| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Sandton Capital Solution Onshore Fund VI, LP
|
D
|
|
|
NurExone Biologic Inc.
|
D
|
|
|
GIBEAU FRANK D
|
3
|
|
|
Better Choice Co Inc.
|
8-K
|
|
|
COMM 2018-COR3 Mortgage Trust
|
10-D
|
|
|
Rzomp Kimberly
|
4
|
|
|
AIM Defined Investment Fund, LLC
|
D/A
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
N-2
|
|
|
Sandton Capital Solutions Offshore Fund VI, LP
|
D
|
|
|
Extendeal Holding DE Inc.
|
D
|
|
|
COMM 2018-COR3 Mortgage Trust
|
ABS-EE
|
|
|
Burcon NutraScience Corp
|
D
|
|
|
GC Investments LLC
|
4
|
|
|
Varagon Capital Corp
|
10-K
|
|
|
EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
CAMDEN PROPERTY TRUST
|
ARS
|
|
|
MASSMUTUAL SELECT FUNDS
|
497K
|
|
|
COMM 2017-COR2 Mortgage Trust
|
10-D
|
|
|
Christ Revocable Trust
|
4
|
|
|
Mowery Donald H
|
4
|
|
|
Griscom Paul
|
4
|
|
|
Macy's, Inc.
|
4
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Morgan Stanley Services Co Inc.
|
TA-2
|
|
|
SeriesX.Net, Inc.
|
D
|
|
|
COMM 2017-COR2 Mortgage Trust
|
ABS-EE
|
|
|
NAVAID FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
Kirgan Danielle L.
|
4
|
|
|
Bluerock Homes Trust, Inc.
|
POS AM
|
|
|
OCTAURA SECURITIES TRADINGCO LLC
|
X-17A-5
|
|
|
Mitchell Adrian V
|
4
|
|
|
Phillips Elizabeth D
|
144
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
144
|
Financial Statements
|
|
Kerlin Stanley J
|
4
|
|
|
ESPINOSA PABLO LAGOS
|
4
|
|
|
EZCORP INC
|
4
|
Financial Statements
|
|
Spring Antony
|
4
|
|
|
Gennette Jeffrey
|
4
|
|
|
Motilal Oswal India Fund
|
D/A
|
|
|
RCG Equity Fund II
|
D/A
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
N-CSR
|
|
|
Dreyfus Treasury Obligations Cash Management
|
N-CSR
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
MASSMUTUAL SELECT FUNDS
|
497
|
|
|
FIRST BANKERS' BANC SECURITIES, INC
|
X-17A-5/A
|
|
|
JENNINGS ALLAN E JR
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Steele Creek Capital Corp
|
8-K
|
|
|
TRENT TAMMY M
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
Volitive Investment Partners LP
|
D
|
|
|
Krane Shares Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
EATON VANCE MANAGEMENT EVM
|
TA-2
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
Soncini Jason W.
|
4
|
|
|
ACACIA RESEARCH CORP
|
4
|
Financial Statements
|
|
CITY HOLDING CO
|
DEF 14A
|
Financial Statements
|
|
Fisher Daniel J
|
4
|
|
|
GS Finance Corp.
|
424B3
|
|
|
GOLDMAN SACHS GROUP INC
|
424B3
|
Financial Statements
|
|
RCG Equity Fund II-A, L.P.
|
D/A
|
|
|
DREYFUS CASH MANAGEMENT
|
N-CSR
|
|
|
XSTAR Value Fund LP
|
D/A
|
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
Equitybee 22-75238, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
VIRTUS OPPORTUNITIES TRUST
|
DEF 14C
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-CSR
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
DEFA14A
|
|
|
Nuveen Core Plus Impact Fund
|
DEFA14A
|
|
|
HAGALE JAMES TYSON
|
4
|
|
|
BLACKROCK FUNDS VII, INC.
|
NPORT-P
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
AMG Funds IV
|
NPORT-P
|
|
|
Nuveen Real Asset Income & Growth Fund
|
DEFA14A
|
|
|
ELLIOTT G WARREN
|
4
|
|
|
E-Cobalt Fund I, LP
|
D/A
|
|
|
Nuveen Multi-Asset Income Fund
|
DEFA14A
|
|
|
Nuveen Preferred & Income Term Fund
|
DEFA14A
|
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
Strategic Trust
|
NPORT-P
|
|
|
CAMDEN PROPERTY TRUST
|
DEFA14A
|
|
|
CAMDEN PROPERTY TRUST
|
DEF 14A
|
|
|
DAVIS JENNIFER JOY
|
4
|
|
|
LC NV22 Investor LLC
|
D
|
|
|
Intellihealth, Inc.
|
D/A
|
|
|
PG San Antonio OZ, L.P.
|
D/A
|
|
|
MANNING & NAPIER FUND, INC.
|
NPORT-P
|
|
|
Polen Credit Opportunities Fund
|
NPORT-P
|
|
|
Duffey Gregory A
|
4
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I/A
|
|
|
RCG Equity Fund II, L.P.
|
D/A
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
4
|
|
|
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
|
4
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
DEFA14C
|
|
|
BAC-OCRED
|
D
|
|
|
DELPHOS MMJ L.P.
|
X-17A-5
|
|
|
Yiheng Capital Offshore Partners, Ltd.
|
D/A
|
|
|
Varagon Capital Corp
|
8-K
|
|
|
FIRST BANKERS' BANC SECURITIES, INC
|
X-17A-5
|
|
|
MML SERIES INVESTMENT FUND
|
497K
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
DEF 14C
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
N-CSR
|
|
|
MML Series Investment Fund II
|
497K
|
|
|
LMNT Ventures, L.P.
|
D/A
|
|
|
Majority Action, LLC
|
PX14A6G
|
|
|
BANK OF AMERICA CORP /DE/
|
PX14A6G
|
Financial Statements
|
|
Donalo, Inc.
|
D
|
|
|
Yiheng Capital Partners, L.P.
|
D/A
|
|
|
MML Series Investment Fund II
|
497
|
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
Bank7 Corp.
|
10-K
|
Financial Statements
|
|
Craig Kevin W
|
4
|
|
|
CEPAK TIFFANY THOM
|
144
|
|
|
BAYTEX ENERGY CORP.
|
144
|
|
|
BondBloxx ETF Trust
|
NPORT-P
|
|
|
Schramm Jude
|
144
|
|
|
FIFTH THIRD BANCORP
|
144
|
Financial Statements
|
|
YIHENG CAPITAL HOLDINGS, L.P.
|
D/A
|
|
|
TEXTAINER GROUP HOLDINGS LTD
|
15F-12B
|
Financial Statements
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
Voya MUTUAL FUNDS
|
NPORT-P
|
|
|
Select Notes Trust LT 2004-1
|
10-K
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-5
|
10-K
|
|
|
BSX Holdings LLC
|
D
|
|
|
Herh Ting
|
3
|
|
|
TD SYNNEX CORP
|
3
|
Financial Statements
|
|
Grass Capital Partners, LP
|
D/A
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-4
|
10-K
|
|
|
Brown Martin R
|
4
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERT SER 2003 3
|
10-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485APOS
|
|
|
MassMutual Advantage Funds
|
497
|
|
|
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-2
|
10-K
|
|
|
CSX CORP
|
DEFA14A
|
Financial Statements
|
|
OSP Gannett Holdings, LLC
|
D
|
|
|
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-1
|
10-K
|
|
|
WAVELAND CAPITAL PARTNERS LLC
|
X-17A-5
|
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Kumar Raj
|
4
|
|
|
KIRBY CORP
|
4
|
Financial Statements
|
|
MML SERIES INVESTMENT FUND
|
497
|
|
|
CSX CORP
|
DEF 14A
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
IVY FUNDS
|
DEFA14A
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
DEFA14A
|
|
|
VOYAGEUR INTERMEDIATE TAX FREE FUNDS
|
DEFA14A
|
|
|
VOYAGEUR MUTUAL FUNDS III
|
DEFA14A
|
|
|
Ivy Variable Insurance Portfolios
|
497K
|
|
|
GLAXOSMITHKLINE CAPITAL PLC
|
F-3ASR
|
|
|
GLAXOSMITHKLINE CAPITAL INC
|
F-3ASR
|
|
|
GSK plc
|
F-3ASR
|
Financial Statements
|
|
DELAWARE VIP TRUST
|
497K
|
|
|
Linguastat, Inc.
|
C/A
|
|
|
Total TV Network, Inc.
|
C/A
|
|
|
Tungray Technologies Inc
|
F-1/A
|
|
|
DAXOR CORP
|
8-K
|
Financial Statements
|
|
MF Fire, Inc.
|
C-U
|
|
|
Sirocco Energy Inc.
|
C/A
|
|
|
DELAWARE VIP TRUST
|
497
|
|
|
Ivy Variable Insurance Portfolios
|
497
|
|
|
Revohloo, Inc
|
C/A
|
|
|
ALMADEN MINERALS LTD
|
25
|
Financial Statements
|
|
PhysiSens LLC
|
C/A
|
|
|
MISAA, LLC
|
C/A
|
|
|
AGNICO EAGLE MINES LTD
|
6-K
|
Financial Statements
|
|
QuantHub, LLC
|
D
|
|
|
HOMEVEST.IO LLC
|
C/A
|
|
|
T.M.S. ENTERPRISES, INC.
|
C/A
|
|
|
Mindset Medical, Inc.
|
D
|
|
|
Saravanos Anthony
|
144
|
|
|
Equitybee 22-12772, a Series of Equitybee cFund Master LLC
|
D
|
|
|
GOLDMAN SACHS & CO. LLC /TA
|
TA-2
|
|
|
BAC-OCRED
|
D
|
|
|
HR Ratings
|
NRSRO-CE
|
|
|
Quadrature Capital Ltd
|
13F-HR/A
|
|
|
HOMETOWN BANK NA /TA
|
TA-2
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Virtus International Small-Cap Opportunities LLC
|
D/A
|
|
|
AUGUREY VENTURES II, LLC - SERIES FIGURE B
|
D/A
|
|
|
InsurTech Fund II L.P.
|
D
|
|
|
Equitybee 22-81176, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Lightwave Logic, Inc.
|
8-K
|
|
|
LIPMAN ANDREW D
|
144
|
|
|
NU SKIN ENTERPRISES, INC.
|
144
|
Financial Statements
|
|
Noriega-Lum Theresa
|
5
|
|
|
CHINA FUND INC
|
5
|
|
|
Finresi Bridge GP LLC
|
D/A
|
|
|
StepStone IP Infrastructure Opportunities Fund, L.P.
|
D
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
3
|
|
|
Chow David H.
|
3
|
|
|
AUGUREY VENTURES I, LLC - SERIES FIGURE B
|
D/A
|
|
|
Benintende Jack
|
3
|
|
|
Lawlor John J
|
3
|
|
|
Gao Juwen Kevin
|
3
|
|
|
Hammond Karen
|
3
|
|
|
Scilex Holding Co
|
8-K
|
|
|
BlackRock ETF Trust
|
8-A12B
|
|
|
Perold Jacques P
|
3
|
|
|
Equitybee 22-25179, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
LOFFREDO JOHN M
|
3
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
ASA Gold & Precious Metals Ltd
|
DEFA14A
|
Financial Statements
|
|
CAPITAL WORLD BOND FUND
|
24F-2NT
|
|
|
WINN JAMES CLIFTON
|
4
|
|
|
Village Bank & Trust Financial Corp.
|
4
|
|
|
BEP Subco Inc.
|
CERT
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
24F-2NT
|
|
|
Denlinger Michael
|
3
|
|
|
Virtus Emerging Markets Consumer LLC
|
D/A
|
|
|
AMG FUNDS
|
NPORT-P
|
|
|
AMG Funds I
|
NPORT-P
|
|
|
Gleason Kevin M
|
3
|
|
|
Yecies Eric Harold
|
4
|
|
|
LifeMD, Inc.
|
4
|
|
|
MACKAY SHIELDS LLC
|
3
|
|
|
Abou-Jaoude Naim
|
3
|
|
|
American Funds Multi-Sector Income Fund
|
24F-2NT
|
|
|
Northern Lights Fund Trust IV
|
485BPOS
|
|
|
FT 11321
|
487
|
|
|
Lehneis Kirk C
|
3
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
24F-2NT
|
|
|
SWCD LLC
|
X-17A-5
|
|
|
Brookfield BRP Europe Holdings
|
CERT
|
|
|
SilverSun Technologies, Inc.
|
144
|
Financial Statements
|
|
WUNDERLICH STANLEY
|
144
|
|
|
AUGUREY VENTURES I, LLC - SERIES FIGURE B
|
D
|
|
|
Church Jennifer J.
|
4
|
|
|
INVESTMENT CO OF AMERICA
|
24F-2NT
|
|
|
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
|
3
|
|
|
YY Group Holding Ltd.
|
F-1/A
|
|
|
BRP Bermuda Holdings I Ltd
|
CERT
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
24F-2NT
|
|
|
U.S. INVESTORS, INC.
|
X-17A-5
|
|
|
DIMELLA ROBERT A
|
3
|
|
|
Idaho Strategic Resources, Inc.
|
8-K
|
|
|
STAN MARIA E.
|
4
|
|
|
Brookfield Renewable Energy L.P.
|
CERT
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-CSRS
|
|
|
WILSHIRE MUTUAL FUNDS INC
|
24F-2NT
|
|
|
American Funds Emerging Markets Bond Fund
|
24F-2NT
|
|
|
Clean Simple Foods, Inc.
|
C-TR
|
|
|
Africa Long Term Value Fund Inc.
|
D/A
|
|
|
Trutanic Richard S
|
3
|
|
|
Kerley Susan B
|
3
|
|
|
LNL 01 BA Offshore LLC
|
D
|
|
|
Harrington Scott T
|
3
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Freedom VCM Holdings, LLC
|
D
|
|
|
BOND FUND OF AMERICA
|
24F-2NT
|
|
|
TransSiP, Inc.
|
C-TR
|
|
|
SmartStop Self Storage REIT, Inc.
|
8-K
|
|
|
Galluppi Stefan
|
4
|
|
|
Tlili Hedi
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
Barzel Roy I
|
4
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
15-15D
|
|
|
Perilli Michael
|
3
|
|
|
Africa Long Term Value Fund L.P.
|
D/A
|
|
|
Touya Gael
|
4
|
|
|
CINCINNATI BELL INC
|
10-K
|
|
|
Latshaw Alan R
|
3
|
|
|
Aqua-Spark Calysta LLC
|
D/A
|
|
|
Petty Michael
|
3
|
|
|
ShelterZoom Corp.
|
D/A
|
|
|
Brookfield Renewable Partners L.P.
|
CERT
|
Financial Statements
|
|
Shopoff DHS Industrial Development Fund, LLC
|
D/A
|
|
|
TECOGEN INC.
|
10-K
|
Financial Statements
|
|
Gong Xiangwei
|
4
|
|
|
AMERICAN BALANCED FUND
|
24F-2NT
|
|
|
Equitybee 22-85190, a Series of Equitybee cFund Master LLC
|
D
|
|
|
abrdn Funds
|
NPORT-P
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
NPORT-P
|
|
|
Benathen Marc David
|
4
|
|
|
Chainey Kimberly
|
4
|
|
|
abrdn Income Credit Strategies Fund
|
NPORT-P
|
|
|
abrdn Total Dynamic Dividend Fund
|
NPORT-P
|
|
|
abrdn Global Dynamic Dividend Fund
|
NPORT-P
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
NPORT-P
|
|
|
abrdn Global Premier Properties Fund
|
NPORT-P
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
NPORT-P
|
|
|
Securis II Fund-SPC-Segregated Portfolio Six-TCCC
|
D/A
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
NPORT-P
|
|
|
Quesenbery Christy
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
24F-2NT
|
|
|
Vinczeller Shiela
|
4
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Equitybee 22-95507, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Over the Top Ladder, LLC
|
C/A
|
|
|
SUGAR DADDY DEVELOPMENT LTD LIABILITY CO
|
D
|
|
|
Fierce & Kind Ltd.
|
C/A
|
|
|
Sanford Cassandra R
|
4
|
|
|
FIRST BUSEY CORP /NV/
|
4
|
Financial Statements
|
|
Kuhn Robert
|
4
|
|
|
LEBOVITZ STEPHEN D
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
