| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NIBLOCK ROBERT A
|
4
|
|
|
Scapa James Ralph
|
144
|
|
|
Altair Engineering Inc.
|
144
|
Financial Statements
|
|
Kaleyra, Inc.
|
15-12G
|
|
|
MariaDB plc
|
424B3
|
|
|
MODDELMOG HALA G
|
4
|
|
|
Muni Neal
|
4
|
|
|
Comera Life Sciences Holdings, Inc.
|
4
|
Financial Statements
|
|
Longo David
|
4
|
|
|
CHEGG, INC
|
4
|
Financial Statements
|
|
Schulte Jennifer
|
4
|
|
|
CubeSmart
|
4
|
Financial Statements
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Wynnefield Capital, Inc. Profit Sharing Plan
|
4
|
|
|
LANDES JOSHUA
|
4
|
|
|
WYNNEFIELD CAPITAL INC
|
4
|
|
|
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I
|
4
|
|
|
WYNNEFIELD CAPITAL MANAGEMENT LLC
|
4
|
|
|
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD
|
4
|
|
|
OBUS NELSON
|
4
|
|
|
WYNNEFIELD PARTNERS SMALL CAP VALUE LP
|
4
|
|
|
MARTIN TIMOTHY M
|
4
|
|
|
Cano Health, Inc.
|
DEF 14A
|
|
|
KRAEMER HARRY M JANSEN JR
|
4
|
|
|
MARR CHRISTOPHER P
|
4
|
|
|
Maurer Thomas P.
|
4
|
|
|
Glimpse Group, Inc.
|
DEFA14A
|
Financial Statements
|
|
INFINITE GROUP INC
|
10-Q
|
|
|
SciSparc Ltd.
|
6-K
|
|
|
AKUMIN INC.
|
8-K
|
|
|
BioSig Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Hawaux Andre J
|
4
|
|
|
Johnson Robert Anthony
|
4
|
|
|
Schlicher Jake
|
4
|
|
|
Graham Ian T.
|
4
|
|
|
AVANTAX, INC.
|
DEFM14A
|
Financial Statements
|
|
MariaDB plc
|
8-K/A
|
|
|
Fusion Pharmaceuticals Inc.
|
4
|
Financial Statements
|
|
Shouraboura Nadia
|
4
|
|
|
Meek David D.
|
4
|
|
|
Baker Kelly A
|
4
|
|
|
Paisley James A.
|
4
|
|
|
Winckler Richard
|
4
|
|
|
Halligan Catherine Ann
|
4
|
|
|
Schmitt Thomas
|
4
|
|
|
VB&T Holding Co LLC
|
D
|
|
|
Glimpse Group, Inc.
|
DEF 14A
|
Financial Statements
|
|
METCALF JAMES S
|
4
|
|
|
Morrissey Victoria
|
4
|
|
|
LONG SAMANTHA J
|
4
|
|
|
Midwest Energy Emissions Corp.
|
8-K
|
|
|
JACOBS MICHAEL
|
4
|
|
|
May Brian
|
4
|
|
|
Drabble Geoff
|
4
|
|
|
Thees William T. Jr
|
4
|
|
|
Williams Garland
|
4
|
|
|
Murray Alan J.
|
4
|
|
|
Fisher Rita
|
4
|
|
|
Blue Owl GP Stakes DGP Co-Invest Offshore Investors LP
|
D
|
|
|
Dillard Lauren R
|
4
|
|
|
LiveRamp Holdings, Inc.
|
4
|
Financial Statements
|
|
Ramachandran Tirukkur R
|
4
|
|
|
AEye, Inc.
|
4
|
|
|
LANTRONIX INC
|
DEFA14A
|
Financial Statements
|
|
Bitetti Teresa Marie
|
4
|
|
|
MSP Recovery, Inc.
|
8-K
|
|
|
iBio, Inc.
|
PRE 14A
|
Financial Statements
|
|
Coviello Robert
|
4
|
|
|
McCourt Janice
|
4
|
|
|
HOSEIN CLYDE
|
4
|
|
|
BLIXT CHARLES A
|
4
|
|
|
Calidi Biotherapeutics, Inc.
|
8-K
|
|
|
Bender Jeremy
|
4
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
HUGHES ANDREW S
|
4
|
|
|
Bensen Peter J
|
4
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
POS EX
|
|
|
Sotera Health Co
|
8-K
|
Financial Statements
|
|
OCEAN ARETE LTD
|
13F-HR
|
|
|
HOLDEN BETSY D
|
4
|
|
|
IEH Corp
|
8-K
|
|
|
Liberty Energy Inc.
|
4
|
Financial Statements
|
|
Wright Christopher A
|
4
|
|
|
Wilson Michael W
|
144
|
|
|
AMICUS THERAPEUTICS, INC.
|
D
|
Financial Statements
|
|
STURM RUGER & CO INC
|
144
|
Financial Statements
|
|
Bitetti Teresa Marie
|
3
|
|
|
Fusion Pharmaceuticals Inc.
|
3
|
Financial Statements
|
|
FIRST NATIONAL BANCSHARES INC/KS/
|
D
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
ABS-15G
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
POS EX
|
|
|
Thorne Healthtech, Inc.
|
S-8 POS
|
|
|
Diez-Canseco Russell
|
4
|
|
|
Vital Farms, Inc.
|
4
|
Financial Statements
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
424B3
|
|
|
JVEP Commerce Centre, LLC
|
D
|
|
|
Frohning Andrea L.
|
4
|
|
|
Monterey Capital Acquisition Corp
|
425
|
|
|
Sidus Space Inc.
|
D
|
Financial Statements
|
|
NETSCOUT SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Above Food Ingredients Inc.
|
F-4
|
|
|
BLUM HOLDINGS, INC.
|
425
|
|
|
Unrivaled Brands, Inc.
|
425
|
|
|
ETF Opportunities Trust
|
497
|
|
|
Meek David D.
|
3
|
|
|
FRANK ANDREAS G
|
4
|
|
|
Banks Margaret Katherine
|
3
|
|
|
PEABODY ENERGY CORP
|
3
|
Financial Statements
|
|
Monterey Capital Acquisition Corp
|
8-K
|
|
|
DeHoff Kate
|
4
|
|
|
Joby Aviation, Inc.
|
4
|
Financial Statements
|
|
Allison Eric
|
4
|
|
|
Harvey Scott Michael
|
4
|
|
|
Sprinklr, Inc.
|
4
|
Financial Statements
|
|
Waystar Holding Corp.
|
S-1
|
|
|
Deese Willie A
|
4
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
Zura Bio Ltd
|
424B7
|
|
|
Tidal ETF Trust
|
485BXT
|
|
|
Douglas Lane & Associates, LLC
|
13F-HR
|
|
|
JDMAX Developments LLC
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Imprint Co-Investment Opportunities Offshore SCSp
|
D
|
|
|
HIGASHIDA MASATERU
|
4
|
|
|
NuZee, Inc.
|
4
|
|
|
Bender Jeremy
|
3
|
|
|
3288 Polk Investor LLC
|
D
|
|
|
AESI Holdings Inc.
|
15-12G
|
|
|
Seadrill Ltd
|
6-K
|
|
|
Kumar Dinesh M.
|
144
|
|
|
Alignment Healthcare, Inc.
|
144
|
Financial Statements
|
|
Coleman Glenn
|
4
|
|
|
Zymeworks Inc.
|
8-K
|
Financial Statements
|
|
Aramark
|
SC 13G
|
Financial Statements
|
|
Farallon Capital Partners, L.P.
|
SC 13G
|
|
|
SOLIGENIX, INC.
|
DEFA14A
|
Financial Statements
|
|
3EDGE Asset Management, LP
|
13F-HR
|
|
|
Nature Wood Group Ltd
|
6-K
|
|
|
BIO KEY INTERNATIONAL INC
|
S-1
|
Financial Statements
|
|
Horizon Therapeutics Public Ltd Co
|
15-12G
|
Financial Statements
|
|
Campion Simon D
|
4
|
|
|
IR-Med, Inc.
|
DEF 14A
|
|
|
Proteus Feeder I Offshore SPC Ltd. - Segregated Portfolio 1A
|
D
|
|
|
Stanley-Laman Group, Ltd.
|
13F-HR
|
|
|
COOGAN JAMES GORDON
|
4
|
|
|
AXCELIS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Awada Hadi
|
4
|
|
|
Axalta Coating Systems Ltd.
|
4
|
Financial Statements
|
|
BRANDT ERIC
|
4
|
|
|
Imprint Co-Investment Opportunities LLC
|
D
|
|
|
Exeter Financial, LLC
|
13F-HR
|
|
|
ASTROTECH Corp
|
8-K
|
Financial Statements
|
|
EA Series Trust
|
485APOS
|
|
|
Foris Ventures, LLC
|
SC 13D/A
|
|
|
AMYRIS, INC.
|
SC 13D/A
|
Financial Statements
|
|
Trippier David
|
4
|
|
|
Tingo Group, Inc.
|
4
|
Financial Statements
|
|
WinVest Acquisition Corp.
|
8-K
|
|
|
Carlyle Tactical Private Credit Fund
|
D
|
|
|
Oblong, Inc.
|
8-K
|
|
|
POMERANTZ LAURA H
|
144
|
|
|
G III APPAREL GROUP LTD /DE/
|
144
|
Financial Statements
|
|
Goldman Sachs Middle Market Lending Corp. II
|
4/A
|
|
|
Evans Carlos E
|
4/A
|
|
|
Brackett Erania
|
4
|
|
|
Cerence Inc.
|
4
|
|
|
Ortmanns Stefan
|
4
|
|
|
NEOS ETF Trust
|
485BXT
|
|
|
NIPPON LIFE INSURANCE CO
|
13F-HR
|
|
|
Texel Resources Inc.
|
SC 13D/A
|
|
|
Riley Exploration Permian, Inc.
|
SC 13D/A
|
Financial Statements
|
|
TCG Crossover GP II, LLC
|
SC 13G
|
|
|
Vistagen Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Grooms Tracy
|
4/A
|
|
|
Winning Ticket LLC
|
C
|
|
|
Aston Bay Holdings Ltd.
|
D
|
|
|
Carbon Revolution Public Ltd Co
|
425
|
|
|
Twin Ridge Capital Acquisition Corp.
|
425
|
|
|
Banse Amy
|
4
|
|
|
LENNAR CORP /NEW/
|
4
|
Financial Statements
|
|
Cboe Global Markets, Inc.
|
4
|
Financial Statements
|
|
Tomczyk Fredric J
|
4
|
|
|
Demand Derivatives Corp.
|
C/A
|
|
|
Avadain, Inc.
|
C/A
|
|
|
Masterworks Vault 10, LLC
|
1-A/A
|
|
|
OMEROS CORP
|
8-K
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Leach Timothy J
|
4/A
|
|
|
HOLLY ENERGY PARTNERS LP
|
SC 13E3/A
|
Financial Statements
|
|
Monia Brett P
|
4
|
|
|
IONIS PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
BIOTECHNOLOGY VALUE FUND L P
|
SC 13G
|
|
|
PROSHARES TRUST
|
485APOS
|
|
|
Tritower Financial Group, LLC
|
D
|
|
|
PEABODY ENERGY CORP
|
8-K
|
Financial Statements
|
|
CarMax Auto Owner Trust 2023-4
|
8-K
|
|
|
CARMAX AUTO FUNDING LLC
|
8-K
|
|
|
Curaleaf Holdings, Inc.
|
6-K
|
|
|
IMPEL PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
Hill, Mitch C.
|
4
|
|
|
Inari Medical, Inc.
|
4
|
Financial Statements
|
|
Tonix Pharmaceuticals Holding Corp.
|
8-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Aimfinity Investment Corp. I
|
425
|
|
|
Acasti Pharma Inc.
|
424B3
|
Financial Statements
|
|
Generations Bancorp NY, Inc.
|
8-K
|
|
|
CenterPoint Energy Transition Bond Co IV, LLC
|
10-D
|
|
|
GELESIS HOLDINGS, INC.
|
SC 13D/A
|
|
|
PureTech Health LLC
|
SC 13D/A
|
|
|
PROSPECT CAPITAL CORP
|
424B2
|
Financial Statements
|
|
OptimizeRx Corp
|
8-K
|
Financial Statements
|
|
Stronghold Digital Mining, Inc.
|
8-K
|
Financial Statements
|
|
WOOD PHOEBE A
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
NAM TAI PROPERTY INC.
|
6-K
|
|
|
Turner Michael Lynn
|
4
|
|
|
3D SYSTEMS CORP
|
4
|
Financial Statements
|
|
Cuentas Inc.
|
8-K
|
|
|
Main Street Capital CORP
|
4
|
Financial Statements
|
|
FOSTER VINCENT D
|
4
|
|
|
SOLCHER STEPHEN B
|
4
|
|
|
Merion, Inc.
|
8-K
|
|
|
ENTERPRISE BANCORP INC /MA/
|
13F-NT
|
Financial Statements
|
|
Southport Acquisition Corp
|
8-K
|
|
|
Meserve Nicholas
|
4
|
|
|
Griffin Jon Kevin
|
4
|
|
|
Aimfinity Investment Corp. I
|
8-K
|
|
|
Battery Future Acquisition Corp.
|
8-K
|
|
|
JACKSON JOHN EARL
|
4
|
|
|
GREYSTONE LOGISTICS, INC.
|
10-Q
|
|
|
Falcon's Beyond Global, Inc.
|
SC 13D
|
|
|
FAST Sponsor II LLC
|
SC 13D
|
|
|
Carlyle Group Inc.
|
SC 13D/A
|
Financial Statements
|
|
SOLENO THERAPEUTICS INC
|
SC 13D/A
|
Financial Statements
|
|
Morris Jesse E
|
4
|
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Beauvais Jason B
|
4
|
|
|
Legacy IMBDS, Inc.
|
8-K
|
|
|
Brooks Guillermo
|
144
|
|
|
Bloom Energy Corp
|
144
|
Financial Statements
|
|
Hyzak Dwayne L.
|
4
|
|
|
SHIVE DUNIA A
|
4
|
|
|
STANDARD BIOTOOLS INC.
|
SC 13D
|
|
|
VIKING GLOBAL INVESTORS LP
|
SC 13D
|
|
|
Ault Alliance, Inc.
|
8-K
|
|
|
FTAC Emerald Acquisition Corp.
|
8-K
|
|
|
GD Culture Group Ltd
|
8-K
|
|
|
Pebblebrook Hotel Trust
|
8-K
|
|
|
Magdol David L.
|
4
|
|
|
Fusion Pharmaceuticals Inc.
|
8-K
|
Financial Statements
|
|
OPGEN INC
|
8-K
|
Financial Statements
|
|
IntelGenx Technologies Corp.
|
DEF 14A
|
|
|
ALTA EQUIPMENT GROUP INC.
|
8-K
|
|
|
Lane Brian E.
|
4
|
|
|
Oriental Culture Holding LTD
|
6-K
|
Financial Statements
|
|
E-Home Household Service Holdings Ltd
|
6-K
|
|
|
Bonner Susan Reardon
|
144
|
|
|
ONESPAWORLD HOLDINGS Ltd
|
144
|
|
|
SK Cobra Holdings, LP
|
D
|
|
|
BBCMS Mortgage Trust 2023-C22
|
424H
|
|
|
Barclays Commercial Mortgage Securities LLC
|
424H
|
|
|
Westenberg Richard J.
|
3
|
|
|
MASCO CORP /DE/
|
3
|
Financial Statements
|
|
22nd Century Group, Inc.
|
424B5
|
Financial Statements
|
|
Scripps Safe, Inc.
|
S-1/A
|
|
|
DBV Technologies S.A.
|
8-K
|
Financial Statements
|
|
AMERISAFE INC
|
8-K
|
Financial Statements
|
|
Shah Jai
|
4
|
|
|
iSHARES TRUST
|
497
|
|
|
Curran Shawn
|
3
|
|
|
Under Armour, Inc.
|
3
|
Financial Statements
|
|
MARK RICHARD A
|
4/A
|
|
|
Peterson Dura Coinvest, LLC
|
D
|
|
|
SEMPRA
|
8-K
|
Financial Statements
|
|
SOUTHERN CALIFORNIA GAS CO
|
8-K
|
|
|
22nd Century Group, Inc.
|
8-K
|
Financial Statements
|
|
Benchmark Wealth Management, LLC
|
13F-HR
|
|
|
LINGERIE FIGHTING CHAMPIONSHIPS, INC.
|
10-Q
|
|
|
ZERZA ARMIN
|
4
|
|
|
Activision Blizzard, Inc.
|
4
|
Financial Statements
|
|
MCCLANATHAN JOSEPH W
|
4
|
|
|
Uniacke Katherine
|
4/A
|
|
|
Brolin Jonathan
|
4
|
|
|
Edenbrook Capital, LLC
|
4
|
|
|
BRIGHTCOVE INC
|
4
|
Financial Statements
|
|
BOGER RICHARD LEE
|
4/A
|
|
|
GRAY TELEVISION INC
|
4/A
|
Financial Statements
|
|
Chemomab Therapeutics Ltd.
|
F-3
|
|
|
YANG JESSE
|
4
|
|
|
AGRI-FINTECH HOLDINGS, INC.
|
4
|
|
|
Marvell Technology, Inc.
|
144
|
Financial Statements
|
|
MURPHY MATTHEW J
|
144
|
|
|
SODERBERG SHAWN MARIE
|
144
|
|
|
Crowley John F
|
144
|
|
|
AMICUS THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
Proteus Real Assets Non-Core Fund I, LLC
|
D
|
|
|
Slone Deck
|
144
|
|
|
ARCH RESOURCES, INC.
|
144
|
Financial Statements
|
|
SCHORLEMER DAVID SCOTT
|
4
|
|
