| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Power REIT
|
SC 13G/A
|
Financial Statements
|
|
AdvisorShares Trust
|
SC 13G/A
|
|
|
VANGUARD MONEY MARKET RESERVES
|
N-MFP2
|
|
|
Natixis ETF Trust II
|
497
|
|
|
VANGUARD CMT FUNDS
|
N-MFP2
|
|
|
Honeycomb Credit Inc.
|
D/A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
BANK OF NOVA SCOTIA
|
6-K
|
Financial Statements
|
|
HF Sinclair Corp
|
144
|
|
|
Agarwal Indira
|
144
|
|
|
VANGUARD CALIFORNIA TAX-FREE FUNDS
|
N-MFP2
|
|
|
MALT Onshore Fund, L.P.
|
D/A
|
|
|
CMWA Defensive Strategies Partnership, LLC
|
D/A
|
|
|
Carlyle Aviation Runway PDP Fund LP
|
D
|
|
|
Apex Capital Core Fund I, LP
|
D/A
|
|
|
FIRST AMERICAN FUNDS INC
|
N-MFP2
|
|
|
Global Renewable Power Infrastructure Fund IV
|
D
|
|
|
VANGUARD ADMIRAL FUNDS
|
N-MFP2
|
|
|
Campion Michele
|
144
|
|
|
ESAB Corp
|
144
|
|
|
Centre Funds
|
N-CEN
|
|
|
UBS AG
|
424B2
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
Global Renewable Power Infrastructure Fund IV
|
D
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
Wild Jason G.
|
4
|
|
|
JW GP, LLC
|
4
|
|
|
TerrAscend Corp.
|
4
|
|
|
JW Asset Management, LLC
|
4
|
|
|
JW Partners, LP
|
4
|
|
|
COSTCO WHOLESALE CORP /NEW
|
ARS
|
Financial Statements
|
|
FRENCHFOUNDERS INC.
|
D
|
|
|
COSTCO WHOLESALE CORP /NEW
|
DEFA14A
|
Financial Statements
|
|
CMP TERRAPIN PARTNERS I LP
|
D
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
EquityZen Growth Technology Fund LLC - Series 1811
|
D
|
|
|
COSTCO WHOLESALE CORP /NEW
|
DEF 14A
|
Financial Statements
|
|
SHORT-TERM INVESTMENTS TRUST
|
N-MFP2
|
|
|
CMWA Capital Appreciation Fund LLC
|
D/A
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
N-MFP2
|
|
|
AIM TREASURER'S SERIES TRUST
|
N-MFP2
|
|
|
Space Whale Capital II Ltd.
|
D/A
|
|
|
IHS Holding Inc.
|
144
|
|
|
Bush John Ellis
|
144
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
N-MFP2
|
|
|
GenesisAI Corp
|
C/A
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Briseno Guillermo
|
4
|
|
|
DONALDSON Co INC
|
4
|
Financial Statements
|
|
SHELTON FUNDS
|
N-MFP2
|
|
|
FOX RUN ALPHA FUND LP
|
D/A
|
|
|
Fresenius Medical Care AG
|
6-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2023-5C23
|
8-K
|
|
|
CMWA Small Cap Fund LLC
|
D/A
|
|
|
Advisors Preferred Trust
|
N-CSR
|
|
|
Simply Good Foods Co
|
ARS
|
Financial Statements
|
|
Space Whale Capital II LP
|
D/A
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
8-K
|
Financial Statements
|
|
Runner City, LLC
|
C-AR
|
|
|
Simply Good Foods Co
|
DEFA14A
|
Financial Statements
|
|
IndexIQ Active ETF Trust
|
485BXT
|
|
|
WELL Health Technologies Corp.
|
D
|
|
|
Simply Good Foods Co
|
DEF 14A
|
Financial Statements
|
|
Liquid OSS LLC
|
D
|
|
|
ZWEIER GEORGE
|
144
|
|
|
BRT Apartments Corp.
|
144
|
Financial Statements
|
|
Fi3 Capital Private Equity 2024, LP
|
D
|
|
|
SeaStar Medical Holding Corp
|
S-3/A
|
|
|
Sotherly Hotels Inc.
|
SC 13D/A
|
Financial Statements
|
|
THOMPSON DAVIS & CO., INC.
|
SC 13D/A
|
|
|
MILKIE BRETT P
|
4
|
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
|
Thorngate-Gottlund Adam
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Caprock Real Estate Opportunities I LP
|
D
|
|
|
Calvert Management Series
|
497K
|
|
|
PROJEXION, INC.
|
D
|
|
|
Calvert Management Series
|
497
|
|
|
LeMaitre George W
|
144
|
|
|
LEMAITRE VASCULAR INC
|
144
|
Financial Statements
|
|
Select Notes Trust LT 2004-1
|
8-K
|
|
|
Advisors Disciplined Trust 2201
|
497J
|
|
|
Staton Techiya, LLC
|
D
|
|
|
UBS AG
|
6-K
|
|
|
CREDIT SUISSE AG
|
6-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-MFP2
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Perennial Income Fund, LP
|
D
|
|
|
DAVIS SERIES INC
|
497
|
|
|
55 Eckford St LLC
|
D
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
N-CSRS
|
|
|
Trans American Aquaculture, Inc
|
S-1/A
|
|
|
PIONEER HIGH INCOME FUND, INC.
|
N-CSRS
|
|
|
Dauntless Capital Hospitality Fund II Access, LP
|
D
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497K
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
N-MFP2
|
|
|
PIONEER SERIES TRUST XIV
|
N-CSR
|
|
|
MASTER PORTFOLIO TRUST
|
N-MFP2
|
|
|
EquityZen Growth Technology Fund LLC - Series 1800
|
D
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
NORTHERN FUNDS
|
N-MFP2
|
|
|
PIONEER SERIES TRUST X
|
N-CSRS
|
|
|
NORTHERN INSTITUTIONAL FUNDS
|
N-MFP2
|
|
|
SO-1107 Fund I, a series of Unpopular VC, LP
|
D
|
|
|
Johnson Cheryl H
|
3
|
|
|
FLOWSERVE CORP
|
3
|
Financial Statements
|
|
ParaFi Digital Opportunities International LP
|
D/A
|
|
|
Cosmos Group Holdings Inc.
|
10-K/A
|
|
|
OPC Opportunity Fund I LP
|
D
|
|
|
Arbor Estates Group, LLC
|
D
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497J
|
|
|
GMI-Property Improvement Plan, LP
|
D/A
|
|
|
Warwick Partners V, LP
|
D/A
|
|
|
Meketa Infrastructure Fund
|
40-17G
|
|
|
SONDHI CAPITAL GROUP LLC
|
D
|
|
|
InFinT Acquisition Corp
|
S-4/A
|
|
|
LOOMIS SAYLES FUNDS II
|
N-CSR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2369
|
497J
|
|
|
iSHARES TRUST
|
485BXT
|
|
|
LOOMIS SAYLES FUNDS I
|
N-CSR
|
|
|
Sweater Cashmere Fund
|
N-CSRS
|
|
|
Pando Asset Spot Bitcoin Trust
|
S-1/A
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
JOYCE GEORGE P
|
4
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-MFP2
|
|
|
Natixis Funds Trust I
|
N-CSR
|
|
|
Fidelity Greenwood Street Trust
|
497J
|
|
|
Droplet Solutions, Inc.
|
D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
LiveCare, Inc.
|
1-U
|
|
|
Legg Mason Global Asset Management Trust
|
24F-2NT
|
|
|
SMC Entertainment, Inc.
|
10-12G/A
|
|
|
AMERICAN BEACON SELECT FUNDS
|
N-MFP2
|
|
|
BUCKLE INC
|
10-Q
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
COPYTRACK Technologies Inc.
|
C-U
|
|
|
Cresset Partners Private Credit Fund, LLC
|
D/A
|
|
|
Ronald McDonald House Charities, Inc.
|
SC 13G
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
WisdomTree Digital Trust
|
N-MFP2
|
|
|
VIRTUS OPPORTUNITIES TRUST
|
24F-2NT
|
|
|
Gill John Linwood
|
144
|
|
|
HAVERTY FURNITURE COMPANIES INC
|
144
|
Financial Statements
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
N-MFP2
|
|
|
FT 11134
|
487
|
|
|
PVH CORP. /DE/
|
10-Q
|
Financial Statements
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
N-MFP2
|
|
|
AMERICAN CENTURY INVESTMENT TRUST
|
N-MFP2
|
|
|
MML Series Investment Fund II
|
N-MFP2
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
N-MFP2
|
|
|
MASSMUTUAL PREMIER FUNDS
|
N-MFP2
|
|
|
J-Long Group Ltd
|
F-1/A
|
|
|
FT 11133
|
497J
|
|
|
JOHN WILEY & SONS, INC.
|
10-Q
|
Financial Statements
|
|
Virtus Strategy Trust
|
24F-2NT
|
|
|
CMB INFRASTRUCTURE INVESTMENT GROUP 87, LP
|
D
|
|
|
JANUS INVESTMENT FUND
|
N-MFP2
|
|
|
VANGUARD MALVERN FUNDS
|
497J
|
|
|
Embecta Corp.
|
SC 13G/A
|
|
|
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
|
SC 13G/A
|
|
|
VIRTUS EQUITY TRUST
|
24F-2NT
|
|
|
Ambipar Emergency Response
|
SC 13G/A
|
|
|
SPX Gestao de Recursos Ltda
|
SC 13G/A
|
|
|
Rickert Scott E.
|
4
|
|
|
Nano Magic Inc.
|
4
|
|
|
CNG 2023 VEHICLES III, LLC
|
D
|
|
|
Rickert Jeanne M
|
4
|
|
|
Huron Consulting Group Inc.
|
144
|
Financial Statements
|
|
LOCKHART H EUGENE
|
144
|
|
|
iCapital - Millennium Drawdown Fund, Ltd.
|
D/A
|
|
|
Gunn Raymond William
|
4
|
|
|
Gatland Miles Geoffrey
|
4
|
|
|
Studer Fred
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Berman Tom J.
|
4
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
497K
|
|
|
KENDER ANTHONY
|
4
|
|
|
BERMAN RONALD J
|
4
|
|
|
Shander Eric Ryan
|
4
|
|
|
VICTORY PORTFOLIOS III
|
N-MFP2
|
|
|
African Agriculture Holdings Inc.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
TC BioPharm
|
424B3
|
|
|
WB Burgers Asia, Inc.
|
8-K
|
|
|
JCF V Co-Invest CFG L.P.
|
D
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
LOCKHART H EUGENE
|
4
|
|
|
MAINSTAY VP FUNDS TRUST
|
N-MFP2
|
|
|
Civitas Bishop Arts Equity Fund, LP
|
D/A
|
|
|
iCapital - Millennium Drawdown Fund, L.P.
|
D/A
|
|
|
MAINSTAY FUNDS TRUST
|
N-MFP2
|
|
|
MAINSTAY FUNDS
|
N-MFP2
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
UNITY GROWTH SERIES FUND LLC - FUND 002
|
D/A
|
|
|
Nuveen Taxable Municipal Income Fund
|
N-CSRS
|
|
|
NO-0923 Fund I, a series of CCL Funds, LP
|
D
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
N-CSRS
|
Financial Statements
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
N-CSRS
|
|
|
INVESTORS CASH TRUST
|
N-MFP2
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
N-CSRS
|
|
|
GOVERNMENT CASH MANAGEMENT PORTFOLIO
|
N-MFP2
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
N-CSRS
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
N-CSRS
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
N-MFP2
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
N-MFP2
|
|
|
DEUTSCHE DWS MONEY MARKET TRUST
|
N-MFP2
|
|
|
MILTON JOHN D JR
|
144
|
|
|
FRP HOLDINGS, INC.
|
144
|
Financial Statements
|
|
CALVERT FUND
|
N-CEN
|
|
|
Collaborative Investment Series Trust
|
N-CSR
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
497K
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Bernstein David C
|
144
|
|
|
CASH ACCOUNT TRUST
|
N-MFP2
|
|
|
Diamond Crest Preferred Income Fund I, LP
|
D
|
|
|
Shop & Shout Ltd.
|
D
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
N-CEN
|
|
|
MFS SERIES TRUST I
|
N-MFP2
|
|
|
Exchange Listed Funds Trust
|
497
|
|
|
MFS VARIABLE INSURANCE TRUST II
|
N-MFP2
|
|
|
Hudson Bay Capital Management LP
|
13F-HR/A
|
|
|
MFS SERIES TRUST IV
|
N-MFP2
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
N-MFP2
|
|
|
Merritt Sears
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
Emery Christina
|
4
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
ITALY REPUBLIC OF
|
18-K
|
|
|
Passco Cortona DST
|
D
|
|
|
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST
|
N-MFP2
|
|
|
Cabral Timothy S
|
144
|
|
|
VEEVA SYSTEMS INC
|
144
|
Financial Statements
|
|
Berbee James G
|
4
|
|
|
MGE ENERGY INC
|
4
|
Financial Statements
|
|
Pachira One LLC
|
D
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
424B2
|
Financial Statements
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
497
|
|
|
EATON VANCE MUNICIPALS TRUST
|
N-CEN
|
|
|
Fresenius Medical Care AG
|
SC 13D/A
|
Financial Statements
|
|
Fresenius SE & Co. KGaA
|
SC 13D/A
|
|
|
XCel Brands, Inc.
|
8-K
|
Financial Statements
|
|
Kotwal Shailesh M
|
144
|
|
|
US BANCORP \DE\
|
144
|
Financial Statements
|
|
PineBridge Private Credit III Series Feeder, L.P. - Series D
|
D
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
497
|
|
|
OptionAgent Capital Partners, L.P.
|
D/A
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
8-K
|
|
|
GALECTIN THERAPEUTICS INC
|
8-K
|
Financial Statements
|
|
EATON VANCE GROWTH TRUST
|
N-CEN
|
|
|
River Glen Cocktails, Inc.
|
C/A
|
|
|
McMullen Michael R.
|
144
|
|
|
AGILENT TECHNOLOGIES, INC.
|
144
|
Financial Statements
|
|
NuTiliti Inc.
|
D
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-MFP2
|
|
|
MURRAY SECURITIES, INC.
|
X-17A-5
|
|
|
SHEETS JUSTIN D
|
4
|
|
|
MATRIX SERVICE CO
|
4
|
Financial Statements
|
|
Battles Timothy Southgate
|
3/A
|
|
|
American Picture House Corp
|
3/A
|
|
|
NB Crossroads Fund 24 Onshore LP
|
D/A
|
|
|
Newhouse Michael A
|
4
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
4
|
Financial Statements
|
|
State Street Navigator Securities Lending Trust
|
N-MFP2
|
|
|
WCP COF, L.P.
|
D/A
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
N-MFP2
|
|
|
Johnson David W
|
4
|
|
|
JOHNSON OUTDOORS INC
|
4
|
Financial Statements
|
|
STATE STREET MASTER FUNDS
|
N-MFP2
|
|
|
FEDERATED HERMES INSURANCE SERIES
|
N-MFP2
|
|
|
Eaton Vance Enhanced Equity Income Fund
|
N-CEN
|
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
N-MFP2
|
|
|
Goldstein Lainie
|
144
|
|
|
TAKE TWO INTERACTIVE SOFTWARE INC
|
144
|
Financial Statements
|
|
Sunderland Todd
|
4
|
|
|
NXG Cushing Midstream Energy Fund
|
4
|
|
|
NXG NextGen Infrastructure Income Fund
|
4
|
|
|
Swank Jerry V
|
4
|
|
|
Roma Green Finance Ltd
|
8-A12B
|
|
|
EATON VANCE MUNICIPAL BOND FUND
|
N-CEN
|
|
|
Amego Capital Corp.
|
D
|
|
|
ETF Series Solutions
|
N-CSRS
|
|
|
ETF Series Solutions
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
ASSURED GUARANTY LTD
|
144
|
Financial Statements
|
|
FREDERICO DOMINIC
|
144
|
|
|
Smith Scott Robert
|
4
|
|
|
KILMER HENRY W
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
ECO ALLIES INC.
|
1-SA
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
N-CEN
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
N-CEN
|
|
|
Frost Houston Korth
|
4/A
|
|
|
Usio, Inc.
|
4/A
|
|
|
Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
NB Crossroads Fund 24 Plan LP
|
D/A
|
|