| Company Name |
Form Type |
SEC Filings |
|
|
|
|
OHA Diversified Credit Strategies Fund, L.P.
|
D/A
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
OHA Diversified Credit Strategies Fund
|
D/A
|
|
|
SEYMOUR JACKSON ANGELA
|
4
|
|
|
JANUS HENDERSON GROUP PLC
|
4
|
Financial Statements
|
|
OHA Diversified Credit Strategies Fund
|
D/A
|
|
|
Lingamneni Anila
|
144
|
|
|
HAEMONETICS CORP
|
144
|
Financial Statements
|
|
OHA Diversified Credit Strategies Fund
|
D/A
|
|
|
BBH Trust
|
N-MFP2
|
|
|
OHA Diversified Credit Strategies Fund
|
D/A
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
BANK5 Trust 2024-5YR6
|
8-K
|
|
|
OHA Diversified Credit Strategies Fund
|
D/A
|
|
|
Listed Funds Trust
|
497
|
|
|
BMW Vehicle Lease Trust 2024-1
|
10-D
|
|
|
Schisler George M
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2023-2
|
10-D
|
|
|
AZZ INC
|
8-K
|
Financial Statements
|
|
Clark Benjamin G.
|
4
|
|
|
Nayar Deepak
|
144
|
|
|
LITTELFUSE INC /DE
|
144
|
Financial Statements
|
|
Portfolio Strategies, Inc.
|
13F-HR
|
|
|
BMW Vehicle Lease Trust 2023-1
|
10-D
|
|
|
Weaver Leland
|
144
|
|
|
DuPont de Nemours, Inc.
|
144
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2022-1
|
10-D
|
|
|
BMW Vehicle Owner Trust 2023-A
|
10-D
|
|
|
JONES LANG LASALLE INC
|
10-Q
|
Financial Statements
|
|
Settian Capital LP
|
13F-HR
|
|
|
Citi Affordable Depositor LLC
|
ABS-15G
|
|
|
National Finance Authority
|
ABS-15G
|
|
|
BMW Vehicle Owner Trust 2022-A
|
10-D
|
|
|
TRANSAMERICA FUNDS
|
497J
|
|
|
WASATCH FUNDS TRUST
|
NPORT-P
|
|
|
BMW Vehicle Owner Trust 2020-A
|
10-D
|
|
|
SIERRA BANCORP
|
10-Q
|
Financial Statements
|
|
DAVIS-REA LTD.
|
13F-HR
|
|
|
EACP, LLC
|
D
|
|
|
FT 11443
|
497J
|
|
|
FT 11432
|
497J
|
|
|
FT 11430
|
497J
|
|
|
Voya MUTUAL FUNDS
|
497K
|
|
|
MVG Rise West Arlington Fund LLC
|
D
|
|
|
Blacker Kelly K
|
4
|
|
|
Nayar Deepak
|
4
|
|
|
LITTELFUSE INC /DE
|
4
|
Financial Statements
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
DEFA14A
|
|
|
PR-0313 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
DEF 14A
|
|
|
Bellwether Advisors, LLC
|
13F-HR
|
|
|
Donovan Laura
|
3
|
|
|
Eaton Vance Floating-Rate Income Trust
|
3
|
|
|
FT 11429
|
497J
|
|
|
Byington Carrie L
|
4
|
|
|
BECTON DICKINSON & CO
|
4
|
Financial Statements
|
|
Jones Christopher Ian Montague
|
4
|
|
|
Mulligan Donal L
|
4
|
|
|
HERBALIFE LTD.
|
4
|
Financial Statements
|
|
ID Funds - xAI, a series of ID Funds 3 LLC
|
D
|
|
|
NOVARE CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Holowesko Global Funds SPC Ltd. on behalf of Holowesko Global Equity Fund
|
D/A
|
|
|
Fidelity Rutland Square Trust II
|
DEF 14C
|
|
|
MML Series Investment Fund II
|
N-MFP2
|
|
|
MASSMUTUAL PREMIER FUNDS
|
N-MFP2
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
Heritage Wealth Management, Inc. /CA/
|
13F-HR
|
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
497J
|
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
Alternus Clean Energy, Inc.
|
S-1/A
|
|
|
ARC DOCUMENT SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
N-MFP2
|
|
|
Loft Labs, Inc.
|
D
|
|
|
MASTER INVESTMENT PORTFOLIO
|
N-MFP2
|
|
|
BlackRock Funds III
|
N-MFP2
|
|
|
PLAN INVESTMENT FUND INC
|
N-MFP2
|
|
|
ALIGHT SERIES TRUST
|
N-MFP2
|
|
|
Wellings Real Estate Income Fund
|
8-K
|
|
|
NightDragon Growth II, L.P.
|
D/A
|
|
|
FLOOD EUGENE JR
|
4
|
|
|
Anderson Barbara J.
|
4
|
|
|
TFS Financial CORP
|
4
|
Financial Statements
|
|
Hilltop National Bank
|
13F-HR
|
|
|
System Of All LLC
|
D
|
|
|
Alexander Keith Brian
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
DiNuzzo Private Wealth, Inc.
|
13F-HR/A
|
|
|
VENETO CAPITAL PARTNERS FUND III LLC
|
D
|
|
|
HUM Inc.
|
C/A
|
|
|
U S PHYSICAL THERAPY INC /NV
|
8-K
|
Financial Statements
|
|
Bogota Financial Corp.
|
4
|
|
|
Masterson John J.
|
4
|
|
|
TRANSAMERICA FUNDS
|
N-MFP2
|
|
|
TRANSAMERICA SERIES TRUST
|
N-MFP2
|
|
|
HYMAN DAVID A
|
144
|
|
|
NETFLIX INC
|
144
|
Financial Statements
|
|
RMPJW Fund 1, LP
|
D
|
|
|
Bell Blake R
|
4
|
|
|
Sautel Stephen D
|
144
|
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
144
|
|
|
Wealthspire Advisors, LLC
|
13F-HR
|
|
|
Sedona Equity Registrar & Transfer, Inc
|
TA-1/A
|
|
|
WILLIAM BLAIR FUNDS
|
497J
|
|
|
Birdie Houses, Inc.
|
D
|
|
|
Spence Elizabeth
|
4
|
|
|
GRAPHIC PACKAGING HOLDING CO
|
4
|
Financial Statements
|
|
Highland Financial Advisors, LLC
|
13F-HR
|
|
|
StoneX Advisors Inc.
|
13F-NT
|
|
|
Robie Robert J.
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
Investors Research Corp
|
13F-HR
|
|
|
Matrix Trust Co
|
13F-HR
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
Phenomix Sciences, Inc.
|
D
|
|
|
BlackRock Variable Series Funds, Inc.
|
N-MFP2
|
|
|
BlackRock Series Fund, Inc.
|
N-MFP2
|
|
|
BLACKROCK LIQUIDITY FUNDS
|
N-MFP2
|
|
|
HOGE FINANCIAL SERVICES, LLC
|
13F-HR
|
|
|
Nomura America Finance, LLC
|
424B2
|
|
|
NOMURA HOLDINGS INC
|
424B2
|
Financial Statements
|
|
Eagle Bancorp Montana, Inc.
|
144
|
Financial Statements
|
|
JOHNSON PETER JOSEPH
|
144
|
|
|
PROSHARES TRUST
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
Spectrum Wealth Counsel, LLC
|
13F-HR
|
|
|
Parallel Advisors, LLC
|
13F-HR
|
|
|
CASSADAY JOHN M
|
4
|
|
|
Roberts David B
|
144
|
|
|
LEMAITRE VASCULAR INC
|
144
|
Financial Statements
|
|
HEINTZMAN DAVID P
|
144
|
|
|
Stock Yards Bancorp, Inc.
|
144
|
Financial Statements
|
|
Schwab-Pomerantz Carolyn
|
144
|
|
|
SCHWAB CHARLES CORP
|
144
|
Financial Statements
|
|
CHESSICA, L.P.
|
D/A
|
|
|
Undavia Nilesh
|
DFAN14A
|
|
|
GRAFTECH INTERNATIONAL LTD
|
DFAN14A
|
Financial Statements
|
|
BAIRD FUNDS INC
|
497J
|
|
|
Schiavi & Co LLC
|
13F-HR
|
|
|
PRINCIPAL FUNDS, INC.
|
N-MFP2
|
|
|
DESAI KALPANA
|
4
|
|
|
HUTCHINSON CAPITAL MANAGEMENT/CA
|
13F-HR
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Idaho Strategic Resources, Inc.
|
8-K
|
|
|
Sumnicht & Associates, LLC
|
13F-NT
|
|
|
Leisure Capital Management
|
13F-HR
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP2
|
|
|
JAPAN SMALLER CAPITALIZATION FUND INC
|
N-CSR
|
|
|
Price Penry W
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Frazier Life Sciences Public Fund, L.P.
|
SC 13G
|
|
|
ANAPTYSBIO, INC
|
SC 13G
|
Financial Statements
|
|
Pryor Paula A.
|
144
|
|
|
Walker & Dunlop, Inc.
|
144
|
Financial Statements
|
|
Saideman Susan G
|
4
|
|
|
HERSHEY CO
|
8-K
|
Financial Statements
|
|
Advisors Capital Management, LLC
|
13F-HR
|
|
|
ACR Alpine Capital Research, LLC
|
13F-HR
|
|
|
ALPINE PRIVATE CAPITAL, LLC
|
13F-NT
|
|
|
SHEARER ROBERT K
|
4
|
|
|
Cruzado Waded
|
4
|
|
|
BMW Vehicle Lease Trust 2022-1
|
ABS-EE
|
|
|
Goosehead Insurance, Inc.
|
4
|
Financial Statements
|
|
SUMMITRY LLC
|
13F-HR
|
|
|
Shelter Ins Retirement Plan
|
13F-HR
|
|
|
GOLDMAN SACHS TRUST
|
N-MFP2
|
|
|
Sterling Financial Planning, Inc.
|
13F-HR
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
|
Enova International, Inc.
|
8-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2024-B
|
ABS-15G
|
|
|
WORLD OMNI AUTO RECEIVABLES LLC
|
ABS-15G
|
|
|
OCA VHF LLC
|
D/A
|
|
|
Vergis Janet S.
|
4
|
|
|
HighTower Advisors, LLC
|
13F-HR
|
|
|
Series Portfolios Trust
|
24F-2NT
|
|
|
PENOBSCOT WEALTH MANAGEMENT
|
13F-HR
|
|
|
ROBINSON PAUL C
|
4
|
|
|
C & F FINANCIAL CORP
|
4
|
Financial Statements
|
|
Alexander Randolph Advisory, Inc.
|
13F-HR
|
|
|
Yoler Laurie
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
AMG National Trust Bank
|
13F-HR
|
|
|
Howard Capital Management Inc.
|
13F-HR
|
|
|
BOYAR ASSET MANAGEMENT INC.
|
13F-HR
|
|
|
FAGAN ASSOCIATES, INC.
|
13F-HR
|
|
|
LPF Advisors LLC
|
13F-HR
|
|
|
Shelter Mutual Insurance Co
|
13F-HR
|
|
|
BMW Vehicle Lease Trust 2024-1
|
ABS-EE
|
|
|
Xenoil Inc.
|
D
|
|
|
Coles Joanna
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
WINKLEBLACK ARTHUR B
|
4
|
|
|
WE-1201 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Saligram Ravichandra Krishnamurty
|
4
|
|
|
Van Hulzen Asset Management, LLC
|
13F-HR
|
|
|
Seidman Leslie
|
4
|
|
|
Mad Capital Perennial Fund II, LLC
|
D/A
|
|
|
Goodwin Investment Advisory
|
13F-HR
|
|
|
Ho-Sing-Loy Paul
|
4
|
|
|
LAKELAND BANCORP INC
|
4
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2023-2
|
ABS-EE
|
|
|
IRWIN BRADLEY C
|
4
|
|
|
NETSOL TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
NorthWestern Energy Group, Inc.
|
4
|
|
|
Yingling Jeffrey W.
|
4
|
|
|
SouthState Bank, National Association
|
13F-NT
|
|
|
Neurosom, Inc.
|
C
|
|
|
STONEX FINANCIAL INC.
|
13F-NT
|
|
|
SYDNEXIS, INC.
|
D
|
|
|
South State Advisory, Inc.
|
13F-NT
|
|
|
Navient Credit Funding, LLC
|
ABS-15G
|
|
|
CASHAW BRAD
|
4
|
|
|
SouthState Corp
|
13F-HR
|
Financial Statements
|
|
Canoe Financial LP
|
13F-HR
|
|
|
INTRAMOTEV INC.
|
D
|
|
|
Aster Investment Partners, LLC
|
D
|
|
|
IVY FUNDS
|
497K
|
|
|
MoA Funds Corp
|
N-MFP2
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
497K
|
|
|
Nordwand Advisors, LLC
|
13F-HR
|
|
|
STONERIDGE INVESTMENT PARTNERS LLC
|
13F-HR
|
|
|
BMW Vehicle Lease Trust 2023-1
|
ABS-EE
|
|
|
Millington Financial Advisors, LLC
|
13F-HR
|
|
|
FIRST TRUST ENERGY INFRASTRUCTURE FUND
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
MacKay Municipal California Opportunities Fund, L.P.
|
D/A
|
|
|
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
|
25-NSE
|
|
|
Brown Sam D.
|
144
|
|
|
Amalgamated Financial Corp.
|
144
|
Financial Statements
|
|
BMW Vehicle Owner Trust 2023-A
|
ABS-EE
|
|
|
IVY FUNDS
|
497
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
497
|
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
25-NSE
|
|
|
Oxbow Advisors, LLC
|
13F-HR
|
|
|
DESCARTES SYSTEMS GROUP INC
|
6-K
|
Financial Statements
|
|
RxCap, Inc.
|
D
|
|
|
FIRST TRUST ENERGY INCOME & GROWTH FUND
|
25-NSE
|
|
|
NYSE AMERICAN LLC
|
25-NSE
|
|
|
Legion Partners Special Opportunities, L.P. XVI
|
D/A
|
|
|
Quick Loadz Container System, LLC
|
C-TR
|
|
|
BMW Vehicle Owner Trust 2022-A
|
ABS-EE
|
|
|
Electriq Power Holdings, Inc.
|
25-NSE
|
|
|
C2N Diagnostics, LLC
|
D
|
|
|
John Hancock Collateral Trust
|
N-MFP2
|
|
|
FIAT WEALTH MANAGEMENT LLC
|
13F-NT
|
|
|
Advisory Alpha, LLC
|
13F-HR
|
|
|
MITCHELL CAPITAL MANAGEMENT CO
|
13F-HR
|
|
|
Nuveen Preferred & Income Term Fund
|
DEFA14A
|
|
|
DiNuzzo Private Wealth, Inc.
|
13F-HR
|
|
|
JOHN HANCOCK CURRENT INTEREST
|
N-MFP2
|
|
|
AMERICAN BEACON SELECT FUNDS
|
N-MFP2
|
|
|
BMW Vehicle Owner Trust 2020-A
|
ABS-EE
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2
|
|
|
Value Base Ltd.
|
SC 13G/A
|
|
|
Valens Semiconductor Ltd.
|
SC 13G/A
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
|
PUTNAM VARIABLE TRUST
|
N-MFP2
|
|
|
Utz John A.
|
144
|
|
|
ASSOCIATED BANC-CORP
|
144
|
Financial Statements
|
|
Curzon Capital Partners 5 Long-Life Feeder LP
|
D/A
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP2
|
|
|
ArthroMeda, Inc.
|
D/A
|
|
|
Wisdom.io Inc.
|
D
|
|
|
Federated Hermes Total Return Government Bond Fund
|
N-CEN
|
|
|
BROOKTREE CAPITAL MANAGEMENT
|
13F-HR
|
|
|
Sunshine Biopharma, Inc
|
8-K
|
|
|
FB Financial Corp
|
10-Q
|
Financial Statements
|
|
Federated Hermes Short-Term Government Trust
|
N-CEN
|
|
|
MGF Partners II, L.P. - Bain Capital Fund XIV Series
|
D
|
|
|
Federated Hermes ETF Trust
|
N-CEN
|
|
|
Whitestone REIT
|
DEFA14A
|
Financial Statements
|
|
AMERICAN SEPARATE ACCOUNT NO 2
|
AW
|
|
|
NATIONWIDE MUTUAL FUNDS
|
N-MFP2
|
|
|
Federated Hermes High Yield Trust
|
N-CEN
|
|
|
Federated Hermes Government Income Securities, Inc.
|
N-CEN
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
|
Curzon Capital Partners 5 Long-Life LP
|
D/A
|
|
|
Mobile Money Americas Corp.
|
D
|
|
|
Energea Portfolio 4 USA LLC
|
1-A/A
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Novelis Inc.
|
10-K
|
|
|
Aether Global Innovations Corp.
|
6-K
|
|
|
Cetan Opportunity Fund, LLC
|
D
|
|
|
FLOSSBACH VON STORCH AG
|
13F-HR
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
497
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
JOHN G ULLMAN & ASSOCIATES INC
|
13F-HR
|
|
|
el gaucho grill llc
|
C/A
|
|
|
Sequoia Mortgage Trust 2013-8
|
10-D
|
|
|
Alliance Tower Fund-V.1, LP
|
D
|
|
|
Eden Douglas Todd
|
4
|
|
|
HAWTHORN BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Ruedi Wealth Management, Inc.
|
13F-HR
|
|
|
Clark Kyra E
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
4
|
Financial Statements
|
|
Munoz Adam
|
144
|
|
