| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BA Master Credit Card Trust II
|
8-K
|
|
|
ARB Flagship Multi-Strategy Series
|
D
|
|
|
SELECTED AMERICAN SHARES INC
|
24F-2NT
|
|
|
Series Portfolios Trust
|
485BXT
|
|
|
TCW Direct Lending LLC
|
10-K
|
|
|
Pangea Fund I, a series of SEASIDE Ventures, LP
|
D
|
|
|
Parker Transfer Agency, Inc
|
TA-2
|
|
|
Line Services, Inc.
|
D
|
|
|
Northern Lights Fund Trust
|
NPORT-P
|
|
|
Arrow Investments Trust
|
NPORT-P
|
|
|
Arrow ETF Trust
|
NPORT-P
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
8-K
|
Financial Statements
|
|
GoodHaven Funds Trust
|
497K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26
|
10-D
|
|
|
PACIFIC STOCK TRANSFER CO /TA
|
TA-2
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22
|
10-D
|
|
|
BNY Mellon Strategic Funds, Inc.
|
497
|
|
|
BNY Mellon New York Tax Exempt Bond Fund, Inc.
|
497
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
497
|
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
497
|
|
|
ASSETPOINT FINANCIAL, LLC
|
X-17A-5
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
497
|
|
|
SCF-X, L.P.
|
D
|
|
|
AIM ETF Products Trust
|
497
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC21
|
10-K
|
|
|
Oaktree Opportunities Access Fund XII
|
D
|
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
LORD ABBETT SECURITIES TRUST
|
NPORT-P
|
|
|
COPT DEFENSE PROPERTIES
|
DEF 14A
|
|
|
LORD ABBETT TRUST I
|
NPORT-P
|
|
|
LORD ABBETT DEVELOPING GROWTH FUND, INC.
|
NPORT-P
|
|
|
LORD ABBETT AFFILIATED FUND INC
|
NPORT-P
|
|
|
ATI INC
|
ARS
|
Financial Statements
|
|
BlackRock Funds IV
|
24F-2NT
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC19
|
10-K
|
|
|
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC
|
10-K
|
|
|
FIRST CHICAGO ADVISORS, INC.
|
X-17A-5
|
|
|
PITTMAN JEFFREY STEPHEN
|
4
|
|
|
BROOKMOUNT EXPLORATIONS INC
|
4
|
|
|
NexPoint Capital, Inc.
|
10-K
|
|
|
WFRBS Commercial Mortgage Trust 2013-C17
|
10-D
|
|
|
WFRBS Commercial Mortgage Trust 2013-C13
|
10-D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C19
|
10-D
|
|
|
Onex Direct Lending BDC Fund
|
D/A
|
|
|
Party City Holdco Inc.
|
10-Q/A
|
Financial Statements
|
|
LANDY SAMUEL A
|
4
|
|
|
Exeter Automobile Receivables Trust 2024-2
|
8-K
|
|
|
EFCAR, LLC
|
8-K
|
|
|
Odyssey Transfer US INC.
|
TA-2
|
|
|
ATI INC
|
DEFA14A
|
Financial Statements
|
|
FIRST COMMONWEALTH FINANCIAL CORP /PA/
|
DEFA14A
|
Financial Statements
|
|
ESPORTS ENTERTAINMENT GROUP, INC.
|
8-K
|
|
|
THOMPSON IM FUNDS INC
|
485BPOS
|
|
|
Vemanti Group, Inc.
|
1-A-W
|
|
|
Bain Capital Life Sciences Fund IV, L.P.
|
D
|
|
|
BC Life Sciences IV Private Investors, L.P.
|
D
|
|
|
BlackRock Funds III
|
24F-2NT
|
|
|
MODE MOBILE, INC.
|
1-A
|
|
|
CONNECTED CAPITAL PRIVATE FUND I LLC
|
D
|
|
|
SONIC FOUNDRY INC
|
8-K
|
Financial Statements
|
|
FIRST COMMONWEALTH FINANCIAL CORP /PA/
|
8-K
|
Financial Statements
|
|
Rakuten Medical, Inc.
|
D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C25
|
10-D
|
|
|
ATI INC
|
DEF 14A
|
Financial Statements
|
|
FIRST MID BANCSHARES, INC.
|
11-K
|
Financial Statements
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
NATIONAL BANKSHARES INC
|
S-4
|
Financial Statements
|
|
Victory Capital Transfer Agency, Inc.
|
TA-2
|
|
|
Cliffwater Corporate Lending Fund
|
N-CSRS/A
|
|
|
Alset Capital Inc.
|
D
|
|
|
WWC GEM Investment Fund LP
|
D/A
|
|
|
BNY Mellon Advantage Funds, Inc.
|
497
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
497
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
497
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
497
|
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
497
|
|
|
BNY MELLON APPRECIATION FUND, INC.
|
497
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
497
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
10-Q/A
|
|
|
Unicoin Inc.
|
D
|
|
|
ONECHRONOS MARKETS LLC
|
X-17A-5
|
|
|
AVID CAPITAL ADVISORS LLC
|
X-17A-5
|
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
WFRBS Commercial Mortgage Trust 2013-C11
|
10-D
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
NPORT-P
|
|
|
HORTON OZEY K JR
|
144
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
144
|
Financial Statements
|
|
GOOD EARTH MINERALS, LLC
|
D
|
|
|
Christ George J
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2013-C15
|
10-D
|
|
|
REDROCK TRADING PARTNERS, LLC
|
X-17A-5
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
485BPOS
|
|
|
LINDEN THOMAS AND COMPANY SECURITIES, LLC
|
X-17A-5
|
|
|
BANCROFT CAPITAL, LLC
|
X-17A-5/A
|
|
|
ANNUITY INVESTORS VARIABLE ACCOUNT C
|
24F-2NT
|
|
|
Inrad Optics, Inc.
|
10-K
|
|
|
AMERICAN PENSION INVESTORS TRUST
|
497K
|
|
|
Tidal Trust II
|
NPORT-P
|
|
|
Cactus, Inc.
|
DEFA14A
|
Financial Statements
|
|
CANADIAN DERIVATIVES CLEARING CORP
|
POS AM
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
497K
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Christ Revocable Trust
|
4
|
|
|
Cactus, Inc.
|
DEF 14A
|
Financial Statements
|
|
Oh Na Yeon
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
MID PENN BANCORP INC
|
DEFA14A
|
Financial Statements
|
|
Tidal ETF Trust
|
NPORT-P
|
|
|
SHANKAR RAY SHIWAN
|
4
|
|
|
GoodHaven Funds Trust
|
485BPOS
|
|
|
ESG Inc.
|
NT 10-K
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
DigitalBridge Credit II
|
D
|
|
|
DigitalBridge Credit II
|
D
|
|
|
DigitalBridge Credit II
|
D
|
|
|
Yeo Marvin Tien Wei
|
4
|
|
|
Series Portfolios Trust
|
NPORT-P
|
|
|
BAY CREST PARTNERS, LLC
|
X-17A-5
|
|
|
MID PENN BANCORP INC
|
DEF 14A
|
Financial Statements
|
|
Clipper Funds Trust
|
24F-2NT
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Flutter Entertainment plc
|
8-K
|
|
|
Point Olema Diversifying Assets - Private Investments Portfolio, L.P.
|
D/A
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
DiamondRock Hospitality Co
|
ARS
|
Financial Statements
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
NPORT-P
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Martin Melvin John
|
144
|
|
|
DARDEN RESTAURANTS INC
|
144
|
Financial Statements
|
|
MSC INDUSTRIAL DIRECT CO INC
|
10-Q
|
Financial Statements
|
|
Abu Dhabi Developmental Holding Co PJSC
|
SC 13D/A
|
|
|
VISTA CREDIT STRATEGIC LENDING CORP.
|
SC 13D/A
|
|
|
ABB LTD
|
6-K
|
Financial Statements
|
|
COMM 2014-CCRE17 Mortgage Trust
|
10-K
|
|
|
Stepstone Private Credit Fund LLC
|
8-K
|
|
|
Spinnaker ETF Series
|
CERT
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I
|
|
|
BlackRock Funds II
|
24F-2NT
|
|
|
Bridgford Allan Jr.
|
4
|
|
|
BRIDGFORD FOODS CORP
|
4
|
Financial Statements
|
|
RESERVE PETROLEUM CO
|
10-K
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
SC TO-I
|
|
|
BNY Mellon Investment Funds VI
|
497K
|
|
|
Clough Global Opportunities Fund
|
NPORT-P
|
|
|
Clough Global Equity Fund
|
NPORT-P
|
|
|
Clough Global Dividend & Income Fund
|
NPORT-P
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
10-K
|
|
|
Invesco Exchange-Traded Fund Trust II
|
NPORT-P
|
|
|
Starwood Real Estate Income Trust, Inc.
|
8-K
|
|
|
Invesco India Exchange-Traded Fund Trust
|
NPORT-P
|
|
|
Ursa Space Systems Inc.
|
D
|
|
|
CRA Funding XI LLC
|
D
|
|
|
Rodney Square Global Alpha Opportunities Fund, LLC
|
D/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Medicom Technologies, Inc.
|
D
|
|
|
Bitwise Ethereum ETF
|
S-1
|
|
|
CHEW ANNA T
|
4
|
|
|
HPS Corporate Lending Fund
|
8-K
|
|
|
EnFin Corp.
|
ABS-15G
|
|
|
FSAM Room40 Fund, LP
|
D
|
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
STEEL DYNAMICS INC
|
DEFA14A
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
485APOS
|
|
|
Andersons, Inc.
|
ARS
|
Financial Statements
|
|
DiModica Jeffrey F.
|
144
|
|
|
STARWOOD PROPERTY TRUST, INC.
|
144
|
|
|
EQUITYZEN SECURITIES LLC
|
X-17A-5
|
|
|
PUTNAM INCOME FUND
|
NPORT-P
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Figure Equity Solutions, Inc.
|
TA-2
|
|
|
Oaktree Opportunities Access Fund XII, L.P.
|
D
|
|
|
Matia 2024 Investment Group, LLC
|
D
|
|
|
STEEL DYNAMICS INC
|
DEF 14A
|
Financial Statements
|
|
BLACKROCK FUNDS
|
24F-2NT
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
INVESCO CANADA LTD.
|
TA-2
|
|
|
US GLOBAL INVESTORS FUNDS
|
DEFA14A
|
|
|
BANK5 2023-5YR4
|
10-D/A
|
|
|
PRUCO LIFE OF NEW JERSEY VARIABLE APPRECIABLE ACCOUNT
|
24F-2NT
|
|
|
OLD WESTBURY FUNDS INC
|
NPORT-P
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
NPORT-P
|
|
|
Verizon Master Trust
|
10-K
|
|
|
Capital World Investors
|
4
|
|
|
DIEBOLD NIXDORF, Inc
|
4
|
Financial Statements
|
|
Franklin BSP Private Credit Fund
|
24F-2NT
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10
|
10-D
|
|
|
VALUED ADVISERS TRUST
|
N-CEN
|
|
|
BNY Mellon Investment Funds VI
|
485BPOS
|
|
|
Allianz Variable Insurance Products Fund of Funds Trust
|
24F-2NT
|
|
|
ZENYTH PARTNERS II-A, LP
|
D
|
|
|
VS Trust
|
424I
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
24F-2NT
|
|
|
Beam Global
|
8-K
|
|
|
ZENYTH PARTNERS II, LP
|
D
|
|
|
Franklin BSP Private Credit Fund
|
SC 13D/A
|
|
|
FRANKLIN RESOURCES INC
|
SC 13D/A
|
Financial Statements
|
|
MEMX EXECUTION SERVICES LLC
|
X-17A-5
|
|
|
ExchangeRight Income Fund
|
D/A
|
|
|
VanEck Bitcoin Trust
|
10-K
|
|
|
SI SECURITIES, LLC
|
X-17A-5
|
|
|
JPG 1010 Windsor LLC
|
D
|
|
|
Luduson G Inc.
|
10-K
|
|
|
Hartford Funds Exchange-Traded Trust
|
NPORT-P
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Mangiardi Vito J
|
4
|
|
|
PRESSURE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
GOLD FIELDS LTD
|
6-K
|
Financial Statements
|
|
NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC
|
X-17A-5
|
|
|
PUTNAM HIGH YIELD FUND
|
485BPOS
|
|
|
JOHNSON RICE & COMPANY L.L.C.
|
X-17A-5
|
|
|
Fund II, a series of Jordan Wright Scout Fund, LP
|
D
|
|
|
Lazarev Alexander V
|
4
|
|
|
BANK 2020-BNK29
|
10-D
|
|
|
AB BOND FUND, INC.
|
NPORT-P
|
|
|
AB CAP FUND, INC.
|
NPORT-P
|
|
|
AB CORPORATE SHARES
|
NPORT-P
|
|
|
ELDORADO GOLD CORP /FI
|
40-F
|
Financial Statements
|
|
AB HIGH INCOME FUND INC
|
NPORT-P
|
|
|
AB SUSTAINABLE GLOBAL THEMATIC FUND, INC.
|
NPORT-P
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
AB RELATIVE VALUE FUND, INC.
|
NPORT-P
|
|
|
AB DISCOVERY GROWTH FUND, INC.
|
NPORT-P
|
|
|
AB INSTITUTIONAL FUNDS INC
|
NPORT-P
|
|
|
AB PORTFOLIOS
|
NPORT-P
|
|
|
AB LARGE CAP GROWTH FUND INC
|
NPORT-P
|
|
|
TENAX THERAPEUTICS, INC.
|
10-K
|
Financial Statements
|
|
BANK 2020-BNK29
|
ABS-EE
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
Catalyst Bancorp, Inc.
|
10-K
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BPOS
|
|
|
CHIRON SECURITIES LLC
|
X-17A-5
|
|
|
Naqi Logix Inc.
|
1-SA
|
|
|
HALLMARK VENTURE GROUP, INC.
|
10-K
|
|
|
Figure HELOC Access Fund, LLC
|
D
|
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
24F-2NT
|
|
|
KKR FS Income Trust Select
|
8-K
|
|
|
Natixis Funds Trust IV
|
NPORT-P
|
|
|
ORANGE
|
6-K
|
Financial Statements
|
|
JNL SERIES TRUST
|
PRE 14C
|
|
|
Ontrak, Inc.
|
8-K
|
|
|
OX-1105 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
UBS AG
|
FWP
|
|
|
Mobility Investment Fund LLC
|
D
|
|
|
Securetech Innovations, Inc.
|
NT 10-K
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Covalis Capital Tactical Opportunities Fund LP
|
D/A
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B5
|
Financial Statements
|
|
Abu Dhabi Developmental Holding Co PJSC
|
4
|
|
|
Sapphire Private Funds Holdings II RSC Ltd
|
4
|
|
|
VISTA CREDIT STRATEGIC LENDING CORP.
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20
|
10-D
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
NPORT-P
|
|
|
SELECTED INTERNATIONAL FUND, INC
|
24F-2NT
|
|
|
FlowStone Opportunity Fund
|
SC TO-I/A
|
|
|
StockText LLC
|
C
|
|
|
Delaware Wilshire Private Markets Tender Fund
|
N-2
|
|
|
CNL Strategic Capital, LLC
|
424B3
|
|
|
PRIVATE BROKERS, LLC
|
X-17A-5
|
|
|
Genetron Holdings Ltd
|
SC 13E3/A
|
Financial Statements
|
|
MAGELLAN GOLD Corp
|
NT 10-K
|
|
|
KEGLOVITS DAVID E
|
144
|
|
|
ONEOK INC /NEW/
|
144
|
Financial Statements
|
|
FULLER H B CO
|
10-Q
|
Financial Statements
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
NPORT-P
|
|
|
Advanced Voice Recognition Systems, Inc
|
DEF 14C
|
|
|
Virtus ETF Trust II
|
NPORT-P
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
ABS-15G
|
|
|
Cactus Acquisition Corp. 1 Ltd
|
8-K
|
|
|
AltEnergy Acquisition Corp
|
DEFR14A
|
|
|
Investment Managers Series Trust
|
485BPOS
|
|
|
FRANCO NEVADA Corp
|
6-K
|
Financial Statements
|
|
Copeland Trust
|
485BPOS
|
|
|
Stone Run Capital Partners, L.P.
|
D/A
|
|
|
ECP O8, LLC
|
D
|
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
24F-2NT
|
|
|
Delaware Wilshire Private Markets Fund
|
N-2
|
|
|
PRUDENTIAL DISCOVERY SELECT GROUP VARIABLE CONTRACT ACCOUNT
|
N-CEN/A
|
|
|
PRUDENTIAL DISCOVERY PREMIER GROUP VARIABLE CONTRACT ACCOUNT
|
N-CEN/A
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT 24
|
N-CEN/A
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT 11
|
N-CEN/A
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT 2
|
N-CEN/A
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT 10
|
N-CEN/A
|
|
|
SS&C
|
TA-2
|
|
|
GDL FUND
|
4
|
|
|
GABELLI MARIO J
|
4
|
|
|
Sysmex Corporation/ADR
|
F-6 POS
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
Global Macro Capital Opportunities Portfolio
|
NPORT-P
|
|
|
Global Opportunities Portfolio
|
NPORT-P
|
|
|
RREEF Property Trust, Inc.
|
8-K
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
IndexIQ ETF Trust
|
NPORT-P
|
|
|
AMERICAN PENSION INVESTORS TRUST
|
497
|
|
|
Global X Funds
|
497K
|
|
|
MS&AD Insurance Group Holdings, Inc.
|
F-6 POS
|
|
|
FDCTECH, INC.
|
NT 10-K
|
|
