| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Bio Essence Corp
|
NT 10-K
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Nexalin Technology, Inc.
|
10-K
|
|
|
FITZSIMONS DENNIS J
|
144
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
144
|
Financial Statements
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
10-K
|
|
|
McCoy David M.
|
4
|
|
|
Levy Stuart
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
NFSTX, LLC
|
X-17A-5/A
|
|
|
Benchmark 2022-B34 Mortgage Trust
|
10-D
|
|
|
AORA Mexico, Inc.
|
D/A
|
|
|
Triangle Tweener Fund QP, LP - A2
|
D/A
|
|
|
Triangle Tweener Fund, LP - A2
|
D/A
|
|
|
Kim Anthony I.
|
4/A
|
|
|
HANMI FINANCIAL CORP
|
4/A
|
Financial Statements
|
|
Crystal Capital Private Equity Fund Series, LLC
|
D
|
|
|
Prado Newport HoldCo LLC
|
D
|
|
|
Hafnia Ltd
|
20FR12B
|
|
|
Volkswagen Auto Lease Trust 2022-A
|
10-K
|
|
|
Praetorian Capital Fund LLC
|
D/A
|
|
|
Benchmark 2022-B34 Mortgage Trust
|
ABS-EE
|
|
|
modlee inc
|
D
|
|
|
Sovereign's Capital Omega Fund
|
D/A
|
|
|
Avoli LLC
|
D
|
|
|
Procure ETF Trust II
|
NPORT-P
|
|
|
Callapina Capital Fund I, LP
|
D/A
|
|
|
Mitchell William Edward
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
NPORT-P
|
|
|
Whale Rock Hybrid Fund Ltd.
|
D/A
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO- SEPARATE ACCOUNT TWELVE
|
24F-2NT
|
|
|
Ranger Energy Services, Inc.
|
DEFA14A
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C26
|
10-D
|
|
|
STETZ MATTIAS
|
144
|
|
|
Rush Street Interactive, Inc.
|
144
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
SANTAROSA ROMOLO
|
4/A
|
|
|
Walt Disney Co
|
DEFA14A
|
Financial Statements
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
10-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-LC22
|
10-D
|
|
|
Whale Rock Hybrid Fund LP
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Mining Global, Inc.
|
RW
|
|
|
PRUITT ANGELA D.
|
4
|
|
|
GRUPO FINANCIERO GALICIA SA
|
6-K
|
Financial Statements
|
|
Korth Direct Mortgage Inc.
|
10-K
|
|
|
Stellar V, LP - A2
|
D
|
|
|
Ranger Energy Services, Inc.
|
DEF 14A
|
Financial Statements
|
|
Select Water Solutions, Inc.
|
ARS
|
Financial Statements
|
|
W24, a series of JJ Fliegelman Funds, LP
|
D
|
|
|
Mercy Investment Services, Inc.
|
PX14A6G
|
|
|
COCA COLA CO
|
PX14A6G
|
Financial Statements
|
|
CNL Strategic Capital, LLC
|
10-K
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
QUIGLEY KENNETH K JR
|
4
|
|
|
Edge Partners, LLC, Series B Anthropic
|
D
|
|
|
FORVIA SE/ADR
|
424B3
|
|
|
T. Rowe Price Retirement Funds, Inc.
|
24F-2NT
|
|
|
Benchmark 2021-B30 Mortgage Trust
|
10-D
|
|
|
Prado LP Bar LLC
|
D
|
|
|
Hershman Steven Mark
|
144
|
|
|
Loans4Less Com Inc
|
144
|
|
|
TENARIS SA
|
6-K
|
Financial Statements
|
|
Whale Rock Hybrid Fund II Ltd.
|
D/A
|
|
|
Benchmark 2021-B30 Mortgage Trust
|
ABS-EE
|
|
|
LANDY MICHAEL P
|
4
|
|
|
GOLD COAST SECURITIES, INC.
|
X-17A-5
|
|
|
Whale Rock Hybrid Fund II LP
|
D/A
|
|
|
MUHICH ALLEN L.
|
144
|
|
|
FARO TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
JP Morgan Chase Bank NA
|
TA-2
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
24F-2NT
|
|
|
WHALE ROCK FLAGSHIP FUND LTD
|
D/A
|
|
|
Gryphon 17, LLC
|
TA-2
|
|
|
FaultLine Issuer LLC
|
C
|
|
|
T. Rowe Price Real Estate Fund, Inc.
|
24F-2NT
|
|
|
COMM 2014-CCRE18 Mortgage Trust
|
10-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C32
|
10-D
|
|
|
Carus Jeffrey A
|
4
|
|
|
Amplify ETF Trust
|
NPORT-P
|
|
|
BT Manufacturing, LLC
|
D
|
|
|
WHALE ROCK FLAGSHIP FUND L P
|
D/A
|
|
|
Benchmark 2021-B26 Mortgage Trust
|
10-D
|
|
|
AltEnergy Acquisition Corp
|
8-K
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C25
|
10-D
|
|
|
Gabriel Sharon M.
|
4/A
|
|
|
CLEAN HARBORS INC
|
4/A
|
Financial Statements
|
|
PRIOR MICHAEL T
|
4
|
|
|
ATN International, Inc.
|
4
|
Financial Statements
|
|
WHALE ROCK FLAGSHIP
|
D/A
|
|
|
Benchmark 2021-B26 Mortgage Trust
|
ABS-EE
|
|
|
T. Rowe Price Real Assets Fund, Inc.
|
24F-2NT
|
|
|
Michael Seth Isaac
|
3
|
|
|
OHIO VALLEY BANC CORP
|
3
|
Financial Statements
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
Redwood Real Estate Income Fund
|
24F-2NT
|
|
|
Stauffer Keith
|
4
|
|
|
TerrAscend Corp.
|
4
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
AMERICAN BEACON FUNDS
|
NPORT-P
|
|
|
THRIVENT MUTUAL FUNDS
|
NPORT-P
|
|
|
American Beacon Institutional Funds Trust
|
NPORT-P
|
|
|
Conway Kiernan
|
4
|
|
|
T. Rowe Price New Horizons Fund, Inc.
|
24F-2NT
|
|
|
DOMINI INVESTMENT TRUST
|
NPORT-P
|
|
|
NASDAQ CAPITAL MARKETS ADVISORY LLC
|
X-17A-5/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS4
|
10-D
|
|
|
CD 2019-CD8 Mortgage Trust
|
10-D
|
|
|
Valkyrie ETF Trust II
|
497
|
|
|
AMERICAN BEACON SELECT FUNDS
|
NPORT-P
|
|
|
T. Rowe Price New Era Fund, Inc.
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-LC20
|
10-D
|
|
|
CD 2019-CD8 Mortgage Trust
|
ABS-EE
|
|
|
Principal National Life Insurance Co Variable Life Separate Account
|
24F-2NT
|
|
|
Benchmark 2020-B18 Mortgage Trust
|
10-D
|
|
|
ABS Long/Short Strategies Fund
|
NPORT-P
|
|
|
T. Rowe Price Multi-Sector Account Portfolios, Inc.
|
24F-2NT
|
|
|
PRAXIS MUTUAL FUNDS
|
24F-2NT
|
|
|
Benchmark 2020-B18 Mortgage Trust
|
ABS-EE
|
|
|
WFRBS Commercial Mortgage Trust 2013-C14
|
10-D
|
|
|
BE VII Co-Investment Partnership LP
|
D
|
|
|
T. Rowe Price Mid-Cap Value Fund, Inc.
|
24F-2NT
|
|
|
TRB CAPITAL MARKETS, LLC
|
MA-I
|
|
|
UBS AG
|
424B3
|
|
|
DURECT CORP
|
SC 13G
|
Financial Statements
|
|
INGALLS & SNYDER LLC
|
SC 13G
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS6
|
10-D
|
|
|
Martin Brad W
|
4
|
|
|
Yamasawa Bryan
|
4
|
|
|
Peakstone Realty Trust
|
4
|
|
|
Sitzer Nina Momtazee
|
4
|
|
|
INGALLS & SNYDER LLC
|
SC 13G/A
|
|
|
STRATUS PROPERTIES INC
|
SC 13G/A
|
Financial Statements
|
|
BITAR JAVIER F
|
4
|
|
|
CONCORDE INVESTMENT SERVICES, LLC
|
X-17A-5
|
|
|
ESCALANTE MICHAEL J
|
4
|
|
|
CITY HOLDING CO
|
8-K
|
Financial Statements
|
|
YCG Funds
|
485BPOS
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS5
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C31
|
10-D
|
|
|
Benchmark 2020-B22 Mortgage Trust
|
10-D
|
|
|
Boundless Bio, Inc.
|
CERT
|
|
|
Thrivent Core Funds
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C26
|
10-D
|
|
|
LASALLE ST SECURITIES, L.L.C.
|
X-17A-5
|
|
|
WEYERHAEUSER CO
|
ARS
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO DC VARIABLE ACCOUNT I
|
24F-2NT
|
|
|
High End Holding Co., LLC
|
C
|
|
|
Benchmark 2020-B22 Mortgage Trust
|
ABS-EE
|
|
|
DBGS 2018-C1 Mortgage Trust
|
10-D
|
|
|
DBGS 2018-C1 Mortgage Trust
|
ABS-EE
|
|
|
Ineffable Ventures Yummers II LLC
|
D
|
|
|
JobPixel Inc.
|
D
|
|
|
BENINCASA JUSTIN D
|
4
|
|
|
Benchmark 2020-B16 Mortgage Trust
|
10-D
|
|
|
DEUTSCHE MORTGAGE & ASSET RECEIVING CORP
|
ABS-15G
|
|
|
KADANT INC
|
DEFA14A
|
Financial Statements
|
|
Vipassana Fund LLC
|
D
|
|
|
Rebel Fund II LP
|
D
|
|
|
Halda, Inc.
|
D
|
|
|
Pranos Inc
|
C/A
|
|
|
KADANT INC
|
DEF 14A
|
Financial Statements
|
|
Benchmark 2020-B16 Mortgage Trust
|
ABS-EE
|
|
|
Tidal ETF Trust
|
485BPOS
|
|
|
Boyce Ian D
|
4
|
|
|
FARMERS & MERCHANTS BANCORP INC
|
4
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2017-C42
|
10-D
|
|
|
WEYERHAEUSER CO
|
DEFA14A
|
Financial Statements
|
|
Sotherly Hotels Inc.
|
DEF 14A
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Rebel Fund II QP LP
|
D
|
|
|
Premier Team Title, LLC
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS3
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C42
|
ABS-EE
|
|
|
WEYERHAEUSER CO
|
DEF 14A
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-C34
|
10-D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Elsbernd Brian
|
144
|
|
|
CATALYST PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Mabey Mary
|
4
|
|
|
Pacific Castle Fund I, LP
|
D
|
|
|
MORGAN JAMES KEITH
|
4
|
|
|
CITIZENS, INC.
|
4
|
Financial Statements
|
|
CD 2018-CD7 Mortgage Trust
|
10-D
|
|
|
Rebel Fund II Offshore, LP
|
D
|
|
|
FL101, Inc.
|
D
|
|
|
Crystal Capital Master Fund, LLC
|
D
|
|
|
Hume AI Inc.
|
D
|
|
|
Look Sharp Labs, Inc.
|
C
|
|
|
CD 2018-CD7 Mortgage Trust
|
ABS-EE
|
|
|
T. Rowe Price Mid-Cap Growth Fund, Inc.
|
24F-2NT
|
|
|
Leon Justin M
|
4
|
|
|
T. Rowe Price International Series, Inc.
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C30
|
10-D
|
|
|
MSD Investment Corp.
|
8-K
|
|
|
COMM 2019-GC44 Mortgage Trust
|
10-D
|
|
|
TANDEM SECURITIES, INC.
|
X-17A-5
|
|
|
Generations Bancorp NY, Inc.
|
4
|
|
|
Krezmer Angela M
|
4
|
|
|
CAPACUITY SECURITIES, INC.
|
X-17A-5
|
|
|
Nassau Life Separate Account B
|
24F-2NT
|
|
|
Invesco Unit Trusts Series 2292
|
24F-2NT
|
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
10-D
|
|
|
Viam Inc.
|
D
|
|
|
EXP World Holdings, Inc.
|
DEF 14A
|
Financial Statements
|
|
Invesco Unit Trusts Series 2286
|
24F-2NT
|
|
|
COMM 2019-GC44 Mortgage Trust
|
ABS-EE
|
|
|
Lodging Fund REIT III, Inc.
|
10-K
|
|
|
Invesco Unit Trusts Series 2278
|
24F-2NT
|
|
|
Invesco Unit Trusts Series 2274
|
24F-2NT
|
|
|
Nassau Life Separate Account C
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 635
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 592
|
24F-2NT
|
|
|
T. Rowe Price International Funds, Inc.
|
24F-2NT
|
|
|
Du Michael
|
4/A
|
|
|
Invesco Unit Trusts Taxable Income Series 591
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 558
|
24F-2NT
|
|
|
Nassau Life Separate Account D
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 550
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C38
|
10-D
|
|
|
Invesco Unit Trusts Taxable Income Series 548
|
24F-2NT
|
|
|
Acasta Energy Evolution Fund
|
D/A
|
|
|
Invesco Unit Trusts Taxable Income Series 496
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS2
|
10-D
|
|
|
Invesco Unit Trusts Taxable Income Series 464
|
24F-2NT
|
|
|
Nassau Life & Annuity Variable Universal Life Account
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 441
|
24F-2NT
|
|
|
Nuveen Preferred & Income Term Fund
|
DEFA14A
|
|
|
Invesco Unit Trusts Taxable Income Series 437
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C38
|
ABS-EE
|
|
|
Van Kampen Unit Trusts Taxable Income Series 385
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 378
|
24F-2NT
|
|
|
Plourd Martin E
|
4
|
|
|
COMMUNITY WEST BANCSHARES /
|
4
|
Financial Statements
|
|
Nassau Life Variable Accumulation Account
|
24F-2NT
|
|
|
PUTNAM INVESTMENT FUNDS
|
NPORT-P
|
|
|
Van Kampen Unit Trusts Taxable Income Series 377
|
24F-2NT
|
|
|
OMEROS CORP
|
SC 13G/A
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 376
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 314
|
24F-2NT
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
NPORT-P
|
|
|
T. Rowe Price Integrated Equity Funds, Inc.
|
24F-2NT
|
|
|
Virtus Equity & Convertible Income Fund
|
NPORT-P
|
|
|
Nassau Life Variable Universal Life Account
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-BNK1
|
10-D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 312
|
24F-2NT
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C47
|
10-D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 311
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 241
|
24F-2NT
|
|
|
PHL Variable Accumulation Account II
|
24F-2NT
|
|
|
APPLIED ENERGETICS, INC.
|
SC 13G/A
|
|
|
Benchmark 2018-B7 Mortgage Trust
|
10-D
|
|
|
T. Rowe Price Index Trust, Inc.
|
24F-2NT
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C47
|
ABS-EE
|
|
|
Invesco Unit Trusts, Municipal Series 1332
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1314
|
24F-2NT
|
|
|
PHL VARIABLE ACCUMULATION ACCOUNT
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1310
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1286
|
24F-2NT
|
|
|
Benchmark 2018-B7 Mortgage Trust
|
ABS-EE
|
|
|
KADANT INC
|
ARS
|
Financial Statements
|
|
PHLVIC VARIABLE UNIVERSAL LIFE ACCOUNT
|
24F-2NT
|
|
|
PRUDENTIAL DISCOVERY PREMIER GROUP VARIABLE CONTRACT ACCOUNT
|
24F-2NT
|
|
|
BR Ventures LGF KISS4 QP Fund LLC
|
D/A
|
|
|
Northlane Capital Partners III LP
|
D
|
|
|
First Investors Life Separate Account E
|
24F-2NT
|
|
|
T. Rowe Price Health Sciences Fund, Inc.
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1260
|
24F-2NT
|
|
|
Acasta Energy Evolution Fund LP
|
D/A
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Liberty Stock Transfer Inc
|
TA-2
|
|
|
Columbia Management Investment Services Corp. /TA
|
TA-2
|
|
|
Bourque Justin
|
3
|
|
|
Karbon-X Corp.
|
3
|
|
|
T. Rowe Price Fixed Income Series, Inc.
|
24F-2NT
|
|
|
BANK 2021-BNK37
|
10-D
|
|
|
FIRST INVESTORS LIFE VARIABLE ANNUITY FUND D
|
24F-2NT
|
|
|
Teo Sow Hang
|
3
|
|
|
Core Laboratories Inc. /DE/
|
3
|
Financial Statements
|
|
PARKS AMERICA, INC
|
DEFA14A
|
|
|
Planck Holdings LLC - Series 2022C
|
D
|
|
|
Hull Brett
|
3
|
|
|
Benchmark 2018-B1 Mortgage Trust
|
10-D
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|
|
BANK 2021-BNK37
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ABS-EE
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|
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FIRST INVESTORS LIFE VARIABLE ANNUITY FUND C
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24F-2NT
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|
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CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
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FWP
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Financial Statements
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T. Rowe Price Equity Series, Inc.
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24F-2NT
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Benchmark 2018-B1 Mortgage Trust
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ABS-EE
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ALGER FUNDS
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NPORT-P
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Jasper Ridge Private Investments
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D
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Crystal Capital International Fund SPC
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D
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CORCEPT THERAPEUTICS INC
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SC 13G/A
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Financial Statements
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