| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Reflexive Capital Digital Asset Fund, LLC
|
D/A
|
|
|
SHAPARD ROBERT S
|
4
|
|
|
Youakim Charles
|
4
|
|
|
BENNETT ALAN M
|
4
|
|
|
SACHS VALERIE GENTILE
|
4
|
|
|
Powl Brian T.
|
144
|
|
|
FATE THERAPEUTICS INC
|
144
|
Financial Statements
|
|
Ivy Variable Insurance Portfolios
|
497K
|
|
|
CROWN SUSAN
|
4
|
|
|
NORTHERN TRUST CORP
|
4
|
|
|
Al Khayyal Abdulaziz Fahd
|
4
|
|
|
1130 RAINIER C QOF, LLC
|
D/A
|
|
|
Robinson Lori Jean
|
4
|
|
|
HANRAHAN PAUL T
|
4
|
|
|
Harrison Karen
|
3
|
|
|
BANNER CORP
|
3
|
Financial Statements
|
|
MURPHY LILA A
|
4
|
|
|
GOLD RESOURCE CORP
|
4
|
Financial Statements
|
|
YS RE RAF I LLC
|
1-A POS
|
|
|
RANKIN ALISON A
|
4
|
|
|
Ivy Variable Insurance Portfolios
|
497
|
|
|
RANKIN ROGER F
|
4
|
|
|
Jiang Wei
|
4
|
|
|
WATERS CORP /DE/
|
4
|
Financial Statements
|
|
VAN SANT R WILLIAM
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
RANKIN ELIZABETH B
|
4
|
|
|
FPA FUNDS TRUST
|
497J
|
|
|
Huang Pearl S
|
4
|
|
|
MITAU LEE R
|
4
|
|
|
IVY FUNDS
|
497K
|
|
|
RANKIN MATTHEW M
|
4
|
|
|
Etchart Eric
|
4
|
|
|
MOORE WORDS INC
|
C/A
|
|
|
ESGL Holdings Ltd
|
424B3
|
|
|
Strojwas Andrzej
|
4
|
|
|
PDF SOLUTIONS INC
|
4
|
Financial Statements
|
|
Benson Hill, Inc.
|
4
|
|
|
Whitley-Taylor Linda
|
4
|
|
|
RANKIN VICTOIRE G
|
4
|
|
|
Leibel Matthew
|
144
|
|
|
Xometry, Inc.
|
144
|
Financial Statements
|
|
Rohr Craig
|
4
|
|
|
RANKIN ALFRED M ET AL
|
4
|
|
|
Hill Kristina
|
3
|
|
|
1895 Bancorp of Wisconsin, Inc. /MD/
|
3
|
|
|
Cornelis Networks, Inc.
|
D
|
|
|
Molly Montgomery
|
4
|
|
|
Pelkowski Julie Marie
|
4
|
|
|
DAVILA TANA
|
4
|
|
|
Dutch Bros Inc.
|
4
|
Financial Statements
|
|
Sullivan James David
|
4
|
|
|
BIO KEY INTERNATIONAL INC
|
4
|
Financial Statements
|
|
OSBORNE RICHARD DE J
|
4
|
|
|
Lee David J.
|
4
|
|
|
Jacobi Daniel
|
4
|
|
|
Miller Michael Sidney
|
4
|
|
|
Shipley Kenneth E
|
144
|
|
|
Legacy Housing Corp
|
144
|
Financial Statements
|
|
GHP INTERNATIONAL REFORM & DEVELOPMENT FUND L P
|
D
|
|
|
IVY FUNDS
|
497
|
|
|
SUNAMERICA SERIES TRUST
|
485BPOS
|
|
|
Elsner Adrienne
|
4
|
|
|
Arrington Ronald Carter
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
LABARRE DENNIS W
|
4
|
|
|
Dolezalek Stephan
|
4
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Jumper John P
|
4
|
|
|
PSC GINGER COINVEST II, LP
|
D
|
|
|
Radulescu Razvan
|
4
|
|
|
Blue Bird Corp
|
4
|
Financial Statements
|
|
Lionfield Capital LLC
|
D
|
|
|
DALRYMPLE JOHN S III
|
4
|
|
|
Barings Private Credit Corp
|
SC TO-I/A
|
|
|
MICHAELS KIMON
|
4
|
|
|
Brunts DeAnn L
|
4
|
|
|
Smith Britton
|
4
|
|
|
Scartz Ted
|
4
|
|
|
Raza Adnan
|
4
|
|
|
ETFis Series Trust I
|
N-CSRS
|
|
|
Savile Row Opportunistic Credit Fund BP 2019-1, LLC
|
D/A
|
|
|
CAZ Co-Investment Opportunities Liquid Fund, L.P. - Opendoor II Portfolio
|
D/A
|
|
|
NOBLE ROMANS INC
|
DEFA14A
|
|
|
Trolley Apartments LLC
|
D
|
|
|
25M Health Ventures Fund I, L.P.
|
D
|
|
|
Steel Jack Carbon Innovation LLC
|
D
|
|
|
iDirect Private Markets Fund
|
4
|
|
|
VERONIS NICHOLAS
|
4
|
|
|
Chang Tingyu
|
3
|
|
|
ConneXionONE Corp.
|
3
|
|
|
ZIKLAG Capital Mortgage Fund, LLC
|
D
|
|
|
Li Ye Jane
|
4
|
|
|
Hearthfire Income Fund I, LLC
|
D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Howard Eve N
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
McDuffie Melkeya
|
4
|
|
|
TREX CO INC
|
4
|
Financial Statements
|
|
Princeton Bancorp, Inc.
|
POS AM
|
Financial Statements
|
|
Belmont TopCo Holdings, L.P.
|
D
|
|
|
Strzelecki Angela
|
4
|
|
|
Thermon Group Holdings, Inc.
|
4
|
Financial Statements
|
|
Kingswood Acquisition Corp.
|
4
|
|
|
Polar Asset Management Partners Inc.
|
4
|
|
|
NESSER JOHN T III
|
4
|
|
|
MCGINTY KEVIN J
|
4
|
|
|
WILLIAMS CHRISTOPHER J
|
4
|
|
|
UNION PACIFIC CORP
|
4
|
Financial Statements
|
|
SEI Catholic Values Trust
|
497J
|
|
|
VILLARREAL JOSE H
|
4
|
|
|
GEORGE MARCUS J
|
4
|
|
|
Super Crowd, Inc.
|
C-U
|
|
|
MCCARTHY MICHAEL R
|
4
|
|
|
Lute Jane H
|
4
|
|
|
HOPKINS DEBORAH C
|
4
|
|
|
Yacob Ezra Y
|
4
|
|
|
EOG RESOURCES INC
|
4
|
Financial Statements
|
|
FIX ROGER L
|
4
|
|
|
Zhang Shuo
|
4
|
|
|
Finley Teresa
|
4
|
|
|
Edison Sheri H.
|
4
|
|
|
Dalgetty Linda
|
4
|
|
|
DILLON DAVID B
|
4
|
|
|
DeLaney William J III
|
4
|
|
|
CLARKE JOHN U
|
4
|
|
|
Ohio River Beverages, LLC
|
D
|
|
|
WooGold LLC
|
D
|
|
|
Spike Ventures Fund 7Q, LLC
|
D
|
|
|
Abel Robert A
|
4
|
|
|
Janssen Ann D.
|
4
|
|
|
Strahlman Ellen R
|
4
|
|
|
ALTRIA GROUP, INC.
|
4
|
Financial Statements
|
|
Bueker Kathryn
|
144/A
|
|
|
HUBSPOT INC
|
144/A
|
Financial Statements
|
|
PRE Mirage CS, LP
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Invesco Unit Trusts Series 2296
|
497
|
|
|
Trolley Apartments Opportunity Fund LLC
|
D/A
|
|
|
Pineapple Financial Inc.
|
S-1/A
|
|
|
Seip David Eric
|
4
|
|
|
Grubic Robert C
|
4
|
|
|
SPDR SERIES TRUST
|
497
|
|
|
Helms Lloyd W Jr
|
4
|
|
|
SOBEY MARK STEWART
|
4
|
|
|
COHERENT CORP.
|
4
|
Financial Statements
|
|
BRONSON JOSEPH R
|
4
|
|
|
Benchmark Space Systems, Inc.
|
D
|
|
|
Koeppen Christopher
|
4
|
|
|
BARBAROSSA GIOVANNI
|
4
|
|
|
DRIGGERS TIMOTHY K
|
4
|
|
|
RAYMOND MARY JANE
|
4
|
|
|
Spike Ventures Fund 7, LLC
|
D
|
|
|
BASHAW WALTER ROBERT II
|
4
|
|
|
Off the Chain LP
|
D/A
|
|
|
MATTERA VINCENT D JR
|
4
|
|
|
Tso Yulung
|
3
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
FWP
|
|
|
Ally Auto Assets LLC
|
FWP
|
|
|
Donaldson Michael P
|
4
|
|
|
Wu Te Wei
|
3
|
|
|
Erba Nancy
|
4
|
|
|
Chang Chris
|
3
|
|
|
Xu Jinghuai
|
4
|
|
|
OurCrowd
|
D
|
|
|
Boedeker Kenneth W.
|
4
|
|
|
GUSTAFSON MICHAEL B
|
4
|
|
|
BEAM S CRAIG
|
4
|
|
|
PEOPLES BANCORP INC
|
4
|
Financial Statements
|
|
Natural Fiber Welding, Inc.
|
D
|
|
|
ETF Series Solutions
|
485BXT
|
|
|
Chiarello Guy
|
144
|
|
|
FISERV INC
|
144
|
Financial Statements
|
|
Augenstein Mark
|
4
|
|
|
Edgell Matthew
|
4
|
|
|
Astra Energy, Inc.
|
8-K
|
|
|
Kirkham Michael Ryan
|
4
|
|
|
Lenehan William H
|
4
|
|
|
Macy's, Inc.
|
4
|
Financial Statements
|
|
Golden Developing Solutions, Inc.
|
8-K
|
|
|
SULERZYSKI CHARLES W
|
4
|
|
|
Bailey Kathryn M
|
4
|
|
|
Psyonic, Inc.
|
C/A
|
|
|
Wilcox Tyler J
|
4
|
|
|
BROUGHTON GEORGE W
|
4
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
RAGHAVAN PRABHAKAR
|
4
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
424H
|
|
|
Ally Auto Assets LLC
|
424H
|
|
|
JAMES BROOKE WILLIAMS
|
4
|
|
|
ZIEMER JAMES L
|
4
|
|
|
TEXTRON INC
|
4
|
Financial Statements
|
|
Shipley Douglas M
|
144
|
|
|
AV AI Fund 3Q, LLC
|
D
|
|
|
MW MF VALUE ADD FUND 1 LLC
|
D
|
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
CAGGIA ANDREW M
|
4
|
|
|
COHU INC
|
4
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Oaktree Diversified Income Fund Inc.
|
424B3
|
|
|
Weaver Matthew D
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
AV AI Fund 3, LLC
|
D
|
|
|
Terramont SC Co-Invest L.P.
|
D
|
|
|
UTTER LYNN M
|
4
|
|
|
LINCOLN NATIONAL CORP
|
4
|
Financial Statements
|
|
MEE MICHAEL F
|
4
|
|
|
Long David M
|
4
|
|
|
Liang Janet
|
4
|
|
|
LeFebvre Dale
|
4
|
|
|
BULLOCK DONALD H
|
4
|
|
|
GORMAN RUPP CO
|
4
|
Financial Statements
|
|
LACHMAN M LEANNE
|
4
|
|
|
TAYLOR CINDY B
|
4
|
|
|
AT&T INC.
|
4
|
Financial Statements
|
|
KELLY GARY C
|
4
|
|
|
JOHNSON ERIC G
|
4
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
Riggins Charmaine R
|
4
|
|
|
Rider Michael J
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
Davis Reginald E
|
4
|
|
|
CUNNINGHAM WILLIAM H DR
|
4
|
|
|
Reynolds Kenneth R
|
4
|
|
|
BILODEAU STEVEN J
|
4
|
|
|
Connelly Deirdre P
|
4
|
|
|
INVESCO BLDRS INDEX FUNDS TRUST
|
24F-2NT
|
|
|
Hollar Mark R
|
4
|
|
|
PETRELLA VINCENT K
|
4
|
|
|
DEPASQUALE MICHAEL W
|
4
|
|
|
McClelland Sonja K
|
4
|
|
|
Tidal Trust II
|
497J
|
|
|
Sustainable Green Team, Ltd.
|
8-K
|
|
|
ROSE MATTHEW K
|
4
|
|
|
LAKE CHRISTOPHER H
|
4
|
|
|
Raise Green, Inc.
|
CFPORTAL/A
|
|
|
NEWDAY PARTNERSHIP TRANSFEROR PLC
|
ABS-15G
|
|
|
Henry Timothy G
|
4
|
|
|
NeuroSense Therapeutics Ltd.
|
D
|
|
|
BofA Finance LLC
|
FWP
|
|
|
LIGOCKI KATHLEEN
|
4
|
|
|
LEAR CORP
|
4
|
Financial Statements
|
|
Keating Ronald C
|
4
|
|
|
ENPRO INDUSTRIES, INC
|
4
|
Financial Statements
|
|
Mertens Steve
|
4
|
|
|
NEUROONE MEDICAL TECHNOLOGIES Corp
|
4
|
|
|
LUCZO STEPHEN J
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
HARLAN M ANN
|
4
|
|
|
Heckman Lorie M.
|
4
|
|
|
Sunlight Financial Holdings Inc.
|
4
|
|
|
Miller William B
|
4
|
|
|
Amplify ETF Trust
|
N-CSRS
|
|
|
Dierker David F
|
4
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
MCCALLISTER MICHAEL B
|
4
|
|
|
LVC SLX CO-INVEST, L.P.
|
D
|
|
|
Giustini Louis J
|
4
|
|
|
POMPA MARK A
|
4
|
|
|
APOGEE ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
ATHERSYS, INC / NEW
|
8-K
|
Financial Statements
|
|
VITTORIO MICHAEL N
|
4
|
|
|
Ara Fund III-C, SCSp
|
D
|
|
|
ALLSPRING FUNDS TRUST
|
497J
|
|
|
HUTCHINS GLENN H
|
4
|
|
|
Reeves Kevin R
|
4
|
|
|
CalTier, Inc.
|
C-W
|
|
|
Ehrig Scott D
|
4
|
|
|
FORD SCOTT T
|
4
|
|
|
SCHNEEBERGER CAROL A
|
4
|
|
|
Garrett Michael X
|
4
|
|
|
OurCrowd
|
D
|
|
|
Smith Dwight Eric
|
4
|
|
|
Carmack Karen K
|
4
|
|
|
UBS AG
|
424B3
|
|
|
Nolan Donald A
|
4
|
|
|
HUME RICHARD T
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
SAUL B FRANCIS II
|
4
|
|
|
SAUL CENTERS, INC.
|
4
|
Financial Statements
|
|
CLANCY GEORGE PATRICK JR
|
4
|
|
|
CHAPOTON JOHN E
|
4
|
|
|
Laycock Willoughby B.
|
4
|
|
|
Hogan W Glenn
|
4
|
|
|
Israel Investment Fund LP
|
D
|
|
|
Starke Jeff
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
Green D Ventures Fund 10Q, LLC
|
D
|
|
|
Christianson Mark
|
4
|
|
|
O'DONNELL SHANNON
|
4
|
|
|
AUBURN NATIONAL BANCORPORATION, INC
|
4
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
