SEC Filings


2202
  
Company Name Form Type SEC Filings
PE Premier Apollo Investment Fund X Onshore Feeder LP D/A
Electronic Servitor Publication Network, Inc. 8-K
AGRI-FINTECH HOLDINGS, INC. 4/A
Tingo Group, Inc. 4/A Financial Statements
Eastside Distilling, Inc. PRE 14A Financial Statements
Joy Capital Fund LLC D/A
Series Mimi of Greensoul Investment Fund LLC D
Passaic Partners LLC 13F-HR
SunCar Technology Group Inc. F-1/A
JPMORGAN TRUST IV 497K
BofA Finance LLC 424B2
BNY Mellon Municipal Bond Funds, Inc. N-CSR
Saba Capital Management, L.P. SC 13D/A
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND SC 13D/A
BluePath Capital Management, LLC 13F-HR
Nationwide PPVUL Separate Account - 3 D/A
Taylor Frigon Capital Management LLC 13F-HR
ROASTING PLANT INC D
GT Capital Fund LLC D
Zurcher Kantonalbank Osterreich AG 13F-NT
PRIMECAP Odyssey Funds 497
MCM - Baltimore, LLC D/A
Squarepoint Core International Feeder Ltd D/A
Squarepoint US Feeder LP D/A
Zurcher Kantonalbank 13F-HR
CALDWELL SUTTER CAPITAL, INC. 13F-HR
Mercedes-Benz Auto Receivables Trust 2023-2 8-K
KEATING INVESTMENT COUNSELORS INC 13F-HR
Public Works LP D
Cardiff Lexington Corp 10-Q
Series Dynamic of Greensoul Investment Fund LLC D
Barings Private Credit Corp SC TO-I/A
COMM 2015-CCRE24 Mortgage Trust 10-D
FIDELITY SALEM STREET TRUST 485BPOS
Squarepoint Atlas US Feeder LP D/A
Verdence Capital Advisors LLC 13F-HR
BNY Mellon Investment Funds I 497
Squarepoint Moebius US Feeder LP D/A
ADAMS NATURAL RESOURCES FUND, INC. N-30B-2
Radiance Tree Capital LP D/A
Grover Vikram P 4
FOMO WORLDWIDE, INC. 4
PIONEER BOND FUND /DE/ 497K
AMERICAN HONDA RECEIVABLES LLC 305B2
ADAMS DIVERSIFIED EQUITY FUND, INC. N-30B-2
iCapital-Global PE Growth 14 Access Fund, L.P. D/A
ETF Opportunities Trust 485BXT
ELLISON DAVID G 4
SOUTHERN FIRST BANCSHARES INC 4 Financial Statements
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP 10-Q Financial Statements
Squarepoint Moebius International Feeder Ltd. D/A
LORD ABBETT INVESTMENT TRUST NPORT-P
LORD ABBETT RESEARCH FUND INC NPORT-P
HENDLEY & CO INC 13F-HR
DBJPM 2016-C3 Mortgage Trust 10-D
Solstein Capital, LLC 13F-HR
Joy Capital Fund LLC D
TIAA-CREF FUNDS NPORT-P
PROCYON CORP DEFR14A
Nissan Auto Receivables 2023-B Owner Trust 8-K
NISSAN AUTO RECEIVABLES Co II LLC 8-K
BRANDON ROBY GOLF, LLC D
iCapital ASF IX US Access Fund, L.P. D/A
Arini Credit US Fund LP D/A
ADAMS NATURAL RESOURCES FUND, INC. 13F-HR
LPRE DRAPER, LLC D
Deane Retirement Strategies, Inc. 13F-HR
AMERICAS CARMART INC 8-K Financial Statements
Squarepoint International Feeder Ltd D/A
FIDELITY UNION STREET TRUST II 485BPOS
FIDELITY ADVISOR SERIES II 485BPOS
HARTE HANKS INC 8-K Financial Statements
Luther Burbank Corp 8-K Financial Statements
Advanced Health Intelligence Ltd 6-K
JP MORGAN MUTUAL FUND INVESTMENT TRUST 485BPOS
CENTRAL PACIFIC FINANCIAL CORP 10-Q Financial Statements
Telesis Bio Inc. 4 Financial Statements
Herrema Gregory J. 4
Ardlussa Capital, LLC D
Honda Auto Receivables 2023-4 Owner Trust FWP
AMERICAN HONDA RECEIVABLES LLC FWP
JPMORGAN TRUST IV 485BPOS
Invesco Unit Trusts Taxable Income Series 641 24F-2NT
ARKANSAS FINANCIAL GROUP, INC. 13F-HR
ADAMS DIVERSIFIED EQUITY FUND, INC. 13F-HR
Bakhu Holdings, Corp. 8-K
Telesis Bio Inc. 3 Financial Statements
Herrema Gregory J. 3
TriLinc Global Impact Fund LLC 8-K
FIDELITY INCOME FUND /MA/ 485BPOS
ACBA Merger Sub I Ltd F-4/A
SCHWAB STRATEGIC TRUST NPORT-P
Invesco Unit Trusts Series 2260 24F-2NT
Eburon SMP, LLC D
MACKENZIE FINANCIAL CORP 13F-HR
AB Active ETFs, Inc. 497J
Torticity, LLC D
NUVEEN MULTISTATE TRUST III NPORT-P
FIDELITY UNION STREET TRUST 485BPOS
JPMORGAN TRUST II 485BPOS
AP-0911 Fund III, a series of Companyon Sidecar, LP D
MSC INDUSTRIAL DIRECT CO INC 10-K Financial Statements
Ferguson Shapiro LLC 13F-HR
Invesco Unit Trusts Series 2261 24F-2NT
Invesco Unit Trusts Series 2245 24F-2NT
JP MORGAN FLEMING MUTUAL FUND GROUP INC 485BPOS
HALLIBURTON CO 10-Q Financial Statements
Invesco Unit Trusts Series 2259 24F-2NT
AIM GROWTH SERIES 497K
Invesco Unit Trusts Taxable Income Series 457 24F-2NT
DBJPM 2016-C1 Mortgage Trust 10-D
JPMorgan Trust I 485BPOS
Federated Hermes Adjustable Rate Securities Trust 485BPOS
LC-T2IA, LLC D
Invesco Unit Trusts Series 2258 24F-2NT
NEUBERGER BERMAN EQUITY FUNDS NPORT-P
Invesco Unit Trusts Series 2248 24F-2NT
Neuberger Berman ETF Trust NPORT-P
Federal Home Loan Bank of New York 8-K
DSS AMERICAFIRST QUANTITATIVE FUNDS 497K
FIDELITY COVINGTON TRUST 485BPOS
Advisors Disciplined Trust 2193 497J
Invesco Unit Trusts Taxable Income Series 637 24F-2NT
Invesco Unit Trusts Taxable Income Series 633 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 351 24F-2NT
ROYAL TRUST CORP OF CANADA/ 13F-NT
Invesco Unit Trusts Taxable Income Series 578 24F-2NT
Honda Auto Receivables 2023-4 Owner Trust 424H
AMERICAN HONDA RECEIVABLES LLC 424H
Invesco Unit Trusts Taxable Income Series 528 24F-2NT
Invesco Unit Trusts Taxable Income Series 527 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 353 24F-2NT
Invesco Unit Trusts Taxable Income Series 525 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 305 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 425 24F-2NT
Invesco Unit Trusts Taxable Income Series 487 24F-2NT
Innovation Beverage Group Ltd F-1/A
Van Kampen Unit Trusts Taxable Income Series 352 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 424 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 231 24F-2NT
JEPPSON WEALTH MANAGEMENT, LLC 13F-HR
FIDELITY PURITAN TRUST 485BPOS
Krane Shares Trust 485BXT
Van Kampen Unit Trusts Taxable Income Series 229 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 418 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 416 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 363 24F-2NT
Van Kampen Unit Trusts Taxable Income Series 309 24F-2NT
FIDELITY ADVISOR SERIES I 485BPOS
Van Kampen Unit Trusts Taxable Income Series 341 24F-2NT
NAVF Select LLC D/A
Van Kampen Unit Trusts Taxable Income Series 194 24F-2NT
AIM GROWTH SERIES 497
PIONEER BOND FUND /DE/ 485BPOS
SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13F-HR
SCHWAB INVESTMENTS NPORT-P
Canterbury Park Holding Corp 8-K Financial Statements
SCHWAB CAPITAL TRUST NPORT-P
Alterra IOS Venture III Feeder A, LP D
Honda Auto Receivables 2023-4 Owner Trust 8-K
AMERICAN HONDA RECEIVABLES LLC 8-K
TRANSAMERICA FUNDS 485BPOS
Dialed In Ventures, Inc. D
RELX PLC 6-K Financial Statements
DSS AMERICAFIRST QUANTITATIVE FUNDS 497J
WisdomTree Digital Trust 497J
AMERICAN FUNDS CORPORATE BOND FUND NPORT-P
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND NPORT-P
Newcourt Acquisition Corp 8-K
Short-Term Bond Fund of America NPORT-P
AMERICAN FUNDS MORTGAGE FUND NPORT-P
GROWTH FUND OF AMERICA NPORT-P
AMCAP FUND NPORT-P
AMERICAN FUNDS INCOME SERIES NPORT-P
INTERMEDIATE BOND FUND OF AMERICA NPORT-P
ALLSPRING FUNDS TRUST 485BPOS
Jacobsen Capital Management 13F-HR
DWO ASCENT III LP D
FIDELITY D & D BANCORP INC 8-K Financial Statements
ALLIED ASSET ADVISORS FUNDS NPORT-P
SEI INVESTMENTS CO 8-K Financial Statements
Roye Brothers, LLC C
ROVIN CAPITAL /UT/ /ADV 13F-HR
Crescent Grove Advisors, LLC 13F-HR
Greer Anderson Global Partners, L.P. D/A
FARMERS & MERCHANTS INVESTMENTS INC 13F-HR
AMERICAN HONDA FINANCE CORP FWP
Manulife Private Credit Fund D
BELLEVUE ASSET MANAGEMENT, LLC 13F-HR
AMERICAN HONDA FINANCE CORP 424B2
Principal Enhanced Property Fund, L.P. D/A
NOKIA CORP 6-K Financial Statements
Greer Anderson Global Long, L.P. D/A
Greifenberg Digital Ltd SEC STAFF ACTION
GS Finance Corp. FWP
TripleBar Bio, Inc. D
GOLDMAN SACHS GROUP INC FWP Financial Statements
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND NPORT-P
Guggenheim Active Allocation Fund NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust NPORT-P
Interactive Strength, Inc. 424B3
RLI CORP 10-Q Financial Statements
JARRELL CR310 INVESTORS LLC D
INVESCO, LLC 13F-HR
Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC D/A
Nationwide Private Placement Variable Account - E D/A
Albertsons Companies, Inc. 4 Financial Statements
DONALD JAMES 4
MP Investment Club Emerging Event Driven Fund 2 LP D/A
MP Investment Club LS Healthcare 1 LP D/A
Enefty Gaming Inc. C/A
Burgdoerfer Stuart B 4
PROGRESSIVE CORP/OH/ 4 Financial Statements
Geneva Partners, LLC 13F-HR
Eaton Vance Floating-Rate Income Trust NPORT-P
EATON VANCE GROWTH TRUST NPORT-P
EATON VANCE MUNICIPAL INCOME TRUST NPORT-P
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST NPORT-P
RYDER SYSTEM INC 10-Q Financial Statements
Wealth Management Solutions, LLC 13F-HR
SMITHBRIDGE ASSET MANAGEMENT INC/DE 13F-HR
OSP Gannett Holdings, LLC D
MFS SERIES TRUST II NPORT-P
RIDGECREST WEALTH PARTNERS, LLC 13F-HR
Nuveen Municipal Credit Opportunities Fund 4
TOTH TERENCE J 4
Nabriva Therapeutics plc 15-12G Financial Statements
UNION BANK & TRUST CO /NE/ 13F-NT
NORFOLK SOUTHERN CORP 10-Q Financial Statements
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 4
GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 13F-HR
WASTE MANAGEMENT INC 10-Q Financial Statements
Simple Management Group, Inc. D
Cloopen Group Holding Ltd 25-NSE Financial Statements
NEW YORK STOCK EXCHANGE LLC 25-NSE
ARCBEST CORP /DE/ 8-K Financial Statements
KKR Ascendant Fund SCSp D/A
Hicks Zackery A 4
KIMBERLY CLARK CORP 4 Financial Statements
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 13F-HR
MFS SERIES TRUST X NPORT-P
MFS SERIES TRUST XIII NPORT-P
MASSACHUSETTS INVESTORS GROWTH STOCK FUND NPORT-P
MFS SERIES TRUST IV NPORT-P
HAWTHORN BANCSHARES, INC. 8-K Financial Statements
Wealthgate Family Office, LLC 13F-HR
UBS AG 424B2
Pachira Investments Inc. 13F-HR
NORTHSTAR ASSET MANAGEMENT LLC 13F-HR
Sea Otter Advisors LLC SC 13G/A
OCA Acquisition Corp. SC 13G/A
Williams & Novak, LLC SC 13G
SPYR, Inc. SC 13G
PILOT BUTTE HOLDINGS LLC D
Noro-Moseley Partners IX, L.P. D/A
FT 11125 S-6
BANK OF HAWAII CORP 10-Q Financial Statements
ABG Poviard LLC D
DRDGOLD LTD 6-K Financial Statements
Spark Intrepid L.P. D/A
SPARK PARTNERS FUND L.P. D/A
Wilper Keny Frank 144
Allegiant Travel CO 144 Financial Statements
GILL CAPITAL PARTNERS, LLC 13F-HR
Hicks Zackery A 144
KIMBERLY CLARK CORP 144 Financial Statements
HARMONY GOLD MINING CO LTD 6-K Financial Statements
REINHART PARTNERS, LLC. 13F-HR
PRUDENTIAL INVESTMENT PORTFOLIOS 3 NPORT-P
NatWest Group plc 6-K Financial Statements
BIO KEY INTERNATIONAL INC 8-K Financial Statements
Avadain, Inc. D
Westly Seed Fund I, L.P. D/A
Renter Wealth Creation Fund, LLC D/A
EQ PREMIER VIP TRUST 497K
AM INVESTMENT STRATEGIES LLC 13F-HR
Runic Labs, Inc. D
Brighton Micro-Cap Fund II, LP D
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
SpiderRock Advisors, LLC 13F-HR
BlackRock ETF Trust CERT
AIS Holdings Group, Inc. 10-Q
Goldman Sachs ETF Trust CERT
SKINVISIBLE, INC. 8-K
MASTRAPASQUA ASSET MANAGEMENT INC 13F-HR
TECK RESOURCES LTD 6-K Financial Statements
BIOVIE INC. 8-K
FT 11037 497J
Guillaume Stephen J 4
CITIZENS FINANCIAL SERVICES INC 4
Sage Mountain Advisors LLC 13F-HR
BMBC US Fund SPC - Income Value SP D
1290 Funds 497K
MORIKIS JOHN G 4
SHERWIN WILLIAMS CO 4 Financial Statements
Caldwell Investment Management Ltd. 13F-HR
FT 11021 497J
Compass Wealth Management LLC 13F-HR
Schlosser John W 144
KINDER MORGAN, INC. 144 Financial Statements