| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
425
|
|
|
Nuveen Preferred & Income Securities Fund
|
425
|
|
|
EMBLER MICHAEL J
|
4
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
424B3
|
|
|
Barnes Melody C
|
4
|
|
|
ShiftPixy, Inc.
|
10-Q
|
Financial Statements
|
|
Suever Catherine A
|
4
|
|
|
HEXCEL CORP /DE/
|
4
|
Financial Statements
|
|
Luong Teresa
|
4
|
|
|
TrueCar, Inc.
|
4
|
Financial Statements
|
|
Fox Jennifer A.
|
3/A
|
|
|
Nuveen Preferred & Income Fund
|
425
|
|
|
Tranquility Partners, LLC
|
13F-HR
|
|
|
Ceridian HCM Holding Inc.
|
144
|
Financial Statements
|
|
Holdridge Stephen H.
|
144
|
|
|
Kaufman Arik
|
4
|
|
|
Nu Holdings Ltd.
|
6-K
|
Financial Statements
|
|
Hasty Todd E
|
4
|
|
|
CALERES INC
|
4
|
Financial Statements
|
|
Rise Companies Corp
|
1-A POS
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
Charah Holdings LP
|
SC 13D/A
|
|
|
Charah Solutions, Inc.
|
SC 13D/A
|
Financial Statements
|
|
GRAVES JEFFREY A
|
4
|
|
|
NanoVibronix, Inc.
|
S-1
|
Financial Statements
|
|
Reigersman Jantoon
|
4
|
|
|
Ares Real Estate Income Trust Inc.
|
POS EX
|
|
|
Braniztky Oron
|
4
|
|
|
Patriot Financial Group Insurance Agency, LLC
|
13F-HR
|
|
|
TIDEWATER INC
|
8-K
|
Financial Statements
|
|
StepStone Private Markets
|
486BPOS
|
|
|
SuperCom Ltd
|
F-1
|
Financial Statements
|
|
Ptak Stash
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
FSD Pharma Inc.
|
6-K
|
|
|
ERTS Wealth Advisors, LLC
|
13F-HR
|
|
|
HOLDEN BETSY D
|
4
|
|
|
Cedarview F&F LLC
|
D
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
DEF 14A
|
|
|
Phathom Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Henderson Molly
|
4
|
|
|
Curran Terrie
|
4
|
|
|
Nabulsi Azmi
|
4
|
|
|
Charah Preferred Stock Aggregator, LP
|
4
|
|
|
Charah Preferred Stock Aggregator GP, LLC
|
4
|
|
|
JENKINS JEFFREY SCOTT
|
4
|
|
|
BCP Energy Services Fund GP, LP
|
4
|
|
|
BCP Energy Services Fund UGP, LLC
|
4
|
|
|
Charah Holdings GP LLC
|
4
|
|
|
Charah Holdings LP
|
4
|
|
|
BCP ENERGY SERVICES FUND-A, LP
|
4
|
|
|
BCP ENERGY SERVICES FUND, LP
|
4
|
|
|
BERNHARD JAMES M JR
|
4
|
|
|
BIP Capital, LLC
|
APP WD/A
|
|
|
BIP Capital Management Services, LLC
|
APP WD/A
|
|
|
BIP Evergreen Venture Fund
|
APP WD/A
|
|
|
BIP 2080 Media Investments II, LLC
|
APP WD/A
|
|
|
BIP Capital UserIQ A-2 & A-3, LLC
|
APP WD/A
|
|
|
Panoramic Trella Acquisition I, LP
|
APP WD/A
|
|
|
Panoramic Trella Acquisition I-QP, LP
|
APP WD/A
|
|
|
BIP Capital Huddle I, LLC
|
APP WD/A
|
|
|
BIP Capital PAN Equity II, LLC
|
APP WD/A
|
|
|
BIP Capital PAN Equity I, LLC
|
APP WD/A
|
|
|
PANORAMIC ANNEX FUND 4b, LP
|
APP WD/A
|
|
|
PANORAMIC ANNEX FUND 4b-QP, LP
|
APP WD/A
|
|
|
BIP 2080 Media Investments I, LLC
|
APP WD/A
|
|
|
BIP 2080 Media Investments III, LLC
|
APP WD/A
|
|
|
BIP Capital 2080 Media Investments IV, LLC
|
APP WD/A
|
|
|
BIP Capital Huddle I-QP, LLC
|
APP WD/A
|
|
|
BIP Capital Wellview Series A-3, LLC
|
APP WD/A
|
|
|
BIP Capital ConnexPay Equity I, LLC
|
APP WD/A
|
|
|
BIP VoApps Series A, LLC
|
APP WD/A
|
|
|
BIP Capital Achievelt Series D, LLC
|
APP WD/A
|
|
|
BIP Achievelt Investments, LLC
|
APP WD/A
|
|
|
BIP Capital 2080 Media Investments V, LLC
|
APP WD/A
|
|
|
BIP Capital 2080 Media Investments VI, LLC
|
APP WD/A
|
|
|
BIP Capital Achievelt Series E, LLC
|
APP WD/A
|
|
|
Panoramic Annex Fund 4, LP
|
APP WD/A
|
|
|
Panoramic Annex Fund 4-QP, LP
|
APP WD/A
|
|
|
BIP Capital Achievelt Series E-1, LLC
|
APP WD/A
|
|
|
BIP Capital ConnexPay Convertible Note I, LLC
|
APP WD/A
|
|
|
BIP Capital Huddle Convertible Note, LLC
|
APP WD/A
|
|
|
BIP Capital PAN Convertible Note, LLC
|
APP WD/A
|
|
|
Panoramic Shiftmed Equity I, LLC
|
APP WD/A
|
|
|
Panoramic Connexpay Equity II-QP, LLC
|
APP WD/A
|
|
|
Panoramic Connexpay Equity II-AI, LLC
|
APP WD/A
|
|
|
PANORAMIC SHIFTMED EQUITY I-QP, LLC
|
APP WD/A
|
|
|
Panoramic Mediafly Equity I, LLC
|
APP WD/A
|
|
|
BIP Capital 2080 Media Equity X, LLC
|
APP WD/A
|
|
|
Panoramic Wellview Sentry Merger I, LLC
|
APP WD/A
|
|
|
Panoramic UserIQ Equity II, LLC
|
APP WD/A
|
|
|
BIP Capital Wellview Senior Debt II, LLC
|
APP WD/A
|
|
|
Panoramic Venture Fund 5, LP
|
APP WD/A
|
|
|
Panoramic Venture Fund 5-QP, LP
|
APP WD/A
|
|
|
BIP Capital Mini Fund IIIb-QP, LP
|
APP WD/A
|
|
|
BIP Capital Mini Fund IIIb, LP
|
APP WD/A
|
|
|
BIP Capital Huddle Equity II, LLC
|
APP WD/A
|
|
|
BIP Capital 2080 Media Equity VII, LLC
|
APP WD/A
|
|
|
BIP Capital Mini Fund III, LP
|
APP WD/A
|
|
|
BIP Capital Mini Fund III-QP, LP
|
APP WD/A
|
|
|
BIP Capital Mini Fund II-QP, LP
|
APP WD/A
|
|
|
BIP Capital Mini Fund II, LP
|
APP WD/A
|
|
|
BIP Capital Mini Fund, LP
|
APP WD/A
|
|
|
BIP Capital Venture Fund IV, LP
|
APP WD/A
|
|
|
BIP Capital Venture Fund IV-QP, LP
|
APP WD/A
|
|
|
BIP Capital Growth Fund III, LP
|
APP WD/A
|
|
|
BIP Capital Growth Fund III-QP, LP
|
APP WD/A
|
|
|
BIP Early Stage Fund I-QP LP
|
APP WD/A
|
|
|
BIP Early Stage Fund I LP
|
APP WD/A
|
|
|
Marshall Financial Group LLC
|
13F-HR
|
|
|
AEHR TEST SYSTEMS
|
8-K
|
Financial Statements
|
|
MCCOY SUSAN R
|
4
|
|
|
Harrison Bret
|
3
|
|
|
ACTELIS NETWORKS INC
|
3
|
Financial Statements
|
|
JONES WILLIAM A JR
|
3/A
|
|
|
Bank of America Auto Receivables Securitization, LLC
|
ABS-15G
|
|
|
Moreau Mathieu
|
4
|
|
|
XPEL, Inc.
|
4
|
|
|
DORIAN LPG LTD.
|
4
|
Financial Statements
|
|
Coleman Thomas Jason
|
4
|
|
|
FRANK ANDREAS G
|
4
|
|
|
Cottonwood Communities, Inc.
|
424B3
|
|
|
Teamwork Financial Advisors, LLC
|
13F-HR
|
|
|
WELLS FARGO & COMPANY/MN
|
FWP
|
Financial Statements
|
|
Baggio Barbara
|
4
|
|
|
Murray Mark Christopher
|
4
|
|
|
Celanese Corp
|
4
|
Financial Statements
|
|
AL Opportunity Fund I, LLC
|
D/A
|
|
|
TELEFONICA BRASIL S.A.
|
6-K
|
Financial Statements
|
|
Daves Lora Lee
|
4
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
4
|
Financial Statements
|
|
Backblaze, Inc.
|
S-8
|
Financial Statements
|
|
Deese Willie A
|
4
|
|
|
Harding Catrina
|
3
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
3
|
Financial Statements
|
|
Sterling Investment Counsel, LLC
|
13F-HR
|
|
|
Global X Funds
|
485BXT
|
|
|
Ares Real Estate Income Trust Inc.
|
424B3
|
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
ETF Series Solutions
|
497K
|
|
|
Peregrine Turbine Technologies, LLC
|
D/A
|
|
|
MMEX Resources Corp
|
10-K
|
|
|
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI
|
13F-HR
|
|
|
Smallwood Wealth Investment Management, LLC
|
13F-HR
|
|
|
Coleman Glenn
|
4
|
|
|
Pacelli Steven Robert
|
4
|
|
|
DEXCOM INC
|
4
|
Financial Statements
|
|
Longaberger Licensing, LLC
|
1-A-W
|
|
|
Oxford Park Income Fund, Inc.
|
424B3
|
|
|
CuriosityStream Inc.
|
144
|
|
|
HENDRICKS JOHN S
|
144
|
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
Signify Wealth
|
13F-HR
|
|
|
Tattooed Chef, Inc.
|
8-K
|
|
|
Campion Simon D
|
4
|
|
|
HENDERSON STEVEN K
|
4
|
|
|
ATN International, Inc.
|
8-K
|
Financial Statements
|
|
Gravier Pierre
|
4
|
|
|
PTC THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
ONE Gas, Inc.
|
8-K
|
Financial Statements
|
|
Schear Investment Advisers, LLC
|
13F-HR
|
|
|
Elys Game Technology, Corp.
|
8-K
|
|
|
Guardant Health, Inc.
|
4
|
Financial Statements
|
|
POTTER MYRTLE S
|
4
|
|
|
PFSWEB INC
|
DEF 14A
|
Financial Statements
|
|
BRANDT ERIC
|
4
|
|
|
KEZAR TRADING, LLC
|
ATS-N/UA
|
|
|
Anderson Sterling
|
144
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
Freeline Therapeutics Holdings plc
|
SC 13G
|
Financial Statements
|
|
INTEGRATED CORE STRATEGIES
|
SC 13G
|
|
|
Mendel Capital Management LLC
|
13F-HR
|
|
|
Gravier Pierre
|
3
|
|
|
PTC THERAPEUTICS, INC.
|
3
|
Financial Statements
|
|
HAGALE JAMES TYSON
|
4
|
|
|
Oak Harvest Investment Services
|
13F-HR
|
|
|
Dew Allison
|
4
|
|
|
Dell Technologies Inc.
|
4
|
Financial Statements
|
|
Acumen Pharmaceuticals, Inc.
|
424B5
|
Financial Statements
|
|
Baile II LLC
|
D
|
|
|
Virtuix Holdings Inc.
|
C/A
|
|
|
KEBS Trust
|
144
|
|
|
Brackett Erania
|
4
|
|
|
Local Bounti Corporation/DE
|
144
|
|
|
United Homes Group, Inc.
|
8-K
|
|
|
Caravela US Fund II, LP
|
D/A
|
|
|
Oxford Park Income Fund, Inc.
|
POS EX
|
|
|
MRA Advisory Group
|
13F-HR
|
|
|
Cyber App Solutions Corp.
|
8-K
|
|
|
Golden Seeds Another Tomorrow LLC
|
D
|
|
|
Starwood Real Estate Income Trust, Inc.
|
424B3
|
|
|
iSHARES TRUST
|
497K
|
|
|
PTC THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Douglas Scott S
|
4
|
|
|
Lynch Asset Management, Inc.
|
13F-HR
|
|
|
Swidler Pamela
|
4
|
|
|
WeWork Inc.
|
4
|
Financial Statements
|
|
Wehner Kurt
|
4
|
|
|
Turnstone Biologics Corp.
|
8-A12B
|
|
|
Yum China Holdings, Inc.
|
8-K
|
Financial Statements
|
|
CH AUTO Inc.
|
F-4/A
|
|
|
YSMD, LLC
|
1-A POS
|
|
|
Family Trust III U/A DTD 5/26/2022
|
144
|
|
|
Zeta Global Holdings Corp.
|
144
|
Financial Statements
|
|
Great Diamond Partners, LLC
|
13F-HR
|
|
|
Long Run Wealth Advisors, LLC
|
13F-HR
|
|
|
AETHLON MEDICAL INC
|
PRE 14A
|
Financial Statements
|
|
Alpha Technology Group Ltd
|
F-1
|
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
Ghoshal Kaushik
|
3
|
|
|
OMNICELL, INC.
|
3
|
Financial Statements
|
|
SILVERHAWK ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
J2 Capital Management Inc
|
13F-HR
|
|
|
ARGENX SE
|
424B5
|
Financial Statements
|
|
GeoPark Ltd
|
6-K
|
Financial Statements
|
|
FMC CORP
|
8-K
|
Financial Statements
|
|
Oilex Holding LLC
|
D
|
|
|
Hixon Zuercher, LLC
|
13F-HR
|
|
|
Carlyle Group Inc.
|
SC 13D/A
|
Financial Statements
|
|
Carlyle Credit Income Fund
|
SC 13D/A
|
|
|
Egbuonu-Davis Lisa
|
4
|
|
|
Phreesia, Inc.
|
4
|
Financial Statements
|
|
Gramm Christopher
|
4
|
|
|
AdvanSix Inc.
|
4
|
Financial Statements
|
|
Denali Therapeutics Inc.
|
144
|
Financial Statements
|
|
SATO VICKI L
|
144
|
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
DeRosa Anthony John
|
4
|
|
|
Evolv Technologies Holdings, Inc.
|
4
|
Financial Statements
|
|
Donald L. Hagan, LLC
|
13F-HR
|
|
|
HPS Corporate Lending Fund
|
8-K
|
|
|
Seale R. H.
|
4
|
|
|
Q2 Holdings, Inc.
|
4
|
Financial Statements
|
|
Trace Sensing Technologies Inc.
|
D/A
|
|
|
COMSCORE, INC.
|
8-K
|
Financial Statements
|
|
Shulman Douglas H.
|
4
|
|
|
OneMain Holdings, Inc.
|
4
|
Financial Statements
|
|
WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST
|
10-D
|
|
|
WFN CREDIT CO LLC
|
10-D
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
8-K
|
Financial Statements
|
|
SAMAD SAM
|
4
|
|
|
QUEST DIAGNOSTICS INC
|
4
|
Financial Statements
|
|
Golan Lior
|
4
|
|
|
Taboola.com Ltd.
|
4
|
Financial Statements
|
|
GoHealth, Inc.
|
4
|
Financial Statements
|
|
Farley Brian
|
4
|
|
|
iSHARES TRUST
|
497
|
|
|
Meaney William L
|
4
|
|
|
IRON MOUNTAIN INC
|
4
|
Financial Statements
|
|
Centennial Wealth Advisory LLC
|
13F-HR
|
|
|
TuSimple Holdings Inc.
|
10-Q
|
Financial Statements
|
|
Spark Networks SE
|
8-K
|
Financial Statements
|
|
Minich Lawrence J
|
4
|
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
4
|
|
|
WOOD PHOEBE A
|
4
|
|
|
Banque Soria Ester
|
3
|
|
|
Zoetis Inc.
|
3
|
Financial Statements
|
|
Boyce Jane Marie
|
144
|
|
|
APOGEE ENTERPRISES, INC.
|
144
|
Financial Statements
|
|
MASIMO CORP
|
8-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
|
DEFA14A
|
|
|
GameOn Entertainment Technologies Inc.
|
D
|
|
|
Anson Funds Management LP
|
DFAN14A
|
|
|
MEI Pharma, Inc.
|
DFAN14A
|
Financial Statements
|
|
Anson Funds Management LP
|
SC 13D/A
|
|
|
MEI Pharma, Inc.
|
SC 13D/A
|
Financial Statements
|
|
NCWFC, LLC
|
D
|
|
|
Capitol Series Trust
|
497
|
|
|
Sizzle Acquisition Corp.
|
DEF 14A
|
|
|
Leafly Holdings, Inc. /DE
|
8-K
|
|
|
Sivanesan Janaki
|
4
|
|
|
Kleeger Myles
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
Shah Jai
|
4
|
|
|
C3is Inc.
|
424B3
|
|
|
Sciarra Paul Cahill
|
144
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
Business Warrior Corp
|
10-Q
|
|
|
Kosmos Energy Ltd.
|
8-K
|
Financial Statements
|
|
Capstone Triton Financial Group, LLC
|
13F-HR
|
|
|
DeHoff Kate
|
4
|
|
|
Joby Aviation, Inc.
|
4
|
Financial Statements
|
|
Vitalone Joseph A
|
4
|
|
|
EXTREME NETWORKS INC
|
4
|
Financial Statements
|
|
Singh Pavitar
|
4
|
|
|
Sprinklr, Inc.
|
4
|
Financial Statements
|
|
Blue Owl Technology Income Corp.
|
486BPOS
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
CORPORACION AMERICA AIRPORTS S.A.
|
6-K
|
Financial Statements
|
|
Heaton Michael R
|
4
|
|
|
MARKEL GROUP INC.
|
4
|
Financial Statements
|
|
Apollo Global Management, Inc.
|
4
|
Financial Statements
|
|
Zelter James C
|
4
|
|
|
Imperial Petroleum Inc./Marshall Islands
|
6-K
|
|
|
SharpLink Gaming Ltd.
|
424B3
|
|
|
Greystone Housing Impact Investors LP
|
8-K
|
Financial Statements
|
|
Pattabhiraman Arun
|
4
|
|
