| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Aerovate Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Blom David P
|
4
|
|
|
NIVEN RALPH
|
4
|
|
|
Brooks Daniel W
|
4
|
|
|
Kerrick Michelle C.
|
4
|
|
|
Beauty Health Co
|
4
|
|
|
Smith Maria
|
4
|
|
|
ORACLE CORP
|
4
|
Financial Statements
|
|
Noriega Roger
|
4
|
|
|
Atlas Lithium Corp
|
4
|
|
|
KLOSTERMAN SCOTT
|
4
|
|
|
Short Robert D III
|
4
|
|
|
VirnetX Holding Corp
|
4
|
Financial Statements
|
|
KONG DAVID
|
4
|
|
|
URANIUM ENERGY CORP
|
4
|
Financial Statements
|
|
Ward R Scott
|
4
|
|
|
Larsen Kendall
|
4
|
|
|
Allanson Katherine
|
4
|
|
|
ESSIG STUART
|
4
|
|
|
Montgomery Brenda K
|
3/A
|
|
|
Independent Bank Group, Inc.
|
3/A
|
Financial Statements
|
|
Provco Ventures 1 LP
|
4
|
|
|
ENRIGHT ERIN S.
|
4
|
|
|
Ju Chi-Hong
|
144
|
|
|
AMBARELLA INC
|
144
|
Financial Statements
|
|
Baker Brian D.
|
4
|
|
|
CompoSecure, Inc.
|
4
|
|
|
Basile Donald G
|
4
|
|
|
Doll Dixon R Jr.
|
4
|
|
|
Roman DBDR Tech Sponsor LLC
|
4
|
|
|
Ladd Delano
|
4
|
|
|
HEALTHEQUITY, INC.
|
4
|
Financial Statements
|
|
Zader John P
|
3
|
|
|
SOURCE CAPITAL INC /DE/
|
3
|
Financial Statements
|
|
TILLY'S, INC.
|
4
|
Financial Statements
|
|
KERR JANET
|
4
|
|
|
Mossytree Inc.
|
4
|
|
|
Breon Eric
|
4
|
|
|
Vacasa, Inc.
|
4
|
Financial Statements
|
|
Neeleman Stephen
|
4
|
|
|
Rosner Elimelech
|
4
|
|
|
Iannotti Thomas J
|
4
|
|
|
APPLIED MATERIALS INC /DE
|
4
|
Financial Statements
|
|
Trittschuh Larry L
|
4
|
|
|
Boehmler Christopher
|
3
|
|
|
Quantum Computing Inc.
|
3
|
|
|
Phillips Dominic
|
4
|
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
Murdock Tyson D.
|
4
|
|
|
Eltoukhy Adam
|
4
|
|
|
BlackRock Capital Allocation Term Trust
|
4
|
|
|
Rieder Richard M
|
4
|
|
|
Subotovsky Santiago
|
4
|
|
|
Zoom Video Communications, Inc.
|
4
|
Financial Statements
|
|
Biswas Sanjit
|
4
|
|
|
Bicket John
|
4
|
|
|
JDF 2019 Family Trust
|
144
|
|
|
Rent the Runway, Inc.
|
144
|
Financial Statements
|
|
Crehan Shane
|
4
|
|
|
S3 VENTURES GPLP III, L.P.
|
4
|
|
|
S3 VENTURES III, L.L.C.
|
4
|
|
|
ALKAMI TECHNOLOGY, INC.
|
4
|
Financial Statements
|
|
S3 Ventures Fund III, L.P.
|
4
|
|
|
SMITH BRIAN R
|
4
|
|
|
Caldini Filippo
|
4
|
|
|
Acreage Holdings, Inc.
|
4
|
|
|
SecureWorks Corp
|
4
|
Financial Statements
|
|
Gagnon Neil
|
4
|
|
|
DSF 2019 Family Trust
|
144
|
|
|
Brennan William Joseph
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
DELLA VOLPE VINCENT
|
4
|
|
|
Pantelick Steven
|
4
|
|
|
PubMatic, Inc.
|
4
|
|
|
Clark Christopher Todd
|
4
|
|
|
AMERICAN PENSION INVESTORS TRUST
|
497
|
|
|
GCDP II REIT Feeder, LLC
|
D
|
|
|
DJJ 2019 Family Trust
|
144
|
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
OZOP ENERGY SOLUTIONS, INC.
|
S-1
|
|
|
Instadose Pharma Corp.
|
8-K
|
|
|
Mullins Kevin Michael
|
4
|
|
|
LifeStance Health Group, Inc.
|
4
|
Financial Statements
|
|
NXT Energy Solutions Inc.
|
6-K
|
|
|
Jaguar Health, Inc.
|
8-K
|
Financial Statements
|
|
Goel Amar K.
|
4
|
|
|
Cantrill Elizabeth Davis
|
3
|
|
|
PIMCO HIGH INCOME FUND
|
3
|
|
|
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
|
DEFA14A
|
|
|
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
|
DEFA14A
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
DEFA14A
|
|
|
Alignment Healthcare, Inc.
|
4
|
Financial Statements
|
|
Kimbro Melinda Michele
|
4
|
|
|
ON-0320 Fund I, a series of Movement Family Fund, LP
|
D
|
|
|
JLL Income Property Trust, Inc.
|
424B3
|
|
|
JJF 2019 Family Trust
|
144
|
|
|
biote Corp.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
VBI Vaccines Inc/BC
|
424B5
|
Financial Statements
|
|
Bite Acquisition Corp.
|
DEF 14A
|
|
|
Sheahan Corey J.
|
4
|
|
|
PIMCO Global StocksPLUS & Income Fund
|
3
|
|
|
Alignment Healthcare, Inc.
|
3
|
Financial Statements
|
|
Kimbro Melinda Michele
|
3
|
|
|
Matinas BioPharma Holdings, Inc.
|
424B5
|
Financial Statements
|
|
iWallet Corp
|
10-K
|
|
|
HIGH WIRE NETWORKS, INC.
|
8-K
|
|
|
CalSTRS New & Next Generation Manager Fund VI, L.P.
|
D
|
|
|
CENNTRO ELECTRIC GROUP Ltd
|
PRE 14A
|
|
|
Aurora Technology Acquisition Corp.
|
8-K
|
|
|
PhenixFIN Corp
|
40-17G
|
Financial Statements
|
|
PIMCO Dynamic Income Fund
|
3
|
|
|
Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
|
D/A
|
|
|
MHFF LLC
|
D
|
|
|
JLL Income Property Trust, Inc.
|
POS EX
|
|
|
Bank of Marin Bancorp
|
8-K
|
Financial Statements
|
|
ServisFirst Bancshares, Inc.
|
3
|
Financial Statements
|
|
PRESSLEY KIRK
|
3
|
|
|
Shchegolev Oleg
|
4
|
|
|
SEMrush Holdings, Inc.
|
4
|
Financial Statements
|
|
Owlet, Inc.
|
8-K
|
|
|
Investcorp India Acquisition Corp
|
PRE 14A
|
|
|
CARLEY THOMAS J
|
144
|
|
|
BARRETT BUSINESS SERVICES INC
|
144
|
Financial Statements
|
|
Banco Santander
|
6-K
|
Financial Statements
|
|
truCrowd, Inc
|
CFPORTAL/A
|
|
|
Mitchell Steven R
|
4
|
|
|
Sprinklr, Inc.
|
4
|
Financial Statements
|
|
TABORS R DAVID
|
4
|
|
|
NET Power Inc.
|
S-1
|
|
|
iSpecimen Inc.
|
8-K
|
Financial Statements
|
|
Better World Acquisition Corp.
|
8-K
|
|
|
CarParts.com, Inc.
|
8-K
|
Financial Statements
|
|
GasLog Partners LP
|
6-K
|
Financial Statements
|
|
Vecta Partners LLC
|
4
|
|
|
Silber Mark M
|
4
|
|
|
VECTA INC.
|
4
|
|
|
Cooper Aaron M
|
4
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
4
|
|
|
Captivision Inc.
|
F-4/A
|
|
|
Welch David F
|
4
|
|
|
Infinera Corp
|
4
|
Financial Statements
|
|
VECTA INC.
|
8-K
|
|
|
Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
|
D/A
|
|
|
Walden Nicholas
|
4
|
|
|
Eschenbach Carl M.
|
4
|
|
|
Workday, Inc.
|
4
|
Financial Statements
|
|
Alvarez Maria Ines
|
4
|
|
|
SJW GROUP
|
8-K
|
Financial Statements
|
|
TEICHMANN DAVID
|
4
|
|
|
ARVANA INC
|
8-K
|
|
|
HEARD DAVID W
|
4
|
|
|
Item 9 Labs Corp.
|
8-K
|
|
|
Near Intelligence, Inc.
|
S-1/A
|
|
|
China Liberal Education Holdings Ltd
|
6-K
|
Financial Statements
|
|
Stabell Jason
|
4
|
|
|
Epsilon Energy Ltd.
|
4
|
|
|
QualTek Services Inc.
|
8-K
|
|
|
Nelson Gary Lynn
|
4
|
|
|
Petro Rio S.A./ADR
|
F-6EF
|
|
|
Bozzini James
|
4
|
|
|
Fernicola Michael H
|
4
|
|
|
Scott Cheryl
|
4
|
|
|
Progyny, Inc.
|
4
|
Financial Statements
|
|
CXApp Inc.
|
424B3
|
|
|
SCIENTIFIC INDUSTRIES INC
|
S-1/A
|
|
|
Schlanger David J
|
4
|
|
|
Erba Nancy
|
4
|
|
|
Anevski Peter
|
4
|
|
|
TLG Acquisition One Corp.
|
DEF 14A
|
|
|
Rod Capital Partners, LP
|
D/A
|
|
|
Atlantic Park Strategic Capital Fund II
|
D/A
|
|
|
Scott's Liquid Gold - Inc.
|
8-K
|
|
|
Liberty Global plc
|
DEFA14A
|
Financial Statements
|
|
BOZEMAN PRIVATE HANGARS LLC
|
D
|
|
|
loanDepot, Inc.
|
8-K
|
Financial Statements
|
|
Geisler Anthony
|
4
|
|
|
Xponential Fitness, Inc.
|
4
|
Financial Statements
|
|
Wave Employee Holdings, LLC
|
D
|
|
|
Atlantic Park Strategic Capital Fund II, L.P.
|
D/A
|
|
|
Robinson Douglas A.
|
4
|
|
|
Liberty Global plc
|
8-K
|
Financial Statements
|
|
Casalena Anthony
|
144
|
|
|
Squarespace, Inc.
|
144
|
Financial Statements
|
|
Brightstar Capital Partners Fund III-A, L.P.
|
D/A
|
|
|
Bhanji Muna
|
144
|
|
|
CYTOKINETICS INC
|
144
|
Financial Statements
|
|
PHINIA INC.
|
8-K
|
|
|
MODINE MANUFACTURING CO
|
ARS
|
Financial Statements
|
|
GDNR Holdings LLC
|
3
|
|
|
Gardiner Healthcare Acquisitions Corp.
|
3
|
|
|
Linton John
|
3
|
|
|
Gardiner Healthcare Holdings, LLC
|
SC 13D
|
|
|
Gardiner Healthcare Acquisitions Corp.
|
SC 13D
|
|
|
Janover Inc.
|
S-1/A
|
|
|
Gillis Matthew
|
4
|
|
|
Digital Turbine, Inc.
|
4
|
Financial Statements
|
|
Atlantic Coastal Acquisition Corp.
|
8-K
|
|
|
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
|
D/A
|
|
|
PDC ENERGY, INC.
|
DEFM14A
|
Financial Statements
|
|
Levin Eugenie
|
4
|
|
|
Lemercier Jean-Luc M
|
4
|
|
|
Clayton Partners LLC
|
SC 13G
|
|
|
Edwards Lifesciences Corp
|
4
|
Financial Statements
|
|
NETWORK-1 TECHNOLOGIES, INC.
|
SC 13G
|
Financial Statements
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
PRE 14A
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
PRE 14A
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
PRE 14A
|
|
|
PUTNAM PREMIER INCOME TRUST
|
PRE 14A
|
|
|
WindBorne Systems Inc.
|
D/A
|
|
|
Odyssey Health, Inc.
|
8-K
|
|
|
Mobiv Acquisition Corp
|
8-K
|
|
|
Strong Global Entertainment, Inc.
|
8-K
|
|
|
Brightstar Capital Partners Fund III, L.P.
|
D/A
|
|
|
DI-0617 Fund I AL Vehicle, a series of DVC, LP
|
D
|
|
|
DI-0617 Fund I, a series of DVC, LP
|
D
|
|
|
Brookfield Business Partners L.P.
|
F-3ASR
|
Financial Statements
|
|
Nikola Corp
|
8-K/A
|
Financial Statements
|
|
HEFER AXEL
|
144
|
|
|
trivago N.V.
|
144
|
Financial Statements
|
|
Warden Andrew
|
4
|
|
|
Rowe Zane
|
4
|
|
|
TRIDAN CORP
|
N-CSR
|
|
|
Smith Dylan C
|
4
|
|
|
BOX INC
|
4
|
Financial Statements
|
|
Qualigen Therapeutics, Inc.
|
10-K/A
|
Financial Statements
|
|
Putnam ETF Trust
|
PRE 14A
|
|
|
Putnam Target Date Funds
|
PRE 14A
|
|
|
PUTNAM FUNDS TRUST
|
PRE 14A
|
|
|
PUTNAM INVESTMENT FUNDS
|
PRE 14A
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
PRE 14A
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
PRE 14A
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
PRE 14A
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
PRE 14A
|
|
|
PUTNAM VARIABLE TRUST
|
PRE 14A
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
PRE 14A
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
PRE 14A
|
|
|
PUTNAM HIGH YIELD FUND
|
PRE 14A
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
PRE 14A
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
PRE 14A
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
PRE 14A
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
PRE 14A
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
PRE 14A
|
|
|
PUTNAM INCOME FUND
|
PRE 14A
|
|
|
GEORGE PUTNAM BALANCED FUND
|
PRE 14A
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
PRE 14A
|
|
|
PUTNAM MONEY MARKET FUND
|
PRE 14A
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
PRE 14A
|
|
|
Brookfield Business Corp
|
F-3
|
|
|
Brookfield Business Partners L.P.
|
F-3
|
Financial Statements
|
|
Suzano S.A.
|
6-K
|
Financial Statements
|
|
MODINE MANUFACTURING CO
|
DEFA14A
|
Financial Statements
|
|
Thakker Dharmesh
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
BORGWARNER INC
|
8-K
|
Financial Statements
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
4
|
|
|
CHEVRON CORP
|
424B3
|
Financial Statements
|
|
Chakraborty Sayan
|
4
|
|
|
BurgerFi International, Inc.
|
144
|
|
|
Baines Ian
|
144
|
|
|
HOOKIPA Pharma Inc.
|
4
|
Financial Statements
|
|
Aldag Jorn
|
4
|
|
|
NewAmsterdam Pharma Co N.V.
|
SC 13D/A
|
|
|
Forbion Capital Fund IV Cooperatief U.A.
|
SC 13D/A
|
|
|
SIMONCIC RICHARD J
|
4
|
|
|
MICROCHIP TECHNOLOGY INC
|
4
|
Financial Statements
|
|
Mitrano Richard J.
|
4
|
|
|
Frequency Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Taneja Rajat
|
4
|
|
|
VISA INC.
|
4
|
Financial Statements
|
|
SANGHI STEVE
|
4
|
|
|
Orgenesis Inc.
|
8-K
|
Financial Statements
|
|
Healing Co Inc.
|
8-K
|
|
|
MOORTHY GANESH
|
4
|
|
|
Monia Brett P
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
MODINE MANUFACTURING CO
|
DEF 14A
|
Financial Statements
|
|
Siwak Todd B.
|
4
|
|
|
MGP INGREDIENTS INC
|
4
|
Financial Statements
|
|
Sauer Richard Harry
|
4
|
|
|
Shiff Dov
|
SC 13D/A
|
|
|
SKYX Platforms Corp.
|
SC 13D/A
|
Financial Statements
|
|
DREHOBL STEPHEN V
|
4
|
|
|
Critical Metals Corp.
|
425
|
|
|
Mirion Technologies, Inc.
|
SC 13D/A
|
|
|
GOLDMAN SACHS GROUP INC
|
SC 13D/A
|
Financial Statements
|
|
Northern Lights Fund Trust
|
N-CSRS
|
|
|
Premier Macy Management Holdings, LLC
|
SC 13G
|
|
|
Nutex Health, Inc.
|
SC 13G
|
|
|
Coherus BioSciences, Inc.
|
S-4
|
Financial Statements
|
|
Bonello Michael J.
|
3
|
|
|
Syneos Health, Inc.
|
3
|
Financial Statements
|
|
Shiff Dov
|
4
|
|
|
SKYX Platforms Corp.
|
4
|
Financial Statements
|
