| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Wetzel Josh A
|
4
|
|
|
DIGITAL BROKERAGE SERVICES LLC
|
X-17A-5
|
|
|
Keypath Education International, Inc.
|
10-12G
|
|
|
Cozad Stacy
|
4
|
|
|
Scherger Stephen R.
|
4
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
485BPOS
|
|
|
LemVega Capital LLC.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
ASTORIA CAPITAL MARKETS, INC.
|
X-17A-5
|
|
|
Hall Mary Dean
|
4
|
|
|
Chatham Financial Corp./PA
|
D
|
|
|
Acri Capital Acquisition Corp
|
PRE 14A
|
|
|
Geshuri Arnnon
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Tashma Lauren S.
|
4
|
|
|
Shukla Rahul
|
144
|
|
|
STEM, INC.
|
144
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Bassler Bonnie L
|
144
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Shaver Ami L
|
4
|
|
|
UNITED BANKSHARES INC/WV
|
4
|
Financial Statements
|
|
Mildren Charles J.
|
4
|
|
|
Fortson John C.
|
4
|
|
|
Bahl Jeremy
|
4
|
|
|
UNITED FIRE GROUP INC
|
4
|
Financial Statements
|
|
Gurtis Julie R
|
4
|
|
|
Prescient AI, Inc.
|
D
|
|
|
Williams Frederica M
|
144
|
|
|
EVERSOURCE ENERGY
|
144
|
Financial Statements
|
|
MCDANIEL RAYMOND W
|
4
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
Schultheis Anna J
|
4
|
|
|
Ernest Douglas Bryan
|
4
|
|
|
Tatterson William Mark
|
4
|
|
|
Deitrich Thomas
|
144
|
|
|
Dakota Gold Corp.
|
4
|
|
|
SCHROEDER ALICE D.
|
4
|
|
|
Cirrus Systems, Inc.
|
D
|
|
|
Williams Darren K
|
4
|
|
|
Woolstenhulme Micah G
|
4
|
|
|
Ruehle Corey Lynn
|
4
|
|
|
Proctor Michael
|
4
|
|
|
FIDELITY DISTRIBUTORS COMPANY LLC
|
X-17A-5
|
|
|
CONSAGRA JAMES J JR
|
4
|
|
|
Cataldo Robert Francis
|
4
|
|
|
KAYES HENRY M JR
|
4
|
|
|
ADAMS RICHARD M JR
|
4
|
|
|
Draber Ross M
|
4
|
|
|
Humphrey Matthew L
|
4
|
|
|
Core Scientific, Inc./tx
|
144
|
|
|
LEVITT MICHAEL J
|
144
|
|
|
AMERICAN BEACON FUNDS
|
DEFA14A
|
|
|
GS Finance Corp.
|
424B3
|
|
|
GOLDMAN SACHS GROUP INC
|
424B3
|
Financial Statements
|
|
Ware Christopher E.
|
144
|
|
|
Yost Joseph P
|
4
|
|
|
DESTINY MEDIA TECHNOLOGIES INC
|
8-K
|
|
|
KredosAI, Inc.
|
D/A
|
|
|
DBX ETF TRUST
|
CERT
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
KEMPER TAX EXEMPT INSURED INCOME TRUST SERIES A-51
|
N-CEN
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Bloomingdale Richard W.
|
4
|
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
ILS RE Capital LLC
|
D/A
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
N-23C3A/A
|
|
|
Advisers Investment Trust
|
NPORT-P
|
|
|
ADAMS RICHARD M SR
|
4
|
|
|
Williams Ashley H
|
4
|
|
|
TFS Financial CORP
|
4
|
Financial Statements
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497K
|
|
|
FIDELITY PRIME FINANCING, LLC
|
X-17A-5
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
485BPOS
|
|
|
Anderson Barbara J.
|
4
|
|
|
TRENT TAMMY M
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
Aydt Timothy J
|
144
|
|
|
Marathon Petroleum Corp
|
144
|
Financial Statements
|
|
Sutton Scott McDougald
|
4/A
|
|
|
OLIN Corp
|
4/A
|
Financial Statements
|
|
MAINSTAY VP FUNDS TRUST
|
497
|
|
|
CARILLON SERIES TRUST
|
485BPOS
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
MAINSTAY FUNDS TRUST
|
497
|
|
|
MUELLER INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
Eagles Nest Investment Fund LLC
|
D
|
|
|
VBLA CLIENTS SPV FOR VALUE INVESTMENTS LLC
|
D
|
|
|
MAINSTAY FUNDS
|
485BPOS
|
|
|
SECTOR 10, Inc.
|
8-K
|
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
Energys Group Ltd
|
F-1/A
|
|
|
Harris Joi M.
|
4
|
|
|
DTE ENERGY CO
|
4
|
Financial Statements
|
|
Iris Acquisition Corp
|
DEF 14A
|
|
|
CHUGG JULIANA L
|
4
|
|
|
DARDEN RESTAURANTS INC
|
4
|
Financial Statements
|
|
WILMOTT TIMOTHY J
|
4
|
|
|
EquityZen Growth Technology Fund LLC - Series 1836
|
D
|
|
|
RIDGEWOOD ENERGY A-1 FUND LLC
|
10-K
|
|
|
RIDGEWOOD ENERGY X FUND, LLC
|
10-K
|
|
|
Ridgewood Energy O Fund LLC
|
10-K
|
|
|
RIDGEWOOD ENERGY Y FUND LLC
|
10-K
|
|
|
Ridgewood Energy W Fund LLC
|
10-K
|
|
|
Ridgewood Energy U Fund LLC
|
10-K
|
|
|
RIDGEWOOD ENERGY T FUND LLC
|
10-K
|
|
|
RIDGEWOOD ENERGY S FUND LLC
|
10-K
|
|
|
RIDGEWOOD ENERGY Q FUND LLC
|
10-K
|
|
|
RIDGEWOOD ENERGY V FUND LLC
|
10-K
|
|
|
MAINSTAY FUNDS TRUST
|
485BPOS
|
|
|
FIDUS SECURITIES, LLC
|
X-17A-5
|
|
|
HENDERSON STEVEN K
|
4
|
|
|
Tanda Stephan B.
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
AR-0713 Fund I, a series of Schroeder Investments, LP
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
CERT
|
|
|
Kuhn Robert
|
4
|
|
|
ASPi Solutions, Inc.
|
D
|
|
|
TIFF INVESTMENT PROGRAM
|
N-CSR
|
|
|
HAGALE JAMES TYSON
|
4
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
Gong Xiangwei
|
4
|
|
|
HOVDE GROUP, LLC
|
X-17A-5
|
|
|
Oak Apartment Portfolio VII, LP
|
D
|
|
|
ITRON, INC.
|
10-K
|
Financial Statements
|
|
Greenbacker Renewable Energy Co LLC
|
POS AM
|
|
|
Vinczeller Shiela
|
4
|
|
|
GLASSMAN KARL G
|
4
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
Mercado, Pablo G.
|
144
|
|
|
COMFORT SYSTEMS USA INC
|
144
|
Financial Statements
|
|
GoodHaven Funds Trust
|
24F-2NT
|
|
|
First Investors Life Separate Account E
|
N-CEN
|
|
|
FIRST INVESTORS LIFE VARIABLE ANNUITY FUND C
|
N-CEN
|
|
|
FIRST INVESTORS LIFE VARIABLE ANNUITY FUND D
|
N-CEN
|
|
|
FIRST INVESTORS LIFE LEVEL PREMIUM VARIABLE LIF INS SEP AC B
|
N-CEN
|
|
|
FIRST INVESTORS LIFE VARIABLE ANNUITY FUND A
|
N-CEN
|
|
|
PENN SERIES FUNDS INC
|
NPORT-P
|
|
|
HearthStone Fund 1, LLC
|
D
|
|
|
MA-1202 Fund I, a series of Climate Collective, LP
|
D
|
|
|
ADVANCED SERIES TRUST
|
497
|
|
|
BP PLC
|
6-K
|
Financial Statements
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
FIS BROKERAGE & SECURITIES SERVICES LLC
|
X-17A-5
|
|
|
Fejes Balazs
|
144
|
|
|
EPAM Systems, Inc.
|
144
|
Financial Statements
|
|
MASTER BOND LLC
|
NPORT-P
|
|
|
BLACKROCK ALLOCATION TARGET SHARES
|
NPORT-P
|
|
|
Sawfish, Inc.
|
C/A
|
|
|
SILVER CREST OPPORTUNITY FUND LLC
|
D
|
|
|
DAVIS JENNIFER JOY
|
4
|
|
|
Calvert Management Series
|
N-CSR
|
|
|
Lovig Landon Warren
|
SC 13G
|
|
|
ARVANA INC
|
SC 13G
|
|
|
DBX ETF TRUST
|
497K
|
|
|
House Hack, Inc.
|
D/A
|
|
|
CHARLES SCHWAB & CO., INC.
|
X-17A-5
|
|
|
Arcadium Lithium plc
|
4
|
|
|
Antoniazzi Gilberto
|
4
|
|
|
Destra Multi-Alternative Fund
|
NPORT-P
|
|
|
ADVISORS' INNER CIRCLE FUND
|
NPORT-P
|
|
|
Rodriguez Javier
|
144
|
|
|
DAVITA INC.
|
144
|
Financial Statements
|
|
DALRADA FINANCIAL CORP
|
8-K
|
|
|
Ponessa Sara
|
4
|
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
ZION OIL & GAS INC
|
8-K
|
|
|
LAZARD FUNDS INC
|
NPORT-P
|
|
|
LAZARD RETIREMENT SERIES INC
|
NPORT-P
|
|
|
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
|
NPORT-P
|
|
|
ZION OIL & GAS INC
|
424B5
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
Stark Ronald B
|
4
|
|
|
DBX ETF TRUST
|
497
|
|
|
Merengo Claudio
|
144
|
|
|
GRACO INC
|
144
|
Financial Statements
|
|
PIPER SANDLER COMPANIES
|
10-K
|
|
|
STEPAN F QUINN JR
|
4
|
|
|
STEPAN CO
|
4
|
Financial Statements
|
|
Raskas Daniel
|
144
|
|
|
DANAHER CORP /DE/
|
144
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
Texas Pacific Land Corp
|
4/A
|
|
|
STAHL MURRAY
|
4/A
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4/A
|
|
|
Sierra Luis Manuel
|
4
|
|
|
STEEL DYNAMICS INC
|
4
|
Financial Statements
|
|
SCHNEIDER BARRY
|
4
|
|
|
Graves Paul W
|
4
|
|
|
Poinsatte Richard A
|
4
|
|
|
MILLETT MARK D
|
4
|
|
|
Wagler Theresa E
|
4
|
|
|
Pushis Glenn
|
4
|
|
|
Antares Strategic Credit Fund
|
40-APP/A
|
|
|
Orion CLO 2023-2 Ltd.
|
40-APP/A
|
|
|
CPPIB European Credit Inc
|
40-APP/A
|
|
|
CPPIB Credit Structured North America II Inc
|
40-APP/A
|
|
|
CPPIB European Credit II Inc
|
40-APP/A
|
|
|
WM Alternatives Antares Private Senior Lending Fund SPV LLC
|
40-APP/A
|
|
|
Antares Private Credit Fund
|
40-APP/A
|
|
|
Orion CLO 2023-1 Ltd.
|
40-APP/A
|
|
|
Antares CLO 2018-2, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2023-1, Ltd.
|
40-APP/A
|
|
|
Antares Capital Credit Advisers LLC
|
40-APP/A
|
|
|
Antares Senior Loan EF Master II
|
40-APP/A
|
|
|
Antares Senior Loan Master Fund II LP
|
40-APP/A
|
|
|
Antares Vesta Funding LP
|
40-APP/A
|
|
|
Antares Senior Loan EF II SPV LLC
|
40-APP/A
|
|
|
Antares CLO 2017-1, Ltd.
|
40-APP/A
|
|
|
Antares Venus Funding LP
|
40-APP/A
|
|
|
Antares Credit Opportunities MA III LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA LLC
|
40-APP/A
|
|
|
Antares Credit Fund I LP
|
40-APP/A
|
|
|
Antares CLO 2017-2, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2018-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2018-3, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2021-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2020-1, Ltd.
|
40-APP/A
|
|
|
Antares Unitranche Master Fund I LP
|
40-APP/A
|
|
|
Antares Senior Loan Master Fund LP
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Fund II SPV B LLC
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Fund II SPV LLC
|
40-APP/A
|
|
|
Antares Strategic Credit I SPV LLC
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Fund SPV LLC
|
40-APP/A
|
|
|
Antares CLO 2019-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2019-2, Ltd.
|
40-APP/A
|
|
|
Antares Credit Opportunities MA V LP
|
40-APP/A
|
|
|
Antares Credit Opportunities VI LLC
|
40-APP/A
|
|
|
AUF Funding LLC
|
40-APP/A
|
|
|
Antares K Co-Investment Fund II LP
|
40-APP/A
|
|
|
Antares Credit Opportunities Funding VI LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities MA II LP
|
40-APP/A
|
|
|
WM Alternatives Antares Private Senior Lending Fund LLC
|
40-APP/A
|
|
|
Antares Strategic Credit I Master LP
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Master Fund II LP
|
40-APP/A
|
|
|
Antares Capital 2 LP
|
40-APP/A
|
|
|
Antares Complete Financing Solution LLC
|
40-APP/A
|
|
|
CPPIB Credit Investments Inc.
|
40-APP/A
|
|
|
CPPIB Credit Investments III Inc.
|
40-APP/A
|
|
|
CPPIB Credit Investments II Inc.
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Master Fund LP
|
40-APP/A
|
|
|
Antares Credit Opportunities MA I LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities IV LLC
|
40-APP/A
|
|
|
Antares K Co-Investment Fund LP
|
40-APP/A
|
|
|
Antares Liquid Credit Strategies LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities Funding IV LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV IV LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV III LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV I LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV II LLC
|
40-APP/A
|
|
|
Antares Assetco LP
|
40-APP/A
|
|
|
Antares Canada SMA LP
|
40-APP/A
|
|
|
Antares Capital Advisers LLC
|
40-APP/A
|
|
|
Antares Holdings LP
|
40-APP/A
|
|
|
Graham Christopher A
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Anderson James Stanley
|
4
|
|
|
Alvarez Miguel
|
4
|
|
|
USA Compression Partners, LP
|
144/A
|
Financial Statements
|
|
LONG ERIC D
|
144/A
|
|
|
Ranchland Capital Partners, LLC
|
D
|
|
|
Thunder Energies Corp
|
1-A/A
|
|
|
Donelson John M A
|
4
|
|
|
CENTRUS ENERGY CORP
|
4
|
Financial Statements
|
|
CION SECURITIES, LLC
|
X-17A-5
|
|
|
Partners Group Client Access 32A, L.P.
|
D
|
|
|
Baker Cary
|
144
|
|
|
IMPINJ INC
|
144
|
Financial Statements
|
|
UNIVEST FINANCIAL Corp
|
10-K
|
Financial Statements
|
|
Capchase Inc.
|
D
|
|
|
Cub3Pay LLC
|
D
|
|
|
Calibrate FW II SPV, LLC
|
D
|
|
|
Federated Hermes Money Market Obligations Trust
|
497K
|
|
|
Investment Managers Series Trust II
|
24F-2NT
|
|
|
Purayath Vinod Robert
|
4
|
|
|
AVIENT CORP
|
4
|
|
|
ALLY AUTO RECEIVABLES TRUST 2024-1
|
ABS-EE
|
|
|
Ally Auto Assets LLC
|
ABS-EE
|
|
|
Gajewski Kristen
|
4
|
|
|
NexPoint Small Bay I DST
|
D/A
|
|
|
Ichim Thomas
|
4
|
|
|
THERAPEUTIC SOLUTIONS INTERNATIONAL, INC.
|
4
|
|
|
Moolec Science SA
|
6-K
|
|
|
Archrock, Inc.
|
4
|
Financial Statements
|
|
HALL GORDON T
|
4
|
|
|
SG Commercial Mortgage Securities Trust 2016-C5
|
10-D
|
|
|
VAZQUEZ CARLOS J
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
First Cornerstone Capital Partners, LLC
|
D/A
|
|
|
Humphries Iain
|
4
|
|
|
Concrete Pumping Holdings, Inc.
|
4
|
Financial Statements
|
|
DIXON TIMOTHY G
|
4
|
|
