| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TWELFTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST
|
N-PX
|
|
|
Acorns Advisers, LLC
|
13F-HR
|
|
|
TAGStone Capital, Inc.
|
13F-HR
|
|
|
EquityCompass Investment Management
|
13F-NT
|
|
|
Insight Holdings Group, LLC
|
13F-HR
|
|
|
Legacy Financial Strategies, LLC
|
N-PX
|
|
|
DRH Regrem XVIII, Inc.
|
CERT
|
|
|
MANDATORILY EXCHANGEABLE SECURITIES TRUST
|
N-PX
|
|
|
AMERITAS LIFE INSURANCE CORP
|
13F-NT
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6EF
|
|
|
GERDAU S.A.
|
F-6EF
|
Financial Statements
|
|
FBS Global Ltd
|
F-1
|
|
|
SEVENTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST
|
N-PX
|
|
|
Insight Associates XII, Ltd.
|
13F-NT
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
VANGUARD FIDUCIARY TRUST CO
|
13F-NT
|
|
|
Blalock Michael
|
144
|
|
|
WCM Partners SPV II LP
|
D
|
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
DRH Regrem XVII, Inc.
|
CERT
|
|
|
Yorktown XI Co LP
|
13F-NT
|
|
|
Insight Associates XII, L.P.
|
13F-NT
|
|
|
Concentrum Wealth Management
|
13F-HR
|
|
|
DUPONT CAPITAL MANAGEMENT CORP
|
N-PX
|
|
|
Yorktown XI Associates LLC
|
13F-NT
|
|
|
Insight Associates XI, Ltd.
|
13F-NT
|
|
|
Catalyst Bancorp, Inc.
|
10-Q
|
|
|
ANGELO GORDON & CO., L.P.
|
13F-HR
|
|
|
Yorktown Energy Partners XI, L.P.
|
13F-HR
|
|
|
Vanguard Investments Australia, Ltd.
|
13F-NT
|
|
|
INVESCO SENIOR SECURED MANAGEMENT INC /ADV
|
13F-HR
|
|
|
Insight Associates XI, L.P.
|
13F-NT
|
|
|
WoodTrust Bank
|
13F-NT
|
|
|
Washington Crossing Advisers LLC
|
13F-NT
|
|
|
Sensus Healthcare, Inc.
|
10-Q
|
Financial Statements
|
|
Aimfinity Investment Corp. I
|
10-Q
|
|
|
Yorktown X Co LP
|
13F-NT
|
|
|
Long Grove Partners, LLC
|
SC 13G/A
|
|
|
Crown Electrokinetics Corp.
|
SC 13G/A
|
|
|
LANDMARK BANCORP INC
|
10-Q
|
Financial Statements
|
|
Roberts Wealth Advisors, LLC
|
13F-HR
|
|
|
Stamos Capital Partners, L.P.
|
13F-HR
|
|
|
ENGLISH CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Yorktown X Associates LLC
|
13F-NT
|
|
|
HUTNER CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
Braddock Partners Offshore, LP
|
13F-NT
|
|
|
Cahill Wealth Management, LLC
|
13F-HR
|
|
|
DRH Regrem XVI, Inc.
|
CERT
|
|
|
VANGUARD ADVISERS INC
|
13F-NT
|
|
|
Prudent Man Advisors, LLC
|
13F-HR
|
|
|
Open Forest Value Fund, LP
|
D/A
|
|
|
Yorktown Energy Partners X, L.P.
|
13F-HR
|
|
|
ENERGY FOCUS, INC/DE
|
10-Q
|
Financial Statements
|
|
Essential Utilities, Inc.
|
8-K
|
|
|
Green Alpha Advisors, LLC
|
13F-HR
|
|
|
Prospera Financial Services Inc
|
13F-HR
|
|
|
Whaley Dawn
|
144
|
|
|
WHALEROCK POINT PARTNERS, LLC
|
N-PX
|
|
|
WoodTrust Financial Corp
|
13F-HR
|
|
|
PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE
|
13F-HR
|
|
|
FBS Global Ltd
|
RW
|
|
|
Yorktown IX Co LP
|
13F-NT
|
|
|
Vanguard National Trust Co
|
13F-NT
|
|
|
DRH Regrem XV, Inc.
|
CERT
|
|
|
Gator Capital Management, LLC
|
N-PX
|
|
|
Evergy, Inc.
|
144
|
Financial Statements
|
|
Murtlow Ann D.
|
144
|
|
|
Atlas Investissement
|
SC TO-T/A
|
|
|
MILLICOM INTERNATIONAL CELLULAR SA
|
SC TO-T/A
|
|
|
MILLICOM INTERNATIONAL CELLULAR SA
|
SC 13E3/A
|
|
|
FOX RUN MANAGEMENT, L.L.C.
|
13F-HR
|
|
|
Yorktown IX Associates LLC
|
13F-NT
|
|
|
AKRE CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
GCOF IV Private Investors Offshore, L.P.
|
D
|
|
|
Fracassa Philip D.
|
144
|
|
|
TIMKEN CO
|
144
|
Financial Statements
|
|
LTS One Management LP
|
13F-HR
|
|
|
604EBR-PA, LLC
|
D
|
|
|
Yorktown Energy Partners IX, L.P.
|
13F-HR
|
|
|
POWERDYNE INTERNATIONAL, INC.
|
10-Q
|
|
|
Vanguard Global Advisers, LLC
|
13F-NT
|
|
|
River Street Advisors LLC
|
13F-HR
|
|
|
ACTUATE THERAPEUTICS, INC.
|
424B4
|
|
|
Bomb Enterprises, Inc.
|
C-U
|
|
|
Penserra Capital Management LLC
|
13F-HR
|
|
|
Yorktown VIII Co LP
|
13F-NT
|
|
|
D.R. Horton CA5, Inc.
|
CERT
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
DEF 14A
|
|
|
MONETA GROUP INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
Yorktown VIII Associates LLC
|
13F-NT
|
|
|
Stifel Independent Advisors, LLC
|
13F-NT
|
|
|
John Hancock Funds II
|
DEF 14A
|
|
|
Invesco Ltd.
|
13F-HR
|
Financial Statements
|
|
Shannon River Fund Management LLC
|
13F-HR
|
|
|
NATIONAL STEEL CO
|
6-K
|
Financial Statements
|
|
Yorktown Energy Partners VIII, L.P.
|
13F-HR
|
|
|
Carroll Investors, Inc
|
13F-HR
|
|
|
Figure Asset Funding LLC
|
ABS-15G
|
|
|
Ferrero Justin
|
144
|
|
|
SmartStop Self Storage REIT, Inc.
|
10-Q
|
|
|
Brandenberg Luke C
|
4
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
|
Heard Capital LLC
|
13F-HR
|
|
|
MontVue Capital Management, Inc.
|
N-PX
|
|
|
Plug & Play Sustainability Fund I, L.P.
|
D/A
|
|
|
LGT Financial Advisors LLC
|
N-PX
|
|
|
GCOF IV Private Investors, LLC
|
D
|
|
|
WHITE PINE CAPITAL LLC
|
13F-HR
|
|
|
Capitolis Liquid Global Markets LLC
|
13F-HR
|
|
|
5C Lending Partners Corp.
|
10-12G/A
|
|
|
McNab Paul
|
4
|
|
|
VIAVI SOLUTIONS INC.
|
4
|
Financial Statements
|
|
Professional Diversity Network, Inc.
|
8-K
|
Financial Statements
|
|
Benchmark 2024-V9 Mortgage Trust
|
FWP
|
|
|
GS MORTGAGE SECURITIES CORP II
|
FWP
|
|
|
Vision One Management Partners, LP
|
13F-HR
|
|
|
D.R. Horton, Inc. - Huntsville
|
CERT
|
|
|
Norton Hamish
|
144/A
|
|
|
Star Bulk Carriers Corp.
|
144/A
|
Financial Statements
|
|
DRH REGREM XII LP
|
CERT
|
|
|
OSAIC FS, INC.
|
13F-NT
|
|
|
Premium Catering
|
F-1/A
|
|
|
Thomsen Jannick
|
144
|
|
|
SEALED AIR CORP/DE
|
144
|
Financial Statements
|
|
Metzler Asset Management GmbH
|
13F-NT
|
|
|
Convergent Therapeutics, Inc.
|
D
|
|
|
Leath Mack Rimmer Jr.
|
4
|
|
|
Mitesco, Inc.
|
4
|
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
Covington Investment Advisors Inc.
|
N-PX
|
|
|
OneAscent Private Markets Access Fund
|
N-2/A
|
|
|
MOUNTAIN PACIFIC INVESTMENT ADVISERS LLC
|
N-PX
|
|
|
Lantz Financial LLC
|
N-PX
|
|
|
Grayuski Thomas J
|
4
|
|
|
ESSA Bancorp, Inc.
|
4
|
Financial Statements
|
|
STIFEL NICOLAUS & CO INC \MO\
|
13F-NT
|
|
|
DEAN INVESTMENT ASSOCIATES, LLC
|
13F-HR
|
|
|
LYRICAL ASSET MANAGEMENT LP
|
N-PX
|
|
|
Diamond Hill Securitized Credit Fund
|
40-APP/A
|
|
|
AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I.
|
13F-NT
|
|
|
OSAIC FA, INC.
|
13F-NT
|
|
|
ACME ATRONOMATIC INC
|
C-AR
|
|
|
Ruggaard & Associates LLC
|
13F-HR
|
|
|
Stifel Trust Co Delaware, N.A.
|
13F-NT
|
|
|
Ballard Power Systems Inc.
|
6-K
|
Financial Statements
|
|
B. Metzler seel. Sohn & Co. AG
|
13F-HR
|
|
|
CAUSEWAY CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
SENTINEL TRUST CO LBA
|
13F-HR
|
|
|
BRIGHTLINE CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Invesco Managed Accounts, LLC
|
13F-NT
|
|
|
AmFam Holdings, Inc.
|
13F-NT
|
|
|
EVENTIDE ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Synergy Financial Group, LTD
|
13F-HR
|
|
|
Ameritas Investment Partners, Inc.
|
13F-HR
|
|
|
SEMEDO ANTHONY B.
|
144
|
|
|
ARTIVION, INC.
|
144
|
|
|
NE Holdings & Investments, LLC
|
D/A
|
|
|
BECKER CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Starboard Investment Trust
|
N-CEN
|
|
|
Stonegate Management LLC
|
13F-HR
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
WINTRUST INVESTMENTS LLC
|
13F-HR
|
|
|
Invesco Trust Co
|
13F-NT
|
|
|
Global-Smart.Tech Inc.
|
S-1/A
|
|
|
Granger Management LLC
|
13F-HR
|
|
|
AXQ CAPITAL, LP
|
13F-HR
|
|
|
Cranbrook Wealth Management, LLC
|
N-PX
|
|
|
Kepos Partners LLC
|
13F-NT
|
|
|
Kepos Capital LP
|
13F-HR
|
|
|
M Holdings Securities, Inc.
|
13F-HR
|
|
|
Carlyle AlpInvest Private Markets Fund
|
40-17G
|
|
|
Stifel Trust Company, N.A.
|
13F-NT
|
|
|
Invesco Taiwan Ltd
|
13F-NT
|
|
|
Toronado Partners, LLC
|
13F-HR
|
|
|
American Family Insurance Mutual Holding Co
|
13F-NT
|
|
|
Foresite Capital Management V, LLC
|
13F-HR
|
|
|
HAMMER FIBER OPTICS HOLDINGS CORP
|
8-K
|
|
|
Passumpsic Savings Bank
|
N-PX
|
|
|
Invesco Australia Ltd
|
13F-NT
|
|
|
Cantor Equity Partners, Inc.
|
424B4
|
|
|
Foresite Capital Management IV, LLC
|
13F-HR
|
|
|
3333 EYG Alston Portofino LP
|
D/A
|
|
|
Rovida Advisors Inc.
|
13F-HR
|
|
|
Invesco Investment Advisers LLC
|
13F-NT
|
|
|
AXS Investments LLC
|
13F-HR
|
|
|
Twin Tree Management, LP
|
13F-HR
|
|
|
WorthPointe, LLC
|
13F-HR
|
|
|
Premier Path Wealth Partners, LLC
|
N-PX
|
|
|
Trexquant Investment LP
|
13F-HR
|
|
|
J. Rothschild Capital Management Ltd.
|
13F-NT
|
|
|
CATALYST PRIVATE WEALTH, LLC
|
N-PX
|
|
|
VM GP II LLC
|
13F-NT
|
|
|
Banco de Sabadell, S.A
|
13F-HR
|
|
|
Invesco Capital Management LLC
|
13F-NT
|
|
|
Liberty Strategic Capital
|
4
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
4
|
Financial Statements
|
|
THIRD AVENUE MANAGEMENT LLC
|
13F-HR
|
|
|
ARNOLD JEFFREY T
|
144
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
SC 13D/A
|
Financial Statements
|
|
Innova Wealth Partners
|
13F-HR
|
|
|
Kalamata.com, LLC
|
ABS-15G
|
|
|
Mubadala Investment Co PJSC
|
13F-HR
|
|
|
Wells Fargo Securities, LLC
|
13F-NT
|
|
|
WELLS FARGO INVESTMENT INSTITUTE, INC.
|
13F-NT
|
|
|
Loft, Inc.
|
D
|
|
|
Invesco Asset Management
|
13F-NT
|
|
|
WELLS FARGO DELAWARE TRUST CO, N.A.
|
13F-NT
|
|
|
Tarsadia Capital, LLC
|
13F-HR
|
|
|
ENTERGY TEXAS, INC.
|
424B2
|
|
|
WELLS FARGO CLEARING SERVICES, LLC
|
13F-NT
|
|
|
1776 Wealth LLC
|
13F-HR
|
|
|
RIT CAPITAL PARTNERS PLC
|
13F-HR
|
|
|
WELLS FARGO BANK N A
|
13F-NT
|
|
|
Invesco Asset Management Singapore Ltd.
|
13F-NT
|
|
|
Canagold Resources Ltd.
|
6-K
|
|
|
Guardian Variable Products Trust
|
N-PX
|
|
|
HoldCo Asset Management, LP
|
13F-HR
|
|
|
BROADWIND, INC.
|
10-Q
|
Financial Statements
|
|
American Family Investments Holdings, Inc.
|
13F-NT
|
|
|
Nalls Sherbakoff Group, LLC
|
N-PX
|
|
|
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
|
13F-NT
|
|
|
Milestone Investment Advisors LLC
|
13F-HR
|
|
|
Neuberger Berman Group LLC
|
13F-HR
|
|
|
PB INVESTMENT PARTNERS, L.P.
|
13F-HR
|
|
|
Gemini GP Ltd
|
13F-NT
|
|
|
Arrowroot Family Office, LLC
|
13F-HR
|
|
|
Invesco Management S.A.
|
13F-NT
|
|
|
AFFINITY INVESTMENT ADVISORS, LLC
|
13F-HR
|
|
|
KEY TRONIC CORP
|
8-K/A
|
Financial Statements
|
|
WELLS FARGO & COMPANY/MN
|
13F-HR
|
Financial Statements
|
|
1509 Robert Dr, LLC
|
C
|
|
|
Spark Investment Management LLC
|
13F-HR
|
|
|
Invesco Asset Management Ltd
|
13F-NT
|
|
|
Paragon Advisors, LLC
|
13F-HR
|
|
|
Delos Wealth Advisors, LLC
|
13F-HR
|
|
|
Zirconia Inc.
|
C
|
|
|
Oportun Depositor, LLC
|
ABS-15G
|
|
|
Invesco Asset Management Deutschland GmbH
|
13F-NT
|
|
|
Cresset Private Markets, LLC - Series 16
|
D
|
|
|
DeSantis Robert
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
1492 Capital Management LLC
|
13F-HR
|
|
|
VYCOR MEDICAL INC
|
10-Q
|
|
|
PHILADELPHIA TRUST CO
|
13F-HR
|
|
|
Invesco Hong Kong Ltd
|
13F-NT
|
|
|
Cresset Private Markets, LLC - Series 15
|
D
|
|
|
Apoletto Ltd
|
13F-NT
|
|
|
GAS TRANSPORTER OF THE SOUTH INC
|
6-K
|
Financial Statements
|
|
Invesco Canada Ltd.
|
13F-NT
|
|
|
TREFOIL/GARNET CAPITAL PARTNERS L P
|
D/A
|
|
|
TA Realty Logistics Fund, L.P.
|
D/A
|
|
|
Milky Way Investments Group Ltd.
|
13F-NT
|
|
|
Estabrook Capital Management
|
13F-HR
|
|
|
Passumpsic Savings Bank
|
13F-HR
|
|
|
AltShares Trust
|
N-CEN
|
|
|
ARBITRAGE FUNDS
|
N-CEN
|
|
|
DST Global Advisors Ltd
|
13F-NT
|
|
|
NEWTON
|
13F-NT
|
|
|
Invesco Advisers, Inc.
|
13F-NT
|
|
|
Progressive Investment Management Corp
|
13F-HR
|
|
|
PEP Growth Partnership US L.P.
|
D
|
|
|
360 Funds
|
DEF 14A
|
|
|
Bridge Creek Capital Management LLC
|
N-PX
|
|
|
Eisler Capital
|
13F-NT
|
|
|
Mainstay Labs Inc.
|
D
|
|
|
VALUED ADVISERS TRUST
|
N-CEN
|
|
|
RBC Capital Markets, LLC
|
13F-NT
|
|
|
Cardew Services Ltd
|
13F-NT
|
|
|
Schwallier Wealth Management LLC
|
13F-HR
|
|
|
PRESILIUM PRIVATE WEALTH, LLC
|
N-PX
|
|
|
DST Managers VII Ltd
|
13F-NT
|
|
|
DST Managers VIII Ltd
|
13F-NT
|
|
|
Data Call Technologies
|
NT 10-Q
|
|
|
DST Managers V Ltd
|
13F-NT
|
|
|
Professional Diversity Network, Inc.
|
10-Q
|
Financial Statements
|
|
United Health Products, Inc.
|
10-Q
|
|
|
TRIMBLE INC.
|
8-K
|
Financial Statements
|
|
Black Cypress Capital Management, LLC
|
13F-HR
|
|
|
Breakstone Robert A
|
4
|
|
|
CION Investment Corp
|
4
|
|
|
Elmwood Wealth Management, Inc.
|
N-PX
|
|
|
Stratos Renewables Corp
|
10-Q
|
|
|
DST Managers Ltd
|
13F-NT
|
|
|
Korenko Michael K
|
4
|
|
|
VIVOS INC
|
4
|
|
|
DISCOVERY CAPITAL MANAGEMENT, LLC / CT
|
13F-HR
|
|
|
Citadel North Inc.
|
C
|
|
|
Legacy Housing Corp
|
8-K
|
Financial Statements
|
|
BioCardia, Inc.
|
10-Q
|
|
|
PIMCO Capital Solutions BDC Corp.
|
10-Q
|
|
|
IPG Investment Advisors LLC
|
13F-HR
|
|
|
AUL AMERICAN UNIT TRUST
|
497VPU
|
|
|
Vantage Financial Partners, LLC
|
13F-HR/A
|
|
|
DST Managers VI Ltd
|
13F-NT
|
|
|
Certified Advisory Corp
|
13F-HR
|
|
|
VIVOS INC
|
10-Q
|
|
|
OMERS ADMINISTRATION Corp
|
13F-HR
|
|
