| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CAP Storage Series Old Vail, a series of CAP Storage Management LLC
|
D
|
|
|
KfW
|
FWP
|
|
|
FIP Ontario Investments ULC
|
ABS-15G
|
|
|
Fundamental Income Properties, LLC
|
ABS-15G
|
|
|
Allied Corp.
|
8-K
|
|
|
Aptera Motors Corp
|
D
|
|
|
GS Mortgage Securities Trust 2019-GC39
|
ABS-EE
|
|
|
Energys Group Ltd
|
F-1/A
|
|
|
Moments of Space Aug 2024 a Series of CGF2021 LLC
|
D
|
|
|
DevClarity, Inc.
|
D
|
|
|
JENNINGS ALLAN E JR
|
4
|
|
|
Cashio J. Richard
|
4
|
|
|
ServisFirst Bancshares, Inc.
|
4
|
Financial Statements
|
|
401 Collins Boulevard LLC
|
ABS-15G
|
|
|
xps.vc Jul 24 a Series of CGF2021 LLC
|
D
|
|
|
CAP Storage Series Patriot, a series of CAP Storage Management LLC
|
D
|
|
|
Torres Daria Stacy-Walls
|
4
|
|
|
Columbia Financial, Inc.
|
4
|
Financial Statements
|
|
Fisher Daniel J
|
4
|
|
|
Holland Noel R.
|
4
|
|
|
Klimowich John
|
4
|
|
|
Randall Elizabeth E.
|
4
|
|
|
Kemly Thomas J.
|
4
|
|
|
Walden Jenifer White
|
4
|
|
|
Lewis Oliver Edward Jr
|
4
|
|
|
Schlesinger Allyson Katz
|
4
|
|
|
FIP Cranston, LLC
|
ABS-15G
|
|
|
Slingshot 2024 a Series of What If Ventures Master LLC
|
D
|
|
|
BGA Private Opportunities Fund, LLC - Wynnchurch VI Series
|
D
|
|
|
FIP Master Funding XXIV, LLC
|
ABS-15G
|
|
|
ELLIOTT G WARREN
|
4
|
|
|
IWE Holdings LP
|
D
|
|
|
GRASSMYER SCOTT
|
144
|
|
|
OXFORD INDUSTRIES INC
|
144
|
Financial Statements
|
|
Turnover Technologies Inc Jul 2024 a Series of CGF2021 LLC
|
D
|
|
|
IP Copilot, Inc.
|
D
|
|
|
FIP Master Funding XIX, LLC
|
ABS-15G
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
CERT
|
|
|
Duffey Gregory A
|
4
|
|
|
FIP Master Funding XVII, LLC
|
ABS-15G
|
|
|
Alhambra Investment Management LLC
|
N-PX
|
|
|
SANSONE ADVISORS, LLC
|
SC 13D/A
|
|
|
InfuSystem Holdings, Inc
|
SC 13D/A
|
Financial Statements
|
|
CFCRE 2016-C4 Mortgage Trust
|
10-D
|
|
|
FIP Master Funding XVI, LLC
|
ABS-15G
|
|
|
Berry Lance A
|
4
|
|
|
Craig Kevin W
|
4
|
|
|
Betsperts Aug 2024 a Series of CGF2021 LLC
|
D
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Pitch Aeronautics Inc
|
D
|
|
|
FIP Master Funding XIV, LLC
|
ABS-15G
|
|
|
Plural Labs, Inc.
|
D
|
|
|
KLDiscovery Inc.
|
S-8 POS
|
|
|
KLDiscovery Inc.
|
POS AM
|
|
|
Kopa Market Angel SPV 3 Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
Brown Martin R
|
4
|
|
|
Zaltzman Leon Michael
|
4
|
|
|
Union Square Park GP, LLC
|
4
|
|
|
Union Square Park Capital Management, LLC
|
4
|
|
|
Union Square Park Partners, LP
|
4
|
|
|
REED'S, INC.
|
4
|
Financial Statements
|
|
JAMES ADVANTAGE FUNDS
|
24F-2NT
|
|
|
FIP Master Funding XIII, LLC
|
ABS-15G
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
N-CSRS
|
|
|
Sun Belt Growth Fund Holdings I, LLC
|
D
|
|
|
NURTHEN WILLIAM
|
4
|
|
|
Research Solutions, Inc.
|
4
|
|
|
Lottery.com Inc.
|
10-K/A
|
|
|
AHLBERG SCOTT
|
4
|
|
|
Manager Directed Portfolios
|
CERT
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
F-3
|
Financial Statements
|
|
Hunt Shane Alan
|
4
|
|
|
VentureUs I2H Inc. Sidecar 2024 a Series of CGF2021 LLC
|
D
|
|
|
GS Mortgage Securities Trust 2018-GS10
|
10-D
|
|
|
DLT Associates, LLC
|
D
|
|
|
2023 ETF Series Trust II
|
24F-2NT
|
|
|
FIP Master Funding XII, LLC
|
ABS-15G
|
|
|
OLIVIER ROY W
|
4
|
|
|
Spence Donald J
|
4
|
|
|
Gayron Kenneth L
|
4/A
|
|
|
Research Solutions, Inc.
|
4/A
|
|
|
GS Mortgage Securities Trust 2018-GS10
|
ABS-EE
|
|
|
FIP Master Funding XI, LLC
|
ABS-15G
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
Murphy Jeremy
|
4/A
|
|
|
Meli Fund I a Series of CGF2021 LLC
|
D
|
|
|
Greenfire Resources Ltd.
|
CERT
|
|
|
Banzai International, Inc.
|
S-1
|
|
|
FIP Master Funding X, LLC
|
ABS-15G
|
|
|
Nomizo Learning Labs, LLC
|
D
|
|
|
Airwayz Drones Ltd Aug 2024 a Series of CGF2021 LLC
|
D
|
|
|
FIP Master Funding IX, LLC
|
ABS-15G
|
|
|
Doctor's Land Company, LLC
|
D
|
|
|
TG Investment Ltd.
|
SCHEDULE 13G/A
|
|
|
OPGEN INC
|
SCHEDULE 13G/A
|
Financial Statements
|
|
PRINCIPAL FUNDS, INC.
|
NPORT-P
|
|
|
Sackett Brian Roy
|
3
|
|
|
ISABELLA BANK Corp
|
3
|
|
|
FIP Master Funding VIII, LLC
|
ABS-15G
|
|
|
Calamos ETF Trust
|
N-CSR
|
|
|
GG2, LP
|
D
|
|
|
NIMBUS HOLDINGS VI, LLC
|
D
|
|
|
PathPilot Sep 2024 a Series of CGF2021 LLC
|
D
|
|
|
BMW Vehicle Lease Trust 2024-2
|
ABS-15G
|
|
|
BMW AUTO LEASING LLC
|
ABS-15G
|
|
|
FIP Master Funding VI, LLC
|
ABS-15G
|
|
|
New VIC 2024, LLC
|
D
|
|
|
IPFS Corp
|
ABS-15G
|
|
|
Xcelerate, Inc.
|
1-SA
|
|
|
Proxima, Inc.
|
D
|
|
|
FIRST TRUST SERIES FUND
|
NPORT-P
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
NPORT-P
|
|
|
FIRST TRUST MORTGAGE INCOME FUND
|
NPORT-P
|
|
|
FIP Master Funding V, LLC
|
ABS-15G
|
|
|
Marvin Fund I a Series of MarvinVC LLC
|
D
|
|
|
FIP Master Funding IV, LLC
|
ABS-15G
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
Colin Evans Fund IV, LP
|
D
|
|
|
GS Mortgage Securities Trust 2018-GS9
|
10-D
|
|
|
GS Mortgage Securities Trust 2018-GS9
|
ABS-EE
|
|
|
Kuo David C
|
144
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
144
|
Financial Statements
|
|
FIP Master Funding III, LLC
|
ABS-15G
|
|
|
GS Mortgage Securities Trust 2016-GS4
|
10-D
|
|
|
CANADIAN NATURAL RESOURCES LTD
|
SD
|
Financial Statements
|
|
FIP Master Funding II, LLC
|
ABS-15G
|
|
|
Athena Select Fund LLC
|
D/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
10-D
|
|
|
GS Mortgage Securities Trust 2014-GC20
|
10-D
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
PBS Biotech, Inc.
|
D
|
|
|
FIP Master Funding I, LLC
|
ABS-15G
|
|
|
Creative Global Technology Holdings Ltd
|
F-1/A
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
ABS-EE
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS6
|
10-D
|
|
|
Fiduciary Trust International Private Equity Access Program LP
|
D/A
|
|
|
Victory Portfolios II
|
24F-2NT
|
|
|
Timeless Opportunity Fund I, LP
|
D
|
|
|
GS Mortgage Securities Trust 2017-GS6
|
ABS-EE
|
|
|
Bond Biosciences, Inc.
|
D/A
|
|
|
S24, a series of LBS Investments I, LP
|
D/A
|
|
|
QP-S24, a series of LBS Investments I, LP
|
D/A
|
|
|
VICTORY PORTFOLIOS
|
24F-2NT
|
|
|
Zhang Minghui Kevin
|
SC 13G
|
|
|
Chanson International Holding
|
SC 13G
|
|
|
Athena Select Real Estate Investment Fund LLC
|
D/A
|
|
|
AB SUSTAINABLE INTERNATIONAL THEMATIC FUND INC
|
24F-2NT
|
|
|
GS Mortgage Securities Trust 2015-GC32
|
10-D
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
EVERLAKE FINANCIAL ADVISORS SEPARATE ACCOUNT I
|
497
|
|
|
Listed Funds Trust
|
NPORT-P
|
|
|
Athena Select Private Investment Fund LLC
|
D/A
|
|
|
WILTON REASSURANCE LIFE CO OF NEW YORK SEPARATE ACCOUNT A
|
497
|
|
|
Innermost PBC
|
D
|
|
|
BLACKROCK MUNICIPAL SERIES TRUST
|
485BPOS
|
|
|
Athena Catholic Values Fund LP
|
D/A
|
|
|
Principal Real Asset Fund
|
3
|
|
|
Goldman Sachs Trust II
|
NPORT-P
|
|
|
Temple Robert K
|
4
|
|
|
NUSCALE POWER Corp
|
4
|
|
|
Canadian Energy Metals Corp.
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
VICTORY PORTFOLIOS III
|
NPORT-P
|
|
|
SMARTCAT GROUP INC.
|
D
|
|
|
GOLDMAN SACHS TRUST
|
NPORT-P
|
|
|
Draganfly Inc.
|
6-K
|
|
|
GS Mortgage Securities Trust 2017-GS5
|
10-D
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
10-D
|
|
|
GS Mortgage Securities Trust 2016-GS2
|
10-D
|
|
|
GS Mortgage Securities Trust 2016-GS3
|
10-D
|
|
|
CPG Focused Access Fund, LLC
|
NPORT-P
|
|
|
GS Mortgage Securities Trust 2017-GS5
|
ABS-EE
|
|
|
CONKLING WILLIAM
|
4
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
ABS-EE
|
|
|
Rafael Holdings, Inc.
|
4
|
Financial Statements
|
|
FORTITUDE LIFE INSURANCE & ANNUITY Co VARIABLE ACCOUNT B
|
497VPU
|
|
|
Rezolute, Inc.
|
4
|
|
|
Evans Daron
|
4
|
|
|
Polinsky David
|
4
|
|
|
Crom Structured Opportunities Fund I, LP
|
D
|
|
|
GS Mortgage Securities Trust 2015-GC28
|
10-D
|
|
|
CNH Equipment Trust 2024-C
|
8-K
|
|
|
CNH CAPITAL RECEIVABLES LLC
|
8-K
|
|
|
Honeycomb Portal LLC
|
CFPORTAL/A
|
|
|
FT 11707
|
497J
|
|
|
GS Mortgage Securities Trust 2017-GS7
|
10-D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
FT 11706
|
497J
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS7
|
ABS-EE
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
CHEVRON CORP
|
SD
|
Financial Statements
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
BERMAN STEVEN L
|
4
|
|
|
Dorman Products, Inc.
|
4
|
Financial Statements
|
|
GS Mortgage Securities Trust 2020-GSA2
|
10-D
|
|
|
Armas Anthony
|
3
|
|
|
NextPlat Corp
|
3
|
|
|
GS Mortgage Securities Trust 2020-GSA2
|
ABS-EE
|
|
|
ROCHE PATRICK J
|
4
|
|
|
MOOG INC.
|
4
|
|
|
GLOBAL EAGLE CHINA LIFE TECHNOLOGY CO.,LIMITED
|
DRS
|
|
|
VALUED ADVISERS TRUST
|
PRE 14A
|
|
|
ATHENA ALPHA INVESTORS LP
|
D/A
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
Private Capital Management, LLC
|
SC 13G/A
|
|
|
BARRETT BUSINESS SERVICES INC
|
SC 13G/A
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
11-K
|
Financial Statements
|
|
Principal Real Asset Fund
|
N-23C3A
|
|
|
GS Mortgage Securities Trust 2019-GC42
|
10-D
|
|
|
Principal Private Credit Fund I
|
N-23C3A
|
|
|
FORTITUDE LIFE INSURANCE & ANNUITY Co VARIABLE ACCOUNT B
|
497
|
|
|
GS Mortgage Securities Trust 2019-GC42
|
ABS-EE
|
|
|
FT 11705
|
497J
|
|
|
ARKVIEW CAPITAL CO-INVEST III LP
|
D
|
|
|
ABS Long/Short Strategies Fund
|
NPORT-P
|
|
|
Mullin Joseph E III
|
4
|
|
|
Rise Gold Corp.
|
4
|
|
|
GS Mortgage Securities Trust 2017-GS8
|
10-D
|
|
|
Haleon plc
|
6-K
|
|
|
THOR Financial Technologies Trust
|
497K
|
|
|
GS Mortgage Securities Trust 2017-GS8
|
ABS-EE
|
|
|
Gladstone Alternative Income Fund
|
APP ORDR
|
|
|
GS Mortgage Securities Trust 2019-GSA1
|
10-D
|
|
|
BLUE OCEAN ATS, LLC
|
ATS-N/CA
|
|
|
AmBase Corp
|
8-K
|
|
|
GS Mortgage Securities Trust 2019-GSA1
|
ABS-EE
|
|
|
GS Mortgage Securities Trust 2020-GC47
|
10-D
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
GS Mortgage Securities Trust 2020-GC47
|
ABS-EE
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Popular Income Plus Fund, Inc.
|
24F-2NT
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-CSR
|
|
|
Mullin Joseph E III
|
4/A
|
|
|
Rise Gold Corp.
|
4/A
|
|
|
PDC Easton Park Medical Center, Ltd
|
D
|
|
|
PFS FUNDS
|
40-APP
|
|
|
KKR FS Income Trust
|
SC 13D/A
|
|
|
NEXTERA ENERGY INC
|
SC 13D/A
|
Financial Statements
|
|
Mason Capital Fund Trust
|
24F-2NT
|
|
|
Ferrovial SE
|
6-K
|
|
|
Genasys Inc.
|
424B3
|
|
|
EA Series Trust
|
485BPOS
|
|
|
FT 11661
|
487
|
|
|
Popular High Grade Fixed-Income Fund, Inc.
|
24F-2NT
|
|
|
ETX Park Fund #2, LLC
|
1-Z
|
|
|
GreenSpark Financial Services, Inc
|
D
|
|
|
iPG REI Fund, LP
|
D
|
|
|
FT 11689
|
487
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
NPORT-P
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
FT 11688
|
487
|
|
|
FT 11686
|
487
|
|
|
FT 11685
|
487
|
|
|
FT 11726
|
487
|
|
|
Global Engine Group Holding Ltd
|
6-K
|
|
|
Thomas L'Quentus
|
4
|
|
|
DIAMOND HILL INVESTMENT GROUP INC
|
4
|
Financial Statements
|
|
Petrus Advisers Active Value Master Fund, a sub-fund of Petrus Advisers Master ICAV
|
D
|
|
|
Trubit Corp
|
C
|
|
|
Petrus Advisers Active Value Feeder Fund, a sub-fund of Petrus Advisers Feeder ICAV
|
D
|
|
|
Gryphon Online Safety, Inc.
|
1-SA
|
|
|
KESSLER JAMES FRANCIS
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
MB Holdings, LLC
|
D
|
|
|
Barings Private Credit Corp
|
8-K
|
|
|
Tidal ETF Trust
|
485BPOS
|
|
|
Hainan Sirius Acquisition Corp.
|
SEC STAFF ACTION
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Synapticure, Inc.
|
D
|
|
|
Broz Steven
|
4
|
|
|
Abell Alexander I.
|
144
|
|
|
P10, Inc.
|
144
|
Financial Statements
|
|
IMMUCELL CORP /DE/
|
8-K
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
Telesat Corp
|
6-K
|
|
|
ZenaTech, Inc.
|
F-1/A
|
|
|
LBJ Family Wealth Advisors, Ltd.
|
N-PX
|
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
SLOANE BARRY
|
4
|
|
|
PRUDENTIAL FINANCIAL INC
|
424B2
|
Financial Statements
|
|
Western Academy of Beaux Arts
|
D
|
|
|
Float Revolver Fund I, LP
|
D
|
|
|
Hatfield Rebecca
|
4
|
|
|
CAMDEN NATIONAL CORP
|
4
|
Financial Statements
|
|
McCarthy Marie J
|
4
|
|
|
Denekas Craig N
|
4
|
|
|
Soderberg Carl John
|
4
|
|
|
Sterrs Lawrence J
|
4
|
|
|
Harley-Davidson Motorcycle Trust 2024-A
|
10-D
|
|
|
Edgemode, Inc.
|
8-K
|
|
|
Harley-Davidson Motorcycle Trust 2024-A
|
ABS-EE
|
|
