| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Switch Enterprises Inc.
|
C-AR/A
|
|
|
CALIFORNIA FIRST LEASING CORP
|
13F-HR
|
|
|
Wilderotter Mary Agnes
|
4
|
|
|
COSTCO WHOLESALE CORP /NEW
|
4
|
Financial Statements
|
|
BLACKROCK MUNICIPAL BOND FUND, INC.
|
485BPOS
|
|
|
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
|
485BPOS
|
|
|
450 ML Partners, LLC
|
D
|
|
|
Nano Magic Inc.
|
8-K
|
|
|
PATTON ALBERTSON MILLER GROUP, LLC
|
13F-HR
|
|
|
RAIKES JEFFREY S
|
4
|
|
|
1290 Funds
|
497
|
|
|
TOTAL INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
Giem Judi
|
4
|
|
|
TRICO BANCSHARES /
|
4
|
Financial Statements
|
|
Eversept ELS Master Fund, L.P.
|
D/A
|
|
|
Elbert Capital LCP LLC
|
D/A
|
|
|
STANTON JOHN W
|
4
|
|
|
Pacific Oak Strategic Opportunity REIT, Inc.
|
8-K
|
|
|
Axe-Houghton Associate Investment Fund, LLC
|
D/A
|
|
|
Southern States Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
Boxabl Inc.
|
1-SA
|
|
|
Theratechnologies Inc.
|
6-K
|
|
|
CALIFORNIA FIRST LEASING CORP
|
N-30B-2
|
|
|
TCW ETF Trust
|
497
|
|
|
Mithaq Capital SPC
|
13F-HR
|
|
|
COCA COLA CO
|
10-Q
|
Financial Statements
|
|
EQ PREMIER VIP TRUST
|
497
|
|
|
CITY HOLDING CO
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Summit Financial Strategies, Inc.
|
13F-HR
|
|
|
Vert Asset Management LLC
|
13F-HR
|
|
|
Wildcat Groff Co-Invest, LP
|
D
|
|
|
Steele Creek Capital Corp
|
8-K/A
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
MUNGER CHARLES T
|
4
|
|
|
Hennessy Capital Investment Corp. VI
|
SC 13G
|
Financial Statements
|
|
Arena Capital Advisors, LLC- CA
|
SC 13G
|
|
|
CD 2017-CD3 Mortgage Trust
|
10-D
|
|
|
JEWELL SARAH MR SALLY
|
4
|
|
|
Will Ventures SPV Holdings, L.P. - Series TMRW
|
D
|
|
|
Gehlmann Gregory A
|
4
|
|
|
CD 2017-CD3 Mortgage Trust
|
ABS-EE
|
|
|
PALATIN TECHNOLOGIES INC
|
424B5
|
Financial Statements
|
|
CATALYST PRIVATE WEALTH, LLC
|
13F-HR
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
BrightHorse Equine Performance, Inc.
|
D
|
|
|
Equitable Agents Reinsurance Co
|
D
|
|
|
JAMES HAMILTON E
|
4
|
|
|
TREX SOLAR, LLC
|
C-U
|
|
|
Eversept Global Healthcare Fund, LP
|
D/A
|
|
|
SUMMIT PARTNERS L P
|
13F-HR
|
|
|
Thunder Energies Corp
|
8-K
|
|
|
DENMAN KENNETH D
|
4
|
|
|
DECKER SUSAN L
|
4
|
|
|
Fleshood John
|
4
|
|
|
TA Investors Select Opportunities, L.P.
|
D/A
|
|
|
OneDigital TopCo LLC
|
D
|
|
|
BLACKROCK ADVANTAGE GLOBAL FUND, INC.
|
485BPOS
|
|
|
Blackstone Growth II
|
D/A
|
|
|
HORIZON BANCORP INC /IN/
|
13F-HR
|
Financial Statements
|
|
Foulkes Helena
|
4
|
|
|
Arlington Trust Co LLC
|
13F-HR
|
|
|
TA Investors XIII, L.P.
|
D/A
|
|
|
Jackson Credit Opportunities Fund
|
N-2/A
|
|
|
C5 Acquisition Corp
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
HEALTHY EXTRACTS INC.
|
S-1/A
|
|
|
Blackstone Growth II L.P.
|
D/A
|
|
|
UBS AG
|
424B3
|
|
|
TA Investors XII, L.P.
|
D/A
|
|
|
PDF SOLUTIONS INC
|
8-K
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-GC36
|
10-D
|
|
|
1295441 BC LTD
|
SC 13G
|
|
|
VeraBank, N.A.
|
13F-HR
|
|
|
CARNEY CRAIG B
|
4
|
|
|
Battery Future Acquisition Corp.
|
DEF 14A
|
|
|
1226053 BC LTD
|
SC 13G
|
|
|
TownSquare US Feeder Fund
|
D
|
|
|
Arlington Partners LLC
|
13F-HR
|
|
|
JOLLY HARMONY ENTERPRISES Ltd
|
144
|
|
|
Jin Medical International Ltd.
|
144
|
|
|
Eversept Generations Fund, LP
|
D/A
|
|
|
Asylum Holdings International LP
|
D
|
|
|
Nordwand Special Opportunities II LLC
|
D
|
|
|
ROCKETFUEL BLOCKCHAIN, INC.
|
424B3
|
|
|
DIG02, LLC
|
D
|
|
|
CSB Bancorp, Inc.
|
8-K
|
|
|
WOODMONT INVESTMENT COUNSEL LLC
|
13F-HR
|
|
|
Tidal Trust II
|
497
|
|
|
O'Brien Wealth Partners LLC
|
13F-HR
|
|
|
BAILEY DANIEL K
|
4
|
|
|
Redmond Asset Management, LLC
|
13F-HR
|
|
|
CAPITAL ADVISORS INC/OK
|
13F-HR
|
|
|
Resch Martin H.
|
4
|
|
|
CASS INFORMATION SYSTEMS INC
|
4
|
Financial Statements
|
|
Affinity Bancshares, Inc.
|
8-K
|
|
|
Grey Fox Wealth Advisors, LLC
|
13F-HR
|
|
|
Layr Holdings, Inc.
|
D
|
|
|
Soryn IP Parallel Fund II, L.P.
|
D
|
|
|
Simply Good Foods Co
|
10-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Denarius Metals Corp
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Cudahy Theresa Ellen
|
4/A
|
|
|
CuriosityStream Inc.
|
4/A
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
NOKIA CORP
|
6-K
|
Financial Statements
|
|
Ascenta Capital Project Argos SPV, L.P.
|
D
|
|
|
HCP V CK Co-Investors, L.P.
|
D
|
|
|
Chalkstream Investment Fund, L.P.
|
D/A
|
|
|
H2 Clipper, Inc.
|
D
|
|
|
Highwater Properties III LP
|
D
|
|
|
Independent Bank Group, Inc.
|
10-Q
|
Financial Statements
|
|
Touchstone Capital, Inc.
|
SC 13G
|
|
|
Coda Octopus Group, Inc.
|
SC 13G
|
Financial Statements
|
|
BLACKROCK EUROFUND
|
485BPOS
|
|
|
Compiify, Inc.
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
AGILITI, INC. \DE
|
144
|
Financial Statements
|
|
Leonard Thomas J
|
144
|
|
|
Boxabl Inc.
|
D
|
|
|
Cormack Heidi
|
4
|
|
|
NETGEAR, INC.
|
4
|
Financial Statements
|
|
Digital Health Strategies, Inc.
|
D
|
|
|
Chalkstream Investment Fund
|
D/A
|
|
|
DataBiologics, Inc.
|
D/A
|
|
|
WD RUTHERFORD LLC
|
13F-HR
|
|
|
SIG ICF-1, LLC
|
D
|
|
|
FP P6, LLC
|
D
|
|
|
Yo-Health Inc.
|
10-K/A
|
|
|
Cardinal Ethanol LLC
|
8-K
|
|
|
GREENE COUNTY BANCORP INC
|
8-K
|
Financial Statements
|
|
Federated Hermes Total Return Government Bond Fund
|
NPORT-P
|
|
|
BGO Asia III Blossoms Co-Investment Feeder LP
|
D
|
|
|
Federated Hermes Short-Term Government Trust
|
NPORT-P
|
|
|
ETF Opportunities Trust
|
8-A12B
|
|
|
Federated Hermes Municipal Securities Income Trust
|
NPORT-P
|
|
|
Ivy Variable Insurance Portfolios
|
AW
|
|
|
MOODY LYNN & LIEBERSON, LLC
|
13F-HR
|
|
|
Ivy Variable Insurance Portfolios
|
485BXT
|
|
|
Pemberton Evegreen Alternative Credit Fund L.P
|
D
|
|
|
Orchestra Private Equity VI, L.P.
|
D
|
|
|
Olympian Motors, Inc.
|
C/A
|
|
|
Fundamentum, LLC
|
13F-HR
|
|
|
W.H. Cornerstone Investments Inc.
|
13F-HR
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Stratos Wealth Advisors, LLC
|
13F-HR
|
|
|
Buffalo River Operations LLC
|
D
|
|
|
DROMS STRAUSS ADVISORS INC /MO/ /ADV
|
13F-HR
|
|
|
Advisors' Inner Circle Fund II
|
24F-2NT
|
|
|
Park Capital Management Depositor LLC
|
ABS-15G
|
|
|
Stratos Wealth Partners, LTD.
|
13F-HR
|
|
|
Wulus Group Inc
|
C
|
|
|
Federated Hermes Institutional Trust
|
NPORT-P
|
|
|
Rizzo James G.
|
4
|
|
|
BCB BANCORP INC
|
4
|
Financial Statements
|
|
ORCP IV Capripack Co-Investors, LP
|
D
|
|
|
Northern Lights Fund Trust
|
485BPOS
|
|
|
NUSCALE POWER Corp
|
8-K
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Federated Hermes Total Return Series, Inc.
|
NPORT-P
|
|
|
FT 11033
|
487
|
|
|
ECP Opportunity Fund LLC
|
D/A
|
|
|
NEW SOUTH CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Navios Maritime Holdings Inc.
|
SC 13D/A
|
Financial Statements
|
|
Frangou Angeliki
|
SC 13D/A
|
|
|
Federated Hermes Investment Series Funds, Inc.
|
NPORT-P
|
|
|
WEYBOSSET RESEARCH & MANAGEMENT LLC
|
13F-HR
|
|
|
Harris Gary A
|
4
|
|
|
Farmers & Merchants Bancshares, Inc.
|
4
|
|
|
ECP Opportunity Fund II LLC
|
D/A
|
|
|
Federated Hermes International Series, Inc.
|
NPORT-P
|
|
|
CCA Longevity Fund V
|
D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Federated Hermes Intermediate Municipal Trust
|
NPORT-P
|
|
|
Seattle Funding Group, Ltd.
|
D
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
Daniel Dawna L.
|
3
|
|
|
Hedge Fund Guided Portfolio Solution
|
3
|
|
|
PERCH ENERGY, INC.
|
D
|
|
|
Hex Performance, LLC
|
D
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
3
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
3
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2255
|
24F-2NT
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497J
|
|
|
Ocean Power Technologies, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
SC 13D/A
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
Federated Hermes Income Securities Trust
|
NPORT-P
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
3
|
|
|
Zenkyoren Asset Management of America Inc.
|
13F-NT
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
National Mutual Insurance Federation of Agricultural Cooperatives
|
13F-HR
|
|
|
Federated Hermes Global Allocation Fund
|
NPORT-P
|
|
|
Mongoose Bio, Inc.
|
D
|
|
|
Rali Solutions, LLC
|
D
|
|
|
Hesketh James KB
|
4
|
|
|
SOLITARIO RESOURCES CORP.
|
4
|
Financial Statements
|
|
Ocean Power Technologies, Inc.
|
DFAN14A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
DFAN14A
|
|
|
Federated Hermes Adviser Series
|
NPORT-P
|
|
|
3M CO
|
IRANNOTICE
|
Financial Statements
|
|
GUTHART GARY S
|
144
|
|
|
INTUITIVE SURGICAL INC
|
144
|
Financial Statements
|
|
3M CO
|
10-Q
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2254
|
24F-2NT
|
|
|
FIRST UNITED BANK & TRUST
|
13F-HR
|
|
|
Hartford Financial Management Inc.
|
13F-HR
|
|
|
Federated Hermes High Yield Trust
|
NPORT-P
|
|
|
Federated Hermes Government Income Securities, Inc.
|
NPORT-P
|
|
|
Brookfield Asset Management ULC
|
4
|
|
|
Brookfield REIT Adviser LLC
|
4
|
|
|
Brookfield US Inc.
|
4
|
|
|
Brookfield Property Master Holdings LLC
|
4
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
4
|
|
|
Brookfield Property Group LLC
|
4
|
|
|
Brookfield US Holdings Inc.
|
4
|
|
|
BROOKFIELD Corp /ON/
|
4
|
|
|
Madison Covered Call & Equity Strategy Fund
|
DEFA14A
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC21
|
10-D
|
|
|
BENTLEY GREGORY S
|
144
|
|
|
BENTLEY SYSTEMS INC
|
144
|
Financial Statements
|
|
Citigroup Commercial Mortgage Trust 2014-GC19
|
10-D
|
|
|
CCC Friends III Limited Partnership
|
D
|
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
424B3
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
424B3
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
424B3
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
424B3
|
Financial Statements
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
424B3
|
Financial Statements
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
424B3
|
|
|
Federated Hermes Adjustable Rate Securities Trust
|
NPORT-P
|
|
|
Iowa State Bank
|
13F-HR
|
|
|
Federated Hermes ETF Trust
|
NPORT-P
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
CM ADVISORS FAMILY OF FUNDS
|
40-17G
|
|
|
Federated Hermes World Investment Series, Inc.
|
NPORT-P
|
|
|
Valtinson Bruner Financial Planning LLC
|
13F-HR
|
|
|
Lynch Keenan D
|
4
|
|
|
CrossAmerica Partners LP
|
4
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2253
|
24F-2NT
|
|
|
Three Chord Bourbon, Inc.
|
C
|
|
|
Hunger Not Impossible, Inc.
|
D
|
|
|
GS Mortgage Securities Trust 2015-GC34
|
10-D
|
|
|
Federated Hermes Fixed Income Securities, Inc.
|
NPORT-P
|
|
|
JAPAN SMALLER CAPITALIZATION FUND INC
|
N-CSRS
|
|
|
GS Mortgage Securities Trust 2015-GC30
|
10-D
|
|
|
DripDoc LLC
|
D
|
|
|
Full Circle Grill & BBQ, LLC
|
C
|
|
|
Windsor Wealth Management, Inc.
|
13F-HR
|
|
|
Federated Hermes Equity Income Fund, Inc.
|
NPORT-P
|
|
|
GS Mortgage Securities Trust 2014-GC26
|
10-D
|
|
|
Redwood Investments, LLC
|
13F-HR
|
|
|
Greenbriar Capital Corp.
|
6-K
|
|
|
GS Mortgage Securities Trust 2013-GCJ16
|
10-D
|
|
|
Federated Hermes Equity Funds
|
NPORT-P
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2252
|
24F-2NT
|
|
|
ONEHOPE, Inc
|
D
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
Relocalize Inc.
|
D
|
|
|
GS Mortgage Securities Trust 2013-GC13
|
10-D
|
|
|
Awareness Venture Fund I LP
|
D
|
|
|
ARGENT CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Farmers & Merchants Bancshares, Inc.
|
8-K
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
RL Ocala LLC
|
D
|
|
|
Federated Hermes Premier Municipal Income Fund
|
NPORT-P
|
|
|
CAPITAL CITY BANK GROUP INC
|
8-K
|
Financial Statements
|
|
FT 11011
|
497J
|
|
|
FT 11010
|
497J
|
|
|
FT 11009
|
497J
|
|
|
SG AMERICAS SECURITIES, LLC
|
MA-I/A
|
|
|
Federated Hermes Managed Pool Series
|
NPORT-P
|
|
|
Shift, LLC
|
C-AR
|
|
|
FT 11008
|
497J
|
|
|
Imagen Stickney Dental Support Services, LLC
|
D
|
|
|
IMAGEN DENTAL PARTNERS, LLC
|
D
|
|
|
Forethought Life Insurance Co
|
DEL AM
|
|
|
JAPAN SMALLER CAPITALIZATION FUND INC
|
NPORT-P
|
|
|
Opine Market, Inc.
|
D/A
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
GRIMES THOMAS MICHAEL
|
4
|
|
|
REAVES UTILITY INCOME FUND
|
4
|
|
|
RAYVA INC
|
D
|
|
|
Manager Directed Portfolios
|
485BPOS
|
|
|
Etago Capital LLC
|
D
|
|
|
Talbot Financial, LLC
|
13F-HR
|
|
|
FOUNDERS CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Validus Direct Opportunities Fund, LLC
|
D
|
|
|
POSCO HOLDINGS INC.
|
6-K
|
Financial Statements
|
