| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BSP SOF II SPV LP
|
40-APP/A
|
|
|
Providence Debt Fund III
|
40-APP/A
|
|
|
Providence Debt Fund III SPV L.P.
|
40-APP/A
|
|
|
BSP SOF II SPV-21 LP
|
40-APP/A
|
|
|
BSP Unlevered Lux SOF II
|
40-APP/A
|
|
|
BSP Middle Market CLO 1, LLC
|
40-APP/A
|
|
|
BSP Credit Solutions Master Fund, L.P.
|
40-APP/A
|
|
|
BSP CLO Management LLC
|
40-APP/A
|
|
|
BSP Senior Secured Debt Fund
|
40-APP/A
|
|
|
BSP Coinvest Vehicle K LP
|
40-APP/A
|
|
|
BSP Coinvest Vehicle 2 L.P.
|
40-APP/A
|
|
|
BSP Coinvest Vehicle 1 LP
|
40-APP/A
|
|
|
BSP Coinvest SMA-N L.P.
|
40-APP/A
|
|
|
Benefit Street Partners SMA-K SPV LP
|
40-APP/A
|
|
|
Benefit Street Partners SMA-C SPV L.P.
|
40-APP/A
|
|
|
BSP Coinvest SMA-H LLC
|
40-APP/A
|
|
|
Benefit Street Partners Special Situations Fund II
|
40-APP/A
|
|
|
Benefit Street Partners Special Situations Fund II L.P.
|
40-APP/A
|
|
|
BSP Debt Fund V L.P.
|
40-APP/A
|
|
|
Franklin BSP Capital Adviser L.L.C.
|
40-APP/A
|
|
|
Franklin BSP Capital Corp
|
40-APP/A
|
|
|
Benefit Street Partners SMA-L L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Dislocation Fund L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Dislocation Fund
|
40-APP/A
|
|
|
Benefit Street Partners SMA-O L.P.
|
40-APP/A
|
|
|
Franklin BSP Private Credit Fund
|
40-APP/A
|
|
|
Landmark Wall SMA L.P.
|
40-APP/A
|
|
|
BSP Levered US SOF II
|
40-APP/A
|
|
|
Benefit Street Partners SMA-C II L.P.
|
40-APP/A
|
|
|
Benefit Street Partners SMA-K L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Senior Secured Opportunities
|
40-APP/A
|
|
|
Benefit Street Partners SMA-T L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Debt Fund IV Master
|
40-APP/A
|
|
|
Benefit Street Partners Debt Fund IV L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Capital Opportunity Fund II L.P.
|
40-APP/A
|
|
|
BSP Special Situations Master B L.P.
|
40-APP/A
|
|
|
BSP Special Situations Master A L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Senior Secured Opportunities Fund L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Senior Secured Opportunities Master Fund
|
40-APP/A
|
|
|
Benefit Street Partners SMA-C L.P.
|
40-APP/A
|
|
|
FBLC Funding I, LLC
|
40-APP/A
|
|
|
BDCA-CB Funding, LLC
|
40-APP/A
|
|
|
54th Street Equity Holdings, Inc.
|
40-APP/A
|
|
|
BENEFIT STREET PARTNERS SMA LM L.P.
|
40-APP/A
|
|
|
Benefit Street Partners Capital Opportunity Fund L.P.
|
40-APP/A
|
|
|
Providence Debt Fund III Master
|
40-APP/A
|
|
|
Providence Debt Fund III L.P.
|
40-APP/A
|
|
|
Franklin BSP Realty Trust, Inc.
|
40-APP/A
|
|
|
Benefit Street Partners LLC
|
40-APP/A
|
|
|
Endeavor Group Holdings, Inc.
|
SC 13D
|
Financial Statements
|
|
Mubadala Investment Co PJSC
|
SC 13D
|
|
|
ALTRIA GROUP, INC.
|
DEFA14A
|
Financial Statements
|
|
Rise Advisors, LLC
|
13F-HR
|
|
|
Ares Dynamic Credit Allocation Fund, Inc.
|
DEFA14A
|
|
|
ABNER HERRMAN & BROCK LLC
|
13F-HR
|
|
|
Omega Flex, Inc.
|
8-K
|
Financial Statements
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
Watson Mathew
|
144
|
|
|
BEST BUY CO INC
|
144
|
Financial Statements
|
|
RUSH ENTERPRISES INC \TX\
|
ARS
|
Financial Statements
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
FWP
|
|
|
Trinity PV Tempe Investors LLC
|
D
|
|
|
Ares Dynamic Credit Allocation Fund, Inc.
|
DEF 14A
|
|
|
New Hampshire Trust
|
13F-HR
|
|
|
RUSH ENTERPRISES INC \TX\
|
DEFA14A
|
Financial Statements
|
|
QS Energy, Inc.
|
10-K
|
|
|
Otter Tail Corp
|
4
|
Financial Statements
|
|
ERICKSON JOHN D
|
4
|
|
|
Cooney Josh
|
3
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
3
|
|
|
AMERICAN HONDA FINANCE CORP
|
FWP
|
|
|
Destiny Wealth Partners, LLC
|
13F-HR
|
|
|
RUSH ENTERPRISES INC \TX\
|
DEF 14A
|
Financial Statements
|
|
PHIN SECURITY, INC.
|
D
|
|
|
Invesco California Value Municipal Income Trust
|
3
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
8-K
|
Financial Statements
|
|
Very Serious Ventures, LP - C2
|
D
|
|
|
Foster Group, Inc.
|
13F-HR
|
|
|
American Capital Advisory, LLC
|
13F-HR
|
|
|
Japan Bank for International Cooperation
|
424B5
|
|
|
PARTAIN NATHAN I
|
4
|
|
|
Treacy William
|
4
|
|
|
FOSTER L B CO
|
4
|
Financial Statements
|
|
Bitcoin Magazine Fund, LP - A4
|
D
|
|
|
TELEFONICA S A
|
6-K
|
Financial Statements
|
|
THALMAN WILLIAM M
|
4
|
|
|
Macicek Steven D
|
3
|
|
|
AMERICAN VANGUARD CORP
|
3
|
Financial Statements
|
|
Monterey Private Wealth, Inc.
|
13F-HR
|
|
|
AR-0318 Fund I, a series of Pack Ventures, LP
|
D
|
|
|
ALLIANZ LIFE VARIABLE ACCOUNT A
|
N-VPFS
|
|
|
Tidal ETF Trust
|
25-NSE
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
LIPPARD GREGORY W
|
4
|
|
|
Simon William S
|
4
|
|
|
DARDEN RESTAURANTS INC
|
4
|
Financial Statements
|
|
Wekudo Tech, Inc.
|
D
|
|
|
Kelly Brian H
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
WOODSTOCK CORP
|
13F-HR
|
|
|
KASEL JOHN F
|
4
|
|
|
WEG Consolidated, LLC
|
D
|
|
|
Reef Preferred QP Fund LP
|
D
|
|
|
GRID - Junica Properties I, LLC
|
D
|
|
|
INTERNATIONAL BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
WA-0321 Fund II, a series of Social Leverage Funds, LP
|
D
|
|
|
Baumgartner Florian
|
4
|
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
Guinee Patrick J.
|
4
|
|
|
LORD ABBETT TRUST I
|
497J
|
|
|
Total Fund Solution
|
40-17G
|
|
|
Global Bamboo Technologies Inc.
|
D/A
|
|
|
MIA Sawyers, LLC
|
D
|
|
|
Krane Shares Trust
|
40-17G
|
|
|
LeBeau Michael E
|
4
|
|
|
COLLECTIVE FAMILY OFFICE LLC
|
13F-HR
|
|
|
Killoy Christopher John
|
4
|
|
|
STURM RUGER & CO INC
|
4
|
Financial Statements
|
|
Osher Van de Voorde Investment Management
|
13F-HR
|
|
|
Starke Clifford
|
4
|
|
|
Flora Growth Corp.
|
4
|
Financial Statements
|
|
Lekker Capital Fund, LP
|
D/A
|
|
|
Astra Energy, Inc.
|
10-Q
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2396
|
497J
|
|
|
OK Stone Engineering, Inc.
|
D
|
|
|
TruCelium Inc.
|
D
|
|
|
Medicenna Therapeutics Corp.
|
6-K
|
|
|
NexPoint Life Sciences II DST
|
D/A
|
|
|
Jeffrey Management Co
|
40-APP/A
|
|
|
LYNCH & ASSOCIATES/IN
|
13F-HR
|
|
|
MSS Series Trust
|
497K
|
|
|
KWESST Micro Systems Inc.
|
SC 13G/A
|
|
|
Hewlett Fund LP
|
SC 13G/A
|
|
|
LIFT-TECH, INC.
|
D
|
|
|
Falls At Crimson Commons LLC
|
D/A
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
N-CSRS
|
|
|
SEPARATE ACCOUNT B OF PACIFIC LIFE INSURANCE CO
|
N-VPFS
|
|
|
Alaska Permanent Fund Corp
|
13F-HR
|
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
POS AM
|
|
|
Katz Michael David M.D.
|
4
|
|
|
Hanover Bancorp, Inc. /NY
|
4
|
Financial Statements
|
|
ZBiotics Co
|
D
|
|
|
Northwest Capital Management Inc
|
13F-HR
|
|
|
Lane & Associates LLC
|
13F-HR
|
|
|
FT 11364
|
487
|
|
|
FT 11367
|
487
|
|
|
I5EQUITY
|
X-17A-5
|
|
|
FT 11370
|
487
|
|
|
PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO
|
N-VPFS
|
|
|
FT 11368
|
487
|
|
|
FT 11369
|
487
|
|
|
Valera Health, Inc.
|
D
|
|
|
FT 11365
|
487
|
|
|
FT 11366
|
487
|
|
|
DLK Investment Management, LLC
|
13F-HR
|
|
|
Caledonia Mining Corp Plc
|
6-K
|
Financial Statements
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
N-VPFS
|
|
|
GroupSense, Inc.
|
D
|
|
|
NM Property Fund I, LLC
|
D
|
|
|
Arrived Homes 4, LLC
|
1-A
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI
|
N-VPFS
|
|
|
SAM Alternative Investment Opportunities Fund I, L.P.
|
D
|
|
|
Hafnia Ltd
|
6-K
|
|
|
Illini Angels LLC - Series 7283
|
D
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
DLP Housing Fund LLC
|
D/A
|
|
|
Healthier Choices Management Corp.
|
8-K/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
N-VPFS
|
|
|
YOUNEEQAI TECHNICAL SERVICES, INC.
|
10-K
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Masterworks Vault 4, LLC
|
1-K
|
|
|
PACIFIC CORINTHIAN VAR SEP ACCT OF PACIFIC LIFE INSURANCE CO
|
N-VPFS
|
|
|
CONLEE CECIL D
|
144
|
|
|
NATIONAL BEVERAGE CORP
|
144
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Nuveen High Yield Municipal Opportunities Fund LP
|
D/A
|
|
|
PACIFIC SELECT SEPARATE ACCOUNT OF PACIFIC LIFE INSUR
|
N-VPFS
|
|
|
SIERRA PACIFIC POWER CO
|
S-4
|
|
|
Nuveen Municipal Opportunities Fund LP
|
D/A
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
N-VPFS
|
|
|
CO-0222 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Adams Asset Advisors, LLC
|
13F-HR
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C31
|
8-K
|
|
|
Simplify Exchange Traded Funds
|
497
|
|
|
CFCRE 2016-C6 Mortgage Trust
|
8-K
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
8-K
|
|
|
Mobile-health Network Solutions
|
CERT
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P5
|
8-K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
StepStone Group Inc.
|
SC 13G/A
|
|
|
PMV Pharmaceuticals, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Evolent Health, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Revance Therapeutics, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Information Services Group Inc.
|
SC 13G/A
|
Financial Statements
|
|
WNS
|
SC 13G/A
|
Financial Statements
|
|
GENESIS ENERGY LP
|
SC 13G/A
|
Financial Statements
|
|
KIMCO REALTY CORP
|
SC 13G/A
|
Financial Statements
|
|
NORFOLK SOUTHERN CORP
|
SC 13G/A
|
Financial Statements
|
|
RAYONIER INC
|
SC 13G/A
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
SC 13G/A
|
Financial Statements
|
|
Nurix Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Great Meadows Microcap Long/Short Fund LP
|
D/A
|
|
|
Ningbo Zhenghe Trading Ltd
|
DRS
|
|
|
LIG Real Estate Fund XIX LLC
|
D
|
|
|
SUNAMERICA SERIES TRUST
|
N-CSR
|
|
|
JONAS HOWARD S
|
4
|
|
|
IDT CORP
|
4
|
Financial Statements
|
|
Great Meadows Microcap Fund LP
|
D/A
|
|
|
Genie Energy Ltd.
|
4
|
Financial Statements
|
|
Zedge, Inc.
|
4
|
Financial Statements
|
|
Melco Resorts & Entertainment LTD
|
6-K
|
Financial Statements
|
|
North Square Investments Trust
|
N-14
|
|
|
Adaptive Trend Fund, Ltd.
|
D/A
|
|
|
SFL Corp Ltd.
|
6-K
|
Financial Statements
|
|
First Eagle Credit Opportunities Fund
|
SC 13D/A
|
|
|
Bleichroeder LP
|
SC 13D/A
|
|
|
Capital Group International Core Equity ETF
|
N-1A/A
|
|
|
Amplify Investments, LLC
|
13F-NT
|
|
|
Capital Group New Geography Equity ETF
|
N-1A/A
|
|
|
Capital Group Global Equity ETF
|
N-1A/A
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
VanEck ETF Trust
|
25-NSE
|
|
|
LANDWIRTSCHAFTLICHE RENTENBANK
|
424B5
|
|
|
ONEOK INC /NEW/
|
ARS
|
Financial Statements
|
|
Burgess John
|
4
|
|
|
TAYLOR DEVICES INC
|
4
|
Financial Statements
|
|
Capital Group Conservative Equity ETF
|
N-1A/A
|
|
|
Tidal Trust III
|
497
|
|
|
ADIRONDACK TRUST CO
|
13F-HR
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
10-D/A
|
|
|
PRUCO LIFE PRUVIDER VARIABLE APPRECIABLE ACCOUNT
|
485BPOS
|
|
|
INDIVIOR PLC
|
SC 13G/A
|
|
|
SG Americas Securities, LLC
|
SC 13G/A
|
|
|
PETERSMEYER GARY S
|
144
|
|
|
COOPER COMPANIES, INC.
|
144
|
Financial Statements
|
|
PRUCO LIFE VARIABLE INSURANCE ACCOUNT
|
485BPOS
|
|
|
Renaissance Capital LLC
|
13F-HR
|
|
|
FRITZE STEVEN L
|
4
|
|
|
Curbstone Financial Management Corp
|
13F-HR
|
|
|
NexPoint Semiconductor Manufacturing DST
|
D/A
|
|
|
PRUCO LIFE OF NEW JERSEY VARIABLE INSURANCE ACCOUNT
|
485BPOS
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
485BPOS
|
|
|
HCM Venture I, LP
|
D/A
|
|
|
ALTO SECURITIES, LLC
|
X-17A-5/A
|
|
|
KPC III LP
|
D
|
|
|
Astrana Health, Inc.
|
PRE 14A
|
Financial Statements
|
|
Turn Medical, LLC
|
D/A
|
|
|
ARTS WAY MANUFACTURING CO INC
|
8-K
|
Financial Statements
|
|
Hollencrest Bayview Partners, L.P.
|
D/A
|
|
|
INDIVIOR PLC
|
SC 13G
|
|
|
SG Americas Securities, LLC
|
SC 13G
|
|
|
Holualoa Buckeye Investor, LLC
|
D
|
|
|
Disruptive Acquisition Corp I
|
4
|
|
|
TOMS Capital Investment Management LP
|
4
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
485BPOS
|
|
|
MILESTONE SCIENTIFIC INC.
|
8-K
|
Financial Statements
|
|
HS Mohawk Fund I LP
|
D
|
|
|
GreeneAcres Processing LLC
|
D
|
|
|
Johnson Kathryn O
|
4
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Skybound Holdings LLC
|
C
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
RE-0117 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
AMERICAN BEACON SELECT FUNDS
|
N-CEN
|
|
|
Morningstar Investment Management LLC
|
13F-HR/A
|
|
|
AMERICAN BEACON FUNDS
|
N-CEN
|
|
|
Plaintext Fund LP
|
D/A
|
|
|
DELAWARE GROUP INCOME FUNDS
|
485BPOS
|
|
|
New Capital Management LP
|
13F-HR
|
|
|
Prysm Capital, L.P.
|
13F-HR
|
|
|
Armory TEI Equities LLC
|
D
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Jordanelle Fund I, LP
|
D
|
|
|
Holualoa Streamliner Aldea, LLC
|
D
|
|
|
ALTO SECURITIES, LLC
|
X-17A-5
|
|
|
YOUATTEST
|
D
|
|
|
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC
|
13F-HR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
ING GROEP NV
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
AAON, INC.
|
DEFA14A
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2016-UBS11
|
8-K
|
|
|
Lane Thomas K
|
4
|
|
|
WEC ENERGY GROUP, INC.
|
4
|
Financial Statements
|
|
Cunningham Danny L
|
4
|
|
|
WEBB THOMAS J
|
4
|
|
|
STANEK MARY ELLEN
|
4
|
|
|
PRUCO LIFE PRUVIDER VARIABLE APPRECIABLE ACCOUNT
|
N-VPFS
|
|
|
PRUCO LIFE VARIABLE INSURANCE ACCOUNT
|
N-VPFS
|
|
|
PRUCO LIFE OF NEW JERSEY VARIABLE INSURANCE ACCOUNT
|
N-VPFS
|
|
|
QUARTZ MOUNTAIN RESOURCES LTD
|
6-K
|
|
|
Beamr Imaging Ltd.
|
6-K
|
|
|
RPOA Advisors, Inc.
|
13F-HR
|
|
|
RYANAIR HOLDINGS PLC
|
SC 13G
|
Financial Statements
|
|
EnteroBiotix LTD
|
D
|
|
|
FLOWERS FOODS INC
|
DEFA14A
|
Financial Statements
|
