| Company Name |
Form Type |
SEC Filings |
|
|
|
|
WILLIAMS DAVID B
|
4
|
|
|
Hafner Christopher Eugene
|
4
|
|
|
HAWTHORN BANCSHARES, INC.
|
4
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497
|
|
|
ENGLEFIELD F W IV
|
144
|
|
|
PARK NATIONAL CORP /OH/
|
144
|
Financial Statements
|
|
VELA Funds
|
485BPOS
|
|
|
abrdn Total Dynamic Dividend Fund
|
N-14 8C/A
|
|
|
THUNDER MOUNTAIN GOLD INC
|
8-K
|
|
|
WHITE ROBERT JOHN
|
4
|
|
|
Medtronic plc
|
4
|
Financial Statements
|
|
Matteson Mark R
|
144
|
|
|
Construction Partners, Inc.
|
144
|
Financial Statements
|
|
Wall Brett A.
|
4
|
|
|
Rad Technologies Inc.
|
C/A
|
|
|
Salmon Sean
|
4
|
|
|
Fong Ivan K
|
4
|
|
|
Catio, Inc.
|
D
|
|
|
Natixis ETF Trust
|
497
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
ExcelFin Acquisition Corp.
|
8-K
|
|
|
Rankin Elisabeth M
|
4
|
|
|
Lenamon William Chad
|
4
|
|
|
Kodiak Gas Services, Inc.
|
4
|
|
|
AVSF - Earli 2023, LLC
|
D
|
|
|
FULLER GILBERT A
|
4
|
|
|
SECURITY NATIONAL FINANCIAL CORP
|
4
|
Financial Statements
|
|
abrdn Global Infrastructure Income Fund
|
N-14 8C/A
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
4
|
|
|
MCDANIEL CONNIE D
|
4
|
|
|
Sigyn Therapeutics, Inc.
|
8-K
|
|
|
Dickinson Corp
|
D
|
|
|
Spector Adam Benjamin
|
4
|
|
|
FRANKLIN RESOURCES INC
|
4
|
Financial Statements
|
|
ALC 088 L.P.
|
D
|
|
|
IMMUNOPROFILE, LLC
|
D/A
|
|
|
FERRANTINO MICHAEL J JR
|
4
|
|
|
Surge Coastal Amusements Partners LP
|
D
|
|
|
Kim Minsu
|
4
|
|
|
Francois Herve
|
4
|
|
|
Battle Kelly Michelle
|
4
|
|
|
SCHMIDT DARRYL
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
DAL POZZO JAMES
|
4
|
|
|
BJs RESTAURANTS INC
|
4
|
Financial Statements
|
|
Surge Coastal Amusements Holdings LLC
|
D
|
|
|
EMROSE PARTNERS LP
|
D/A
|
|
|
Case Status, Inc.
|
D
|
|
|
ZION OIL & GAS INC
|
8-K
|
|
|
Nu-Med Plus, Inc.
|
3
|
|
|
MERRELL KEITH L
|
3
|
|
|
NICHOLAS II, INC
|
24F-2NT
|
|
|
DeRemer Darlene T.
|
4
|
|
|
Manulife Co-Investment Partners III
|
D
|
|
|
Connected Things Inc.
|
D
|
|
|
Griggs John
|
4
|
|
|
AllStar Dispensary, LLP
|
C
|
|
|
1322 June Holdings 23, LLC
|
D
|
|
|
Masienda, Inc.
|
D
|
|
|
Overmatch Infleqtion SPV LLC
|
D
|
|
|
Heyman Tomas J.
|
144
|
|
|
Legend Biotech Corp
|
144
|
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Hamilton Ewan William
|
4
|
|
|
Durkin Bryan T
|
4
|
|
|
CME GROUP INC.
|
4
|
Financial Statements
|
|
Carre Eric
|
4
|
|
|
HALLIBURTON CO
|
4
|
Financial Statements
|
|
CST Core Senior Lending Fund, L.P.
|
D
|
|
|
Miller Jeffrey Allen
|
4
|
|
|
Pope Lawrence J
|
4
|
|
|
Strategic Storage Trust VI, Inc.
|
8-K
|
|
|
McKeon Timothy
|
4
|
|
|
KELLY DAVID M
|
144
|
|
|
KFORCE INC
|
144
|
Financial Statements
|
|
Roclawski Cory Anne
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
24F-2NT
|
|
|
Geer Charles Jr.
|
4
|
|
|
Jones Myrtle L
|
4
|
|
|
Ackerson Gregory T.
|
144
|
|
|
Workhorse Group Inc.
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
497K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
CATALYST PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Tierney David S
|
144
|
|
|
Tobolski Matthew Joseph
|
144
|
|
|
AAON, INC.
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
497
|
|
|
Brice Carson H
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
Krista Software Inc.
|
D
|
|
|
Wickapogue Structured Credit Fund LP
|
D/A
|
|
|
Caracciolo Kathleen M
|
144
|
|
|
FULL HOUSE RESORTS INC
|
144
|
Financial Statements
|
|
Finality Capital Partners Fund I LP
|
D/A
|
|
|
Robins Jeffrey Lynn
|
4
|
|
|
Nu-Med Plus, Inc.
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Somerset Hills Partners, LP
|
D/A
|
|
|
NORTHERN MINERALS & EXPLORATION LTD.
|
10-Q
|
|
|
Atlas Career Guide, Inc
|
D
|
|
|
HOLDING FRANK B JR
|
4
|
|
|
HAYDE WILLIAM C
|
4
|
|
|
Bunge Global SA
|
SC 13G
|
|
|
Capital World Investors
|
SC 13G
|
|
|
Segall Bryant & Hamill Trust
|
497K
|
|
|
Trogele Ulrich
|
4
|
|
|
AMERICAN VANGUARD CORP
|
4
|
Financial Statements
|
|
Onex Falcon Direct Lending BDC Fund
|
8-K
|
|
|
AMERIGUARD SECURITY SERVICES, INC.
|
8-K
|
|
|
Rankin Margaret Pollard
|
4
|
|
|
NELSON DENNIS H
|
4
|
|
|
BUCKLE INC
|
4
|
Financial Statements
|
|
PSG HoldCo, Inc.
|
D
|
|
|
GenBanc, Inc.
|
D
|
|
|
AB Active ETFs, Inc.
|
CERT
|
|
|
AMERICAN CENTURY ETF TRUST
|
497
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Rankin William A
|
4
|
|
|
BAYFIELD EQUITY PARTNERS LTD
|
SC 13D/A
|
|
|
LM FUNDING AMERICA, INC.
|
SC 13D/A
|
|
|
Timberline Fund, LP
|
D/A
|
|
|
Rankin Mary M
|
4
|
|
|
Miller Ronald David
|
4
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
4
|
|
|
Themes ETF Trust
|
CERT
|
|
|
CNH Equipment Trust 2019-C
|
15-15D
|
|
|
Amster Joshua Daniel
|
4
|
|
|
Bulletpitch Plus 2 a Series of 1528 Invest LLC
|
D
|
|
|
CNH Equipment Trust 2019-B
|
15-15D
|
|
|
CARNECCHIA SCIPIO MAXIMUS
|
4
|
|
|
MITEK SYSTEMS INC
|
4
|
Financial Statements
|
|
Reyes Jonathan
|
4
|
|
|
Issuer Pixel, Inc
|
C/A
|
|
|
Chernick Aubrey
|
4
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Diamond Michael E
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Cronin Johanna
|
4
|
|
|
Griffin Bedwell Butler 2002 Trust DTD 11/5/2002
|
4
|
|
|
Miller Lee
|
4
|
|
|
Marks Howard Edward
|
4
|
|
|
Butler Griffin B
|
4
|
|
|
AB Active ETFs, Inc.
|
497K
|
|
|
Clara Rankin Butler 2002 Trust DTD 11/5/2002
|
4
|
|
|
Butler Clara R
|
4
|
|
|
Briggs Christopher H
|
4
|
|
|
BUTLER HELEN RANKIN
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Managed Portfolio Series
|
N-CEN
|
|
|
BUTLER JOHN C JR
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Hole Brian Richard
|
4
|
|
|
O2 Auto Service Holdings, LLC
|
D
|
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
N-CEN
|
|
|
Cytonics Corp
|
C/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Equitybee 22-41235, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Corral Holdings, Inc.
|
D
|
|
|
EA Series Trust
|
497
|
|
|
SCHWAB STRATEGIC TRUST
|
497
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
BlackBird Financial LP
|
D/A
|
|
|
Integrity Global Partners Inc.
|
C
|
|
|
BC Europe VI Private Investors, SCSp
|
D
|
|
|
JOSEPHS ROBIN
|
144
|
|
|
Safehold Inc.
|
144
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
ReFlow Fund, LLC
|
D/A
|
|
|
BARCLAYS CAPITAL INC.
|
ATS-N/MA
|
|
|
Kornhaber Ari P
|
4
|
|
|
Esquire Financial Holdings, Inc.
|
4
|
Financial Statements
|
|
Craigmont Capital Multifamily Fund, LLC
|
D
|
|
|
Bader Eric S
|
4
|
|
|
Sagliocca Andrew C
|
4
|
|
|
BC Europe VI CTB Investors, SCSp
|
D/A
|
|
|
Black Mountain Acquisition Corp.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Bain Capital Europe Fund VI, SCSp
|
D/A
|
|
|
PGIM Credit Income Fund
|
40-17G
|
|
|
FORTUNA SILVER MINES INC
|
6-K
|
Financial Statements
|
|
Trojan Greg
|
4
|
|
|
JVM P5 REIT Holdco, LLC
|
D/A
|
|
|
WAGMI 55 - Wagmi Master LLC
|
D
|
|
|
VICTORUM CAPITAL INC
|
144
|
|
|
Ramford Analytics Inc
|
144
|
|
|
Stellus Private Credit BDC
|
40-17G
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
7734 SM LLC
|
D
|
|
|
PDX Advisors LLC
|
D/A
|
|
|
Historic Investment Properties PM 2023 LLC
|
D
|
|
|
Coronation Common Contractual Fund - Coronation International Equity Fund
|
D/A
|
|
|
GACW Inc
|
C
|
|
|
WAGMI 54 - Wagmi Master LLC
|
D
|
|
|
Lattice Strategies Trust
|
N-CEN
|
|
|
Panagram Capital, LLC
|
40-17G
|
|
|
CIG Direct Strategies SX, LP
|
D/A
|
|
|
Borland Daniel C.
|
144
|
|
|
PACIFIC PREMIER BANCORP INC
|
144
|
Financial Statements
|
|
Masterworks Vault 4, LLC
|
1-U
|
|
|
Soderberg John Lewis
|
4
|
|
|
FASTENAL CO
|
4
|
Financial Statements
|
|
Vertical Capital Series 110723 - Allocations Funds LLC
|
D
|
|
|
CROWDFUNZ 842 LLC
|
D
|
|
|
Skarjune Dolores L
|
4
|
|
|
Capuano Anthony
|
144
|
|
|
MARRIOTT INTERNATIONAL INC /MD/
|
144
|
Financial Statements
|
|
GLOBE LIFE INC.
|
4
|
|
|
abrdn Income Credit Strategies Fund
|
N-14 8C/A
|
|
|
Coronation Common Contractual Fund - Coronation Global Equity Income Fund
|
D/A
|
|
|
Kessel William B
|
4
|
|
|
INDEPENDENT BANK CORP /MI/
|
4
|
Financial Statements
|
|
Votel Joseph L.
|
4
|
|
|
AeroVironment Inc
|
4
|
Financial Statements
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Sanzio Anthony
|
144
|
|
|
CAMPBELL SOUP CO
|
144
|
Financial Statements
|
|
Marathon RAEIF Offshore Ltd
|
D/A
|
|
|
Papumba Inc
|
C/A
|
|
|
Zunou AI, Inc.
|
D
|
|
|
Two Roads Shared Trust
|
24F-2NT
|
|
|
Financial Gravity Companies, Inc.
|
D
|
|
|
Reed Cory J
|
4
|
|
|
DEERE & CO
|
4
|
Financial Statements
|
|
UBS Series Funds
|
485BXT
|
|
|
Maran Partners Fund, LP
|
D/A
|
|
|
Arundel US Fund LP
|
D/A
|
|
|
Laredo Oil, Inc.
|
8-K
|
|
|
AKANDA CORP.
|
6-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
UNIFIED SERIES TRUST
|
N-CEN
|
|
|
Rogers Sandra Phillips
|
4
|
|
|
MSA Safety Inc
|
4
|
Financial Statements
|
|
Andina Private Credit Strategies, LP
|
D/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497VPI
|
|
|
Barnwell Julian Forrest Jr.
|
4
|
|
|
Burke & Herbert Financial Services Corp.
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
FULLER GILBERT A
|
144
|
|
|
SECURITY NATIONAL FINANCIAL CORP
|
144
|
Financial Statements
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Savi Luca
|
4
|
|
|
Keysight Technologies, Inc.
|
144
|
Financial Statements
|
|
Gooi Soon Chai
|
144
|
|
|
GCST Acquisition Company, LLC
|
D
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497J
|
|
|
Allstar Gaming, Inc.
|
D
|
|
|
SLABSWORK LLC
|
C
|
|
|
Hahn & Co IV L.P.
|
D/A
|
|
|
COMMERCE FUNDS
|
NPORT-P
|
|
|
Decheng Capital Management III
|
13F-HR/A
|
|
|
Jordan Gregory B.
|
4
|
|
|
May John C II
|
4
|
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
GROUNDFLOOR FINANCE INC.
|
1-A POS
|
|
|
Invesco Unit Trusts Series 2334
|
497J
|
|
|
Invesco Unit Trusts Series 2335
|
497J
|
|
|
Equalize Community Development Fund
|
N-23C3A
|
|
|
PEARSE DIANE M
|
4
|
|
|
Brighthouse Funds Trust I
|
40-17F2
|
|
|
DELOITTE & TOUCHE LLP
|
40-17F2
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
Carter Bankshares, Inc.
|
8-K
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Audicus, Inc.
|
D
|
|
|
SmartStop Self Storage REIT, Inc.
|
8-K
|
|
|
FAN XIANZHI SEAN
|
4
|
|
|
RAMBUS INC
|
4
|
Financial Statements
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
485BPOS
|
|
|
NOKIA CORP
|
6-K
|
Financial Statements
|
|
Acri Capital Acquisition Corp
|
8-K
|
|
|
LEVY-NAVARRO ELIZABETH ANN
|
144
|
|
|
Eastside Distilling, Inc.
|
144
|
Financial Statements
|
|
Ball George Bradley
|
3
|
|
|
Niagara Income Opportunities Fund
|
3
|
|
|
CHAVY OLIVIER
|
144
|
|
|
Travel & Leisure Co.
|
144
|
Financial Statements
|
|
Estuary Offshore Fund Ltd.
|
D/A
|
|
|
Belizaire John
|
144
|
|
|
Soluna Holdings, Inc
|
144
|
|
|
ConvexityShares Trust
|
15-15D
|
|
|
PARADIGM FUNDS
|
40-17G
|
|
|
Trillion Energy International Inc.
|
6-K
|
|
|
Cub Crafters, Inc.
|
1-A POS
|
|
|
KOVAR DEANNA M
|
4
|
|
|
Estuary Partners Fund LP
|
D/A
|
|
|
TDR Capital Special Opportunities Fund I Associates L.P.
|
D
|
|
|
Whitaker Jerry R.
|
4
|
|
|
MATTHEWS INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
GARCIA TUNON ALVARO
|
4
|
|
|
Gardner Donald T. III
|
144
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
144
|
Financial Statements
|
|
Zhang Liang
|
SC 13D
|
|
|
Longduoduo Co Ltd
|
SC 13D
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
