| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Carpenter Carol W.
|
144
|
|
|
FlexShopper, Inc.
|
8-K
|
Financial Statements
|
|
Aquaron Acquisition Corp.
|
8-K
|
|
|
Bitfarms Ltd
|
6-K
|
|
|
Ramaco Resources, Inc.
|
SC 13D
|
Financial Statements
|
|
Yorktown Energy Partners IX, L.P.
|
SC 13D
|
|
|
Clene Inc.
|
SC 13G
|
|
|
Bain Irwin Allen
|
SC 13G/A
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
SC 13G/A
|
Financial Statements
|
|
HERTZ GLOBAL HOLDINGS, INC
|
4
|
Financial Statements
|
|
Batcheler Colleen
|
4
|
|
|
ARKO Corp.
|
4
|
|
|
Steger Ronald
|
4
|
|
|
Great Lakes Dredge & Dock CORP
|
4
|
Financial Statements
|
|
HEYER ANDREW R
|
4
|
|
|
OLD SECOND BANCORP INC
|
8-K
|
Financial Statements
|
|
Jauchius Matthew
|
4
|
|
|
STEUERT D MICHAEL
|
4
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
MDxHealth SA
|
6-K
|
Financial Statements
|
|
DICKERSON LAWRENCE R
|
4
|
|
|
HEYER STEVEN J
|
4
|
|
|
Willner Morris
|
4
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
JORDAN JEFFREY D
|
144
|
|
|
Levenson Ryan
|
4
|
|
|
Gade Michael J
|
4
|
|
|
Greenwich Venture Capital LLC
|
SC 13G
|
|
|
Blackstone Secured Lending Fund
|
SC 13G
|
|
|
Shipp Earl L
|
4
|
|
|
Shanahan Kathleen M
|
4
|
|
|
SeaWorld Entertainment, Inc.
|
4
|
Financial Statements
|
|
BENSION RONALD
|
4
|
|
|
FRIEDMAN AVRAM Z
|
4
|
|
|
PATRICK STEPHEN C
|
144
|
|
|
ARROW ELECTRONICS, INC
|
144
|
Financial Statements
|
|
Dorward-King Elaine J
|
4
|
|
|
Hartnett Timothy
|
4
|
|
|
SMX
|
SC 13G
|
|
|
Lind Global Fund II LP
|
SC 13G
|
|
|
Gray William
|
4
|
|
|
Maruyama Yoshikazu
|
4
|
|
|
MOLONEY THOMAS E
|
4
|
|
|
Schaefer Kimberly
|
4
|
|
|
Narang Neha Jogani
|
4
|
|
|
Barker Rick J
|
4
|
|
|
Gartelmann Richard A JR
|
4
|
|
|
McMillan Wayde D.
|
144
|
|
|
Evolent Health, Inc.
|
144
|
Financial Statements
|
|
WILLIAMS FRANK J
|
144
|
|
|
INSULET CORP
|
144
|
Financial Statements
|
|
Eccher James
|
4
|
|
|
SC-0515 Fund I, a series of Climate Collective, LP
|
D
|
|
|
SC-0515 Fund I AL Vehicle, a series of Climate Collective, LP
|
D
|
|
|
Skidmore William J
|
4
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
COLLINS GARY S
|
4
|
|
|
HIVE Blockchain Technologies Ltd.
|
6-K
|
Financial Statements
|
|
WRAP TECHNOLOGIES, INC.
|
424B5
|
|
|
Eckel Keith W.
|
4
|
|
|
Brady Brian W
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 635
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 592
|
497J
|
|
|
ADAMS BRADLEY S.
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 591
|
497J
|
|
|
Rua Daniel R
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 558
|
497J
|
|
|
Melone Thomas J.
|
4
|
|
|
Kennedy Lewis Capital Co
|
8-K
|
|
|
Invesco Unit Trusts Taxable Income Series 550
|
497J
|
|
|
Caron John H
|
4
|
|
|
Lambert Kathleen McCarthy
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 548
|
497J
|
|
|
Ottewell David A.
|
4
|
|
|
SHORE BANCSHARES INC
|
S-8
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 496
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 464
|
497J
|
|
|
DeNaples Louis A Jr
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 441
|
497J
|
|
|
Lang Gregory A.
|
4
|
|
|
Venetucci Patrick James
|
4
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 437
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 385
|
497J
|
|
|
DENAPLES LOUIS A
|
4
|
|
|
Meihua International Medical Technologies Co., Ltd.
|
20-F/A
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 378
|
497J
|
|
|
GARDNER LINDSAY A
|
4
|
|
|
BROWN TODD M
|
4
|
|
|
LAKE AREA CORN PROCESSORS LLC
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 377
|
497J
|
|
|
Chemomab Therapeutics Ltd.
|
6-K
|
|
|
Van Kampen Unit Trusts Taxable Income Series 376
|
497J
|
|
|
DeNaples Joseph L
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 314
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 312
|
497J
|
|
|
Gonzalez Luis A
|
144
|
|
|
Mission Produce, Inc.
|
144
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 311
|
497J
|
|
|
Feenan Paul
|
144
|
|
|
Van Kampen Unit Trusts Taxable Income Series 305
|
497J
|
|
|
DENAPLES DOMINICK L
|
4
|
|
|
LEWIS AYLWIN B
|
4
|
|
|
GENELUX Corp
|
EFFECT
|
|
|
Enliven Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
INPIXON
|
EFFECT
|
Financial Statements
|
|
Color Star Technology Co., Ltd.
|
EFFECT
|
|
|
SMITH MICRO SOFTWARE, INC.
|
EFFECT
|
Financial Statements
|
|
Austin Gold Corp.
|
EFFECT
|
Financial Statements
|
|
Brookfield Investment Funds
|
EFFECT
|
|
|
1847 Holdings LLC
|
EFFECT
|
Financial Statements
|
|
Intuitive Machines, Inc.
|
EFFECT
|
|
|
Jupiter Wellness, Inc.
|
EFFECT
|
|
|
ESGL Holdings Ltd
|
EFFECT
|
|
|
CWS Investments Inc
|
QUALIF
|
|
|
DAHL RICHARD J
|
4
|
|
|
HAWAIIAN ELECTRIC INDUSTRIES INC
|
4
|
Financial Statements
|
|
Rathinam Pradeep
|
4
|
|
|
Freshworks Inc.
|
4
|
Financial Statements
|
|
FARGO THOMAS B
|
4
|
|
|
Lee Michael Stewart
|
4
|
|
|
Green Jeremy
|
4
|
|
|
Redmile Group, LLC
|
4
|
|
|
Mathrubootham Rathnagirish
|
4
|
|
|
Thompson Marc Christopher
|
144
|
|
|
EverCommerce Inc.
|
144
|
Financial Statements
|
|
Ramamurthy Srinivasagopalan
|
4
|
|
|
Storey Lisa E
|
144
|
|
|
SCILACCI W JAMES
|
4
|
|
|
NELSON ZACHARY
|
4
|
|
|
Hershberger Rodney
|
4
|
|
|
PGT Innovations, Inc.
|
4
|
Financial Statements
|
|
Remer Eric Richard
|
144
|
|
|
FOWLER PEGGY Y
|
4
|
|
|
STEPHENS CHRISTOPHER J
|
4
|
|
|
GANDHI SAMEER K
|
4
|
|
|
Berlin Evan
|
144
|
|
|
Anderson, Mark, Albert
|
4
|
|
|
MODEL N, INC.
|
4
|
Financial Statements
|
|
Pulik Richard
|
4
|
|
|
Roivant Sciences Ltd.
|
4
|
|
|
KANE MICAH A.
|
4
|
|
|
Jordan Sarah Michelle
|
144
|
|
|
Gottfried Randy
|
4
|
|
|
FISHER ROBERT J
|
4
|
|
|
GAP INC
|
4
|
Financial Statements
|
|
STEPHENS CHRISTOPHER J
|
3
|
|
|
PGT Innovations, Inc.
|
3
|
Financial Statements
|
|
Feierstein Matthew David
|
144
|
|
|
AUSTIN ROXANNE S
|
4
|
|
|
Kennedy Michael J.
|
4
|
|
|
Alaimo Samuel Christopher
|
144
|
|
|
Pupkin Sergio A
|
4
|
|
|
SEALED AIR CORP/DE
|
4
|
Financial Statements
|
|
Taylor Jennifer H
|
4
|
|
|
Flores Elisia
|
4
|
|
|
Flower Johanna
|
4
|
|
|
Otani Yoko
|
4
|
|
|
PADGETT BARRY L.
|
4
|
|
|
FISHER WILLIAM SYDNEY
|
4
|
|
|
Connors Celeste Anne
|
4
|
|
|
Knowles Timothy Ray
|
4
|
|
|
KULR Technology Group, Inc.
|
4
|
|
|
KIM JOANNE WENDY
|
4
|
|
|
BIOVIE INC.
|
4
|
|
|
DO CUONG V
|
4
|
|
|
Palumbo Joseph M
|
4
|
|
|
Soto Renee
|
4
|
|
|
DOMO, INC.
|
4
|
Financial Statements
|
|
Addas William Dean
|
4
|
|
|
Strong Dan
|
4
|
|
|
PESTANA JOHN R
|
4
|
|
|
KEARL JEFF
|
4
|
|
|
Clark Carine S.
|
4
|
|
|
Daniel Daniel David III
|
4
|
|
|
Mays Gregory A.
|
144/A
|
|
|
Sun Country Airlines Holdings, Inc.
|
144/A
|
Financial Statements
|
|
Thorne Healthtech, Inc.
|
4
|
|
|
JACOBSON PAUL F
|
4
|
|
|
Chong Chan Pin
|
4
|
|
|
Kaufman, Hall & Associates, LLC
|
MA/A
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
URBAN FUTURES, INC.
|
MA/A
|
|
|
SUMO CAPITAL, LLC
|
FOCUSN
|
|
|
NEWOAK CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
AMERA SECURITIES LLC
|
X-17A-5
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
CORRESP
|
|
|
SeqLL, Inc.
|
UPLOAD
|
|
|
Greenfire Resources Ltd.
|
SEC STAFF
|
|
|
AMERICAN PENSION INVESTORS TRUST
|
CORRESP
|
|
|
PATRIOT GOLD CORP
|
CORRESP
|
|
|
Q BioMed Inc.
|
UPLOAD
|
|
|
Meihua International Medical Technologies Co., Ltd.
|
CORRESP
|
Financial Statements
|
