13F-HR
|
|
|
Focus Impact BH3 Acquisition Co
|
DEFA14A
|
|
|
Holistic Planning, LLC
|
N-PX
|
|
|
Monte Mark David
|
4
|
|
|
Cape Ann Asset Management Ltd
|
N-PX
|
|
|
Ford Credit Auto Owner Trust 2021-A
|
10-D
|
|
|
Voya EQUITY TRUST
|
485APOS
|
|
|
Sciammas Maurice
|
144
|
|
|
Ford Credit Auto Owner Trust 2020-C
|
10-D
|
|
|
Focus Impact BH3 Acquisition Co
|
8-K
|
|
|
Star Fashion Culture Holdings Ltd
|
F-1/A
|
|
|
Matthew Goff Investment Advisor, LLC
|
13F-HR
|
|
|
AIR U.S. Life Fund II QP, LP
|
D/A
|
|
|
V360 HOLDINGS LLC SERIES ARSENAL SPV 1
|
D
|
|
|
Holistic Planning, LLC
|
13F-HR
|
|
|
Matthew Goff Investment Advisor, LLC
|
N-PX
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
WNS
|
SC TO-I/A
|
Financial Statements
|
|
BioSynchronicity Corp
|
D
|
|
|
Neff Douglas D
|
144
|
|
|
COMMERCE BANCSHARES INC /MO/
|
144
|
Financial Statements
|
|
Ford Credit Auto Lease Trust 2024-A
|
10-D
|
|
|
Hsing Michael
|
144
|
|
|
Santori & Peters, Inc.
|
13F-HR
|
|
|
Wealth Quarterback LLC
|
13F-HR
|
|
|
Cardinal Strategic Wealth Guidance
|
N-PX
|
|
|
Anduril1, a series of Harris Austin, LP
|
D
|
|
|
O'Brien Wealth Partners LLC
|
13F-HR
|
|
|
FINLESS FOODS IV A SERIES OF VUVP FUND LLC
|
D
|
|
|
Haddad Michael J
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
WENDELL DAVID ASSOCIATES INC
|
13F-HR
|
|
|
Nichols Brian W
|
4
|
|
|
KROGER CO
|
4
|
Financial Statements
|
|
Mercedes-Benz Auto Receivables Trust 2024-1
|
10-D
|
|
|
JEFFE ROBERT A
|
4
|
|
|
CARY STREET PARTNERS ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
PANORAMIC INVESTMENT ADVISORS, LLC
|
N-PX
|
|
|
PIONEER VARIABLE CONTRACTS TRUST /MA/
|
497K
|
|
|
Ford Credit Auto Lease Trust 2023-B
|
10-D
|
|
|
Smart Portfolios, LLC
|
13F-HR
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-2
|
10-D
|
|
|
Sauerland John P
|
144
|
|
|
AIRE NATION CORP SOLE
|
1-A
|
|
|
Cable Hill Partners, LLC
|
13F-HR
|
|
|
Galaxy Plus Fund LLC - Arslan Capital Futures Feeder Fund
|
D/A
|
|
|
Strategic Financial Planning, Inc.
|
N-PX
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-1
|
10-D
|
|
|
Barwick & Partners, Inc.
|
13F-NT
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
APPLEBROOK ASSOCIATES LLC
|
D/A
|
|
|
KKR FS Income Trust Select
|
D/A
|
|
|
Al Mogharbel Khaled
|
144
|
|
|
Amara VC, LP - B3
|
D
|
|
|
BLEGEN THEODORE
|
144
|
|
|
Mercedes-Benz Auto Receivables Trust 2022-1
|
10-D
|
|
|
Madison Core Property Fund LP
|
D/A
|
|
|
Carson Bryan
|
4
|
|
|
Ford Credit Auto Lease Trust 2023-A
|
10-D
|
|
|
FSC Wealth Advisors, LLC
|
N-PX
|
|
|
Monteagle Funds
|
NPORT-P
|
|
|
Tyrus Capital Global Alpha Fund, L.P.
|
D/A
|
|
|
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Enhancio, Inc.
|
D
|
|
|
GOLDMAN SACHS TRUST
|
NPORT-P
|
|
|
Ford Credit Auto Lease Trust 2022-A
|
10-D
|
|
|
Exponent Private Equity Partners V, ILP
|
D/A
|
|
|
AND Fund I, a series of HF Scale Partners II, LP
|
D
|
|
|
McLeaming Chad Landon
|
3
|
|
|
SPECTRAL CAPITAL Corp
|
3
|
|
|
GUYASUTA INVESTMENT ADVISORS INC
|
13F-HR
|
|
|
Niederst Lori A
|
144
|
|
|
Mercedes-Benz Auto Receivables Trust 2021-1
|
10-D
|
|
|
MFS SERIES TRUST I
|
N-MFP3/A
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497
|
|
|
Alaska Permanent Capital Management
|
13F-HR
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Mercedes-Benz Auto Receivables Trust 2020-1
|
10-D
|
|
|
MFS VARIABLE INSURANCE TRUST II
|
N-MFP3/A
|
|
|
Atlas Investissement
|
SC 13D/A
|
|
|
MILLICOM INTERNATIONAL CELLULAR SA
|
SC 13D/A
|
|
|
MFS SERIES TRUST IV
|
N-MFP3/A
|
|
|
Mercedes-Benz Auto Lease Trust 2024-A
|
10-D
|
|
|
Invesco Unit Trusts Series 2370
|
497
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Cosmos Health Inc.
|
8-K
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Mercedes-Benz Auto Lease Trust 2023-A
|
10-D
|
|
|
PIONEER SERIES TRUST VII
|
497K
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
424B5
|
|
|
CHURCHILL MANAGEMENT Corp
|
13F-HR
|
|
|
Prairie Sky Financial Group LLC
|
N-PX
|
|
|
Investment Managers Series Trust II
|
497K
|
|
|
Bauer Jonathan S.
|
144
|
|
|
Prairie Sky Financial Group LLC
|
13F-HR
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
QCA FFVII ASCENT LLC
|
D
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
PIONEER SERIES TRUST II
|
497K
|
|
|
WEYBOSSET RESEARCH & MANAGEMENT LLC
|
13F-HR
|
|
|
Daimler Trucks Retail Trust 2024-1
|
10-D
|
|
|
PIONEER HIGH YIELD FUND
|
497K
|
|
|
Daimler Trucks Retail Trust 2023-1
|
10-D
|
|
|
High Ground Investment Management LLP
|
13F-HR
|
|
|
Jones David Andrew
|
144
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
144
|
|
|
PIONEER SERIES TRUST XIV
|
497K
|
|
|
Fulcrum Capital LLC
|
13F-HR
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
Formation VC Fund I, L.P.
|
D
|
|
|
PIONEER SHORT TERM INCOME FUND
|
497K
|
|
|
SHENANDOAH ENERGY PARTNERS II, LLC
|
D
|
|
|
Ervin Investment Management, LLC
|
13F-HR
|
|
|
Daimler Trucks Retail Trust 2022-1
|
10-D
|
|
|
Quigg Andrew J
|
144
|
|
|
Bailo Karen
|
144
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
497K
|
|
|
CARY STREET PARTNERS INVESTMENT ADVISORY LLC
|
13F-HR
|
|
|
SNDL Inc.
|
6-K
|
Financial Statements
|
|
Cornerstone Real Estate Holdings LLC
|
D
|
|
|
Virtus Stone Harbor Emerging Markets Total Income Fund
|
N-8F/A
|
|
|
Wagner Peter Josef
|
3/A
|
|
|
Cyber App Solutions Corp.
|
3/A
|
|
|
SPARKS DAVID E
|
144
|
|
|
MID PENN BANCORP INC
|
144
|
Financial Statements
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
497
|
|
|
Pioneer Series Trust III
|
497K
|
|
|
PIONEER SERIES TRUST XII
|
497K
|
|
|
Coherence Investment Fund, LP
|
D
|
|
|
DoubleDown Interactive Co., Ltd.
|
6-K
|
Financial Statements
|
|
Callahan Patrick K
|
144
|
|
|
Snow Lake Resources Ltd.
|
6-K/A
|
Financial Statements
|
|
Valencia Plaza Ruby Apartments, LLC
|
D/A
|
|
|
Pioneer Series Trust IV
|
497K
|
|
|
Sanibel Captiva Trust Company, Inc.
|
13F-HR
|
|
|
Tema ETF Trust
|
NPORT-P
|
|
|
Tidal Trust II
|
497K
|
|
|
Consolidated Investment Group LLC
|
N-PX
|
|
|
NewtekOne, Inc.
|
144
|
Financial Statements
|
|
Mulia Salvatore Francis
|
144
|
|
|
LongView Wealth Management
|
13F-HR
|
|
|
Griffith Susan Patricia
|
144
|
|
|
Consolidated Investment Group LLC
|
13F-HR
|
|
|
HSBC GLOBAL ASSET MANAGEMENT
|
13F-NT
|
|
|
Kisses From Italy Inc.
|
8-K
|
|
|
Canton Hathaway, LLC
|
13F-HR
|
|
|
KKR FS Income Trust
|
D/A
|
|
|
PIONEER SERIES TRUST VIII
|
497K
|
|
|
VIAD CORP
|
8-K
|
Financial Statements
|
|
Siris Partners V, L.P.
|
D/A
|
|
|
BigSur Wealth Management LLC
|
13F-HR
|
|
|
Siris Partners V Parallel, L.P.
|
D/A
|
|
|
PIONEER EQUITY INCOME FUND
|
497K
|
|
|
PROOF II RLH LLC
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
iPosi, Inc.
|
D
|
|
|
PIONEER MID CAP VALUE FUND
|
497K
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
4
|
|
|
MAINSTAY FUNDS TRUST
|
497
|
|
|
Infinitum Electric Inc.
|
D/A
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
497
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
497VPU
|
|
|
GUIDRY DANIEL G
|
144
|
|
|
HOME BANCORP, INC.
|
144
|
Financial Statements
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
Pioneer Series Trust V
|
497K
|
|
|
CE2, a series of Rhone VC, LP
|
D
|
|
|
FT 11539
|
497J
|
|
|
PIONEER MONEY MARKET TRUST
|
497K
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR4
|
10-D
|
|
|
FT 11605
|
497J
|
|
|
Focus Financial Network, Inc.
|
N-PX
|
|
|
FT 11597
|
497J
|
|
|
GS Mortgage Securities Trust 2015-GC34
|
10-D
|
|
|
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT
|
13F-HR
|
|
|
FT 11596
|
497J
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR4
|
ABS-EE
|
|
|
NEOS ETF Trust
|
NPORT-P
|
|
|
FT 11595
|
497J
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2412
|
S-6/A
|
|
|
Focus Financial Network, Inc.
|
13F-HR
|
|
|
Orion Commodities Delaware Fund LP
|
D/A
|
|
|
Grayscale Ethereum Mini Trust
|
CERT
|
|
|
PIONEER BOND FUND /DE/
|
497K
|
|
|
GS Mortgage Securities Trust 2015-GC30
|
10-D
|
|
|
Two Hawks Partners, LP
|
D/A
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
GS Mortgage Securities Trust 2014-GC26
|
10-D
|
|
|
Gro, a series of Rhone VC, LP
|
D
|
|
|
GS Mortgage Securities Trust 2013-GC13
|
10-D
|
|
|
Grayscale Ethereum Trust
|
CERT
|
|
|
PIONEER SERIES TRUST XI
|
497K
|
|
|
W23, a series of Ethan Perlstein Funds, LP
|
D/A
|
|
|
QP-W23, a series of Ethan Perlstein Funds, LP
|
D/A
|
|
|
Tech Brokerage Asset Alliance LTD.
|
D
|
|
|
LIBERTY ONE INVESTMENT MANAGEMENT, LLC
|
13F-HR
|
|
