| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Zebula Charles E
|
4
|
|
|
Ulrich Phillip R.
|
4
|
|
|
TELEFONICA S A
|
20-F
|
Financial Statements
|
|
Sturgess Kate
|
4
|
|
|
Beam Christian T
|
4
|
|
|
Octagon XAI CLO Income Fund
|
3
|
|
|
Dingens Gregory
|
3
|
|
|
Simmons Peggy
|
4
|
|
|
Smyth Antonio P
|
4
|
|
|
FORD CREDIT AUTO RECEIVABLES TWO LLC
|
FWP
|
|
|
Hagopian Andrew
|
4
|
|
|
Hall Greg B
|
4
|
|
|
Try Once, Inc.
|
D
|
|
|
Feinberg David Matthew
|
4
|
|
|
Pacer Funds Trust
|
485APOS
|
|
|
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
|
X-17A-5
|
|
|
WisdomTree Trust
|
497
|
|
|
Foley Mark J
|
144
|
|
|
GLAUKOS Corp
|
144
|
Financial Statements
|
|
AMERICAN BEACON FUNDS
|
485BPOS
|
|
|
Geisler Anthony
|
4
|
|
|
FinTron, Inc.
|
D/A
|
|
|
Yeates Darren Ronald
|
144
|
|
|
PEABODY ENERGY CORP
|
144
|
Financial Statements
|
|
ATI INC
|
10-K
|
Financial Statements
|
|
TULANEY THOMAS P
|
4
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
4
|
Financial Statements
|
|
CFCRE 2016-C6 Mortgage Trust
|
10-D
|
|
|
NEA RP SPV, L.P.
|
D
|
|
|
CROSS COUNTRY HEALTHCARE INC
|
8-K
|
Financial Statements
|
|
GENESIS ENERGY LP
|
10-K
|
Financial Statements
|
|
Chadwick Shelly Marie
|
4
|
|
|
MATERION Corp
|
4
|
Financial Statements
|
|
American Beacon Institutional Funds Trust
|
POS AMI
|
|
|
Meloun John P
|
4
|
|
|
Vijayvargiya Jugal K.
|
4
|
|
|
Cummings Daniel Andrew
|
4
|
|
|
AN-1010 Fund I, a series of AX-LonEal-Funds, LP
|
D
|
|
|
Donnelly James O
|
4
|
|
|
NORWOOD FINANCIAL CORP
|
4
|
Financial Statements
|
|
CFCRE 2016-C3 Mortgage Trust
|
10-D
|
|
|
Chemnitz Gregory R.
|
4
|
|
|
McCulloch Benjamin
|
3
|
|
|
ASHWORTH ERIC N
|
144
|
|
|
Quad/Graphics, Inc.
|
144
|
Financial Statements
|
|
VMF A2 Woodwind LLC
|
D
|
|
|
KOPLIN NEAL D
|
4
|
|
|
CREE EQUITY FUND LLC
|
D
|
|
|
Cloninger Robert Michael
|
144
|
|
|
Waste Connections, Inc.
|
144
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
F-N
|
Financial Statements
|
|
AB GLOBAL REAL ESTATE INVESTMENT FUND INC
|
24F-2NT
|
|
|
Sibley Tarrant L.
|
4
|
|
|
HASBRO, INC.
|
4
|
Financial Statements
|
|
Cocks Christian P
|
4
|
|
|
COMM 2014-UBS3 Mortgage Trust
|
10-D
|
|
|
Austin Matthew Edward
|
4
|
|
|
CACHE SECURITIES LLC
|
X-17A-5
|
|
|
Onex Partners Opportunities Fund LP
|
D
|
|
|
Coterra Energy Inc.
|
10-K
|
Financial Statements
|
|
Litterio Christopher P.
|
144
|
|
|
UFP TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Magyar Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Searle David
|
4
|
|
|
Sunnova Energy International Inc.
|
4
|
Financial Statements
|
|
FRONTIER SOLUTIONS, LLC
|
X-17A-5
|
|
|
Wealthlete Alpha Fund, L.P.
|
D/A
|
|
|
AVALONBAY COMMUNITIES INC
|
10-K
|
Financial Statements
|
|
Mirgorodskaya Natalia
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
Kirtley Timothy
|
4
|
|
|
Ferri Claudio
|
4
|
|
|
Kisses From Italy Inc.
|
4
|
|
|
Mabowitz Eric H
|
4
|
|
|
FIRST US BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Wealthlete Tequila Fund, L.P.
|
D/A
|
|
|
Di Turi Michele
|
4
|
|
|
Beavers Lewis C.
|
4
|
|
|
Dozier Beverly J
|
4
|
|
|
AMERIPRISE FINANCIAL INC
|
S-3ASR
|
Financial Statements
|
|
Total Fund Solution
|
NPORT-P
|
|
|
BP Commercial Funding Trust II, Series SPL-XVI
|
D/A
|
|
|
enGene Holdings Inc.
|
SC 13G
|
|
|
Foresite Capital Fund VI LP
|
SC 13G
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
ALC 099 L.P.
|
D
|
|
|
NORDIC INVESTMENT BANK
|
424B2
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
POS EX
|
|
|
SEPARATE ACCOUNT VL E
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VUL-A
|
N-VPFS
|
|
|
WRL Series Life Account G
|
N-VPFS
|
|
|
TRANSAMERICA LIFE INS CO Separate Account VUL-4
|
N-VPFS
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
497VPU
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
497VPU
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
PLUSCIOS OFFSHORE FUND SPC
|
D/A
|
|
|
Separate Account VA AA
|
N-VPFS
|
|
|
TFLIC SERIES ANNUITY ACCOUNT
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA QNY
|
N-VPFS
|
|
|
TFLIC SEPARATE ACCOUNT C
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA 6NY OF TFLIC
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA Q
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA 7
|
N-VPFS
|
|
|
SEPARATE ACCOUNT FUND B
|
N-VPFS
|
|
|
Separate Account VA HH
|
N-VPFS
|
|
|
TFLIC Separate Account VNY
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA BB
|
N-VPFS
|
|
|
SEPARATE ACCOUNT FUND C
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA-5NLNY OF TFLIC
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA-5
|
N-VPFS
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT C
|
N-VPFS
|
|
|
SEPARATE ACCOUNT VA-1
|
N-VPFS
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
POWELL CATHERINE C
|
144
|
|
|
SPF Securitized Products Fund Ltd.
|
D/A
|
|
|
Duke Energy CORP
|
10-K
|
Financial Statements
|
|
PROGRESS ENERGY INC
|
10-K
|
|
|
Duke Energy Indiana, LLC
|
10-K
|
|
|
PIEDMONT NATURAL GAS CO INC
|
10-K
|
|
|
DUKE ENERGY FLORIDA, LLC.
|
10-K
|
|
|
Duke Energy Carolinas, LLC
|
10-K
|
|
|
Duke Energy Ohio, Inc.
|
10-K
|
|
|
DUKE ENERGY PROGRESS, LLC.
|
10-K
|
|
|
Hubble Susan L
|
4
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
497
|
|
|
Meister Doris P.
|
144
|
|
|
M&T BANK CORP
|
144
|
Financial Statements
|
|
MML Series Investment Fund II
|
N-CSR
|
|
|
Ivy Variable Insurance Portfolios
|
N-14/A
|
|
|
Biodexa Pharmaceuticals Plc
|
6-K
|
|
|
Datalign Advisory, Inc
|
D
|
|
|
FEDERATED HERMES CORE TRUST
|
N-CSRS
|
|
|
Chaac Sidecar, L.P. Series 17
|
D
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
497
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
497
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
485BXT
|
|
|
FRONTIER FUNDS, INC.
|
NPORT-P
|
|
|
SYLVESTRE MICHEL
|
3
|
|
|
VISTA GOLD CORP
|
3
|
Financial Statements
|
|
Beyond Medical Retail Fund, LLC
|
D/A
|
|
|
Deshpande Samir
|
4
|
|
|
PRUDENTIAL SERIES FUND
|
NPORT-P
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
NPORT-P
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
NPORT-P
|
|
|
COMM 2014-CCRE15 Mortgage Trust
|
10-D
|
|
|
Uniti Group Inc.
|
4
|
Financial Statements
|
|
BANNER JENNIFER S
|
4
|
|
|
Prelude Structured Alternatives Master Fund, LP
|
D/A
|
|
|
BELLICUM PHARMACEUTICALS, INC
|
POS AM
|
Financial Statements
|
|
Aaidebook Holdings, Inc
|
C-U
|
|
|
FT 11248
|
487
|
|
|
ATI Physical Therapy, Inc.
|
4/A
|
|
|
Parisi James E.
|
4/A
|
|
|
BELLICUM PHARMACEUTICALS, INC
|
S-8 POS
|
Financial Statements
|
|
Worthington Scott A
|
4
|
|
|
UFP INDUSTRIES INC
|
4
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
Drobins Jeffrey A
|
4
|
|
|
NexPoint Capital, Inc.
|
SC TO-I
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
10-D
|
|
|
Genius Ventures Founding Fund I, LP
|
D
|
|
|
Thode Eric W
|
4
|
|
|
Archrock, Inc.
|
4
|
Financial Statements
|
|
GS Mortgage Securities Trust 2020-GC45
|
ABS-EE
|
|
|
Prelude Structured Alternatives Fund, LP
|
D/A
|
|
|
Seeger Laureen
|
144
|
|
|
FTI CONSULTING, INC
|
144
|
Financial Statements
|
|
Huang Ying
|
144
|
|
|
Legend Biotech Corp
|
144
|
|
|
BROUSSARD BRUCE D
|
4
|
|
|
Booth Richard Whitaker
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
Aguilar Luis A
|
144
|
|
|
Donnelley Financial Solutions, Inc.
|
144
|
Financial Statements
|
|
Orchid Island Capital, Inc.
|
10-K
|
Financial Statements
|
|
Cresset Private Markets, LLC - Series 12
|
D
|
|
|
Seeg Johnathan
|
3
|
|
|
BlackRock Private Investments Fund
|
3
|
|
|
Bruce Scott G.
|
4
|
|
|
M.M. DILLON & CO. LLC
|
X-17A-5
|
|
|
Agrawal Vishal
|
4
|
|
|
ACCO BRANDS Corp
|
10-K
|
Financial Statements
|
|
Virtus Event Opportunities Trust
|
NPORT-P
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
NPORT-P
|
|
|
VIRTUS ASSET TRUST
|
NPORT-P
|
|
|
MERGER FUND VL
|
NPORT-P
|
|
|
Virtus Investment Trust
|
NPORT-P
|
|
|
MERGER FUND
|
NPORT-P
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
TR-1218 Fund I, a series of Allied Venture Partners, LP
|
D
|
|
|
Lorient Phoenix Investment, LP
|
D
|
|
|
BlackRock Series Fund II, Inc.
|
N-CSR
|
|
|
ADVANCED SERIES TRUST
|
NPORT-P
|
|
|
VICTORY PORTFOLIOS
|
N-CEN/A
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
N-CEN/A
|
|
|
RAMBUS INC
|
10-K
|
Financial Statements
|
|
TENARIS SA
|
6-K
|
Financial Statements
|
|
HARPER ALFRED C
|
4
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
McGee Eric
|
4
|
|
|
Field Darren P.
|
4
|
|
|
MVP LS FUND CLXXIII LLC
|
D/A
|
|
|
Monte Mark David
|
4
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Perez-Carlton Carmen
|
4
|
|
|
COMM 2014-LC17 Mortgage Trust
|
10-D
|
|
|
BAILLIE GIFFORD FUNDS
|
NPORT-P
|
|
|
BNY Mellon ETF Trust
|
NPORT-P
|
|
|
Bitwise Funds Trust
|
NPORT-P
|
|
|
ArrowMark Financial Corp.
|
NPORT-P
|
Financial Statements
|
|
AQUILA FUNDS TRUST
|
NPORT-P
|
|
|
Pagosa Partners, L.P.
|
D/A
|
|
|
SPF Securitized Products Master Fund Ltd.
|
D/A
|
|
|
Capital World Investors
|
4
|
|
|
DIEBOLD NIXDORF, Inc
|
4
|
Financial Statements
|
|
BlackRock Series Fund, Inc.
|
N-CSR
|
|
|
Black Travis
|
4
|
|
|
Immersive Tech, Inc.
|
D
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
424B2
|
|
|
Bartel Danny J
|
4
|
|
|
FR-12131 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Turner Bradford R
|
144
|
|
|
NEWELL BRANDS INC.
|
144
|
Financial Statements
|
|
Coco Coders Inc
|
C/A
|
|
|
Ventura Joseph C
|
4
|
|
|
Trinseo PLC
|
10-K
|
Financial Statements
|
|
PEMBLE CLIFTON A
|
4
|
|
|
COMM 2014-LC15 Mortgage Trust
|
10-D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Sofish Gregory P.
|
144
|
|
|
SHERWIN WILLIAMS CO
|
144
|
Financial Statements
|
|
Straub Philip
|
4
|
|
|
BlackRock Variable Series Funds II, Inc.
|
N-CSR
|
|
|
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/
|
10-K
|
Financial Statements
|
|
Huval Timothy S.
|
4
|
|
|
VICTORY PORTFOLIOS III
|
N-CEN/A
|
|
|
WEX Inc.
|
10-K
|
Financial Statements
|
|
THE TIDAL GROUP, INC.
|
X-17A-5
|
|
|
TANG EVA G
|
4/A
|
|
|
AMERICAN STATES WATER CO
|
4/A
|
Financial Statements
|
|
KIMBERLY CLARK CORP
|
PRE 14A
|
Financial Statements
|
|
PLUSCIOS FUND LLC
|
D/A
|
|
|
RIVERSOURCE OF NEW YORK ACCOUNT 8
|
497VPU
|
|
|
NORTHERN STATES POWER CO
|
424B2
|
|
|
Ball John Chester
|
4
|
|
|
GDL FUND
|
4
|
|
|
Gilliam Joseph E
|
144
|
|
|
ProFunds
|
485APOS
|
|
|
Regal Wealth Group, Inc.
|
13F-HR
|
|
|
HSBC HOLDINGS PLC
|
F-3ASR
|
Financial Statements
|
|
Mudry Ronald J.
|
4
|
|
|
Fund I, a series of deftly.vc, LP
|
D/A
|
|
|
BlackRock Variable Series Funds, Inc.
|
N-CSR
|
|
|
Phillips Jeanne Linder
|
144
|
|
|
Murphy USA Inc.
|
144
|
Financial Statements
|
|
Impax Global Opportunities Fund L.P.
|
D/A
|
|
|
Guardian Variable Products Trust
|
NPORT-P
|
|
|
FRILOUX MICHAEL
|
4
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
COMM 2014-CCRE21 Mortgage Trust
|
10-D
|
|
|
RIVERSOURCE OF NEW YORK ACCOUNT 8
|
497
|
|
|
VACLAVIK BRIAN T
|
3
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
3
|
Financial Statements
|
|
MoA Funds Corp
|
NPORT-P
|
|
|
ARKANSAS FINANCIAL GROUP, INC.
|
13F-HR
|
|
|
STERLING CAPITAL FUNDS
|
NPORT-P
|
|
|
Quissett Partners, L.P.
|
D/A
|
|
|
SCHWARTZ WILLIAM DANNY
|
4
|
|
|
BERENSON & COMPANY, LLC
|
X-17A-5
|
|
|
THG Securities Fund, L.P.
|
D/A
|
|
|
Lotus Garden NY LLC
|
C
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
N-CSR
|
|
|
EA Series Trust
|
497
|
|
|
ETKIND ANDREW R
|
4
|
|
|
E-Smart Corp.
|
S-1/A
|
|
|
Field Darren P.
|
144
|
|
|
SP-0302 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
LYMAN SUSAN
|
4
|
|
|
Morgan Stanley ETF Trust
|
497K
|
|
|
COMM 2014-CCRE20 Mortgage Trust
|
10-D
|
|
|
Hicks Bradley W.
|
144
|
|
|
MINARD LAURIE A
|
4
|
|
|
AFS SENSUB CORP.
|
ABS-15G
|
|
|
King Mark James
|
144
|
|
|
CFCRE 2016-C7 Mortgage Trust
|
10-D
|
|
|
YUM BRANDS INC
|
144
|
Financial Statements
|
|
Federated Hermes Total Return Series, Inc.
|
NPORT-P
|
|
|
Integra Resources Corp.
|
6-K
|
|
|
Biddlecombe Sean
|
4
|
|
|
BUONAIUTO THOMAS
|
144
|
|
|
Greenidge Generation Holdings Inc.
|
D
|
|
|
MISSAD MATTHEW J
|
4
|
|
|
HEARD DANIEL L
|
4
|
|
|
CFCRE 2016-C7 Mortgage Trust
|
ABS-EE
|
|
|
Ahmed Elizabeth Claire
|
144
|
|
