| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TRUSTCO BANK CORP N Y
|
4
|
Financial Statements
|
|
Hall Structured Finance Perry Hotel, LP
|
D
|
|
|
COLLEGE RETIREMENT EQUITIES FUND
|
NPORT-P
|
|
|
TIAA-CREF LIFE FUNDS
|
NPORT-P
|
|
|
McKeating Rae Ann
|
4
|
|
|
ZAS Syndicate ZEELY VP T1 a Series of CGF2021 LLC
|
D
|
|
|
Franklin Templeton ETF Trust
|
497
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
485BPOS
|
|
|
Federated Hermes Sustainable High Yield Bond Fund, Inc.
|
485BPOS
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
NPORT-P
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
Nuveen Dow 30sm Dynamic Overwrite Fund
|
NPORT-P
|
|
|
Betz Stephen F.
|
144
|
|
|
Crinetics Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
BLUNDEN CRAIG G
|
4
|
|
|
Laude Ventures I, L.P.
|
D
|
|
|
Benchmark 2023-V3 Mortgage Trust
|
10-D
|
|
|
GS Mortgage Securities Trust 2021-GSA3
|
10-D
|
|
|
Packsmith Seed II a Series of Pari Passu Master II LLC
|
D
|
|
|
LiveReach Media Inc.
|
D
|
|
|
Benchmark 2023-V3 Mortgage Trust
|
ABS-EE
|
|
|
GS Mortgage Securities Trust 2021-GSA3
|
ABS-EE
|
|
|
Henderson Tracey K
|
4
|
|
|
APA Corp
|
4
|
Financial Statements
|
|
StepStone Private Markets
|
NPORT-P
|
|
|
KRONE ROGER A
|
4
|
|
|
LEAR CORP
|
4
|
Financial Statements
|
|
Four Leaf Acquisition Corp
|
PRER14A
|
|
|
TRC Hickory Holdings, LLC
|
D
|
|
|
8 Rivers Capital, LLC
|
SC 13D/A
|
|
|
NET Power Inc.
|
SC 13D/A
|
|
|
Sharps Technology Inc.
|
8-K
|
|
|
Brink Diane D
|
4
|
|
|
Qashio Apr 2024 a Series of Venley Capital Fund LLC
|
D
|
|
|
SCM Trust
|
NPORT-P/A
|
|
|
OSP Hamilton Management Aggregator, LLC
|
D/A
|
|
|
Corkrean John J
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
OceanTech Acquisitions I Corp.
|
10-Q
|
|
|
Watermill Opportunity Fund, L.P. Series II - Musser
|
D
|
|
|
Feetless May 2024 a Series of Nor easter Capital LLC
|
D
|
|
|
People's First Co Inc.
|
C/A
|
|
|
VANGUARD CHESTER FUNDS
|
N-CSRS
|
|
|
UBS AG
|
FWP
|
|
|
Exeter Automobile Receivables Trust 2024-3
|
8-K
|
|
|
EFCAR, LLC
|
8-K
|
|
|
SK INC.
|
4
|
|
|
NET Power Inc.
|
4
|
|
|
ROTH RONALD G
|
4
|
|
|
Clearfield, Inc.
|
4
|
Financial Statements
|
|
Vista Outdoor Inc.
|
SD
|
Financial Statements
|
|
BERGLUND STEVEN W
|
4
|
|
|
DOUBLE GOLD HOLDINGS, INC.
|
D
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc.
|
24F-2NT
|
|
|
AV CIO Select Fund 4Q, LLC
|
D
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Koios Medical, Inc.
|
D
|
|
|
Campe Heather
|
4
|
|
|
Pronomos Holdings HP2 2023 a Series of CGF2021 LLC
|
D
|
|
|
BOND FUND OF AMERICA
|
NPORT-P
|
|
|
CAPITAL WORLD BOND FUND
|
NPORT-P
|
|
|
American Funds Multi-Sector Income Fund
|
NPORT-P
|
|
|
Mackey Cameron Keyser
|
144
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
NPORT-P
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
Guyer William
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Galla Christopher T
|
4
|
|
|
GENUINE PARTS CO
|
4
|
Financial Statements
|
|
FLOWERS FOODS INC
|
4
|
Financial Statements
|
|
WOOD C MARTIN III
|
4
|
|
|
EnviroScent, Inc.
|
D
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
NPORT-P
|
|
|
INVESTMENT CO OF AMERICA
|
NPORT-P
|
|
|
EMERGING MARKETS GROWTH FUND INC
|
NPORT-P
|
|
|
STITH MELVIN T
|
4
|
|
|
Alera Bridge Fund, LLC
|
D/A
|
|
|
StepStone Private Infrastructure Fund
|
NPORT-P
|
|
|
People's First Co Inc.
|
C
|
|
|
AV CIO Select Fund 4, LLC
|
D
|
|
|
Robb Gary Charles
|
144
|
|
|
AMERICAN BALANCED FUND
|
NPORT-P
|
|
|
American Funds Emerging Markets Bond Fund
|
NPORT-P
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
NPORT-P
|
|
|
McCambridge David J
|
4
|
|
|
NORTHRIM BANCORP INC
|
4
|
Financial Statements
|
|
SPEAR JAMES T
|
4
|
|
|
Community EM Credit Fund I, L.P.
|
D/A
|
|
|
AMERICAN HIGH INCOME TRUST
|
NPORT-P
|
|
|
SMALLCAP WORLD FUND INC
|
NPORT-P
|
|
|
EUROPACIFIC GROWTH FUND
|
NPORT-P
|
|
|
NEW PERSPECTIVE FUND
|
NPORT-P
|
|
|
SWISS HELVETIA FUND, INC.
|
NPORT-P
|
|
|
VANGUARD WELLESLEY INCOME FUND
|
N-CSRS
|
|
|
Smith Joanne D
|
4
|
|
|
VANGUARD MALVERN FUNDS
|
N-CSRS
|
|
|
Ballard Football Club, LLC
|
D
|
|
|
AIM ETF Products Trust
|
8-A12B
|
|
|
VANGUARD FENWAY FUNDS
|
N-CSRS
|
|
|
Pear Tree Funds
|
NPORT-P
|
|
|
McFadden William Jameson
|
4
|
|
|
VANGUARD QUANTITATIVE FUNDS
|
N-CSRS
|
|
|
CLEARWATER INVESTMENT TRUST
|
NPORT-P
|
|
|
VANGUARD HORIZON FUNDS
|
N-CSRS
|
|
|
Federated Hermes Project & Trade Finance Tender Fund
|
N-CSR
|
|
|
LEWIS MARGARET G
|
4
|
|
|
BIP Ventures Annex Fund 5-AI, LP
|
D
|
|
|
Quanci John F
|
4
|
|
|
SunCoke Energy, Inc.
|
4
|
Financial Statements
|
|
KING BRIGITTE
|
4
|
|
|
PRUDENTIAL SERIES FUND
|
NPORT-P
|
|
|
Woodroffe Sean
|
144
|
|
|
LINCOLN NATIONAL CORP
|
144
|
Financial Statements
|
|
ADVANCED SERIES TRUST
|
NPORT-P
|
|
|
GASS RHONDA
|
4
|
|
|
RUSSELL INVESTMENT FUNDS
|
NPORT-P
|
|
|
Desert Hawk Gold Corp.
|
8-K
|
|
|
BUFFALO FUNDS
|
NPORT-P
|
|
|
DEESE GEORGE E
|
4
|
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
Fresenius Medical Care AG
|
SD
|
Financial Statements
|
|
LKCM Funds
|
NPORT-P
|
|
|
Gi Property 83 LLC
|
D
|
|
|
HC CAPITAL TRUST
|
NPORT-P
|
|
|
Casey Edward J. Jr.
|
4
|
|
|
UBS AG
|
424B3
|
|
|
MCMANUS MICHAEL A JR
|
4
|
|
|
UNITED STATES ANTIMONY CORP
|
4
|
Financial Statements
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Chubb Thomas Caldecot III
|
4
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Mela Water Inc
|
C
|
|
|
DELAWARE VIP TRUST
|
NPORT-P
|
|
|
McCormick Sean
|
3
|
|
|
FS Bancorp, Inc.
|
3
|
Financial Statements
|
|
FT 11440
|
487
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 8
|
NPORT-P
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
NPORT-P
|
|
|
PRUDENTIAL JENNISON SMALL CO FUND, INC.
|
NPORT-P
|
|
|
CSP INC /MA/
|
DEF 14A
|
Financial Statements
|
|
Carpenter Judy A
|
4
|
|
|
Destra Multi-Alternative Fund
|
NPORT-P
|
|
|
Gi Property 86 LLC
|
D
|
|
|
Gi Property 85 LLC
|
D
|
|
|
Smith LeAnn B
|
144
|
|
|
MCKESSON CORP
|
144
|
Financial Statements
|
|
Hill Brice
|
144
|
|
|
APPLIED MATERIALS INC /DE
|
144
|
Financial Statements
|
|
SAG Holdings Ltd
|
F-1/A
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
GOLDMAN SACHS TRUST
|
NPORT-P
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
NPORT-P
|
|
|
PGIM Credit Income Fund
|
NPORT-P
|
|
|
Victory Portfolios II
|
NPORT-P
|
|
|
PGIM Private Real Estate Fund, Inc.
|
NPORT-P
|
|
|
GraniteShares ETF Trust
|
NPORT-P
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
NPORT-P
|
|
|
WST Investment Trust
|
497
|
|
|
BlueBay Destra International Event-Driven Credit Fund
|
NPORT-P
|
|
|
BOSTON TRUST WALDEN FUNDS
|
NPORT-P
|
|
|
Vaxess Technologies, Inc.
|
D
|
|
|
Destra Investment Trust
|
NPORT-P
|
|
|
LINCOLN NATIONAL CORP
|
FWP
|
Financial Statements
|
|
French Tara L
|
4
|
|
|
BCB BANCORP INC
|
4
|
Financial Statements
|
|
BALK LANCE C
|
4
|
|
|
LNL Agents 401
|
FWP
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2407
|
S-6/A
|
|
|
Alternative Investment Partners Absolute Return Fund STS
|
SC TO-I
|
|
|
Chapman Neil A
|
4
|
|
|
EXXON MOBIL CORP
|
4
|
Financial Statements
|
|
JEWS WILLIAM L
|
144
|
|
|
CACI INTERNATIONAL INC /DE/
|
144
|
Financial Statements
|
|
GUTHRIE DEBBI
|
4
|
|
|
Ultimus Managers Trust
|
24F-2NT
|
|
|
Little Engine Ventures Fund 1, LP
|
D/A
|
|
|
Alternative Investment Partners Absolute Return Fund
|
SC TO-I
|
|
|
Alternative Investment Partners Absolute Return Fund STS
|
SC TO-I/A
|
|
|
Linkers Industries Ltd
|
F-1
|
|
|
ALDRICH DAVID J
|
4
|
|
|
Alternative Investment Partners Absolute Return Fund
|
SC TO-I/A
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
TIMKEN CO
|
CERT
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
NPORT-P
|
|
|
KSL Capital Partners VI TE-A, L.P.
|
D/A
|
|
|
RED METAL RESOURCES, LTD.
|
6-K
|
|
|
Hawley Brian
|
4
|
|
|
Gemxx Corp.
|
1-Z
|
|
|
Another Level Holdings MVP Creator Fund LP
|
D
|
|
|
Clasp, Inc.
|
D
|
|
|
Galiano Gold Inc.
|
6-K
|
|
|
Circularis Capital Partners, L.P.
|
D
|
|
|
VICTORY PORTFOLIOS
|
NPORT-P
|
|
|
SatRepublic Technologies Inc.
|
D
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
NPORT-P
|
|
|
Experience Tech, LLC
|
C-U
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
Tupper Colleen
|
144
|
|
|
COLLEGIUM PHARMACEUTICAL, INC
|
144
|
Financial Statements
|
|
BARON INVESTMENT FUNDS TRUST
|
N-CSRS
|
|
|
TIAA SEPARATE ACCOUNT VA 1
|
NPORT-P
|
|
|
NUVEEN INVESTMENT TRUST
|
NPORT-P
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
Nuveen Real Asset Income & Growth Fund
|
NPORT-P
|
|
|
JETER JAMES J
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
KSL Capital Partners VI TE, L.P.
|
D/A
|
|
|
BWE Kenzie, LLC
|
D
|
|
|
KILBANE CATHERINE M
|
4
|
|
|
DAVEY TREE EXPERT CO
|
4
|
|
|
Blue Lake Multifamily Fund LLC
|
D/A
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
EVANS ALEJANDRA
|
4
|
|
|
Cole Matthew
|
4
|
|
|
LITTELFUSE INC /DE
|
4
|
Financial Statements
|
|
KSL Capital Partners VI-A, L.P.
|
D/A
|
|
|
Michalak Kathy
|
4
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
NPORT-P
|
|
|
Short Term Investment Fund for Puerto Rico Residents, Inc.
|
NPORT-P
|
|
|
HARRIS MATTHEW CHRISTOPHER
|
4
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
PAM TRANSPORTATION SERVICES INC
|
SC TO-I/A
|
Financial Statements
|
|
Legg Mason ETF Investment Trust II
|
497
|
|
|
Legg Mason ETF Investment Trust
|
497
|
|
|
Syntagma Lewis Covest SCSp
|
D
|
|
|
Haught Thomas A
|
4
|
|
|
NightFood Holdings, Inc.
|
8-K
|
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
497AD
|
|
|
KSL Capital Partners VI, L.P.
|
D/A
|
|
|
Griple Inc
|
D
|
|
|
Maeusli Heinz Christoph
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
Greenberg Richard S
|
4
|
|
|
NEXIEN BIOPHARMA, INC.
|
4
|
|
|
Stapleton Charles D
|
4
|
|
|
Syntagma Elite Covest SCSp
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Wasoff Evan L
|
4
|
|
|
SmartTrust 658
|
497J
|
|
|
Lionheart Holdings
|
S-1
|
|
|
Franklin ETF Trust
|
497
|
|
|
Nikzad Michael
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
|
497AD
|
|
|
Circularis Capital Partners
|
D
|
|
|
Paper Street Coffee Co. LLC
|
C
|
|
|
TA Omnia Co-Invest Aggregator, L.P.
|
D
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
NPORT-P
|
|
|
CHESTNUT STREET EXCHANGE FUND
|
NPORT-P
|
|
|
NORTHERN FUNDS
|
NPORT-P
|
|
|
WISCONSIN CAPITAL FUNDS INC
|
NPORT-P
|
|
|
Collaborative Investment Series Trust
|
8-A12B
|
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
497AD
|
|
|
Felicitas Private Markets Fund
|
NPORT-P
|
|
|
StepStone Private Venture & Growth Fund
|
NPORT-P
|
|
|
Verity Asset Management, Inc.
|
13F-HR
|
|
|
Alphacopia Partners LP
|
D/A
|
|
|
Thrombolex, Inc.
|
D
|
|
|
Cardiol Therapeutics Inc.
|
6-K
|
|
|
Jacobs Michael Joseph
|
3/A
|
|
|
ARROW FINANCIAL CORP
|
3/A
|
Financial Statements
|
|
MASTER BOND LLC
|
NPORT-P
|
|
|
BlackRock ETF Trust
|
NPORT-P
|
|
|
BlackRock Advantage SMID Cap Fund, Inc.
|
NPORT-P
|
|
|
BLACKROCK LARGE CAP FOCUS VALUE FUND, INC.
|
NPORT-P
|
|
|
Collabr LLC
|
C
|
|
|
Redwood Real Estate Income Fund
|
NPORT-P
|
|
|
Yrsha Marc
|
3/A
|
|
|
CEIF Partners LLC
|
D/A
|
|
|
PG Dallas Uptown Investors, LLC
|
D/A
|
|
|
Marina Station Investors LLC
|
D
|
|
|
Mastantuono Gina
|
144
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
Pancoe Brooke M
|
3/A
|
|
|
Vista Capital Fund IV: AK Courtyard, LLC
|
D
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Federated Hermes Sustainable High Yield Bond Fund, Inc.
|
N-CSR
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
CF 2019-CF3 Mortgage Trust
|
10-D
|
|
|
English Capital Partners LP
|
D/A
|
|
|
Educational Foundation of America
|
PX14A6G
|
|
|
UNITEDHEALTH GROUP INC
|
PX14A6G
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 547
|
485BPOS
|
|
|
ORTHOPEDIATRICS CORP
|
8-K
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 543
|
485BPOS
|
|
|
CF 2019-CF3 Mortgage Trust
|
ABS-EE
|
|
|
Invesco Unit Trusts Taxable Income Series 486
|
485BPOS
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Invesco Unit Trusts Taxable Income Series 440
|
485BPOS
|
|
|
CAMECO CORP
|
6-K
|
Financial Statements
|
