| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
Big Fork Creek Investments LLC
|
D/A
|
|
|
CALEDONIA CONCENTRATED FUND LP
|
D/A
|
|
|
Desko Culinary LLC
|
C/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Genius Sports Ltd
|
144/A
|
|
|
de Masi Niccolo
|
144/A
|
|
|
Utz John A.
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
B.A.T. Netherlands Finance B.V.
|
424B2
|
|
|
B.A.T Capital Corp
|
424B2
|
|
|
B.A.T. International Finance p.l.c.
|
424B2
|
|
|
British American Tobacco p.l.c.
|
424B2
|
Financial Statements
|
|
REYNOLDS AMERICAN INC
|
424B2
|
|
|
Mithaq Capital SPC
|
13F-HR/A
|
|
|
Nineteen77 Global Multi-Strategy Alpha WM II LLC
|
D/A
|
|
|
Stadler Tammy C.
|
4
|
|
|
Arcade Therapeutics, Inc.
|
D
|
|
|
CAHILL FINANCIAL GROUP SERIES FUND, LLC
|
D/A
|
|
|
SECURED RETIREMENT ADVISORS, LLC
|
13F-HR
|
|
|
Kitowski Nicole M
|
4
|
|
|
Felicitas Private Markets Fund
|
SC TO-I
|
|
|
Tan Kevin
|
4
|
|
|
Blacksheep Fund Ltd.
|
D/A
|
|
|
GreyMatter Fund I, LP
|
D/A
|
|
|
Contrarian Credit Fund Offshore, L.P.
|
D
|
|
|
HLADIO JAYNE C
|
4
|
|
|
Linares Carlos G.
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
FRONTIER FUNDS, INC.
|
497
|
|
|
Wilson Amy E
|
144
|
|
|
Room40 Capital Partners Offshore Ltd.
|
D
|
|
|
Trickett Sara
|
144
|
|
|
Mercer Funds
|
NPORT-P
|
|
|
Rice Susan G.
|
144
|
|
|
DeWitt Angie
|
4
|
|
|
REYNOLDS FUNDS INC
|
NPORT-P
|
|
|
Fidelity Rutland Square Trust II
|
497K
|
|
|
FT 9857
|
24F-2NT
|
|
|
SONIC FOUNDRY INC
|
NT 10-Q
|
Financial Statements
|
|
Fidelity Rutland Square Trust II
|
497
|
|
|
FT 9843
|
24F-2NT
|
|
|
FT 9839
|
24F-2NT
|
|
|
FT 9861
|
24F-2NT
|
|
|
Davies Christa
|
144
|
|
|
Aon plc
|
144
|
Financial Statements
|
|
Hooker Carlen
|
4
|
|
|
Objectively Good LLC
|
D
|
|
|
PCS Edventures!, Inc.
|
10-Q
|
|
|
Zhou Weiming
|
144
|
|
|
Luckin Coffee Inc.
|
144
|
|
|
CAHILL FINANCIAL GROUP SERIES FUND, LLC, SERIES I
|
D/A
|
|
|
PGIM U.S. Employee Co-Invest, L.P.
|
APP WD
|
|
|
PGIM, Inc.
|
APP WD
|
|
|
FT 11040
|
24F-2NT
|
|
|
FT 11053
|
24F-2NT
|
|
|
FT 11013
|
24F-2NT
|
|
|
FT 9924
|
24F-2NT
|
|
|
FT 11307
|
S-6
|
|
|
Rizzo Mario
|
144
|
|
|
ALLSTATE CORP
|
144
|
Financial Statements
|
|
FT 11005
|
24F-2NT
|
|
|
FT 11118
|
24F-2NT
|
|
|
FT 10997
|
24F-2NT
|
|
|
FT 10410
|
24F-2NT
|
|
|
FT 10333
|
24F-2NT
|
|
|
FT 9891
|
24F-2NT
|
|
|
FT 11220
|
24F-2NT
|
|
|
FT 11006
|
24F-2NT
|
|
|
FT 11056
|
24F-2NT
|
|
|
FT 10999
|
24F-2NT
|
|
|
FT 11049
|
24F-2NT
|
|
|
FT 10327
|
24F-2NT
|
|
|
FT 10981
|
24F-2NT
|
|
|
Contrarian Credit Feeder Fund, L.P.
|
D
|
|
|
FT 11042
|
24F-2NT
|
|
|
FT 10998
|
24F-2NT
|
|
|
FT 11026
|
24F-2NT
|
|
|
OLD DOMINION FREIGHT LINE, INC.
|
8-K
|
Financial Statements
|
|
Capone Mark Christopher
|
3
|
|
|
MESA LABORATORIES INC /CO/
|
3
|
Financial Statements
|
|
Dierker Richard A
|
4
|
|
|
Innovation X Sunstone VI, LLC
|
D/A
|
|
|
FT 11027
|
24F-2NT
|
|
|
FT 11094
|
24F-2NT
|
|
|
FT 11038
|
24F-2NT
|
|
|
FT 11089
|
24F-2NT
|
|
|
FT 10412
|
24F-2NT
|
|
|
FT 10397
|
24F-2NT
|
|
|
FT 11020
|
24F-2NT
|
|
|
FT 11144
|
24F-2NT
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
DEFA14A
|
|
|
FT 11061
|
24F-2NT
|
|
|
CATERPILLAR FINANCIAL SERVICES CORP
|
10-K
|
|
|
RayzeBio, Inc.
|
SC TO-T/A
|
|
|
BRISTOL MYERS SQUIBB CO
|
SC TO-T/A
|
Financial Statements
|
|
Cambria ETF Trust
|
485BXT
|
|
|
PAISLEY CHRISTOPHER B
|
144
|
|
|
EQUINIX INC
|
144
|
Financial Statements
|
|
ROEDER ROSHAN S
|
144
|
|
|
EDENOR
|
6-K
|
Financial Statements
|
|
Creative Global Technology Holdings Ltd
|
F-1/A
|
|
|
Goldman Sachs Trust II
|
497K
|
|
|
BALL Corp
|
8-K
|
|
|
JIADE Ltd
|
FWP
|
|
|
Federated Hermes Government Income Trust
|
497K
|
|
|
Eargo, Inc.
|
RW
|
Financial Statements
|
|
GASS RHONDA
|
4
|
|
|
FLOWERS FOODS INC
|
4
|
Financial Statements
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
Dhandapani Chandra
|
144
|
|
|
CBRE GROUP, INC.
|
144
|
Financial Statements
|
|
Goldman Sachs Trust II
|
497
|
|
|
Blacksheep Fund
|
D/A
|
|
|
HAMMER FIBER OPTICS HOLDINGS CORP
|
10-K
|
|
|
Livento Group, Inc.
|
8-K
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Fitzgerald John S
|
4
|
|
|
Magyar Bancorp, Inc.
|
4
|
Financial Statements
|
|
Crosstown Fiber Holdings LLC
|
D/A
|
|
|
Stevens Wayne A
|
4
|
|
|
TRUSTMARK CORP
|
4
|
Financial Statements
|
|
Voya PARTNERS INC
|
485APOS
|
|
|
Owens Thomas C
|
4
|
|
|
Harvey Robert B
|
4
|
|
|
DEWEY DUANE A
|
4
|
|
|
AMERICAN AXLE & MANUFACTURING HOLDINGS INC
|
10-K
|
Financial Statements
|
|
Innovation X Sunstone VI QP, LLC
|
D/A
|
|
|
Tate Granville Jr
|
4
|
|
|
Sugay Maria Luisa
|
4
|
|
|
Engine Airflow Capital, LP
|
D/A
|
|
|
KINGSBURY RUN PARTNERS, LP
|
D/A
|
|
|
WRIGHT CHRISTOPHER
|
144
|
|
|
ROPER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Voya INVESTORS TRUST
|
485APOS
|
|
|
Day Monica A
|
4
|
|
|
Invesco Unit Trusts Series 2346
|
487
|
|
|
Chambers George T. Jr.
|
4
|
|
|
Tinto Melanie J
|
144
|
|
|
Tveter Eric
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2384
|
497J
|
|
|
Voya VARIABLE PRODUCTS TRUST
|
485APOS
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
SMITH GREG C
|
144
|
|
|
PENSKE AUTOMOTIVE GROUP, INC.
|
144
|
Financial Statements
|
|
Gouverneur Bancorp, Inc./MD/
|
8-K
|
|
|
YouSolar, Inc.
|
C/A
|
|
|
Spring Lake Unconstrained Municipal Opportunities Fund II, LLC
|
D/A
|
|
|
LGVP MS, LP
|
D
|
|
|
Balaji Rolling Fund, LP - B1
|
D
|
|
|
Balaji Rolling Fund QP, LP - B1
|
D
|
|
|
ALLIANZ LIFE VARIABLE ACCOUNT B
|
485BXT
|
|
|
FGH Inc.
|
D
|
|
|
GLEN BURNIE BANCORP
|
8-K
|
Financial Statements
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
March Fund I US LP
|
D/A
|
|
|
Contrarian Credit Feeder Fund 2, L.P.
|
D/A
|
|
|
Sanibel Captiva Trust Company, Inc.
|
13F-HR
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
PSC Echo, LP
|
SC 13D/A
|
|
|
Eargo, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Davis R Eberley
|
4
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Dnipro Fund I, LP
|
D
|
|
|
GOLDMAN SACHS GROUP INC
|
8-K
|
Financial Statements
|
|
Richer Tobin P
|
3
|
|
|
OPENLANE, Inc.
|
3
|
Financial Statements
|
|
Minneapolis MSA Senior Living Portfolio DST
|
D/A
|
|
|
ETF Series Solutions
|
497K
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
CRAFT JOSEPH W III
|
4
|
|
|
CERES SECURITIES, LLC
|
X-17A-5
|
|
|
SCHOTTENSTEIN ROBERT H
|
144
|
|
|
M/I HOMES, INC.
|
144
|
Financial Statements
|
|
PLANT CAPITAL, LLC
|
SEC STAFF ACTION
|
|
|
Creatd, Inc.
|
8-K
|
|
|
AE-0117 Fund I, a series of 2048 Opportunity Fund II, LP
|
D
|
|
|
Hallinan Patrick D
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Man Strategies 1783
|
D/A
|
|
|
M/I HOMES, INC.
|
10-K
|
Financial Statements
|
|
CVI Investments, Inc.
|
SC 13G
|
|
|
TENAX THERAPEUTICS, INC.
|
SC 13G
|
Financial Statements
|
|
Maselli Michael G.
|
4
|
|
|
NIOCORP DEVELOPMENTS LTD
|
4
|
|
|
REALMARK PROPERTY INVESTORS LTD PARTNERSHIP III
|
REVOKED
|
|
|
Connected2Fiber, Inc.
|
D
|
|
|
Howton David T
|
4
|
|
|
Marlowe Jennifer
|
4
|
|
|
EA Series Trust
|
485BXT
|
|
|
Contour Asset Management LLC
|
13F-HR/A
|
|
|
FT 11341
|
S-6
|
|
|
WILLIAM BLAIR FUNDS
|
NPORT-P
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Fort Myers BTR DST
|
D/A
|
|
|
Tidwell Steven A
|
4
|
|
|
Mickey Mark
|
4
|
|
|
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
|
4
|
|
|
Madison Avenue Partners, LP
|
13F-HR
|
|
|
Federated Hermes Government Income Trust
|
497
|
|
|
Rivia Health Inc.
|
D
|
|
|
BLUEFIN CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
LAKE CHARLES D II
|
144
|
|
|
KOPIT LEVIEN MEREDITH A.
|
144
|
|
|
NEW YORK TIMES CO
|
144
|
Financial Statements
|
|
FT 11350
|
S-6
|
|
|
Tewksbury Investment Fund Ltd.
|
D/A
|
|
|
Spence Timothy
|
144
|
|
|
FIFTH THIRD BANCORP
|
144
|
Financial Statements
|
|
Mu Hongwei
|
SC 13D
|
|
|
Chijet Motor Company, Inc.
|
SC 13D
|
|
|
Koide Masatoshi
|
144
|
|
|
CALEDONIA CO-INVEST OFFSHORE FUND LP
|
D/A
|
|
|
Herzich Paul
|
4
|
|
|
ACACIA CAPITAL LP
|
D/A
|
|
|
MARS FX US LP
|
D/A
|
|
|
Espley Samantha Jane
|
4
|
|
|
Paramount Gold Nevada Corp.
|
4
|
Financial Statements
|
|
Ganot Ilan
|
4
|
|
|
Stone Ridge Trust V
|
N-23C3A
|
|
|
SPROTT INC.
|
6-K
|
|
|
HAMILTON FUND LTD
|
D/A
|
|
|
SummerHaven Commodity Offshore Fund, Ltd.
|
D/A
|
|
|
Hanesbrands Inc.
|
10-K
|
Financial Statements
|
|
Two Sigma Absolute Return Cayman Fund, Ltd.
|
D/A
|
|
|
Chemours Co
|
144
|
Financial Statements
|
|
CRAWFORD CURTIS J
|
144
|
|
|
MARINE PETROLEUM TRUST
|
8-K
|
|
|
Galileo Enhanced Opportunities LP
|
D/A
|
|
|
FT 9886
|
24F-2NT
|
|
|
FT 10105
|
24F-2NT
|
|
|
FT 10288
|
24F-2NT
|
|
|
FT 10295
|
24F-2NT
|
|
|
FT 10210
|
24F-2NT
|
|
|
FT 9948
|
24F-2NT
|
|
|
FT 9926
|
24F-2NT
|
|
|
FT 10284
|
24F-2NT
|
|
|
FT 9852
|
24F-2NT
|
|
|
FT 10319
|
24F-2NT
|
|
|
FT 10097
|
24F-2NT
|
|
|
FT 10283
|
24F-2NT
|
|
|
FT 10209
|
24F-2NT
|
|
|
FT 9883
|
24F-2NT
|
|
|
FT 9856
|
24F-2NT
|
|
|
FT 10159
|
24F-2NT
|
|
|
FT 9841
|
24F-2NT
|
|
|
FT 10286
|
24F-2NT
|
|
|
FT 9838
|
24F-2NT
|
|
|
FT 10317
|
24F-2NT
|
|
|
FT 9847
|
24F-2NT
|
|
|
FT 10095
|
24F-2NT
|
|
|
FT 9848
|
24F-2NT
|
|
|
FT 9888
|
24F-2NT
|
|
|
FT 10316
|
24F-2NT
|
|
|
FT 10287
|
24F-2NT
|
|
|
FT 10212
|
24F-2NT
|
|
|
FT 9964
|
24F-2NT
|
|
|
FT 10291
|
24F-2NT
|
|
|
FT 10211
|
24F-2NT
|
|
|
FT 9882
|
24F-2NT
|
|
|
FT 9865
|
24F-2NT
|
|
|
FT 9863
|
24F-2NT
|
|
|
FT 9859
|
24F-2NT
|
|
|
FT 9855
|
24F-2NT
|
|
|
FT 9887
|
24F-2NT
|
|
|
FT 9860
|
24F-2NT
|
|
|
FT 9869
|
24F-2NT
|
|
|
FT 9842
|
24F-2NT
|
|
|
FT 9836
|
24F-2NT
|
|
|
FT 10290
|
24F-2NT
|
|
|
FT 10096
|
24F-2NT
|
|
|
FT 9877
|
24F-2NT
|
|
|
FT 9513
|
24F-2NT
|
|
|
FT 9840
|
24F-2NT
|
|
|
FT 10289
|
24F-2NT
|
|
|
Exchange Listed Funds Trust
|
24F-2NT
|
|
|
Nocturne Acquisition Corp
|
425
|
|
|
CATERPILLAR INC
|
10-K
|
Financial Statements
|
|
Hardesty Michael A
|
144
|
|
|
Selipsky Adam
|
144
|
|
|
WARING SUMNER J III
|
4
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
IR&M Short Diversified Income Fund LLC
|
D/A
|
|
|
Caylor Mark A
|
144
|
|
|
Venkatesh Vandana
|
4
|
|
|
VERIZON COMMUNICATIONS INC
|
4
|
Financial Statements
|
|
Stillwell Mary-Lee
|
4
|
|
|
Skiadas Anthony T
|
4
|
|
|
Silliman Craig L.
|
4
|
|
|
Sampath Sowmyanarayan
|
4
|
|
|
Russo Joseph J.
|
4
|
|
|
PG San Antonio OZ, L.P.
|
D
|
|
|
Malady Kyle
|
4
|
|
|
Endexx Corp
|
8-K
|
|
|
Hammock Samantha
|
4
|
|
|
Vestberg Hans Erik
|
4
|
|
|
Eargo, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
