| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
485BXT
|
|
|
Beacon Capital Management, LLC
|
13F-HR
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
ABS-EE
|
|
|
QUATTRO FINANCIAL ADVISORS LLC
|
13F-HR
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
Polen Capital Global SMID Co Growth Fund
|
D/A
|
|
|
AGILITY HOLDINGS, INC.
|
D
|
|
|
WisdomTree Trust
|
497K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
ATWOOD & PALMER INC
|
13F-HR
|
|
|
WisdomTree Trust
|
497
|
|
|
BlackRock ETF Trust
|
497
|
|
|
AMERICAN EXPRESS CO
|
10-Q
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2022-4
|
ABS-EE
|
|
|
MOBILE TELESYSTEMS PUBLIC JOINT STOCK Co
|
6-K
|
|
|
MPAC Healthcare Management, LLC
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-3
|
ABS-EE
|
|
|
FT 11008
|
487
|
|
|
CSC South Hill Realty Capital, LLC
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
Navidence LLC
|
D
|
|
|
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
STANTEC INC
|
F-X/A
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
FT 11011
|
487
|
|
|
FT 11009
|
487
|
|
|
CERES Coin LLC
|
1-SA
|
|
|
CERES Coin LLC
|
1-K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-4
|
ABS-EE
|
|
|
FT 11010
|
487
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
Nuvve Holding Corp.
|
8-K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
Willman Ryan
|
4
|
|
|
Calumet Specialty Products Partners, L.P.
|
4
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
Smead Funds Trust
|
NPORT-P
|
|
|
Kottayil George
|
3
|
|
|
Acasti Pharma Inc.
|
3
|
Financial Statements
|
|
Rose Street Partners Ltd
|
D
|
|
|
NEUGEBOREN EDWARD
|
3
|
|
|
JONAS HOWARD S
|
4
|
|
|
IDT CORP
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
DAVIS A BRIAN
|
3
|
|
|
ZenniHome Holdings Inc.
|
C/A
|
|
|
GREENWAY TECHNOLOGIES INC
|
8-K
|
|
|
Merritt Sears
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
Alkeon Growth Partners, LP
|
D/A
|
|
|
Emery Christina
|
4
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
O'Connor Financial Group LLC
|
13F-HR
|
|
|
Ramsey Randall C.
|
4
|
|
|
ARTS WAY MANUFACTURING CO INC
|
4
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2020-4
|
ABS-EE
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
WORLD HEALTH ENERGY HOLDINGS, INC.
|
8-K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-2
|
ABS-EE
|
|
|
Ecto, Inc.
|
D
|
|
|
Oak Valley Bancorp
|
8-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2020-1
|
ABS-EE
|
|
|
SAN JUAN BASIN ROYALTY TRUST
|
8-K
|
|
|
Polen Credit Opportunities Fund
|
40-17G
|
|
|
FundVantage Trust
|
40-17G
|
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
40-17G
|
|
|
THIRD AVENUE TRUST
|
40-17G
|
|
|
RESTON WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
BitBull Offshore Fund Ltd.
|
D/A
|
|
|
Pioneer ILS Interval Fund
|
N-23C3A
|
|
|
Barreto Rodney
|
4
|
|
|
Progressive Care Inc.
|
4
|
|
|
Fernandez Charles M.
|
4
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
SCHMIDT P J INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
FB Parent Ltd.
|
425
|
|
|
Integral Acquisition Corp 1
|
425
|
|
|
BitBull Fund LP
|
D/A
|
|
|
American Picture House Corp
|
10-12G/A
|
|
|
Estaca 1992, LLC
|
D
|
|
|
Cortlandt Street Holdings, Inc
|
C
|
|
|
T. Rowe Price Exchange-Traded Funds, Inc.
|
NPORT-P
|
|
|
Meridian Financial Partners LLC
|
13F-HR
|
|
|
Jennison Growth Equity Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
Cadeler A/S
|
425
|
|
|
ENETI INC.
|
425
|
Financial Statements
|
|
Avestar Capital, LLC
|
13F-HR
|
|
|
Shockwave Medical, Inc.
|
144
|
Financial Statements
|
|
WATKINS FRANK T
|
144
|
|
|
ALLCITY Network Inc.
|
D
|
|
|
Climate Tech Circle, LP - A4
|
D/A
|
|
|
US BANCORP \DE\
|
424B2
|
Financial Statements
|
|
Angel Collective Opportunity Fund, LP - C4
|
D/A
|
|
|
SGH Holdings II, LLC
|
D/A
|
|
|
SuperAngel.vc, LP - C3
|
D/A
|
|
|
SuperAngel.vc QP, LP - C3
|
D/A
|
|
|
TrimTabs ETF Trust
|
24F-2NT
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
Ravikant Capital, LP - D2
|
D/A
|
|
|
Ravikant Capital QP, LP - D2
|
D/A
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Kosmin Fund Ltd
|
13F-NT/A
|
|
|
Alkeon Growth Partners II, LP
|
D/A
|
|
|
Echo Wealth Management, LLC
|
13F-HR
|
|
|
NewtekOne, Inc.
|
144
|
Financial Statements
|
|
Mulia Salvatore Francis
|
144
|
|
|
Nucleation Capital, LP - C1
|
D/A
|
|
|
Bremer Bank National Association
|
13F-HR
|
|
|
BCA Hedged Strategies Fund, L.P.
|
D/A
|
|
|
Peterson Colorado Apts, LP
|
D
|
|
|
Bizma Investimentos Ltda
|
13F-HR/A
|
|
|
Jennison International Opportunities Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
Jibe Ventures QP, LP - C3
|
D/A
|
|
|
Jibe Ventures, LP - C3
|
D/A
|
|
|
Future Financial Wealth Managment LLC
|
13F-HR
|
|
|
HGK ASSET MANAGEMENT INC
|
13F-HR
|
|
|
Eagle Point Institutional Income Fund
|
40-17G
|
|
|
Forefront Venture Fund, LP - C2
|
D/A
|
|
|
SILVER OAK SECURITIES, INCORPORATED
|
13F-HR/A
|
|
|
West Branch Capital LLC
|
13F-HR
|
|
|
Ridgehaven Fund, L.P.
|
D
|
|
|
Eagle Point Income Co Inc.
|
40-17G
|
|
|
PGIM Long Duration Government/Credit Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
NileBuilt Corp. / WY
|
1-A/A
|
|
|
Parity Healthcare Analytics Inc.
|
D
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
FaZe Holdings Inc.
|
424B3
|
|
|
UpHealth, Inc.
|
8-K
|
|
|
Eagle Point Credit Co Inc.
|
40-17G
|
|
|
Custos Family Office, LLC
|
13F-HR
|
|
|
Haye Edward J.
|
4
|
|
|
FIRST OF LONG ISLAND CORP
|
4
|
Financial Statements
|
|
PGIM Emerging Markets Debt Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
MUTUAL FUND SERIES TRUST
|
AW
|
|
|
ACCOUNTABILITY BOARD, INC.
|
PX14A6G
|
|
|
CAMPBELL SOUP CO
|
PX14A6G
|
Financial Statements
|
|
SKELLIG DST GLOBAL RESOURCE SOLUTIONS FUND, an Investment Fund of Skellig Delaware Statutory Trust
|
D/A
|
|
|
LEDGERSET INC.
|
D
|
|
|
NB Bancorp, Inc.
|
424B3
|
|
|
PLIMOTH TRUST CO LLC
|
13F-HR
|
|
|
Skellig Integris Global Equity Fund, an Investment Fund of Skellig Delaware Statutory Trust
|
D/A
|
|
|
PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
SKELLIG INTEGRIS EMERGING MARKETS EQUITY FUND, AN INVESTMENT FUND OF SKELLIG DELAWARE STATUTORY TRUST
|
D/A
|
|
|
H Venture Partners Brand Fund II-A, L.P.
|
D/A
|
|
|
SPDR INDEX SHARES FUNDS
|
485BXT
|
|
|
SKELLIG DST WATER FUND, AN INVESTMENT FUND OF SKELLIG DELAWARE STATUTORY TRUST
|
D/A
|
|
|
Majestic Ideal Holdings Ltd
|
F-1/A
|
|
|
Fund 1 S072023, LP
|
D
|
|
|
Jennison Global Opportunity Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
Mercer Funds
|
497
|
|
|
AB Active ETFs, Inc.
|
485BPOS
|
|
|
LAKE STREET FINANCIAL LLC
|
13F-HR
|
|
|
Ascent Wealth Partners, LLC
|
13F-HR
|
|
|
SIERRA BANCORP
|
8-K
|
Financial Statements
|
|
P Capital Partners V B AB
|
D/A
|
|
|
McFetridge Andy
|
3
|
|
|
Manulife Private Credit Plus Fund
|
3
|
|
|
AmeriFunds Secured Income Fund I, LLC
|
D/A
|
|
|
Basswood Financial Long Only Fund, Ltd.
|
D/A
|
|
|
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
|
D/A
|
|
|
Green Check Verified, Inc.
|
D
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
MITCHELL MCLEOD PUGH & WILLIAMS INC
|
13F-HR
|
|
|
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust
|
D/A
|
|
|
WENDELL DAVID ASSOCIATES INC
|
13F-HR
|
|
|
Artemis Bow Investment Fund I LLC
|
D
|
|
|
Red Ember Partners LP
|
D/A
|
|
|
GMI-Property Improvement Plan, LP
|
D/A
|
|
|
Elevation Series Trust
|
485BXT
|
|
|
MARYLAND CAPITAL ADVISORS INC.
|
13F-HR
|
|
|
Beckwith Van H.
|
144
|
|
|
HALLIBURTON CO
|
144
|
Financial Statements
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
VILLERE ST DENIS J & CO LLC
|
13F-HR
|
|
|
FT 11065
|
S-6
|
|
|
John Hancock Asset-Based Lending Fund
|
3
|
|
|
Worth Capital Digital Fund LP
|
D/A
|
|
|
PRESCOTT ASSOCIATES L.P.
|
D/A
|
|
|
MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID
|
13F-HR
|
|
|
LUDWIG ENTERPRISES, INC.
|
S-1/A
|
|
|
Alkeon Growth Offshore Fund, Ltd.
|
D/A
|
|
|
Contrarian Alpha, LP
|
D/A
|
|
|
FIRST BANCORP /PR/
|
8-K
|
Financial Statements
|
|
FT 11100
|
S-6
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
reAlpha Tech Corp.
|
CERT
|
|
|
Windmill Hill Asset Management Ltd
|
13F-HR
|
|
|
Anaxagoras Investments, LP
|
D
|
|
|
Red Ember Offshore Fund Ltd.
|
D/A
|
|
|
VIEWPOINT INVESTMENT PARTNERS CORP
|
13F-HR
|
|
|
InTrack Investment Management Inc
|
13F-HR
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
MORINGA AI VENTURES SERIES II LP
|
D
|
|
|
Next.e.GO N.V.
|
6-K
|
|
|
Ellsworth Advisors, LLC
|
13F-HR
|
|
|
Advisors Disciplined Trust 2192
|
487
|
|
|
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV
|
13F-HR
|
|
|
Index Fund Advisors, Inc.
|
13F-HR
|
|
|
AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
CERT
|
|
|
FT 11127
|
S-6
|
|
|
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II
|
D/A
|
|
|
FT 11126
|
S-6
|
|
|
NowNews Digital Media Technology Co. Ltd.
|
D
|
|
|
VEON Ltd.
|
6-K
|
Financial Statements
|
|
MetroCity Bankshares, Inc.
|
8-K
|
Financial Statements
|
|
H Venture Partners Brand II Fund, L.P.
|
D/A
|
|
|
My Legacy Advisors, LLC
|
13F-HR
|
|
|
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II
|
D/A
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
ABS-EE
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
ABS-EE
|
|
|
Popular Income Plus Fund, Inc.
|
N-CEN/A
|
|
|
Popular High Grade Fixed-Income Fund, Inc.
|
N-CEN/A
|
|
|
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND
|
D/A
|
|
|
BBR ALO Fund, LLC
|
4/A
|
|
|
Barth Brett H
|
4/A
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
RANGE RESOURCES CORP
|
8-K
|
Financial Statements
|
|
OFS Credit Company, Inc.
|
4
|
Financial Statements
|
|
Cerny Jeffrey A
|
4
|
|
|
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND
|
D/A
|
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
Rashid Bilal
|
4
|
|
|
WINGERTZAHN MICHAEL
|
4/A
|
|
|
Orchard First Source Asset Management Holdings, LLC
|
4
|
|
|
Cambium Carbon PBC
|
D
|
|
|
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND
|
D/A
|
|
|
Slate Cities & Communities Fund I L.P.
|
D
|
|
|
ABSOLUTE INVESTMENT ADVISERS, LLC
|
13F-HR
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
ABS-EE
|
|
|
NOVATION COMPANIES, INC.
|
REVOKED
|
|
|
Camelot Portfolios, LLC
|
13F-HR
|
|
|
Interius BioTherapeutics, Inc.
|
D
|
|
|
Exane Asset Management
|
13F-HR
|
|
|
Paylocity Holding Corp
|
ARS
|
Financial Statements
|
|
NEUROPATHIX, INC.
|
REVOKED
|
|
|
FT 10900
|
24F-2NT
|
|
|
FT 10820
|
24F-2NT
|
|
|
FT 10816
|
24F-2NT
|
|
|
FT 10975
|
24F-2NT
|
|
|
FT 10807
|
24F-2NT
|
|
|
FT 10792
|
24F-2NT
|
|
|
FT 10890
|
24F-2NT
|
|
|
FT 10818
|
24F-2NT
|
|
|
FT 10812
|
24F-2NT
|
|
|
FT 10800
|
24F-2NT
|
|
|
FT 10783
|
24F-2NT
|
|
|
FT 10871
|
24F-2NT
|
|
|
FT 10803
|
24F-2NT
|
|
|
FT 10821
|
24F-2NT
|
|
|
FT 10813
|
24F-2NT
|
|
|
FT 10801
|
24F-2NT
|
|
|
FT 10791
|
24F-2NT
|
|
|
FT 10605
|
24F-2NT
|
|
|
FT 10964
|
24F-2NT
|
|
|
FT 10814
|
24F-2NT
|
|
|
FT 10874
|
24F-2NT
|
|
|
FT 10808
|
24F-2NT
|
|
|
FT 10961
|
24F-2NT
|
|
|
FT 10809
|
24F-2NT
|
|
|
FT 10822
|
24F-2NT
|
|
|
FT 10804
|
24F-2NT
|
|
|
FaZe Holdings Inc.
|
DEFA14A
|
|
|
Paylocity Holding Corp
|
DEFA14A
|
Financial Statements
|
|
FT 10906
|
24F-2NT
|
|
|
FT 10845
|
24F-2NT
|
|
|
FT 10817
|
24F-2NT
|
|
|
FT 10790
|
24F-2NT
|
|
|
FT 10162
|
24F-2NT
|
|
|
FT 10152
|
24F-2NT
|
|
|
FT 10904
|
24F-2NT
|
|
|
FT 10869
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 627
|
24F-2NT
|
|
|
FT 10882
|
24F-2NT
|
|
|
FT 10870
|
24F-2NT
|
|
|
FT 10867
|
24F-2NT
|
|
|
FT 10875
|
24F-2NT
|
|
|
FT 10872
|
24F-2NT
|
|
|
FT 10802
|
24F-2NT
|
|
|
Rivulet Media, Inc.
|
REVOKED
|
|
|
Hardman Johnston Global Advisors LLC
|
13F-HR
|
|
|
FT 10962
|
24F-2NT
|
|
|
FT 10787
|
24F-2NT
|
|
|
Paylocity Holding Corp
|
DEF 14A
|
Financial Statements
|
|
FT 10960
|
24F-2NT
|
|
|
FT 10788
|
24F-2NT
|
|
|
FT 10784
|
24F-2NT
|
|
|
Volkswagen Auto Loan Enhanced Trust 2020-1
|
ABS-EE
|
|
|
ALLSPRING VARIABLE TRUST
|
497K
|
|
|
FT 10963
|
24F-2NT
|
|
|
FT 10957
|
24F-2NT
|
|
|
FT 10958
|
24F-2NT
|
|
