| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Builders VC Fund I
|
3
|
|
|
Builders VC Entrepreneurs Fund I, L.P.
|
3
|
|
|
Builders VC Fund I, L.P.
|
3
|
|
|
Notable Labs, Ltd.
|
3
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
CrowdComfort, Inc.
|
D
|
|
|
HIVE Equity Fund, an open-ended sub-fund of HIVE Investment Funds ILP
|
D
|
|
|
HOTCHKIS & WILEY FUNDS /DE/
|
DEL AM
|
|
|
GEMS Fund 6 International, L.P.
|
D/A
|
|
|
ETF Series Solutions
|
24F-2NT
|
|
|
Poncho Care Ltd
|
D
|
|
|
Quincey James
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Exchange Listed Funds Trust
|
497
|
|
|
PAM TRANSPORTATION SERVICES INC
|
8-K
|
Financial Statements
|
|
MBM Wealth Consultants, LLC
|
13F-HR
|
|
|
Surge Hippodrome Partners LP
|
D
|
|
|
X-THERMA III A SERIES OF VUVP FUND LLC
|
D
|
|
|
Mentor Capital, Inc.
|
4
|
|
|
Carlile David G.
|
4
|
|
|
ESGEN Acquisition Corp
|
425
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
10-D
|
|
|
Ally Auto Assets LLC
|
10-D
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
10-D
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-2
|
10-D
|
|
|
Ally Auto Receivables Trust 2022-1
|
10-D
|
|
|
Gronfeldt-Sorensen Henrik
|
4
|
|
|
RENOVARO BIOSCIENCES INC.
|
4
|
Financial Statements
|
|
ESGEN Acquisition Corp
|
8-K
|
|
|
Streaming Ink Media, Inc.
|
D
|
|
|
Mitesco, Inc.
|
8-K
|
|
|
Central Plains Bancshares, Inc.
|
CERT
|
|
|
COERENTE CAPITAL MANAGEMENT
|
13F-HR
|
|
|
DENALI ADVISORS LLC
|
13F-HR
|
|
|
BrewBilt Manufacturing Inc.
|
SEC STAFF ACTION
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Ameris Bancorp
|
8-K
|
Financial Statements
|
|
Roberts III Chris
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
DriveWealth ETF Trust
|
497K
|
|
|
Atacadao S.A./ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
Roberts III Chris
|
3
|
|
|
PPG INDUSTRIES INC
|
3
|
Financial Statements
|
|
Kirenaga Mattrix LP
|
D
|
|
|
DriveWealth ETF Trust
|
497
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CAVU Private Opportunity Fund, LLC
|
D/A
|
|
|
EM Notes, LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2354
|
497
|
|
|
Zullo Investment Group, Inc.
|
13F-HR
|
|
|
Lighthaven Fund LP
|
D/A
|
|
|
Amongst Elite Capital Fund LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2355
|
497J
|
|
|
ACT Advisors, LLC.
|
13F-HR
|
|
|
CenterStar Asset Management, LLC
|
13F-HR
|
|
|
Verity & Verity, LLC
|
13F-HR
|
|
|
DYNE Maritime Fund I, LP
|
D
|
|
|
Advisors Disciplined Trust 2191
|
487
|
|
|
Equitybee 22-52116, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
LITT Global Inc.
|
C
|
|
|
TRUST CO OF TOLEDO NA /OH/
|
13F-HR
|
|
|
Cresset Ventures I Feeder, LLC
|
D/A
|
|
|
Slow Capital, Inc.
|
13F-HR
|
|
|
GENUINE PARTS CO
|
10-Q
|
Financial Statements
|
|
Macdonald William John
|
3
|
|
|
American Picture House Corp
|
3
|
|
|
League City Field Development Joint Venture
|
D
|
|
|
ANABASIS REAL ESTATE INVESTMENT TRUST, LLC
|
1-A
|
|
|
Bronte Capital Callisto Fund LLC
|
D/A
|
|
|
Solidarity Wealth, LLC
|
13F-HR
|
|
|
CAMPBELL NEWMAN ASSET MANAGEMENT INC
|
13F-HR
|
|
|
Korenko Michael K
|
4
|
|
|
VIVOS INC
|
4
|
|
|
FIR TREE VALUE FUND, L.P.
|
D/A
|
|
|
Hercules Capital, Inc.
|
40-17G
|
Financial Statements
|
|
CREDIT SUISSE AG
|
6-K
|
|
|
U.S. Capital Wealth Advisors, LLC
|
13F-HR
|
|
|
Segall Bryant & Hamill Trust
|
N-14/A
|
|
|
Sunshine Biopharma, Inc
|
DEFA14A
|
|
|
Fir Tree Special Opportunities Fund XIII
|
D/A
|
|
|
Pariax, LLC
|
13F-HR
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
High Plains Banking Group, Inc.
|
D
|
|
|
MCF Advisors LLC
|
13F-HR
|
|
|
Stoutheart Capital Lending LLC
|
D
|
|
|
Voya EQUITY TRUST
|
POS EX
|
|
|
Voya VARIABLE PORTFOLIOS INC
|
POS EX
|
|
|
Voya MUTUAL FUNDS
|
POS EX
|
|
|
Accel Wealth Management
|
13F-HR
|
|
|
Shulman DeMeo Asset Management LLC
|
13F-HR
|
|
|
FOCUS Wealth Advisors, LLC
|
13F-HR
|
|
|
Walkner Condon Financial Advisors LLC
|
13F-HR
|
|
|
Garrett Capital Private Equity LLC
|
D
|
|
|
Eckard Century, LLC
|
D
|
|
|
Fir Tree PAMLI Global Credit Convexity Fund, LP
|
D/A
|
|
|
LOCKERMAN FINANCIAL GROUP, INC.
|
13F-HR
|
|
|
Cardinal Point Capital Management, ULC
|
13F-HR
|
|
|
GATEWAY INVESTMENT ADVISERS LLC
|
13F-HR
|
|
|
AIR INDUSTRIES GROUP
|
8-K
|
Financial Statements
|
|
Fir Tree Special Opportunities Fund XII
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Alpha Cubed Investments, LLC
|
13F-HR
|
|
|
Values Added Financial LLC
|
13F-HR
|
|
|
Scott Capital Advisors, LLC
|
13F-HR
|
|
|
Onebrief, Inc.
|
D
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
40-17G
|
|
|
FT 11124
|
S-6
|
|
|
Root Financial Partners, LLC
|
13F-HR
|
|
|
CHAPIN DAVIS, INC.
|
13F-HR
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
FT 11123
|
S-6
|
|
|
Lion Street Advisors, LLC
|
13F-HR
|
|
|
Galiano Gold Inc.
|
6-K
|
|
|
Haecker Kurt A.
|
3
|
|
|
Central Plains Bancshares, Inc.
|
3
|
|
|
GRIFFIN ASSET MANAGEMENT, INC.
|
13F-HR
|
|
|
Kool Bradley M.
|
3
|
|
|
Heilbron Jack Kendrick
|
4
|
|
|
Presidio Property Trust, Inc.
|
4
|
|
|
Duff Brett A.
|
3
|
|
|
Cobblestone Asset Management LLC
|
13F-HR
|
|
|
Rerucha Russell R.
|
3
|
|
|
Slater Tamara L.
|
3
|
|
|
Harris Lisa A.
|
3
|
|
|
SNS Financial Group, LLC
|
13F-HR
|
|
|
Wiemers Kenneth W.
|
3
|
|
|
GolfSuites 1, Inc.
|
1-A
|
|
|
FT 11097
|
S-6/A
|
|
|
Oltean William D.
|
3
|
|
|
ChainLink Ama Fund Offshore, LP
|
D/A
|
|
|
Naranjo Daniel D.
|
3
|
|
|
Stump Joseph P.
|
3
|
|
|
Sunburst Financial Group, LLC
|
13F-HR
|
|
|
PEAVINE CAPITAL, LLC
|
13F-HR
|
|
|
Great Lakes Retirement, Inc.
|
13F-HR
|
|
|
Fir Tree PAMLI Global Credit Convexity Fund II, LP
|
D/A
|
|
|
Kunzman Steven D.
|
3
|
|
|
Elwood & Goetz Wealth Advisory Group, LLC
|
13F-HR
|
|
|
FT 11096
|
S-6/A
|
|
|
MBA Advisors LLC
|
13F-HR
|
|
|
RBA Wealth Management, LLC
|
13F-HR
|
|
|
Good Life Advisors, LLC
|
13F-HR
|
|
|
Aries Wealth Management
|
13F-HR
|
|
|
DOHJ, LLC
|
13F-HR
|
|
|
COUNTRY CLUB BANK /GFN
|
13F-HR
|
|
|
KG&L Capital Management,LLC
|
13F-HR
|
|
|
ChainLink Luna Fund, LP
|
D/A
|
|
|
RS BioTherapeutics Inc.
|
D/A
|
|
|
FT 11095
|
S-6/A
|
|
|
Fir Tree Special Opportunities Fund XII
|
D/A
|
|
|
FOMO WORLDWIDE, INC.
|
8-K/A
|
|
|
Lineweaver Wealth Advisors, LLC
|
13F-HR
|
|
|
Sinha Education Excellence Trust
|
144
|
|
|
Zscaler, Inc.
|
144
|
Financial Statements
|
|
FT 11032
|
497J
|
|
|
FT 11004
|
497J
|
|
|
Investment Managers Series Trust
|
N-PX
|
|
|
Charles Schwab Trust Co
|
13F-HR
|
|
|
ChainLink Ama Fund, LP
|
D/A
|
|
|
FT 11003
|
497J
|
|
|
North Ridge Wealth Advisors, Inc.
|
13F-HR
|
|
|
Blossom Wealth Management
|
13F-HR
|
|
|
Onyx Financial Advisors, LLC
|
13F-HR
|
|
|
Wealthspring Capital LLC
|
13F-HR
|
|
|
WESTAMERICA BANCORPORATION
|
8-K
|
Financial Statements
|
|
Lindenwold Advisors, INC
|
13F-HR
|
|
|
FENIMORE ASSET MANAGEMENT INC
|
13F-HR
|
|
|
Mokosak Advisory Group, LLC
|
13F-HR
|
|
|
JGP Wealth Management, LLC
|
13F-HR
|
|
|
Sinha Family Incentive Trust
|
144
|
|
|
SFG Wealth Management, LLC.
|
13F-HR
|
|
|
ODonnell Financial Services, LLC
|
13F-HR
|
|
|
Evanson Asset Management, LLC
|
13F-HR
|
|
|
Fir Tree PAMLI Global Credit Convexity Fund
|
D/A
|
|
|
Uncommon Cents Investing LLC
|
13F-HR
|
|
|
Crocodile Capital Partners GmbH
|
13F-HR
|
|
|
Kovack Advisors, Inc.
|
13F-HR
|
|
|
Fir Tree Special Opportunities Fund XIII
|
D/A
|
|
|
Pinnacle Wealth Management, LLC
|
13F-HR
|
|
|
GFS Advisors, LLC
|
13F-HR
|
|
|
Western Financial Corp/CA
|
13F-HR
|
|
|
UBS AG
|
FWP
|
|
|
Clay Northam Wealth Management, LLC
|
13F-HR
|
|
|
EATON VANCE MUNICIPALS TRUST
|
NPORT-P
|
|
|
Haw River Mushrooms, LLC
|
C/A
|
|
|
Skrobacz William Joseph Jr
|
5
|
|
|
Capitol Federal Financial, Inc.
|
5
|
Financial Statements
|
|
Northstar Group, Inc.
|
13F-HR
|
|
|
Snap-on Inc
|
10-Q
|
Financial Statements
|
|
Equinox Partners Investment Management LLC
|
13F-HR
|
|
|
Seagen Inc.
|
8-K
|
Financial Statements
|
|
FIR TREE CAPITAL OPPORTUNITY FUND, L.P.
|
D/A
|
|
|
EATON VANCE GROWTH TRUST
|
NPORT-P
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
Fir Tree Metric Fund, LP
|
D/A
|
|
|
TRUST CO OF VIRGINIA /VA
|
13F-HR
|
|
|
Haw River Mushrooms, LLC
|
C
|
|
|
Have A Little Priestly Ltd Liability Co
|
D/A
|
|
|
PCG Wealth Advisors, LLC
|
13F-HR
|
|
|
Pair Team, Inc.
|
D
|
|
|
StrategIQ Financial Group, LLC
|
13F-HR
|
|
|
Vahanian & Associates Financial Planning Inc.
|
13F-HR
|
|
|
European Energy Metals Corp.
|
D
|
|
|
BOURNE LENT ASSET MANAGEMENT INC
|
13F-HR
|
|
|
OLIO Financial Planning
|
13F-HR
|
|
|
Retireful, LLC
|
13F-HR/A
|
|
|
ENB Financial Corp
|
8-K
|
|
|
ArrowUp LLC
|
D
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
DARDEN RESTAURANTS INC
|
11-K
|
Financial Statements
|
|
Core Alternative Capital
|
13F-HR
|
|
|
DAVIS-REA LTD.
|
13F-HR
|
|
|
Virginia Carbon Products, LLC
|
D/A
|
|
|
Global X Funds
|
497
|
|
|
Fir Tree Capital Opportunity Fund III, L.P.
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Fir Tree International Value Fund
|
D/A
|
|
|
MS YOUNG ADVENTURE ENTERPRISE, INC.
|
10-Q
|
|
|
Intergy Private Wealth, LLC
|
13F-HR
|
|
|
Dongre Neal
|
4
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
Benin Management CORP
|
13F-HR
|
|
|
BayFirst Financial Corp.
|
4
|
|
|
Berset Mark S
|
4
|
|
|
ALUMINUM CORP OF CHINA LTD
|
6-K
|
|
|
JPMorgan Trust I
|
N-MFP2/A
|
|
|
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
|
40-17G
|
|
|
LAZARD RETIREMENT SERIES INC
|
40-17G
|
|
|
LAZARD FUNDS INC
|
40-17G
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
EASTFORK RESTAURANT, LLC
|
D
|
|
|
Shacklett Kimberly
|
4
|
|
|
Dividenz 11, LP
|
D
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
CRN6 - The Garage Syndicate Master LLC
|
D/A
|
|
|
Resurgens II Co-Invest, L.P.
|
D
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Bledsoe Elizabeth
|
4
|
|
|
Etesian Wealth Advisors, Inc.
|
13F-HR
|
|
|
Central Plains Bancshares, Inc.
|
8-A12B
|
|
|
BCB BANCORP INC
|
8-K
|
Financial Statements
|
|
PURPLE BIOTECH LTD.
|
6-K
|
|
|
Bank of Italy
|
13F-HR
|
|
|
Fir Tree Capital Opportunity Fund III
|
D/A
|
|
|
Canton Barry
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
AMERICAN CENTURY ETF TRUST
|
8-A12B
|
|
|
Kelly Jason R
|
144
|
|
|
Fir Tree International Value Fund
|
D/A
|
|
|
KEMPNER CAPITAL MANAGEMENT INC.
|
13F-HR
|
|
|
GROSS BRETT
|
4
|
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
4
|
|
|
PURPLE BIOTECH LTD.
|
424B5
|
|
|
Bridge Round, LLC - GBV Partners Master Series II, LLC
|
D/A
|
|
|
SPIRIT VILLAGE STRATFORD INVESTOR LLC
|
D
|
|
|
GLACIER BASIN BIOTECH FUND LLC
|
D
|
|
|
AMERICAN CENTURY ETF TRUST
|
25
|
|
|
Series 30 - Allocations Funds LLC
|
D/A
|
|
|
Urgent.ly Inc.
|
S-8
|
|
|
AEGON ASSET MANAGEMENT UK PLC
|
13F-HR/A
|
|
|
T. Rowe Price State Tax-Free Funds, Inc.
|
N-CSRS
|
|
|
WORLD TREE USA, LLC
|
D
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
EMBRAER S.A.
|
6-K
|
Financial Statements
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
BlackRock Global Infrastructure Fund IV D, L.P.
|
D/A
|
|
|
Smith Joanne D
|
144
|
|
|
DELTA AIR LINES, INC.
|
144
|
Financial Statements
|
|
SWAN Capital LLC
|
13F-HR
|
|
|
Brown Advisory Funds
|
497
|
|
|
Fir Tree Capital Opportunity Fund III
|
D/A
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
Next.e.GO B.V.
|
CERT
|
|
|
Climate Action Reserve LLC
|
D/A
|
|
|
Connective Portfolio Management, LLC
|
13F-HR
|
|
|
OkamiAI, Inc.
|
D
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
ABS-EE
|
|
|
Ally Auto Assets LLC
|
ABS-EE
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
ABS-EE
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-2
|
ABS-EE
|
|
|
T. Rowe Price Tax-Exempt Money Fund, Inc.
|
N-CSRS
|
|
|
BlackRock Global Infrastructure Fund IV C, SCSp
|
D/A
|
|
|
Ally Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
Advisors Preferred Trust
|
497J
|
|
|
Fundrise Development eREIT, LLC
|
253G2
|
|
|
POOL CORP
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
INVESTMENT STRATEGIES FUND LP
|
D/A
|
|
|
Fir Tree Digital Asset Opportunities Fund, LP
|
D/A
|
|
|
Che Austin
|
144
|
|
|
Fir Tree Capital Opportunity Fund
|
D/A
|
|
