SEC Filings


2320
  
Company Name Form Type SEC Filings
Short-Term Bond Fund of America 497K
Short-Term Bond Fund of America 485BPOS
Dreavent 10, LP D
Allworth Financial LP 13F-HR
Northern Lights Fund Trust 497J
INTERMEDIATE BOND FUND OF AMERICA 497K
J.P. Morgan Real Estate Income Trust, Inc. 8-K
INTERMEDIATE BOND FUND OF AMERICA 485BPOS
AMERICAN FUNDS INCOME SERIES 497K
Leidos Holdings, Inc. 10-Q Financial Statements
Morgan Stanley Capital I Trust 2020-L4 10-D
BMO 2023-C5 Mortgage Trust 10-D
Nuveen Churchill Private Capital Income Fund 8-K
AMERICAN FUNDS INCOME SERIES 485BPOS
Naemura David H. 4
VANTAGEPOINT INVESTMENT ADVISERS LLC 13F-HR
Summit Wealth Group, LLC 13F-HR
Guggenheim Active Allocation Fund 4
TOUPIN RONALD E JR 4
Morgan Stanley Capital I Trust 2020-L4 ABS-EE
MSWF Commercial Mortgage Trust 2023-1 10-D
Wilson Michael Charles 3
American Picture House Corp 3
Morgan Stanley Capital I Trust 2018-L1 10-D
FIDELITY SALEM STREET TRUST 497J
BMO 2023-C5 Mortgage Trust ABS-EE
GROWTH FUND OF AMERICA 497K
BANK 2019-BNK17 10-D
MSWF Commercial Mortgage Trust 2023-1 ABS-EE
GROWTH FUND OF AMERICA 485BPOS
Morgan Stanley Capital I Trust 2018-L1 ABS-EE
Tower View Wealth Management LLC 13F-HR
BANK 2019-BNK17 ABS-EE
AMERICAN FUNDS MORTGAGE FUND 497K
International City Management Association Retirement Corp 13F-HR
UBS Commercial Mortgage Trust 2017-C3 10-D
Federal Home Loan Bank of Des Moines 8-K
Lepine Beverley 4/A
A-Mark Precious Metals, Inc. 4/A Financial Statements
UBS Commercial Mortgage Trust 2017-C3 ABS-EE
COMMERCE FUNDS 485BPOS
Cains RV & MHP LLC D
Leeward Financial Partners, LLC 13F-HR
ADENT JOHN EDWARD 4
AMERICAN FUNDS MORTGAGE FUND 485BPOS
Siyata Mobile Inc. 424B4
Olink Holding AB SC 14D9 Financial Statements
Manhattan West Asset Management, LLC 13F-HR
Aubrey Capital Management Ltd 13F-HR
TRUST FOR PROFESSIONAL MANAGERS N-CSRS
AMETEK INC/ 8-K Financial Statements
PROSHARES TRUST CERT
Alken Asset Management Ltd 13F-HR/A
Byrne Asset Management LLC 13F-HR
Bozic Carmen 144
VERTEX PHARMACEUTICALS INC / MA 144 Financial Statements
HSBC USA INC /MD/ FWP
CCUBS Commercial Mortgage Trust 2017-C1 10-D
ISRAEL, STATE OF FWP
UBS Commercial Mortgage Trust 2018-C12 8-K
BANK 2017-BNK8 10-D
CCUBS Commercial Mortgage Trust 2017-C1 ABS-EE
BANK 2022-BNK41 10-D
UBS Commercial Mortgage Trust 2018-C11 8-K
Federal Home Loan Bank of Cincinnati 8-K
Pentwater Unconstrained Fund Ltd. D/A
BANK 2017-BNK8 ABS-EE
420 Harvey Holdings, LLC C/A
BANK 2022-BNK41 ABS-EE
Pentwater Unconstrained Fund LLC D/A
My City Builders, Inc. NT 10-K
BANK 2022-BNK44 10-D
HumanCore, LLC D
SEQUOIA RESIDENTIAL FUNDING INC ABS-15G
Pentwater Credit Fund LLC D/A
STAHL MURRAY 4
RENN Fund, Inc. 4
BANK 2022-BNK44 ABS-EE
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 10-D
HENRIE MICHAEL SHANE 4
GLOBE LIFE INC. 4
Evaxion Biotech A/S 6-K Financial Statements
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 ABS-EE
IMPERIAL OIL LTD 10-Q Financial Statements
FIDELITY INCOME FUND /MA/ 497J
Pentwater Credit Fund Ltd. D/A
OpenLocker Holdings, Inc. NT 10-K
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7 10-D
enGene Holdings Inc. CERT
FIDELITY ADVISOR SERIES II 497J
UBS Commercial Mortgage Trust 2017-C4 10-D
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7 ABS-EE
Moloney Securities Asset Management, LLC 13F-HR
LEO ANTHONY N 4
83Bar, Inc. D
Morgan Stanley Capital I Trust 2022-L8 10-D
TOBAM 13F-HR
PERUSAHAAN PERSEROAN PERSERO PT TELEKOMUNIKASI INDONESIA TBK 6-K Financial Statements
UBS Commercial Mortgage Trust 2019-C17 10-D
UBS Commercial Mortgage Trust 2017-C4 ABS-EE
SCHWAB INVESTMENTS 497K
Wealth Advisors of Tampa Bay, LLC 13F-HR
BANK 2017-BNK5 10-D
Morgan Stanley Capital I Trust 2022-L8 ABS-EE
UBS Commercial Mortgage Trust 2019-C17 ABS-EE
BENCHMARK 2019-B15 MORTGAGE TRUST 10-D
Vise Technologies, Inc. 13F-HR
Wolf Group Capital Advisors 13F-HR
FUNDRISE GROWTH EREIT VII, LLC 253G2
BANK 2017-BNK5 ABS-EE
Franklin, Parlapiano, Turner & Welch, LLC 13F-HR
FAGAN ASSOCIATES, INC. 13F-HR
Terra Nova Asset Management LLC 13F-HR
Eaton Vance Series Fund, Inc 24F-2NT
BENCHMARK 2019-B15 MORTGAGE TRUST ABS-EE
AB Private Lending Fund 40-APP/A
AB Private Credit Investors LLC 40-APP/A
Financial Designs Corp 13F-HR
Miller Investment Trust 40-17G
Kaizen Financial Strategies 13F-HR
Morgan Stanley Capital I Trust 2017-HR2 10-D
Gainplan LLC 13F-HR
YIELD10 BIOSCIENCE, INC. 8-K Financial Statements
K.J. Harrison & Partners Inc 13F-HR
FUNDRISE GROWTH EREIT VII, LLC 1-U
INVESTMENT PARTNERS, LTD. 13F-HR
Exeter Automobile Receivables Trust 2023-5 ABS-EE
EFCAR, LLC ABS-EE
Parametrica Management Ltd 13F-HR
Parametrica Asset Management Ltd 13F-NT
Morgan Stanley Capital I Trust 2017-HR2 ABS-EE
WT Asset Management Ltd 13F-HR
RUSH ANDRA 4
TEREX CORP 4 Financial Statements
Oosthuizen Johannes Jacobus 4
Merck & Co., Inc. 4 Financial Statements
Employers Holdings, Inc. 13F-NT Financial Statements
Private Harbour Investment Management & Counsel, LLC 13F-HR
ENPRO INDUSTRIES, INC 10-Q Financial Statements
TWO HARBORS INVESTMENT CORP. 10-Q Financial Statements
Optas, LLC 13F-HR
SCHWAB INVESTMENTS 497
Texas Pacific Land Corp 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
Buttonwood Financial Group, LLC 13F-HR
Fundrise Growth eREIT II, LLC 253G2
Windsor Advisory Group, LLC 13F-HR
BANK 2021-BNK38 10-D
BENCHMARK 2019-B12 MORTGAGE TRUST 10-D
Formidable Asset Management, LLC SC 13D
Flux Power Holdings, Inc. SC 13D
CAPITAL WEALTH MANAGEMENT, LLC 13F-HR
Morgan Stanley Capital I Trust 2020-HR8 10-D
PROVIDENT FINANCIAL HOLDINGS INC 8-K Financial Statements
Federal Home Loan Bank of Topeka 8-K
Attucks Asset Management, LLC 13F-NT
BANK 2021-BNK38 ABS-EE
Fundrise Growth eREIT II, LLC 1-U
BENCHMARK 2019-B12 MORTGAGE TRUST ABS-EE
Morgan Stanley Capital I Trust 2020-HR8 ABS-EE
SEPARATE ACCOUNT A 497VPU
SEPARATE ACCOUNT A 497VPI
CUTLER TRUST 497J
CNL Healthcare Properties, Inc. DEFA14A
GRAYBAR ELECTRIC CO INC S-1/A
Fundrise Growth eREIT III, LLC 1-U
SEPARATE ACCOUNT A 497
FIRST INTERSTATE BANK 13F-HR
Sierra Capital LLC 13F-HR
Vvolt, Inc. C
CUTLER TRUST 497K
F.Inc Capital, LP - A4 D/A
Fundrise Development eREIT, LLC 253G2
TEMPLETON FUNDS N-CSR
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2357 497
Manager Directed Portfolios 497J
Public Luxury Handbag Portfolio LLC 1-A-W
Investment Managers Series Trust II 25-NSE
SPLASH BEVERAGE GROUP, INC. D
Manager Directed Portfolios 497K
FIDELITY COVINGTON TRUST 497J
Fundrise Development eREIT, LLC 1-U
Sharkey, Howes & Javer 13F-HR
Meditor Group Ltd 13F-HR
FIDELITY UNION STREET TRUST II 497J
BANK 2020-BNK26 10-D
FIDELITY UNION STREET TRUST 497J
FUNDRISE BALANCED EREIT II, LLC 1-U
Energean PLC/ADR F-6EF
Citibank,N.A./ADR F-6EF
FIDELITY PURITAN TRUST 497J
BANK 2020-BNK26 ABS-EE
FIDELITY ADVISOR SERIES I 497J
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST 497K
Fundrise East Coast Opportunistic REIT, LLC 253G2
Listed Funds Trust 497K
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
San Luis Wealth Advisors LLC 13F-HR
FRANKLIN TAX FREE TRUST N-CSRS
John Hancock Exchange-Traded Fund Trust CERT
BENCHMARK 2019-B9 MORTGAGE TRUST 10-D
MITCHELL & PAHL PRIVATE WEALTH, LLC 13F-HR
Fundrise East Coast Opportunistic REIT, LLC 1-U
EXXON MOBIL CORP 10-Q Financial Statements
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST 497
BARCLAYS BANK PLC FWP
BENCHMARK 2019-B9 MORTGAGE TRUST ABS-EE
DEERE & CO 13F-HR Financial Statements
Fundrise Midland Opportunistic REIT, LLC 1-U
FRANKLIN NEW YORK TAX FREE INCOME FUND N-CSRS
Mutual of America Variable Insurance Portfolios, Inc. N-MFP2/A
Franklin California Tax Free Income Fund N-CSRS
STATE STREET INSTITUTIONAL INVESTMENT TRUST 497J
LXP Industrial Trust 10-Q
Fundrise West Coast Opportunistic REIT, LLC 1-U
BMO 2023-5C1 Mortgage Trust 10-D
Harmon Cyrus 144
Olema Pharmaceuticals, Inc. 144 Financial Statements
FRANKLIN MUNICIPAL SECURITIES TRUST N-CSRS
CD 2017-CD5 MORTGAGE TRUST 10-D
Arka India Feeder LP D/A
FRANKLIN STRATEGIC SERIES N-CSR
Fundrise Equity REIT, LLC 253G2
BMO 2023-5C1 Mortgage Trust ABS-EE
HAHN CAPITAL MANAGEMENT LLC 13F-HR
HEARTLAND EXPRESS INC 8-K Financial Statements
CD 2017-CD5 MORTGAGE TRUST ABS-EE
BRIGHTLINE CAPITAL MANAGEMENT, LLC 13F-HR
BNY Mellon ETF Trust 497K
Fundrise Equity REIT, LLC 1-U
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8 10-D
TEMPLETON GLOBAL INVESTMENT TRUST N-CSR
OptionAgent Capital Partners, L.P. D/A
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8 ABS-EE
Wells Fargo Commercial Mortgage Trust 2016-C33 10-D
Dobson David C 4
JOHN WILEY & SONS, INC. 4 Financial Statements
Federal Home Loan Bank of Indianapolis 8-K
Federal Home Loan Bank of Chicago 8-K
TEMPLETON GLOBAL SMALLER COMPANIES FUND N-CSR
Ponce Financial Group, Inc. 8-K Financial Statements
TEMPLETON GROWTH FUND INC N-CSR
Save Foods, Inc. 424B3
Arka India Fund LP D/A
Fucius Volatility Arbitrage D
TEMPLETON CHINA WORLD FUND N-CSR
AETOS LONG/SHORT STRATEGIES FUND LLC 497AD
FIFTH THIRD BANK, NATIONAL ASSOCIATION 13F-NT
TEMPLETON EMERGING MARKETS FUND N-CSR
HARMONY GOLD MINING CO LTD 20-F Financial Statements
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1 10-D
EA Series Trust 497K
Federal Home Loan Bank of Pittsburgh 8-K
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1 ABS-EE
CTC LLC 13F-HR
FRANKLIN UNIVERSAL TRUST N-CSR
Metros Development Co., Ltd. FWP
FIFTH THIRD BANCORP 13F-HR Financial Statements
TEREX CORP 8-K Financial Statements
Stellantis N.V. 6-K
Sunshaw Energy Fund, LP D/A
Ninepoint Partners LP 13F-HR
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 10-D
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC 497AD
Cruisebound, Inc. D
TATA MOTORS LTD/FI 6-K
Rubicon Technologies, Inc. 25-NSE
PERFICIENT INC 10-Q Financial Statements
AVSF - Persefoni 2023, LLC D
Suneco Technologies Inc. D
Fauber Robert 144
MOODYS CORP /DE/ 144 Financial Statements
Voltaire Media, Inc C
GUGGENHEIM FUNDS DISTRIBUTORS, LLC 13F-NT
Caary Capital Ltd. SEC STAFF ACTION
Elm St Villa, LLC D
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC 497AD
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 13F-NT
BNY Mellon Investment Funds I 497K
AGILIS PARTNERS LLC 13F-HR
SECURITY INVESTORS LLC 13F-NT
BNY Mellon Investment Funds II, Inc. 497K
Citigroup Commercial Mortgage Trust 2016-P3 10-D
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-C3 10-D
enGene Holdings Inc. 8-A12B
BNY Mellon Investment Funds III 497K
Delta Financial Group, Inc. 13F-HR
USCB FINANCIAL HOLDINGS, INC. 4
RODRIGUEZ RAMON A 4
Next Meats Holdings, Inc. 8-K
CITIGROUP INC 424B3 Financial Statements
Citigroup Global Markets Holdings Inc. 424B3
BNY Mellon Investment Funds I 497
American Cannabis Company, Inc. 8-K
BNY Mellon Investment Funds III 497
BNY Mellon Investment Funds II, Inc. 497
BNY MELLON FUNDS TRUST 497
Citigroup Commercial Mortgage Trust 2015-P1 10-D