| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Douglass Winthrop Advisors, LLC
|
13F-HR
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
4
|
|
|
Sprauer Scott
|
4
|
|
|
Federated Hermes Adviser Series
|
497
|
|
|
Aft, Forsyth & Sober, LLC
|
13F-HR
|
|
|
Northern Lights Fund Trust
|
40-17F1
|
|
|
Foundations Investment Advisors, LLC
|
13F-HR
|
|
|
Swan Capital Management, LLC
|
13F-NT
|
|
|
BV Financial, Inc.
|
10-Q
|
|
|
SOBR Safe, Inc.
|
DEF 14A
|
|
|
CIBC WORLD MARKETS CORP
|
13F-HR
|
|
|
Eukles Asset Management
|
13F-HR
|
|
|
Goodwin Investment Advisory
|
13F-HR/A
|
|
|
Toney Russell
|
4
|
|
|
Chenghe Acquisition II Co.
|
S-1
|
|
|
FT 11435
|
487
|
|
|
UBS
|
13F-NT
|
|
|
Kapoor Rohit
|
144
|
|
|
ExlService Holdings, Inc.
|
144
|
Financial Statements
|
|
FCP Venture X QP LLC Series III
|
D
|
|
|
Murphy Mark J.
|
4
|
|
|
Annis Gardner Whiting Capital Advisors, LLC
|
13F-HR
|
|
|
FT 11456
|
497J
|
|
|
West Family Investments, Inc.
|
13F-HR
|
|
|
Aeovian Pharmaceuticals, Inc.
|
D
|
|
|
Tarruella de Oriol Jose
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
Shah Niraj
|
144
|
|
|
Wayfair Inc.
|
144
|
Financial Statements
|
|
VALUEWORKS LLC
|
13F-HR
|
|
|
FT 11406
|
497J
|
|
|
Schubert & Co
|
13F-HR
|
|
|
Uno.ai Inc.
|
D
|
|
|
Conine Steven
|
144
|
|
|
Advisors Preferred Trust
|
497K
|
|
|
KRUEGER KENNETH W
|
4
|
|
|
EWA, LLC
|
13F-HR
|
|
|
Executive Wealth Management, LLC
|
13F-HR
|
|
|
Neuberger Berman Taiwan
|
13F-NT
|
|
|
KIN Prosperity Fund 1 LLC
|
D
|
|
|
Strategic Value Partners, LLC
|
13F-HR
|
|
|
Rench Wealth Management, Inc.
|
13F-HR
|
|
|
Brean Asset Backed Securities LLC
|
ABS-15G
|
|
|
ALERUS FINANCIAL NA
|
13F-HR
|
|
|
PELOQUIN GREGORY J
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
FIRST AMERICAN FUNDS INC
|
N-8F/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Rockport Wealth LLC
|
13F-HR/A
|
|
|
PAX Financial Group, LLC
|
13F-HR
|
|
|
Greenbacker Renewable Energy Co LLC
|
10-Q
|
|
|
Elements Topco Ltd
|
D
|
|
|
Champlain Investment Partners, LLC
|
13F-HR
|
|
|
Ellevest, Inc.
|
13F-HR
|
|
|
Barner Sharon R
|
4
|
|
|
CUMMINS INC
|
4
|
Financial Statements
|
|
COMMONWEALTH EDISON Co
|
8-K
|
|
|
Zeit Capital LLC
|
13F-HR
|
|
|
Neuberger Berman Canada ULC
|
13F-NT
|
|
|
Dice Cream Robotics, Inc.
|
C/A
|
|
|
ESS Tech, Inc.
|
4
|
|
|
Quarls Harry
|
4
|
|
|
Jefferies Financial Group Inc.
|
13F-HR
|
Financial Statements
|
|
JEFFERIES LLC
|
13F-NT
|
|
|
Kimmeridge Energy Management Company, LLC
|
DFAN14A
|
|
|
SILVERBOW RESOURCES, INC.
|
DFAN14A
|
Financial Statements
|
|
RedSwan PC, INC
|
D
|
|
|
BNY Mellon ETF Trust
|
N-CEN
|
|
|
Jefferies Investment Advisers LLC
|
13F-NT
|
|
|
Jefferies International Ltd
|
13F-NT
|
|
|
Spark Investment Management LLC
|
13F-HR
|
|
|
Jefferies Financial Services, Inc.
|
13F-NT
|
|
|
Allostery Investments LP
|
SC 13G
|
|
|
Avalo Therapeutics, Inc.
|
SC 13G
|
|
|
Leucadia Asset Management LLC
|
13F-NT
|
|
|
Neuberger Berman Trust Co of Delaware N.A.
|
13F-NT
|
|
|
WCG Wealth Advisors LLC
|
13F-HR
|
|
|
Radcliff PS I LLC
|
D
|
|
|
EQT PCA Co-Invest Platform
|
D
|
|
|
Unicoin Inc.
|
D
|
|
|
HUDSON EDGE INVESTMENT PARTNERS INC.
|
13F-HR
|
|
|
ROYCE & ASSOCIATES LP
|
13F-HR
|
|
|
Neuberger Berman Trust Co N.A.
|
13F-NT
|
|
|
CCV-ModuleQ-2023 LLC
|
D
|
|
|
Engadine Equity Fund
|
D/A
|
|
|
360 Financial, Inc.
|
13F-HR
|
|
|
Merlin Capital, Inc
|
13F-HR
|
|
|
THEORY FINANCIAL LLC
|
13F-HR
|
|
|
Providence Wealth Advisors, LLC
|
13F-HR
|
|
|
Illinois State Treasurer's Office
|
PX14A6G
|
|
|
EXXON MOBIL CORP
|
PX14A6G
|
Financial Statements
|
|
SMH CAPITAL ADVISORS INC
|
13F-HR
|
|
|
Napali Energy Partnership Opportunity, LP
|
D
|
|
|
Henry Gordon
|
144
|
|
|
Thryv Holdings, Inc.
|
144
|
Financial Statements
|
|
Rafferty Asset Management, LLC
|
13F-HR
|
|
|
Gratus Capital, LLC
|
13F-HR
|
|
|
HORTON OZEY K JR
|
4
|
|
|
LOUISIANA-PACIFIC CORP
|
4
|
Financial Statements
|
|
Private Equity Managers
|
D/A
|
|
|
Tipmefast, Inc.
|
NT 10-Q
|
|
|
Halter Ferguson Financial Inc.
|
13F-HR
|
|
|
American Picture House Corp
|
8-K
|
|
|
MY Wealth Management Inc.
|
13F-HR
|
|
|
CLEAR STREET LLC
|
13F-HR
|
|
|
XPONANCE, INC.
|
13F-HR
|
|
|
EagleClaw Capital Managment, LLC
|
13F-HR
|
|
|
Neuberger Berman Asia Ltd
|
13F-NT
|
|
|
Machina Capital S.A.S.
|
13F-HR
|
|
|
United SCOOP #8, LP
|
D
|
|
|
Parametrica Asset Management Ltd
|
13F-NT
|
|
|
Maduck Sean
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
Games Global Ltd
|
CERT
|
|
|
Castle Rock Wealth Management, LLC
|
13F-HR
|
|
|
BLACKBERRY Ltd
|
DEFA14A
|
Financial Statements
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
ITRON, INC.
|
SD
|
Financial Statements
|
|
PIASECKI NICOLE WEYERHAEUSER
|
4
|
|
|
WEYERHAEUSER CO
|
4
|
Financial Statements
|
|
Schmid Anette
|
SC 13D
|
|
|
SCHMID Group N.V.
|
SC 13D
|
|
|
GTIF Private Investors LLC
|
D/A
|
|
|
SUMMIT SECURITIES GROUP LLC
|
13F-HR
|
|
|
RBC Dominion Securities Inc.
|
13F-NT
|
|
|
Savvy Advisors, Inc.
|
13F-HR
|
|
|
Long Island Wealth Management, Inc.
|
13F-HR
|
|
|
JACKSON HILL ADVISORS, LLC
|
13F-HR
|
|
|
BLACKBERRY Ltd
|
DEF 14A
|
Financial Statements
|
|
Tamar Securities, LLC
|
13F-HR
|
|
|
Boston Partners Trust Co
|
13F-NT
|
|
|
CONECTISYS CORP
|
10-Q
|
|
|
Boston Partners
|
13F-HR
|
|
|
Fernwood Investment Management, LLC
|
13F-HR
|
|
|
FMFE Wealth Management, LLC
|
13F-HR
|
|
|
GOLDMAN SACHS TRUST
|
24F-2NT
|
|
|
Perella Weinberg Partners Capital Management LP
|
13F-HR
|
|
|
Crossmark Global Holdings, Inc.
|
13F-HR
|
|
|
EXCALIBUR MANAGEMENT CORP
|
13F-HR
|
|
|
Series Arizona, a series of TE Holdings I LLC
|
D
|
|
|
American Investment Services, Inc.
|
13F-HR
|
|
|
Imprint Co-Investment Opportunities Offshore SCSp
|
D/A
|
|
|
PARADIGM ASSET MANAGEMENT CO LLC
|
13F-HR
|
|
|
US FINANCIAL ADVISORS, LLC
|
13F-HR
|
|
|
Neuberger Berman Investment Advisers LLC
|
13F-NT
|
|
|
Goehring & Rozencwajg Associates, LLC
|
13F-HR
|
|
|
SPECTRAL CAPITAL Corp
|
8-K
|
|
|
Newcomer Lee Nisley
|
144
|
|
|
MYRIAD GENETICS INC
|
144
|
Financial Statements
|
|
Orion S.A.
|
144
|
Financial Statements
|
|
Hrivnak Robert G.
|
144
|
|
|
Lexington Partners L.P.
|
13F-HR
|
|
|
Ajax Therapeutics, Inc.
|
D
|
|
|
Browning Lori
|
144
|
|
|
Grand Canyon Education, Inc.
|
144
|
Financial Statements
|
|
Boxwood Ventures, Inc.
|
13F-HR
|
|
|
Eason Christopher Douglas
|
4
|
|
|
AAON, INC.
|
4
|
Financial Statements
|
|
Plum Acquisition Corp. I
|
S-4/A
|
|
|
Rock Creek Group, LP
|
13F-HR
|
|
|
Fields Gary D
|
4
|
|
|
Accent Capital Management, LLC
|
13F-HR
|
|
|
James Alpha Funds Trust
|
N-CEN
|
|
|
EQT Infrastructure VI Access Offshore SCSp
|
D/A
|
|
|
E&F Private Equity Managers
|
D/A
|
|
|
NB Alternatives Advisers LLC
|
13F-NT
|
|
|
RockCreek
|
13F-NT
|
|
|
LOCA IV Holdings LLC
|
D
|
|
|
CTLD Growth & Income Access LLC
|
D
|
|
|
MERRILL LYNCH MORTGAGE INVESTORS INC
|
ABS-15G
|
|
|
Cunning Capital Partners, LP
|
13F-HR
|
|
|
Elite Performance Holding Corp
|
10-K
|
|
|
Haas Margaret E.
|
4
|
|
|
LEVI STRAUSS & CO
|
4
|
Financial Statements
|
|
SOJE Green Fund, LP
|
D/A
|
|
|
KID CASTLE EDUCATIONAL CORP
|
NT 10-Q
|
|
|
Index Ventures Growth VII
|
D
|
|
|
Ritter Daniher Financial Advisory LLC / DE
|
13F-HR
|
|
|
CHESAPEAKE UTILITIES CORP
|
8-K
|
Financial Statements
|
|
Blue Investment Partners LLC
|
13F-HR
|
|
|
Atlas Venture Associates VIII, L.P.
|
13F-NT
|
|
|
MERIDIAN INVESTMENT COUNSEL INC.
|
13F-HR
|
|
|
Alterra IOS Venture III Master, LP
|
D/A
|
|
|
Vintage Real Estate Partners III
|
D/A
|
|
|
Atlas Venture Associates VIII, Inc.
|
13F-NT
|
|
|
BX Property Partners
|
D/A
|
|
|
GIVEMEPOWER CORP
|
NT 10-Q
|
|
|
Atlas Venture Fund VIII, L.P.
|
13F-NT
|
|
|
Vinva Investment Management Ltd
|
13F-HR
|
|
|
Nalanda India Fund LTD
|
13F-HR
|
|
|
A-Mark Precious Metals, Inc.
|
4
|
Financial Statements
|
|
ROBERTS GREGORY N
|
4
|
|
|
Atlas Venture Advisors, Inc.
|
13F-HR
|
|
|
Video River Networks, Inc.
|
NT 10-Q
|
|
|
Impact Lending Fund LLC
|
D
|
|
|
Nalanda India Equity Fund Ltd
|
13F-HR
|
|
|
Ratio Wealth Group
|
13F-HR
|
|
|
Chaudhry Jawad
|
4
|
|
|
BCB BANCORP INC
|
4
|
Financial Statements
|
|
Alterra IOS Venture III, LP
|
D/A
|
|
|
Neuberger Berman Group LLC
|
13F-HR
|
|
|
360 Funds
|
N-CEN
|
|
|
FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY
|
ARS
|
|
|
Ares Sr Direct Lending III Access Parallel LP
|
D/A
|
|
|
Tranquilli Financial Advisor LLC
|
13F-HR
|
|
|
Tekne Long Only Master Fund, L.P.
|
13F-NT
|
|
|
Layman John R
|
4
|
|
|
BANNER CORP
|
4
|
Financial Statements
|
|
BRADY FAMILY WEALTH, LLC
|
13F-HR
|
|
|
POPE MARIA M
|
4
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
4
|
Financial Statements
|
|
Tradition Wealth Management, LLC
|
13F-HR
|
|
|
BANC OF AMERICA FUNDING CORP
|
ABS-15G
|
|
|
CRH SMW Finance DAC
|
424B5
|
|
|
CRH PUBLIC LTD CO
|
424B5
|
Financial Statements
|
|
GSI Capital Advisors LLC
|
13F-HR
|
|
|
Morningstar Investment Management LLC
|
13F-HR
|
|
|
Ares Sr Direct Lending III Access LLC
|
D/A
|
|
|
FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY
|
DEF 14A
|
|
|
Canton Hathaway, LLC
|
13F-HR
|
|
|
Tekne Master Fund, L.P.
|
13F-NT
|
|
|
Missouri Trust & Investment Co
|
13F-HR
|
|
|
GAS TRANSPORTER OF THE SOUTH INC
|
6-K
|
Financial Statements
|
|
CRH America Finance, Inc.
|
424B5
|
|
|
Sagil Capital LLP
|
13F-HR
|
|
|
Aldebaran Financial Inc.
|
13F-HR
|
|
|
Lgt Capital Partners
|
13F-NT
|
|
|
Midnight Harvest LLC
|
C-TR
|
|
|
Foster James Christopher
|
SC 13D/A
|
|
|
ZeroFox Holdings, Inc.
|
SC 13D/A
|
|
|
Tekne Capital Management, LLC
|
13F-HR
|
|
|
Montgomery Capital Partners Fund V, LP
|
D/A
|
|
|
Simplify Asset Management Inc.
|
13F-HR
|
|
|
Vintage Real Estate Partners III LP
|
D/A
|
|
|
Soto Myrna
|
4
|
|
|
EFG Asset Management
|
13F-HR
|
|
|
ESAB Corp
|
144
|
|
|
Hix Christopher M
|
144
|
|
|
Vitae Capital IV - Co-Invest II, LLC
|
D
|
|
|
ROLLINS CAPITAL PARTNERS LP
|
SC 13G/A
|
|
|
Sotherly Hotels Inc.
|
SC 13G/A
|
Financial Statements
|
|
Linqto Liquidshares LLC
|
D
|
|
|
SRAX, Inc.
|
8-K
|
Financial Statements
|
|
Traction Financial Partners, LLC
|
13F-HR
|
|
|
Index Ventures XII
|
D
|
|
|
MY.Alpha Management HK Advisors Ltd
|
13F-HR
|
|
|
Flow State Investments, L.P.
|
13F-HR
|
|
|
IF Bancorp, Inc.
|
10-Q
|
Financial Statements
|
|
Nuveen Asset Management, LLC
|
13F-HR
|
|
|
Zentek Ltd.
|
6-K
|
|
|
SOJE Fund, L.P.
|
D/A
|
|
|
Frazier Financial Advisors, LLC
|
13F-HR
|
|
|
Hines European Property Partners SCSp
|
D
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
BoldHue, Inc.
|
D
|
|
|
Gator Capital Management, LLC
|
13F-HR
|
|
|
Keegan Lisa Graham
|
144
|
|
|
Venture Capital Managers
|
D/A
|
|
|
BAYSHORE ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Buesinger Robert F.
|
4
|
|
|
WESTLAKE CORP
|
4
|
Financial Statements
|
|
Ferre Maria Luisa
|
4
|
|
|
Ridgepath Capital Management LLC
|
13F-HR
|
|
|
Long Donna M.
|
4
|
|
|
Dorman Products, Inc.
|
4
|
Financial Statements
|
|
PROVIDENT FINANCIAL SERVICES INC
|
8-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
13F-HR
|
Financial Statements
|
|
Private Credit Managers
|
D/A
|
|
|
Hinsdale Ltd Liability Co
|
D/A
|
|
|
Hauser Phillip Johannes
|
13F-NT
|
|
|
Bluebell Capital Partners Ltd
|
PX14A6G
|
|
|
BlackRock Inc.
|
PX14A6G
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Sabens Andrea
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
INCYTE CORP
|
SC TO-I
|
Financial Statements
|
|
AMICA MUTUAL INSURANCE CO
|
13F-HR/A
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Starr Gayle P
|
4
|
|
|
CM WEALTH ADVISORS LLC
|
13F-HR
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Oaktree Real Estate Income Access Offshore LP
|
D/A
|
|
|
Soditic Asset Management LLP
|
13F-HR
|
|
|
Singularity Tech Fund
|
D
|
|
|
ACADEMY CAPITAL MANAGEMENT INC/TX
|
13F-HR
|
|
|
MainStreet Bancshares, Inc.
|
10-Q
|
|
|
OptimumBank Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Modern Wealth Management, LLC
|
13F-HR
|
|
|
GOODWIN C KIM
|
4
|
|
|
CI Global Investments Inc.
|
13F-NT
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
ARS Wealth Advisors Group, LLC
|
13F-HR
|
|
|
Rodriguez Jose Ramon
|
4
|
|
|
BANK OF AMERICA NA
|
ABS-15G
|
|
|
WESTBROOK KELVIN R
|
144
|
|
|
BARROW HANLEY MEWHINNEY & STRAUSS LLC
|
13F-HR
|
|
|
AltraVue Capital, LLC
|
13F-HR
|
|
|
Cassady Schiller Wealth Management, LLC
|
13F-HR
|
|
