| Company Name |
Form Type |
SEC Filings |
|
|
|
|
STATE STREET CORP
|
144
|
Financial Statements
|
|
Bekkedahl Larry Neal
|
4
|
|
|
Kochavatr John Teeruk
|
4
|
|
|
Farrell Robert P.
|
144
|
|
|
TTM TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Equitybee 22-82901, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Capone Mark Christopher
|
4
|
|
|
MESA LABORATORIES INC /CO/
|
4
|
Financial Statements
|
|
Pichl Daniel
|
144
|
|
|
SpringWorks Therapeutics, Inc.
|
144
|
Financial Statements
|
|
FoodMaven Corp
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
DRW Securities, LLC
|
13F-HR
|
|
|
Trpik Joseph R JR
|
4
|
|
|
Simpson Kathryn G
|
144
|
|
|
NORTHROP GRUMMAN CORP /DE/
|
144
|
Financial Statements
|
|
VEECO INSTRUMENTS INC
|
10-K
|
Financial Statements
|
|
Wellington Extended Horizons, L.P.
|
D/A
|
|
|
Newcombe Tamara S.
|
144
|
|
|
Fortive Corp
|
144
|
Financial Statements
|
|
Scilex Holding Co
|
8-K
|
|
|
Stingi Richard John
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Reese Edmund
|
4
|
|
|
Matlin Laura
|
4
|
|
|
PERRY CHRISTOPHER JOHN
|
4
|
|
|
KALENKA ROBERT F
|
4
|
|
|
Lightship Inc.
|
D/A
|
|
|
Gokey Timothy C
|
4
|
|
|
DESCHUTTER DOUGLAS RICHARD
|
4
|
|
|
DALY RICHARD J
|
4
|
|
|
Carey Thomas P
|
4
|
|
|
FT 11091
|
24F-2NT
|
|
|
FT 11048
|
24F-2NT
|
|
|
FT 11090
|
24F-2NT
|
|
|
FT 11047
|
24F-2NT
|
|
|
FT 11088
|
24F-2NT
|
|
|
Mitesco, Inc.
|
8-K
|
|
|
FT 11077
|
24F-2NT
|
|
|
FT 11043
|
24F-2NT
|
|
|
FT 11039
|
24F-2NT
|
|
|
FT 11075
|
24F-2NT
|
|
|
FT 11068
|
24F-2NT
|
|
|
FT 11037
|
24F-2NT
|
|
|
FT 11066
|
24F-2NT
|
|
|
FT 11025
|
24F-2NT
|
|
|
FT 11055
|
24F-2NT
|
|
|
FT 11024
|
24F-2NT
|
|
|
Equitybee 22-89768, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Sims Brett Michael
|
4
|
|
|
FT 11115
|
24F-2NT
|
|
|
FT 11110
|
24F-2NT
|
|
|
FT 11103
|
24F-2NT
|
|
|
FT 11093
|
24F-2NT
|
|
|
FT 11092
|
24F-2NT
|
|
|
FT 11054
|
24F-2NT
|
|
|
Pro Land LLC
|
D
|
|
|
FT 11023
|
24F-2NT
|
|
|
FT 11022
|
24F-2NT
|
|
|
STANNUS GENEVIEVE
|
4
|
|
|
BNY Mellon Strategic Funds, Inc.
|
497
|
|
|
BOURLA ALBERT
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
Rayner Merrick James Forbes
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
iTeos Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
EcoR1 Capital, LLC
|
SC 13G
|
|
|
Greenbriar Sustainable Living Inc.
|
6-K
|
|
|
Gregorio Mauro
|
144
|
|
|
FT 11015
|
24F-2NT
|
|
|
FT 11001
|
24F-2NT
|
|
|
FT 11014
|
24F-2NT
|
|
|
FT 11012
|
24F-2NT
|
|
|
Hines Investment Management Holdings Limited Partnership
|
40-6B/A
|
|
|
Hines Employee Access Partners I LP
|
40-6B/A
|
|
|
FT 11000
|
24F-2NT
|
|
|
RMB INVESTORS TRUST
|
NPORT-P
|
|
|
FT 11011
|
24F-2NT
|
|
|
FT 10996
|
24F-2NT
|
|
|
FT 11010
|
24F-2NT
|
|
|
FT 10995
|
24F-2NT
|
|
|
DAMICO JENNIFER B.
|
4
|
|
|
GERDAU S.A.
|
6-K
|
Financial Statements
|
|
JOHNSON RADY A
|
4
|
|
|
BYRON DEVON LYNCH IV ESTATE
|
D
|
|
|
FT 11018
|
24F-2NT
|
|
|
Starion Bond Services /TA/
|
TA-2
|
|
|
FT 11017
|
24F-2NT
|
|
|
Szczepaniak Mark R
|
4
|
|
|
Velocity Financial, Inc.
|
4
|
Financial Statements
|
|
FT 11009
|
24F-2NT
|
|
|
FT 11007
|
24F-2NT
|
|
|
FT 11004
|
24F-2NT
|
|
|
FT 11003
|
24F-2NT
|
|
|
FT 11002
|
24F-2NT
|
|
|
Taylor Jeffrey T.
|
4
|
|
|
Hoppenot Herve
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
Kelly Roland Thomas
|
4
|
|
|
Altera Defense Fund 2, LLC
|
D/A
|
|
|
FT 10994
|
24F-2NT
|
|
|
FT 10993
|
24F-2NT
|
|
|
FT 10990
|
24F-2NT
|
|
|
Tam Fiona
|
4
|
|
|
FT 10989
|
24F-2NT
|
|
|
SWAIN PAULA J
|
4
|
|
|
Stein Steven H
|
4
|
|
|
Glass House Brands Inc.
|
6-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
CERT
|
|
|
Stamoulis Christiana
|
4
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
Iyengar Vijay K
|
4
|
|
|
Flannelly Barry P
|
4
|
|
|
Sky Quarry Inc.
|
1-A/A
|
|
|
Meridian Bay LLC
|
D
|
|
|
CHILDRESS CAPITAL ADVISORS, LLC
|
13F-HR
|
|
|
Promeritum EM Feeder Fund L.P.
|
D/A
|
|
|
YIELD10 BIOSCIENCE, INC.
|
8-K
|
Financial Statements
|
|
Wellington Durable Enterprises, L.P.
|
D/A
|
|
|
FT 10988
|
24F-2NT
|
|
|
FT 10987
|
24F-2NT
|
|
|
FT 10986
|
24F-2NT
|
|
|
FT 10984
|
24F-2NT
|
|
|
FT 10860
|
24F-2NT
|
|
|
FT 10409
|
24F-2NT
|
|
|
FT 10408
|
24F-2NT
|
|
|
FT 10406
|
24F-2NT
|
|
|
FT 10398
|
24F-2NT
|
|
|
FT 10396
|
24F-2NT
|
|
|
FT 10379
|
24F-2NT
|
|
|
FT 10378
|
24F-2NT
|
|
|
Pierotti Jon
|
4/A
|
|
|
AMERICAN STATES WATER CO
|
4/A
|
Financial Statements
|
|
FT 10364
|
24F-2NT
|
|
|
SANSONE PARTNERS
|
D/A
|
|
|
FT 10363
|
24F-2NT
|
|
|
FT 10361
|
24F-2NT
|
|
|
FT 10360
|
24F-2NT
|
|
|
FT 10349
|
24F-2NT
|
|
|
FT 11008
|
24F-2NT
|
|
|
FT 10348
|
24F-2NT
|
|
|
FT 10347
|
24F-2NT
|
|
|
Amplify ETF Trust
|
40-17G
|
|
|
Spilde Lori
|
4
|
|
|
SERVICE CORP INTERNATIONAL
|
4
|
Financial Statements
|
|
Wellington Compound Growth, L.P.
|
D/A
|
|
|
GATX CORP
|
10-K
|
Financial Statements
|
|
Soriano Lidio
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
Nelson Mark Wolfe
|
144
|
|
|
T-Mobile US, Inc.
|
144
|
Financial Statements
|
|
IndexIQ Active ETF Trust
|
DEFA14A
|
|
|
LAMPKIN ROBIN E.
|
144
|
|
|
ASHLAND INC.
|
144
|
Financial Statements
|
|
FT 10346
|
24F-2NT
|
|
|
FT 10344
|
24F-2NT
|
|
|
FT 10343
|
24F-2NT
|
|
|
FT 11145
|
24F-2NT
|
|
|
FT 11157
|
24F-2NT
|
|
|
FT 11158
|
24F-2NT
|
|
|
FT 11159
|
24F-2NT
|
|
|
SMITH KOURTNEY L
|
4
|
|
|
HNI CORP
|
4
|
Financial Statements
|
|
FT 11161
|
24F-2NT
|
|
|
FT 11162
|
24F-2NT
|
|
|
FT 11163
|
24F-2NT
|
|
|
FT 11221
|
24F-2NT
|
|
|
FT 11226
|
24F-2NT
|
|
|
Roch Michael J.
|
4
|
|
|
FT 11019
|
24F-2NT
|
|
|
FT 11227
|
24F-2NT
|
|
|
Bentonville Reserve Holdings, LLC
|
D/A
|
|
|
Gordon Drew
|
144
|
|
|
Hudson Pacific Properties, Inc.
|
144
|
Financial Statements
|
|
CPC-Drug Free Sport, LLC
|
D
|
|
|
MEUNIER GREGORY A
|
4
|
|
|
Trustfeed Corp.
|
8-K
|
|
|
Berger Vincent P
|
4
|
|
|
Hagedorn Jason Dean
|
4
|
|
|
Promeritum EM Enhanced Feeder Fund L.P.
|
D
|
|
|
Copeland Trust
|
24F-2NT
|
|
|
Bullock Bishop Brandon III
|
4
|
|
|
Sasser Alison
|
144
|
|
|
Meritage Homes CORP
|
144
|
Financial Statements
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
485BXT
|
|
|
Rao Radhakrishna S
|
4
|
|
|
Meade Donna D
|
4
|
|
|
Where Food Comes From, Inc.
|
8-K
|
|
|
FT 10322
|
24F-2NT
|
|
|
Sansone Partners LP
|
D/A
|
|
|
Valedor QDPP&E SPV, LP
|
D
|
|
|
Bridges Marshall H
|
4
|
|
|
Energy Transfer LP
|
10-K
|
Financial Statements
|
|
FT 10342
|
24F-2NT
|
|
|
Bradford Steven M
|
4
|
|
|
FT 10339
|
24F-2NT
|
|
|
FT 10331
|
24F-2NT
|
|
|
FT 10330
|
24F-2NT
|
|
|
FT 10329
|
24F-2NT
|
|
|
FT 10328
|
24F-2NT
|
|
|
FT 10326
|
24F-2NT
|
|
|
FT 10324
|
24F-2NT
|
|
|
FT 10318
|
24F-2NT
|
|
|
Lorenger Jeffrey D
|
4
|
|
|
312 McBrien Investors LLC
|
D
|
|
|
Magic AI, Inc.
|
D
|
|
|
Wittmeyer Michael R.
|
4
|
|
|
A-Mark Precious Metals, Inc.
|
4
|
Financial Statements
|
|
Adedoyin Niyi
|
4
|
|
|
Hanover Bancorp, Inc. /NY
|
S-3/A
|
Financial Statements
|
|
CALEDONIA FUND LTD.
|
D/A
|
|
|
Sunoco LP
|
10-K
|
Financial Statements
|
|
Olt Theodore F. III
|
3
|
|
|
LEE ENTERPRISES, Inc
|
3
|
Financial Statements
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS INCOME TRUST
|
497
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
497
|
|
|
FT 10285
|
24F-2NT
|
|
|
FT 9963
|
24F-2NT
|
|
|
FT 9962
|
24F-2NT
|
|
|
FT 9925
|
24F-2NT
|
|
|
1881 Capital Partners DeFi Fund, LP
|
D
|
|
|
Norton Samuel H
|
4
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
4
|
Financial Statements
|
|
FT 10332
|
24F-2NT
|
|
|
Series 1, a series of Astrum Partners II LP
|
D
|
|
|
Rapkin Hilary A
|
144
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
UGE International Ltd.
|
D/A
|
|
|
New Paradigm Fund, L.P.
|
D/A
|
|
|
Northlander America, LP
|
D/A
|
|
|
CMG Global Holdings, LLC
|
13F-HR
|
|
|
SHAPIRO CAPITAL MANAGEMENT LLC
|
SC 13G
|
|
|
CARTERS INC
|
SC 13G
|
Financial Statements
|
|
Lyon Joseph Douglas
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
FT 9910
|
24F-2NT
|
|
|
Zmudka Robert
|
4
|
|
|
FT 9884
|
24F-2NT
|
|
|
FT 9866
|
24F-2NT
|
|
|
FT 9862
|
24F-2NT
|
|
|
McLean Claire E
|
3
|
|
|
Ameris Bancorp
|
3
|
Financial Statements
|
|
FT 9837
|
24F-2NT
|
|
|
Golub Capital Private Credit Fund
|
424B3
|
|
|
Kimball Jennifer
|
144
|
|
|
MATTHEWS DARRYL R
|
144
|
|
|
TRIMBLE INC.
|
144
|
Financial Statements
|
|
Dream America LLC
|
D/A
|
|
|
FT 11268
|
487
|
|
|
SOUTHERN CO
|
S-3ASR
|
Financial Statements
|
|
FT 11267
|
487
|
|
|
Mayampurath Ramakumar
|
4
|
|
|
ROGERS CORP
|
4
|
Financial Statements
|
|
FT 11269
|
487
|
|
|
Gouveia Randall Colin
|
4
|
|
|
Van Aken Jennifer
|
4
|
|
|
Hanrahan Jessie
|
4
|
|
|
Solid Biosciences Inc.
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Series 2345
|
497J
|
|
|
Hensley Todd E.
|
4
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
4
|
Financial Statements
|
|
BeaconLight Opportunities Fund I, LP
|
D
|
|
|
FT 10407
|
24F-2NT
|
|
|
North Cambrian Capital LLC
|
D
|
|
|
CANNAPHARMARX, INC.
|
8-K
|
|
|
Taste of Nature, Inc.
|
C/A
|
|
|
Toughbuilt Industries, Inc
|
424B5
|
Financial Statements
|
|
Cumbo Alexander
|
4
|
|
|
McManus Jennifer
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
8-K
|
|
|
BRUNSWICK CORP
|
10-K
|
Financial Statements
|
|
Cahill Financial Group Series Fund, LLC, Series II
|
D/A
|
|
|
FORUM FUNDS II
|
NPORT-P
|
|
|
PCS Edventures!, Inc.
|
8-K
|
|
|
Scion Asset Management, LLC
|
13F-HR/A
|
|
|
Huizenga Venture Investments IV, LLC
|
D
|
|
|
Trail Ridge Investment Advisors, LLC
|
13F-HR
|
|
|
Taylor William P
|
4
|
|
|
SR Bancorp, Inc.
|
4
|
|
|
Caledonia Fund
|
D/A
|
|
|
Brooks Gabriel
|
4
|
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
PPL Corp
|
10-K
|
Financial Statements
|
|
PPL ELECTRIC UTILITIES CORP
|
10-K
|
|
|
LOUISVILLE GAS & ELECTRIC CO /KY/
|
10-K
|
|
|
KENTUCKY UTILITIES CO
|
10-K
|
|
|
Governors Lane LP
|
13F-HR/A
|
|
|
Moloney Jacqueline F
|
144
|
|