| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FERRER JAVIER D.
|
4
|
|
|
PREDEX
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
485BPOS
|
|
|
Young Bruce F.
|
4
|
|
|
McNeill Investment Group, LLC
|
D
|
|
|
MARCUS JOEL S
|
144
|
|
|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
|
144
|
Financial Statements
|
|
CHINEA MANUEL
|
4
|
|
|
Meeder Funds
|
NPORT-P
|
|
|
Capital World Investors
|
4
|
|
|
DIEBOLD NIXDORF, Inc
|
4
|
Financial Statements
|
|
Garcia Jorge J.
|
4
|
|
|
Burckhart Camille
|
4
|
|
|
CAMPBELL WILLIAM B
|
4
|
|
|
FNB CORP/PA/
|
4
|
Financial Statements
|
|
Home Federal Bancorp, Inc. of Louisiana
|
4
|
Financial Statements
|
|
BARLOW JAMES R
|
4
|
|
|
CINCINNATI FINANCIAL CORP
|
10-K
|
Financial Statements
|
|
Moh Woon Keat
|
4
|
|
|
CESTERO LUIS E.
|
4
|
|
|
McAlister John Lewis
|
4
|
|
|
EXPRO GROUP HOLDINGS N.V.
|
4
|
|
|
Pederson Christopher
|
4
|
|
|
TUCOWS INC /PA/
|
8-K
|
Financial Statements
|
|
Fanning Quinn P
|
4
|
|
|
Quincey James
|
4
|
|
|
COCA COLA CO
|
4
|
Financial Statements
|
|
Midea M. John Jr.
|
4
|
|
|
Geddes Alistair
|
4
|
|
|
AIR T INC
|
8-K
|
Financial Statements
|
|
InGen Dynamics, Inc.
|
SEC STAFF ACTION
|
|
|
SEPULVEDA ELI
|
4
|
|
|
Bentham Michael
|
4
|
|
|
Federated Hermes Managed Pool Series
|
N-CEN/A
|
|
|
Garratt Michael A
|
4
|
|
|
Soriano Lidio
|
4
|
|
|
Jardon Michael
|
4
|
|
|
Federated Hermes Institutional Trust
|
N-CEN/A
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-CEN/A
|
|
|
MARR JOHN S JR
|
144
|
|
|
TYLER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Rathbun Joel R.
|
4
|
|
|
Federated Hermes Income Securities Trust
|
N-CEN/A
|
|
|
Russell Steven J
|
4
|
|
|
Federated Hermes Index Trust
|
N-CEN/A
|
|
|
Castellvi Beatriz
|
4
|
|
|
SHIFFMAN GARY A
|
4
|
|
|
SUN COMMUNITIES INC
|
4
|
Financial Statements
|
|
Federated Hermes Equity Funds
|
N-CEN/A
|
|
|
Federated Hermes ETF Trust
|
N-CEN/A
|
|
|
ROMANO BROTHERS AND COMPANY
|
X-17A-5
|
|
|
Federated Hermes Adviser Series
|
N-CEN/A
|
|
|
MONZON GILBERTO
|
4
|
|
|
GALILEO GLOBAL SECURITIES, LLC
|
X-17A-5
|
|
|
FEDERATED HERMES CORE TRUST
|
N-CEN/A
|
|
|
EYG 6050 BRADENTON RESERVE LLC
|
D
|
|
|
BERKSHIRE HATHAWAY INC
|
8-K
|
Financial Statements
|
|
Federated Hermes Fixed Income Securities, Inc.
|
N-CEN/A
|
|
|
Federated Hermes Total Return Series, Inc.
|
N-CEN/A
|
|
|
NEGRON EDUARDO J.
|
4
|
|
|
Korde Kishore
|
144
|
|
|
AIR LEASE CORP
|
144
|
Financial Statements
|
|
PRAIRIE FARMS DAIRY INC
|
D
|
|
|
Federated Hermes Municipal Securities Income Trust
|
N-CEN/A
|
|
|
DAVY SECURITIES
|
X-17A-5
|
|
|
GONZALEZ-NOGUERA MARIA CRISTINA
|
4
|
|
|
Allen Charles W
|
144
|
|
|
BTCS Inc.
|
144
|
|
|
Federated Hermes Adjustable Rate Securities Trust
|
N-CEN/A
|
|
|
DigitalOcean Holdings, Inc.
|
144
|
Financial Statements
|
|
Butte Amy
|
144
|
|
|
Coleman-Tio Jose R.
|
4
|
|
|
Chase Card Funding LLC
|
8-K
|
|
|
CHASE ISSUANCE TRUST
|
8-K
|
|
|
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
|
8-K
|
|
|
Federated Hermes MDT Series
|
N-CEN/A
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
N-CEN/A
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
Ashish Khandpur K
|
4
|
|
|
ALVAREZ IGNACIO
|
4
|
|
|
Beggs Jamie A.
|
4
|
|
|
Federated Hermes Intermediate Municipal Trust
|
N-CEN/A
|
|
|
Hemmerly Nicholas H.
|
4
|
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
4
|
|
|
TD AMERITRADE CLEARING, INC.
|
X-17A-5
|
|
|
UBS AG
|
FWP
|
|
|
SMITH, MOORE & CO.
|
X-17A-5
|
|
|
Columbia ETF Trust I
|
485BPOS
|
|
|
Federated Hermes Sustainable High Yield Bond Fund, Inc.
|
N-CEN/A
|
|
|
Eargo, Inc.
|
15-12G
|
Financial Statements
|
|
Federated Hermes Project & Trade Finance Tender Fund
|
N-CEN/A
|
|
|
Federated Hermes Municipal Bond Fund, Inc.
|
N-CEN/A
|
|
|
DENNY'S Corp
|
10-K
|
Financial Statements
|
|
PUTNAM VARIABLE TRUST
|
NPORT-P
|
|
|
Federated Hermes Core Trust III
|
N-CEN/A
|
|
|
VIRTU AMERICAS LLC
|
13F-NT
|
|
|
Federated Hermes Total Return Government Bond Fund
|
N-CEN/A
|
|
|
JU-0813 Fund I, a series of Trinity Ventures Funds, LP
|
D
|
|
|
Greenbrook TMS Inc.
|
8-K
|
|
|
Walker Ignacio J
|
144
|
|
|
Avery Dennison Corp
|
144
|
Financial Statements
|
|
Federated Hermes Short-Term Government Trust
|
N-CEN/A
|
|
|
Federated Hermes High Yield Trust
|
N-CEN/A
|
|
|
Charlton Henry L
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
ROMANO KATHRYN
|
144
|
|
|
Krystal Biotech, Inc.
|
144
|
Financial Statements
|
|
Federated Hermes Government Income Securities, Inc.
|
N-CEN/A
|
|
|
Better Foods Inc.
|
D/A
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
10-K
|
Financial Statements
|
|
PFS FUNDS
|
NPORT-P
|
|
|
AB Active ETFs, Inc.
|
24F-2NT
|
|
|
Virtu Financial LLC
|
13F-HR
|
|
|
Federated Hermes Government Income Trust
|
N-CEN/A
|
|
|
Federated Hermes Short-Intermediate Government Trust
|
N-CEN/A
|
|
|
TD AMERITRADE, INC.
|
X-17A-5
|
|
|
T. Rowe Price Exchange-Traded Funds, Inc.
|
NPORT-P
|
|
|
Chadwick Shelly Marie
|
4
|
|
|
MATERION Corp
|
4
|
Financial Statements
|
|
FEDERATED HERMES INSURANCE SERIES
|
N-CEN/A
|
|
|
Rabbleblock, Inc.
|
C
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
DESWELL INDUSTRIES INC
|
6-K
|
Financial Statements
|
|
Moore Tony
|
4
|
|
|
Nathoo Amin
|
4
|
|
|
Trilogy International Partners Inc.
|
4
|
|
|
Kassam Moez
|
4
|
|
|
Anson Advisors Inc.
|
4
|
|
|
Anson Management GP LLC
|
4
|
|
|
Anson Funds Management LP
|
4
|
|
|
INTERNATIONAL BANCSHARES CORP
|
8-K
|
Financial Statements
|
|
AB CAP FUND, INC.
|
24F-2NT
|
|
|
Advisor Managed Portfolios
|
CERT
|
|
|
SmartTrust 647
|
497J
|
|
|
Advisors Disciplined Trust 2214
|
497J
|
|
|
Franklin Investors Securities Trust
|
485BPOS
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
CERT
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
24F-2NT
|
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
APRINOIA Therapeutics Inc.
|
F-1/A
|
|
|
Arbuckle Stuart A
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Gold H2, Inc.
|
D
|
|
|
Swell Collective I, LP
|
D/A
|
|
|
XAI Octagon Floating Rate & Alternative Income Trust
|
NPORT-P
|
|
|
CULLEN FUNDS TRUST
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
485BPOS
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Hoopla Doopla, Inc.
|
D
|
|
|
AB EQUITY INCOME FUND INC
|
24F-2NT
|
|
|
Wilson Kirk
|
144
|
|
|
FLOWSERVE CORP
|
144
|
Financial Statements
|
|
BLACKROCK BOND FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK FUNDS
|
NPORT-P
|
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
24F-2NT
|
|
|
Skybridge G II Fund, LLC
|
NPORT-P
|
|
|
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC
|
NPORT-P
|
|
|
Carrasco Rafael
|
4/A
|
|
|
WASTE MANAGEMENT INC
|
4/A
|
Financial Statements
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
MAINSTAY FUNDS TRUST
|
24F-2NT
|
|
|
CD 2017-CD3 Mortgage Trust
|
10-D
|
|
|
Ares Dynamic Credit Allocation Fund, Inc.
|
NPORT-P
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
THINKEQUITY LLC
|
X-17A-5
|
|
|
Morris John J
|
4
|
|
|
WASTE MANAGEMENT INC
|
4
|
Financial Statements
|
|
CD 2017-CD3 Mortgage Trust
|
ABS-EE
|
|
|
Hemmer Tara J.
|
4
|
|
|
DERITO JOHN A
|
4
|
|
|
CITY HOLDING CO
|
4
|
Financial Statements
|
|
BlackRock ETF Trust
|
NPORT-P
|
|
|
BLACKROCK LARGE CAP FOCUS VALUE FUND, INC.
|
NPORT-P
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Sharp Christopher
|
144
|
|
|
DIGITAL REALTY TRUST, INC.
|
144
|
Financial Statements
|
|
AB TRUST
|
24F-2NT
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
Verso Enduring Growth LP
|
D/A
|
|
|
Better For You Wellness, Inc.
|
8-K
|
|
|
MCCASTLE IRWIN MICHAEL
|
SEC STAFF LETTER
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
24F-2NT
|
|
|
Vision Quest Virtual LLC
|
D
|
|
|
WURTZEBACH CHARLES H
|
144
|
|
|
KITE REALTY GROUP TRUST
|
144
|
|
|
EMERA INC
|
6-K
|
|
|
Tate Leah
|
4
|
|
|
BELDEN INC.
|
4
|
Financial Statements
|
|
Asher Anthony J
|
4
|
|
|
CRENSHAW WILLIAM E
|
4
|
|
|
PUBLIX SUPER MARKETS INC
|
4
|
|
|
Versus Capital Infrastructure Income Fund
|
N-2/A
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
Graham Gary John
|
144/A
|
|
|
SOBR Safe, Inc.
|
144/A
|
|
|
Hassfurther Thomas A
|
4
|
|
|
PACKAGING CORP OF AMERICA
|
4
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-GC36
|
10-D
|
|
|
Cohen Martin J
|
4
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
NPORT-P
|
|
|
Wall Street EWM Funds Trust
|
NPORT-P
|
|
|
BlackRock Advantage SMID Cap Fund, Inc.
|
NPORT-P
|
|
|
Lavender Kevin P
|
144
|
|
|
FIFTH THIRD BANCORP
|
144
|
Financial Statements
|
|
Lime Rock Partners IX, L.P.
|
D/A
|
|
|
Fiala Robert A
|
4
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
NEW ECONOMY FUND
|
24F-2NT
|
|
|
Medinotec Inc.
|
8-K
|
|
|
ARC DOCUMENT SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
|
NEW ALTERNATIVES FUND
|
NPORT-P
|
|
|
AIM ETF Products Trust
|
8-A12B
|
|
|
MULLIGAN WILLIAM C
|
4
|
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
24F-2NT
|
|
|
Budman Gleb
|
144
|
|
|
Backblaze, Inc.
|
144
|
Financial Statements
|
|
WU Simone
|
4
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
Lazard Japanese Strategic Equity LLC
|
D
|
|
|
Ozan Terrence R
|
4
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
24F-2NT
|
|
|
Fioramonti Vincent J
|
4
|
|
|
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND
|
4
|
|
|
CODA Farm Technologies, Inc.
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Humankind Benefit Corp
|
485APOS
|
|
|
Pacious Patrick
|
4
|
|
|
Phenom Resources Corp.
|
D
|
|
|
FT 11271
|
487
|
|
|
Jackson Street Phoenix Industrial LLC
|
D
|
|
|
Ringenbach John
|
4
|
|
|
FT 11275
|
487
|
|
|
FT 11274
|
487
|
|
|
FT 11258
|
487
|
|
|
AMERICAN BEACON FUNDS
|
497K
|
|
|
PGIM, Inc.
|
APP WDG
|
|
|
FT 11276
|
487
|
|
|
Tedone John J
|
4
|
|
|
ALBANY INTERNATIONAL CORP /DE/
|
4
|
Financial Statements
|
|
Integrated Advisors Network LLC
|
13F-HR
|
|
|
MP63 FUND INC
|
40-17G
|
|
|
If You Should Leave Before Me, LLC
|
D
|
|
|
Cessna Tina
|
144
|
|
|
SIRIUS WILLOW-SQUARE, LLC
|
D
|
|
|
MANNING & NAPIER FUND, INC.
|
NPORT-P
|
|
|
Cimerola Patrick
|
4
|
|
|
Weir Daniel F
|
4
|
|
|
BAGH-B LLC
|
D/A
|
|
|
FIDELITY CONTRAFUND
|
485BPOS
|
|
|
Starr Robert D.
|
4
|
|
|
SOLAREDGE TECHNOLOGIES, INC.
|
10-K
|
Financial Statements
|
|
Metalla Royalty & Streaming Ltd.
|
6-K
|
|
|
Kuhlow John
|
4
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
SKIADOS SPYRIDON
|
4
|
|
|
MESA AIR GROUP INC
|
4
|
Financial Statements
|
|
INTELLIGENT CROSS LLC
|
ATS-N/CA
|
|
|
ROYAL TREASURE SECURITIES LLC
|
X-17A-5
|
|
|
Rose Dana
|
144
|
|
|
BYLINE BANCORP, INC.
|
144
|
Financial Statements
|
|
John Hancock Funds III
|
497
|
|
|
Schiller Harvey W
|
4
|
|
|
Brown Advisory Group Holdings LLC
|
D/A
|
|
|
Cedarview Opportunities I, Ltd.
|
D/A
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
NPORT-P
|
|
|
LOCKHART DANA J
|
4
|
|
|
Innovated Structures, Inc
|
C/A
|
|
|
GORDON MITCHELL I
|
4
|
|
|
WASHINGTON TRUST BANCORP INC
|
10-K
|
|
|
ARIEL INVESTMENT TRUST
|
NPORT-P
|
|
|
CI Volatility Fund
|
D
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
Kingsbridge Alternative Strategies Fund, LP
|
D/A
|
|
|
Investment Managers Series Trust
|
24F-2NT
|
|
|
ARTIST ELLEN N.
|
4
|
|
|
Hansen Robert Alan
|
4
|
|
|
Simplify Exchange Traded Funds
|
PRE 14C
|
|
|
Noble Corp plc
|
144
|
Financial Statements
|
|
Barker Richard B.
|
144
|
|
|
QIWI
|
6-K
|
Financial Statements
|
|
Jhourney, Inc.
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
10-D
|
|
|
Laughlin Whitney M
|
4
|
|
|
AMN HEALTHCARE SERVICES INC
|
4
|
Financial Statements
|
|
Aspen Technology, Inc.
|
144
|
Financial Statements
|
|
Breithaupt Chantelle Yvette
|
144
|
|
|
Lakepoint by Axiom, LLC
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
ABS-EE
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
NPORT-P
|
|
|
UOB GLOBAL EQUITY SALES LLC
|
X-17A-5
|
|
|
La Maison Ventures, LLC
|
D
|
|
|
Enyedi Matthew
|
144
|
|
|
LPL Financial Holdings Inc.
|
144
|
Financial Statements
|
|
MegaDM 2 LLC
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
10-D
|
|
|
HEDGESERV INVESTMENT SERVICES LLC
|
X-17A-5
|
|
|
J.P. Morgan Access Multi-Strategy Fund II
|
NPORT-P
|
|
