| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Advisors Disciplined Trust 2113
|
24F-2NT
|
|
|
GARTNER JAMES J
|
5/A
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
5/A
|
|
|
PRESSURE BIOSCIENCES INC
|
NT 10-Q
|
Financial Statements
|
|
Trustfeed Corp.
|
10-Q
|
|
|
VSBLTY GROUPE TECHNOLOGIES CORP.
|
D
|
|
|
KY-0817 Fund V, a series of Moving Capital, LP
|
D
|
|
|
dealcloser inc.
|
D
|
|
|
CarMax Auto Owner Trust 2023-1
|
10-D
|
|
|
UC-0620 Fund I, a series of Grant Park Ventures, LP
|
D
|
|
|
WA-0925 Gaingels Fund I, a series of MV Funds, LP
|
D
|
|
|
Advisors Disciplined Trust 2112
|
24F-2NT
|
|
|
CarMax Auto Owner Trust 2022-3
|
10-D
|
|
|
Fat Brands, Inc
|
8-K
|
Financial Statements
|
|
CarMax Auto Owner Trust 2022-2
|
10-D
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
10-Q/A
|
|
|
CarMax Auto Owner Trust 2022-1
|
10-D
|
|
|
abrdn Life Sciences Investors
|
NPORT-P
|
Financial Statements
|
|
abrdn World Healthcare Fund
|
NPORT-P
|
|
|
abrdn Healthcare Opportunities Fund
|
NPORT-P
|
|
|
abrdn Healthcare Investors
|
NPORT-P
|
Financial Statements
|
|
Beaird Harris Wealth Management, LLC
|
13F-HR
|
|
|
Advisors Disciplined Trust 2098
|
24F-2NT
|
|
|
Ruggeri Rachel
|
144/A
|
|
|
STARBUCKS CORP
|
144/A
|
Financial Statements
|
|
CarMax Auto Owner Trust 2021-4
|
10-D
|
|
|
CarMax Auto Owner Trust 2021-3
|
10-D
|
|
|
CarMax Auto Owner Trust 2021-2
|
10-D
|
|
|
Gulf Coast Ultra Deep Royalty Trust
|
NT 10-Q
|
|
|
CarMax Auto Owner Trust 2021-1
|
10-D
|
|
|
White Wolf Private Fund Partners LLC
|
D
|
|
|
Advisors Disciplined Trust 2141
|
24F-2NT
|
|
|
Arthroba, Inc.
|
D/A
|
|
|
CarMax Auto Owner Trust 2020-4
|
10-D
|
|
|
Capitol Series Trust
|
24F-2NT
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
CarMax Auto Owner Trust 2020-3
|
10-D
|
|
|
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO
|
13F-HR
|
|
|
Exeter Automobile Receivables Trust 2023-5
|
8-K
|
|
|
EFCAR, LLC
|
8-K
|
|
|
CarMax Auto Owner Trust 2020-2
|
10-D
|
|
|
SP-1018 Fund II, a series of MV Funds, LP
|
D
|
|
|
JVSPAC Acquisition Corp.
|
S-1/A
|
|
|
CarMax Auto Owner Trust 2020-1
|
10-D
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
GREENWOOD GEARHART INC
|
13F-HR
|
|
|
CarMax Auto Owner Trust 2019-4
|
10-D
|
|
|
JANNEY MONTGOMERY SCOTT LLC
|
MA-I/A
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
AMERICAN NATIONAL BANKSHARES INC.
|
8-K
|
Financial Statements
|
|
GO-0905 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
STUMBO KEVIN J
|
5/A
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
424B3
|
|
|
Virpax Pharmaceuticals, Inc.
|
NT 10-Q
|
Financial Statements
|
|
Campbell Curtis A
|
4
|
|
|
JACK HENRY & ASSOCIATES INC
|
4
|
Financial Statements
|
|
Captivision Inc.
|
CERT
|
|
|
Kelly Laura G.
|
4
|
|
|
Brown Wesley A
|
4
|
|
|
WIMSETT THOMAS A
|
4
|
|
|
Fiegel Jacque R.
|
4
|
|
|
Wilson Thomas Hampton Jr.
|
4
|
|
|
Miyashiro Shruti S
|
4
|
|
|
Finnovate Acquisition Corp.
|
NT 10-Q
|
|
|
Global Clean Energy Holdings, Inc.
|
8-K
|
|
|
LEGROTTAGLIE VITO
|
144
|
|
|
Climb Global Solutions, Inc.
|
144
|
Financial Statements
|
|
FLANIGAN MATTHEW C
|
4
|
|
|
TYSON JOHN H
|
4
|
|
|
TYSON FOODS, INC.
|
4
|
Financial Statements
|
|
Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
|
D/A
|
|
|
Music Licensing Inc.
|
1-U
|
|
|
RICE LINDA JOHNSON
|
144/A
|
|
|
OMNICOM GROUP INC.
|
144/A
|
Financial Statements
|
|
AS-1016 Fund I, a series of Billy Bitcoin Ventures, LP
|
D
|
|
|
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
|
X-17A-5
|
|
|
MARIPAU WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
DA-0425 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
24F-2NT
|
|
|
AMG FUNDS III
|
DEFA14A
|
|
|
ShoulderUP Technology Acquisition Corp.
|
8-K/A
|
|
|
Timber Pharmaceuticals, Inc.
|
NT 10-Q
|
|
|
Nuveen Investment Trust V
|
24F-2NT
|
|
|
NUVEEN INVESTMENT TRUST III
|
24F-2NT
|
|
|
FI-0406 Fund I, a series of MV Funds, LP
|
D
|
|
|
FI-0406 Fund I AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
Truvion Holdings
|
D
|
|
|
NUVEEN INVESTMENT TRUST II
|
24F-2NT
|
|
|
Montagner Marc
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Apollo Management Holdings, L.P.
|
13F-HR/A
|
|
|
INTERNET SCIENCES INC.
|
NT 10-Q
|
|
|
BH-0220 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Greybrook Atlanta Value-Add I US Limited Partnership
|
D
|
|
|
Impala Asset Management LLC
|
13F-HR
|
|
|
MANHATTAN SCIENTIFICS INC
|
NT 10-Q
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Glacier Worldwide, Inc.
|
10-Q
|
|
|
MONETA GROUP INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
Elmwood Wealth Management, Inc.
|
13F-HR
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
497
|
|
|
Glacier Worldwide, Inc.
|
NT 10-Q
|
|
|
Legacy Education Alliance, Inc.
|
NT 10-Q
|
|
|
ORIGINCLEAR, INC.
|
NT 10-Q
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
DEF 14A
|
|
|
IMPERIAL OIL LTD
|
SC TO-I/A
|
Financial Statements
|
|
Getz Road Holdings, LLC
|
D
|
|
|
Greybrook Atlanta Value-Add Limited Partnership
|
D
|
|
|
Obviously AI, Inc.
|
D
|
|
|
Invesco Dynamic Credit Opportunity Fund
|
DEF 14A
|
|
|
Invesco Senior Loan Fund
|
DEF 14A
|
|
|
AIR INDUSTRIES GROUP
|
NT 10-Q
|
Financial Statements
|
|
Captivision Inc.
|
8-A12B
|
|
|
Greybrook Atlanta Value-Add Trust
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2363
|
487
|
|
|
Pelorus Fund REIT, LLC
|
ABS-15G
|
|
|
Invesco Management Trust
|
DEF 14A
|
|
|
AIM COUNSELOR SERIES TRUST
|
DEF 14A
|
|
|
AIM TAX-EXEMPT FUNDS
|
DEF 14A
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
DEF 14A
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
DEF 14A
|
|
|
AIM TREASURER'S SERIES TRUST
|
DEF 14A
|
|
|
AIM INVESTMENT FUNDS
|
DEF 14A
|
|
|
AIM SECTOR FUNDS
|
DEF 14A
|
|
|
SHORT-TERM INVESTMENTS TRUST
|
DEF 14A
|
|
|
AIM GROWTH SERIES
|
DEF 14A
|
|
|
AIM EQUITY FUNDS
|
DEF 14A
|
|
|
AIM FUNDS GROUP
|
DEF 14A
|
|
|
Invesco Exchange Fund
|
DEF 14A
|
|
|
PRESTON MARGARET M V
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
SIX-1004 Gaingels Fund II, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
LEGGE JEFFREY DALE
|
144
|
|
|
CITY HOLDING CO
|
144
|
Financial Statements
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
4
|
|
|
EVOLUTION NUTRITION, INC.
|
C
|
|
|
Fortunafi Capital International LP
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
SIGNUM GROWTH FUND - S LLC
|
D
|
|
|
Farmers & Merchants Bancshares, Inc.
|
8-K/A
|
|
|
Fortunafi Capital US LP
|
D
|
|
|
FLORNESS DANIEL L
|
4
|
|
|
FASTENAL CO
|
4
|
Financial Statements
|
|
Solano Brandon
|
4
|
|
|
RAVE RESTAURANT GROUP, INC.
|
4
|
Financial Statements
|
|
GR-0406 Fund I, a series of MV Funds, LP
|
D
|
|
|
GR-0406 Fund I AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
FENDLEY CLINTON DAYNE
|
4
|
|
|
SMX
|
424B3
|
|
|
Neuberger Berman Asia Ltd
|
13F-NT
|
|
|
abrdn Income Credit Strategies Fund
|
DEF 14A
|
|
|
DWS MUNICIPAL INCOME TRUST
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D/A
|
|
|
Biowise Capital II, LLC
|
D/A
|
|
|
WeTrade Group Inc.
|
NT 10-Q
|
Financial Statements
|
|
Neuberger Berman Taiwan
|
13F-NT
|
|
|
Ferland E James Jr
|
4
|
|
|
ENERPAC TOOL GROUP CORP
|
4
|
|
|
Rwhalen LLC
|
D
|
|
|
IN-0430 Fund II, a series of Brutalist Ventures, LP
|
D
|
|
|
IN-0430 Fund II AL Vehicle, a series of Brutalist Ventures, LP
|
D
|
|
|
Okeanos Venture Partners II, LLC - Series 109
|
D
|
|
|
Diamonte Robin
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
Kosasa Thomas
|
3
|
|
|
OneMedNet Corp
|
3
|
|
|
UN-0925 Fund II, a series of Chaos Ventures Syndicate, LP
|
D
|
|
|
VIdershain Marianne
|
4
|
|
|
LEAR CORP
|
4
|
Financial Statements
|
|
Clean Earth Acquisitions Corp.
|
DEFA14A
|
|
|
Spouting Rock Asset Management, LLC
|
13F-HR
|
|
|
MYMETICS CORP
|
NT 10-Q
|
|
|
James Alpha Funds Trust
|
24F-2NT
|
|
|
Ares Real Estate Income Trust Inc.
|
POS EX
|
|
|
JSIP Pleasant View Investors II, LLC
|
D
|
|
|
TEL INSTRUMENT ELECTRONICS CORP
|
8-K
|
|
|
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
|
10-D
|
|
|
CITIBANK CREDIT CARD ISSUANCE TRUST
|
10-D
|
|
|
CITIBANK CREDIT CARD MASTER TRUST I
|
10-D
|
|
|
Ares Real Estate Income Trust Inc.
|
424B3
|
|
|
OV-0125 Fund I, a series of Kepler Operator's Investments, LP
|
D
|
|
|
OV-0125 Fund I AL Vehicle, a series of Kepler Operator's Investments, LP
|
D
|
|
|
SW-0824 Fund II, a series of Climate Capital Seed, LP
|
D
|
|
|
Cetus Capital Acquisition Corp.
|
10-Q
|
|
|
Standard Investment Research Energy Transition Fund, L.P.
|
D
|
|
|
JSIP Pleasant View Investors, LLC
|
D
|
|
|
PACE SELECT ADVISORS TRUST
|
497
|
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
Muzinich BDC, Inc.
|
10-Q
|
|
|
Pratt Jonathan M
|
144
|
|
|
WATERS CORP /DE/
|
144
|
Financial Statements
|
|
Taelor, Inc.
|
D/A
|
|
|
TRxADE HEALTH, INC
|
NT 10-Q
|
|
|
Alexander & Baldwin, Inc.
|
8-K
|
Financial Statements
|
|
Urban Michael
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
TriLinc Global Impact Fund LLC
|
NT 10-Q
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
POS EX
|
|
|
Cardone Equity Fund V, LLC
|
1-SA/A
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
424B3
|
|
|
Series II, a series of B & O Ventures LLC
|
D
|
|
|
ST-1025 Fund I, a series of Range Ventures Investments, LP
|
D
|
|
|
Tapiero Jacques
|
4
|
|
|
Montano Juan
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
HRABOWSKI FREEMAN A III
|
4
|
|
|
Sphinx Investment Corp.
|
SC TO-T/A
|
|
|
Performance Shipping Inc.
|
SC TO-T/A
|
|
|
Performance Shipping Inc.
|
SC 13D/A
|
|
|
HU-0603 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
r4 Technologies, Inc.
|
D
|
|
|
Mansueto Joseph D
|
4
|
|
|
FONAR CORP
|
8-K
|
Financial Statements
|
|
Sanchez Ana
|
4
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
STUDIO INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
BRAMMAN ANNE L
|
4
|
|
|
Beneficient
|
424B3
|
|
|
SCOTT RAYMOND E
|
4
|
|
|
HEINTZMAN DAVID P
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
American Trust
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
SP Funds Trust
|
8-A12B
|
|
|
Kariba Labs Inc.
|
D
|
|
|
Hedoux-Delgado Catherine
|
3
|
|
|
GRAFTECH INTERNATIONAL LTD
|
3
|
Financial Statements
|
|
Swift Malcolm
|
4
|
|
|
NexPoint Small Bay I DST
|
D/A
|
|
|
VE-0709 Fund I AL Vehicle, a series of SaxeCap, LP
|
D
|
|
|
VE-0709 Fund I, a series of SaxeCap, LP
|
D
|
|
|
Aventail Metric Co-Investment Fund, LP
|
D/A
|
|
|
GCFII INVESTORS A SERIES OF GOOD CAPITAL PARTNERS 2023 MASTER LLC
|
D
|
|
|
ollin ventures series 1 LLC
|
D
|
|
|
Doyle Amy
|
4
|
|
|
THOMPSON KATHY C
|
144
|
|
|
Stock Yards Bancorp, Inc.
|
144
|
Financial Statements
|
|
CMB INGRASTRUCTURE INVESTMENT GROUP 88, LP
|
D
|
|
|
Sullivan Daniel
|
4
|
|
|
EDGEWELL PERSONAL CARE Co
|
4
|
Financial Statements
|
|
AVENTAIL ENERGY OFFSHORE FUND, LTD
|
D/A
|
|
|
Stecher David
|
144
|
|
|
INNOVATIVE INDUSTRIAL PROPERTIES INC
|
144
|
Financial Statements
|
|
Piper Sarah
|
4
|
|
|
Muzinich BDC, Inc.
|
NT 10-Q
|
|
|
CL-0305 Fund I, a series of SuperK Ventures, LP
|
D
|
|
|
Bedore James
|
144
|
|
|
NCR VOYIX Corp
|
144
|
Financial Statements
|
|
HILL JOHN N
|
4
|
|
|
TCD 257 SNJ Industrial Investment II LP
|
D
|
|
|
LITTLE ROD R
|
4
|
|
|
Cassens Michael David
|
144
|
|
|
Aventail Energy Fund, LP
|
D/A
|
|
|
FIRST BUSEY CORP /NV/
|
144
|
Financial Statements
|
|
Foust Andrew
|
4
|
|
|
Hibbert Paul
|
4
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
10-D
|
|
|
Capital One Auto Receivables LLC
|
10-D
|
|
|
Pacific Center for Financial Services
|
13F-HR
|
|
|
O'Toole Eric F
|
4
|
|
|
Stephenson Carol
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
General Enterprise Ventures, Inc.
|
10-Q
|
|
|
AbbVie Inc.
|
25-NSE
|
Financial Statements
|
|
Orsini Frank C
|
4
|
|
|
JenZ Inc.
|
D
|
|
|
Langley LaTanya
|
4
|
|
|
Sieger Michael D
|
4
|
|
|
WOLVERINE TRADING, LLC
|
13F-HR
|
|
|
SUNRISE REAL ESTATE GROUP INC
|
NT 10-Q
|
|
|
FineMark National Bank & Trust
|
13F-HR/A
|
|
|
RICE LINDA JOHNSON
|
144
|
|
|
OMNICOM GROUP INC.
|
144
|
Financial Statements
|
|
Gu Paul
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
Caro Holdings Inc.
|
NT 10-Q
|
|
|
RAISS SARAH E.
|
4
|
|
|
Monovo PR LLC
|
D
|
|
|
Kemp Harry Albert
|
4
|
|
|
Olsson Erik
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
O'Day Timothy J.
|
4
|
|
|
Narang Mahesh
|
4
|
|
|
OSHKOSH CORP
|
4
|
Financial Statements
|
|
FAIRFIELD, BUSH & CO.
|
13F-HR
|
|
|
SP-1031 Fund II, a series of The Fund Series, LP
|
D
|
|
|
CO-0926 Fund I, a series of Andrew Tan Investments, LP
|
D
|
|
|
Bluerock Homes Trust, Inc.
|
4
|
|
|
Ruddy Jordan B.
|
4
|
|
|
Elton Robert George
|
4
|
|
|
FO-0819 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
KAMFAR RAMIN
|
4
|
|
|
1809 Real Estate Investment, LLC
|
D
|
|
|
Esposito Carl A.
|
4
|
|
