| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PE Premier Apollo Investment Fund X Onshore Feeder LP
|
D/A
|
|
|
Electronic Servitor Publication Network, Inc.
|
8-K
|
|
|
AGRI-FINTECH HOLDINGS, INC.
|
4/A
|
|
|
Tingo Group, Inc.
|
4/A
|
Financial Statements
|
|
Eastside Distilling, Inc.
|
PRE 14A
|
Financial Statements
|
|
Joy Capital Fund LLC
|
D/A
|
|
|
Series Mimi of Greensoul Investment Fund LLC
|
D
|
|
|
Passaic Partners LLC
|
13F-HR
|
|
|
SunCar Technology Group Inc.
|
F-1/A
|
|
|
JPMORGAN TRUST IV
|
497K
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
N-CSR
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
SC 13D/A
|
|
|
BluePath Capital Management, LLC
|
13F-HR
|
|
|
Nationwide PPVUL Separate Account - 3
|
D/A
|
|
|
Taylor Frigon Capital Management LLC
|
13F-HR
|
|
|
ROASTING PLANT INC
|
D
|
|
|
GT Capital Fund LLC
|
D
|
|
|
Zurcher Kantonalbank Osterreich AG
|
13F-NT
|
|
|
PRIMECAP Odyssey Funds
|
497
|
|
|
MCM - Baltimore, LLC
|
D/A
|
|
|
Squarepoint Core International Feeder Ltd
|
D/A
|
|
|
Squarepoint US Feeder LP
|
D/A
|
|
|
Zurcher Kantonalbank
|
13F-HR
|
|
|
CALDWELL SUTTER CAPITAL, INC.
|
13F-HR
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-2
|
8-K
|
|
|
KEATING INVESTMENT COUNSELORS INC
|
13F-HR
|
|
|
Public Works LP
|
D
|
|
|
Cardiff Lexington Corp
|
10-Q
|
|
|
Series Dynamic of Greensoul Investment Fund LLC
|
D
|
|
|
Barings Private Credit Corp
|
SC TO-I/A
|
|
|
COMM 2015-CCRE24 Mortgage Trust
|
10-D
|
|
|
FIDELITY SALEM STREET TRUST
|
485BPOS
|
|
|
Squarepoint Atlas US Feeder LP
|
D/A
|
|
|
Verdence Capital Advisors LLC
|
13F-HR
|
|
|
BNY Mellon Investment Funds I
|
497
|
|
|
Squarepoint Moebius US Feeder LP
|
D/A
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
N-30B-2
|
|
|
Radiance Tree Capital LP
|
D/A
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
PIONEER BOND FUND /DE/
|
497K
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
305B2
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
N-30B-2
|
|
|
iCapital-Global PE Growth 14 Access Fund, L.P.
|
D/A
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
ELLISON DAVID G
|
4
|
|
|
SOUTHERN FIRST BANCSHARES INC
|
4
|
Financial Statements
|
|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
|
10-Q
|
Financial Statements
|
|
Squarepoint Moebius International Feeder Ltd.
|
D/A
|
|
|
LORD ABBETT INVESTMENT TRUST
|
NPORT-P
|
|
|
LORD ABBETT RESEARCH FUND INC
|
NPORT-P
|
|
|
HENDLEY & CO INC
|
13F-HR
|
|
|
DBJPM 2016-C3 Mortgage Trust
|
10-D
|
|
|
Solstein Capital, LLC
|
13F-HR
|
|
|
Joy Capital Fund LLC
|
D
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
PROCYON CORP
|
DEFR14A
|
|
|
Nissan Auto Receivables 2023-B Owner Trust
|
8-K
|
|
|
NISSAN AUTO RECEIVABLES Co II LLC
|
8-K
|
|
|
BRANDON ROBY GOLF, LLC
|
D
|
|
|
iCapital ASF IX US Access Fund, L.P.
|
D/A
|
|
|
Arini Credit US Fund LP
|
D/A
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
13F-HR
|
|
|
LPRE DRAPER, LLC
|
D
|
|
|
Deane Retirement Strategies, Inc.
|
13F-HR
|
|
|
AMERICAS CARMART INC
|
8-K
|
Financial Statements
|
|
Squarepoint International Feeder Ltd
|
D/A
|
|
|
FIDELITY UNION STREET TRUST II
|
485BPOS
|
|
|
FIDELITY ADVISOR SERIES II
|
485BPOS
|
|
|
HARTE HANKS INC
|
8-K
|
Financial Statements
|
|
Luther Burbank Corp
|
8-K
|
Financial Statements
|
|
Advanced Health Intelligence Ltd
|
6-K
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
485BPOS
|
|
|
CENTRAL PACIFIC FINANCIAL CORP
|
10-Q
|
Financial Statements
|
|
Telesis Bio Inc.
|
4
|
Financial Statements
|
|
Herrema Gregory J.
|
4
|
|
|
Ardlussa Capital, LLC
|
D
|
|
|
Honda Auto Receivables 2023-4 Owner Trust
|
FWP
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
FWP
|
|
|
JPMORGAN TRUST IV
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 641
|
24F-2NT
|
|
|
ARKANSAS FINANCIAL GROUP, INC.
|
13F-HR
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
13F-HR
|
|
|
Bakhu Holdings, Corp.
|
8-K
|
|
|
Telesis Bio Inc.
|
3
|
Financial Statements
|
|
Herrema Gregory J.
|
3
|
|
|
TriLinc Global Impact Fund LLC
|
8-K
|
|
|
FIDELITY INCOME FUND /MA/
|
485BPOS
|
|
|
ACBA Merger Sub I Ltd
|
F-4/A
|
|
|
SCHWAB STRATEGIC TRUST
|
NPORT-P
|
|
|
Invesco Unit Trusts Series 2260
|
24F-2NT
|
|
|
Eburon SMP, LLC
|
D
|
|
|
MACKENZIE FINANCIAL CORP
|
13F-HR
|
|
|
AB Active ETFs, Inc.
|
497J
|
|
|
Torticity, LLC
|
D
|
|
|
NUVEEN MULTISTATE TRUST III
|
NPORT-P
|
|
|
FIDELITY UNION STREET TRUST
|
485BPOS
|
|
|
JPMORGAN TRUST II
|
485BPOS
|
|
|
AP-0911 Fund III, a series of Companyon Sidecar, LP
|
D
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
10-K
|
Financial Statements
|
|
Ferguson Shapiro LLC
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2261
|
24F-2NT
|
|
|
Invesco Unit Trusts Series 2245
|
24F-2NT
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
485BPOS
|
|
|
HALLIBURTON CO
|
10-Q
|
Financial Statements
|
|
Invesco Unit Trusts Series 2259
|
24F-2NT
|
|
|
AIM GROWTH SERIES
|
497K
|
|
|
Invesco Unit Trusts Taxable Income Series 457
|
24F-2NT
|
|
|
DBJPM 2016-C1 Mortgage Trust
|
10-D
|
|
|
JPMorgan Trust I
|
485BPOS
|
|
|
Federated Hermes Adjustable Rate Securities Trust
|
485BPOS
|
|
|
LC-T2IA, LLC
|
D
|
|
|
Invesco Unit Trusts Series 2258
|
24F-2NT
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
NPORT-P
|
|
|
Invesco Unit Trusts Series 2248
|
24F-2NT
|
|
|
Neuberger Berman ETF Trust
|
NPORT-P
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
497K
|
|
|
FIDELITY COVINGTON TRUST
|
485BPOS
|
|
|
Advisors Disciplined Trust 2193
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 637
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 633
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 351
|
24F-2NT
|
|
|
ROYAL TRUST CORP OF CANADA/
|
13F-NT
|
|
|
Invesco Unit Trusts Taxable Income Series 578
|
24F-2NT
|
|
|
Honda Auto Receivables 2023-4 Owner Trust
|
424H
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
424H
|
|
|
Invesco Unit Trusts Taxable Income Series 528
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 527
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 353
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 525
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 305
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 425
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 487
|
24F-2NT
|
|
|
Innovation Beverage Group Ltd
|
F-1/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 352
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 424
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 231
|
24F-2NT
|
|
|
JEPPSON WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
FIDELITY PURITAN TRUST
|
485BPOS
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 229
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 418
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 416
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 363
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 309
|
24F-2NT
|
|
|
FIDELITY ADVISOR SERIES I
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 341
|
24F-2NT
|
|
|
NAVF Select LLC
|
D/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 194
|
24F-2NT
|
|
|
AIM GROWTH SERIES
|
497
|
|
|
PIONEER BOND FUND /DE/
|
485BPOS
|
|
|
SUMMIT WEALTH & RETIREMENT PLANNING, INC.
|
13F-HR
|
|
|
SCHWAB INVESTMENTS
|
NPORT-P
|
|
|
Canterbury Park Holding Corp
|
8-K
|
Financial Statements
|
|
SCHWAB CAPITAL TRUST
|
NPORT-P
|
|
|
Alterra IOS Venture III Feeder A, LP
|
D
|
|
|
Honda Auto Receivables 2023-4 Owner Trust
|
8-K
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
8-K
|
|
|
TRANSAMERICA FUNDS
|
485BPOS
|
|
|
Dialed In Ventures, Inc.
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
497J
|
|
|
WisdomTree Digital Trust
|
497J
|
|
|
AMERICAN FUNDS CORPORATE BOND FUND
|
NPORT-P
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
NPORT-P
|
|
|
Newcourt Acquisition Corp
|
8-K
|
|
|
Short-Term Bond Fund of America
|
NPORT-P
|
|
|
AMERICAN FUNDS MORTGAGE FUND
|
NPORT-P
|
|
|
GROWTH FUND OF AMERICA
|
NPORT-P
|
|
|
AMCAP FUND
|
NPORT-P
|
|
|
AMERICAN FUNDS INCOME SERIES
|
NPORT-P
|
|
|
INTERMEDIATE BOND FUND OF AMERICA
|
NPORT-P
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
Jacobsen Capital Management
|
13F-HR
|
|
|
DWO ASCENT III LP
|
D
|
|
|
FIDELITY D & D BANCORP INC
|
8-K
|
Financial Statements
|
|
ALLIED ASSET ADVISORS FUNDS
|
NPORT-P
|
|
|
SEI INVESTMENTS CO
|
8-K
|
Financial Statements
|
|
Roye Brothers, LLC
|
C
|
|
|
ROVIN CAPITAL /UT/ /ADV
|
13F-HR
|
|
|
Crescent Grove Advisors, LLC
|
13F-HR
|
|
|
Greer Anderson Global Partners, L.P.
|
D/A
|
|
|
FARMERS & MERCHANTS INVESTMENTS INC
|
13F-HR
|
|
|
AMERICAN HONDA FINANCE CORP
|
FWP
|
|
|
Manulife Private Credit Fund
|
D
|
|
|
BELLEVUE ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
AMERICAN HONDA FINANCE CORP
|
424B2
|
|
|
Principal Enhanced Property Fund, L.P.
|
D/A
|
|
|
NOKIA CORP
|
6-K
|
Financial Statements
|
|
Greer Anderson Global Long, L.P.
|
D/A
|
|
|
Greifenberg Digital Ltd
|
SEC STAFF ACTION
|
|
|
GS Finance Corp.
|
FWP
|
|
|
TripleBar Bio, Inc.
|
D
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
|
NPORT-P
|
|
|
Guggenheim Active Allocation Fund
|
NPORT-P
|
|
|
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
|
NPORT-P
|
|
|
Interactive Strength, Inc.
|
424B3
|
|
|
RLI CORP
|
10-Q
|
Financial Statements
|
|
JARRELL CR310 INVESTORS LLC
|
D
|
|
|
INVESCO, LLC
|
13F-HR
|
|
|
Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC
|
D/A
|
|
|
Nationwide Private Placement Variable Account - E
|
D/A
|
|
|
Albertsons Companies, Inc.
|
4
|
Financial Statements
|
|
DONALD JAMES
|
4
|
|
|
MP Investment Club Emerging Event Driven Fund 2 LP
|
D/A
|
|
|
MP Investment Club LS Healthcare 1 LP
|
D/A
|
|
|
Enefty Gaming Inc.
|
C/A
|
|
|
Burgdoerfer Stuart B
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
Geneva Partners, LLC
|
13F-HR
|
|
|
Eaton Vance Floating-Rate Income Trust
|
NPORT-P
|
|
|
EATON VANCE GROWTH TRUST
|
NPORT-P
|
|
|
EATON VANCE MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
RYDER SYSTEM INC
|
10-Q
|
Financial Statements
|
|
Wealth Management Solutions, LLC
|
13F-HR
|
|
|
SMITHBRIDGE ASSET MANAGEMENT INC/DE
|
13F-HR
|
|
|
OSP Gannett Holdings, LLC
|
D
|
|
|
MFS SERIES TRUST II
|
NPORT-P
|
|
|
RIDGECREST WEALTH PARTNERS, LLC
|
13F-HR
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
4
|
|
|
TOTH TERENCE J
|
4
|
|
|
Nabriva Therapeutics plc
|
15-12G
|
Financial Statements
|
|
UNION BANK & TRUST CO /NE/
|
13F-NT
|
|
|
NORFOLK SOUTHERN CORP
|
10-Q
|
Financial Statements
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
4
|
|
|
GROESBECK INVESTMENT MANAGEMENT CORP /NJ/
|
13F-HR
|
|
|
WASTE MANAGEMENT INC
|
10-Q
|
Financial Statements
|
|
Simple Management Group, Inc.
|
D
|
|
|
Cloopen Group Holding Ltd
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
ARCBEST CORP /DE/
|
8-K
|
Financial Statements
|
|
KKR Ascendant Fund SCSp
|
D/A
|
|
|
Hicks Zackery A
|
4
|
|
|
KIMBERLY CLARK CORP
|
4
|
Financial Statements
|
|
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC
|
13F-HR
|
|
|
MFS SERIES TRUST X
|
NPORT-P
|
|
|
MFS SERIES TRUST XIII
|
NPORT-P
|
|
|
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
|
NPORT-P
|
|
|
MFS SERIES TRUST IV
|
NPORT-P
|
|
|
HAWTHORN BANCSHARES, INC.
|
8-K
|
Financial Statements
|
|
Wealthgate Family Office, LLC
|
13F-HR
|
|
|
UBS AG
|
424B2
|
|
|
Pachira Investments Inc.
|
13F-HR
|
|
|
NORTHSTAR ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
Sea Otter Advisors LLC
|
SC 13G/A
|
|
|
OCA Acquisition Corp.
|
SC 13G/A
|
|
|
Williams & Novak, LLC
|
SC 13G
|
|
|
SPYR, Inc.
|
SC 13G
|
|
|
PILOT BUTTE HOLDINGS LLC
|
D
|
|
|
Noro-Moseley Partners IX, L.P.
|
D/A
|
|
|
FT 11125
|
S-6
|
|
|
BANK OF HAWAII CORP
|
10-Q
|
Financial Statements
|
|
ABG Poviard LLC
|
D
|
|
|
DRDGOLD LTD
|
6-K
|
Financial Statements
|
|
Spark Intrepid L.P.
|
D/A
|
|
|
SPARK PARTNERS FUND L.P.
|
D/A
|
|
|
Wilper Keny Frank
|
144
|
|
|
Allegiant Travel CO
|
144
|
Financial Statements
|
|
GILL CAPITAL PARTNERS, LLC
|
13F-HR
|
|
|
Hicks Zackery A
|
144
|
|
|
KIMBERLY CLARK CORP
|
144
|
Financial Statements
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
REINHART PARTNERS, LLC.
|
13F-HR
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
NPORT-P
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
BIO KEY INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Avadain, Inc.
|
D
|
|
|
Westly Seed Fund I, L.P.
|
D/A
|
|
|
Renter Wealth Creation Fund, LLC
|
D/A
|
|
|
EQ PREMIER VIP TRUST
|
497K
|
|
|
AM INVESTMENT STRATEGIES LLC
|
13F-HR
|
|
|
Runic Labs, Inc.
|
D
|
|
|
Brighton Micro-Cap Fund II, LP
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
SpiderRock Advisors, LLC
|
13F-HR
|
|
|
BlackRock ETF Trust
|
CERT
|
|
|
AIS Holdings Group, Inc.
|
10-Q
|
|
|
Goldman Sachs ETF Trust
|
CERT
|
|
|
SKINVISIBLE, INC.
|
8-K
|
|
|
MASTRAPASQUA ASSET MANAGEMENT INC
|
13F-HR
|
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
|
BIOVIE INC.
|
8-K
|
|
|
FT 11037
|
497J
|
|
|
Guillaume Stephen J
|
4
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
4
|
|
|
Sage Mountain Advisors LLC
|
13F-HR
|
|
|
BMBC US Fund SPC - Income Value SP
|
D
|
|
|
1290 Funds
|
497K
|
|
|
MORIKIS JOHN G
|
4
|
|
|
SHERWIN WILLIAMS CO
|
4
|
Financial Statements
|
|
Caldwell Investment Management Ltd.
|
13F-HR
|
|
|
FT 11021
|
497J
|
|
|
Compass Wealth Management LLC
|
13F-HR
|
|
|
Schlosser John W
|
144
|
|
|
KINDER MORGAN, INC.
|
144
|
Financial Statements
|