| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT G
|
497
|
|
|
Equitybee 22-41036, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Laird Superfood, Inc.
|
8-K
|
Financial Statements
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
MATTEL INC /DE/
|
10-K
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
8-K
|
|
|
AMERICAN NATIONAL BANKSHARES INC.
|
10-K
|
Financial Statements
|
|
ADVISORS DISCIPLINED TRUST SERIES 1
|
N-CEN
|
|
|
Binns Justin T
|
4
|
|
|
SHERWIN WILLIAMS CO
|
4
|
Financial Statements
|
|
Impact Lending Fund LLC
|
D
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
497K
|
|
|
TAX EXEMPT SECURITIES TRUST SERIES 24
|
N-CEN
|
|
|
Old King Henry LLC
|
C/A
|
|
|
Goldycap Sanctu III, a Series of Vauban Platform LP
|
D
|
|
|
FT 11329
|
487
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
497
|
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
N-CEN
|
|
|
UBS PATHFINDERS TRUST TREASURY & GROWTH STOCK SER 1
|
N-CEN
|
|
|
Wilson David J.
|
144
|
|
|
MODINE MANUFACTURING CO
|
144
|
Financial Statements
|
|
Minneapolis MSA Senior Living Portfolio DST
|
D/A
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP4
|
8-K
|
|
|
VILLAGE SUPER MARKET INC
|
8-K
|
Financial Statements
|
|
YOUNEEQAI TECHNICAL SERVICES, INC.
|
8-K
|
|
|
DAVEY TREE EXPERT CO
|
8-K
|
|
|
Nichols Brian W
|
3
|
|
|
KROGER CO
|
3
|
Financial Statements
|
|
MERRILL LYNCH FUND OF STRIPPED ZERO U S TREA SEC SER A
|
N-CEN
|
|
|
BlueArc Merger Arbitrage Fund
|
D/A
|
|
|
JPMDB Commercial Mortgage Securities Trust 2016-C4
|
8-K
|
|
|
Knauss Jeffery J
|
4
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
4
|
Financial Statements
|
|
Osprey Silvermine NFT Fund LP
|
D/A
|
|
|
Adelman Julie
|
144
|
|
|
NUSCALE POWER Corp
|
144
|
|
|
BlueArc Merger Arbitrage Fund
|
D/A
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP3
|
8-K
|
|
|
Khatibi Alex A
|
144
|
|
|
AIR LEASE CORP
|
144
|
Financial Statements
|
|
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
|
10-D
|
|
|
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
|
10-D
|
|
|
Community Development Fund
|
N-CEN
|
|
|
Quantitative Equities Series of BlueArc Alternatives Fund, LLC
|
D/A
|
|
|
DEFINED ASSET FUNDS EQUITY INCOME FD UTILITY COM STK SER 1
|
N-CEN
|
|
|
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I
|
24F-2NT
|
|
|
Tempo Therapeutics, Inc.
|
D
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
8-K
|
|
|
Wakefield Stephen E
|
4
|
|
|
AAON, INC.
|
4
|
Financial Statements
|
|
BlueArc Quantitative Equity Series
|
D/A
|
|
|
Setpoint Technologies Inc.
|
D
|
|
|
BlueArc Absolute Return Fund
|
D/A
|
|
|
Invesco Unit Trusts Series 2352
|
497J
|
|
|
NESTOR PARTNERS
|
D/A
|
|
|
Allianz Variable Insurance Products Fund of Funds Trust
|
N-CEN
|
|
|
DEFINED ASSET FUNDS GOVERNMENT SECURITIES INC FD GNMA SER 2
|
N-CEN
|
|
|
Capital Group Core Balanced ETF
|
N-CEN
|
|
|
Capital Group Fixed Income ETF Trust
|
N-CEN
|
|
|
Utz John A.
|
4
|
|
|
BlueArc Global Macro Fund, LLC
|
D/A
|
|
|
MUNICIPAL BOND FUND SERIES 23 & SUB SERIES
|
N-CEN
|
|
|
Kaufman Jonathan H
|
4
|
|
|
LIPELLA PHARMACEUTICALS INC.
|
4
|
Financial Statements
|
|
Fedder Judith Ann
|
4
|
|
|
AerSale Corp
|
4
|
|
|
Millburn Commodity Fund L.P.
|
D/A
|
|
|
Anika Therapeutics, Inc.
|
10-K
|
Financial Statements
|
|
NEW YORK LIFE INS & ANNUITY CORP VLI SEPARATE ACCOUNT
|
24F-2NT
|
|
|
Chancellor Michael B
|
4
|
|
|
Harmening Andrew J
|
4
|
|
|
Clearway Energy, Inc.
|
ARS
|
Financial Statements
|
|
Needworking, Inc.
|
C/A
|
|
|
DEFINED ASSET FDS MUNICIPAL INCOME FD INSURED DISCOUNT SER 1
|
N-CEN
|
|
|
FinLitX Global Corp
|
C/A
|
|
|
Stonepeak Infrastructure Fund V - Master Co-Investment Partners LP
|
D
|
|
|
Chancellor Michael B
|
SC 13D/A
|
|
|
LIPELLA PHARMACEUTICALS INC.
|
SC 13D/A
|
Financial Statements
|
|
BlueArc Global Macro Fund
|
D/A
|
|
|
HUTTON E F TAX EXEMPT TRUST NATIONAL SERIES 7
|
N-CEN
|
|
|
IVY FUNDS
|
DEFA14A
|
|
|
PRESTON JOHN T
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV
|
24F-2NT
|
|
|
Kaufman Jonathan H
|
SC 13D/A
|
|
|
Redwood Real Estate Income Fund
|
N-CEN
|
|
|
WILLIAMS KEVIN BRYAN
|
144
|
|
|
Voip-pal.com Inc
|
144
|
|
|
Clearway Energy, Inc.
|
DEFA14A
|
Financial Statements
|
|
Asmar Christian
|
4/A
|
|
|
Impactive Capital LP
|
4/A
|
|
|
Impactive Capital LLC
|
4/A
|
|
|
Wolfe Lauren Taylor
|
4/A
|
|
|
ENVESTNET, INC.
|
4/A
|
Financial Statements
|
|
MVP LS FUND CCCXXX LLC
|
D/A
|
|
|
HIGHLAND OPPORTUNITIES & INCOME FUND
|
N-CEN
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
N-CEN
|
|
|
Hoge Stephen
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
DEFINED ASSET FUNDS MUNI INV TR FD MO PAYMENT SERIES 1
|
N-CEN
|
|
|
Tri-State Generation & Transmission Association, Inc.
|
10-K
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CEN
|
|
|
Clearway Energy, Inc.
|
DEF 14A
|
Financial Statements
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497K
|
|
|
GRAFTECH INTERNATIONAL LTD
|
PREC14A
|
Financial Statements
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
24F-2NT
|
|
|
Ultimus Managers Trust
|
497J
|
|
|
ZOOZ Power Ltd.
|
F-4/A
|
|
|
WELLS FARGO BANK NA /TA
|
TA-2
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
8-K
|
|
|
High Oaks Capital Fund LP
|
D
|
|
|
KELSO TECHNOLOGIES INC
|
25
|
Financial Statements
|
|
Landfair European Dislocated Opportunities SCSp
|
D/A
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
POS EX
|
|
|
JW Opportunities Fund, LLC
|
D/A
|
|
|
Verdant Reparative Inc.
|
C
|
|
|
CodaMetrix Inc.
|
D
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
424B3
|
|
|
GlassBead Strategic Partners Fund, LP
|
D/A
|
|
|
AMERICAN EXPRESS CO
|
DEFA14A
|
Financial Statements
|
|
White Blaine Scott
|
4
|
|
|
NEW PEOPLES BANKSHARES INC
|
4
|
|
|
PDC Investments LP
|
D
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
DEF 14A
|
|
|
Hock Stacy
|
4
|
|
|
Global Indemnity Group, LLC
|
10-K
|
Financial Statements
|
|
DELAWARE SERVICE CO INC /PA/ /TA
|
TA-2
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II
|
24F-2NT
|
|
|
AMERICAN EXPRESS CO
|
8-K
|
Financial Statements
|
|
PUBLIX SUPER MARKETS INC /TA
|
TA-2
|
|
|
Burleson Gayle
|
4
|
|
|
Millburn Select Strategies L.P.
|
D/A
|
|
|
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
|
DEF 14A
|
|
|
abrdn Funds
|
497K
|
|
|
FLAVORCLOUD, INC.
|
D
|
|
|
Braeger Matthew R
|
4
|
|
|
AMERICAN EXPRESS CO
|
DEF 14A
|
Financial Statements
|
|
Universal Life Separate Account Fortune VII
|
N-CEN
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
10-D
|
|
|
Capital One Auto Receivables LLC
|
10-D
|
|
|
Query & Associates LLC
|
MA-A
|
|
|
Mills Mark P
|
4
|
|
|
MVP LS FUND CDXL LLC
|
D/A
|
|
|
Hundred Block LLC
|
D
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Fort Myers BTR DST
|
D/A
|
|
|
abrdn Funds
|
497
|
|
|
Zazove Investment Grade Blend Convertible Fund, L.P.
|
D/A
|
|
|
McCoy David M.
|
4
|
|
|
P10, Inc.
|
4
|
Financial Statements
|
|
BYND CANNASOFT ENTERPRISES INC.
|
6-K
|
|
|
Voyles Robb L.
|
4
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I
|
24F-2NT
|
|
|
Keyarch Acquisition Corp
|
425
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
10-D
|
|
|
Knowles Corp
|
ARS
|
Financial Statements
|
|
K-9 Holdings LLC
|
D
|
|
|
Nuveen Core Plus Impact Fund
|
4
|
|
|
Knowles Corp
|
DEFA14A
|
Financial Statements
|
|
Keyarch Acquisition Corp
|
8-K
|
|
|
Knowles Corp
|
DEF 14A
|
Financial Statements
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
485BPOS
|
|
|
CROWDFUNZ 844 LLC
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
H2C SECURITIES INC.
|
MA-I/A
|
|
|
Howard John Michael
|
4
|
|
|
Apeiron US Co-Invest I LP
|
D
|
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
10-D
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I
|
|
|
Rogers Douglas G
|
4
|
|
|
Hermida Yuri
|
4/A
|
|
|
Sovos Brands, Inc.
|
4/A
|
Financial Statements
|
|
Xingtai China US Feeder Fund
|
D/A
|
|
|
MASSMUTUAL SELECT FUNDS
|
DEF 14C
|
|
|
Axcel VII K/S 2
|
D
|
|
|
JW Opportunities Fund, Ltd.
|
D/A
|
|
|
NYLIAC MFA SEPARATE ACCOUNT II
|
24F-2NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C42
|
10-K
|
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
10-D
|
|
|
Millburn Multi-Markets Trading L.P.
|
D/A
|
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
485BXT
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
N-CEN/A
|
|
|
Pando Ventures Fund I SPV III LLC
|
D/A
|
|
|
STRATOS WEALTH SECURITIES, LLC
|
X-17A-5
|
|
|
NYLIAC MFA SEPARATE ACCOUNT I
|
24F-2NT
|
|
|
Haye Edward J.
|
4
|
|
|
FIRST OF LONG ISLAND CORP
|
4
|
Financial Statements
|
|
AVANOS MEDICAL, INC.
|
4
|
Financial Statements
|
|
Greiner Michael
|
4
|
|
|
SOS Ltd
|
424B4
|
|
|
MMEX Resources Corp
|
10-Q
|
|
|
Brookfield Investment Funds
|
497
|
|
|
Capital One Prime Auto Receivables Trust 2021-1
|
10-D
|
|
|
Waldron Robert L
|
4
|
|
|
CorEnergy Infrastructure Trust, Inc.
|
4
|
|
|
PEAK6 TRADING LLC
|
X-17A-5
|
|
|
PLUMAS BANCORP
|
8-K
|
Financial Statements
|
|
Clayton Street Trust
|
N-CEN
|
|
|
FT 11413
|
S-6
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
N-CEN
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI
|
N-CEN
|
|
|
SEPARATE ACCOUNT B OF PACIFIC LIFE INSURANCE CO
|
N-CEN
|
|
|
PACIFIC CORINTHIAN VAR SEP ACCT OF PACIFIC LIFE INSURANCE CO
|
N-CEN
|
|
|
PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO
|
N-CEN
|
|
|
PACIFIC SELECT SEPARATE ACCOUNT OF PACIFIC LIFE INSUR
|
N-CEN
|
|
|
MOUNTAINSIDE SECURITIES LLC
|
X-17A-5
|
|
|
Invesco Exchange-Traded Fund Trust II
|
485BXT
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
Zazove Offshore Feeder Fund, Ltd.
|
D/A
|
|
|
JANUS ASPEN SERIES
|
N-CEN
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
24F-2NT
|
|
|
PROSPECTOR SUMMIT FUND, L.P.
|
D/A
|
|
|
SCHULTE DAVID J
|
4
|
|
|
BANK 2020-BNK27
|
10-K
|
|
|
Erickson Randall J.
|
4
|
|
|
LIFE INSURANCE SEPARATE ACCOUNT OF USAA LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT OF USAA LIFE INSURANCE CO
|
N-CEN
|
|
|
Lazard Emerging Income, Ltd.
|
D/A
|
|
|
DONEGAL GROUP INC
|
ARS
|
Financial Statements
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
GRANITE REIT INC.
|
6-K
|
|
|
GRANITE REAL ESTATE INVESTMENT TRUST
|
6-K
|
|
|
Third Point Ultra Onshore LP
|
D/A
|
|
|
Lazard Emerging Income, L.P.
|
D/A
|
|
|
CSAIL 2015-C4 Commercial Mortgage Trust
|
10-K
|
|
|
Sora Schools, Inc.
|
D
|
|
|
Levy Grant A
|
144
|
|
|
DONEGAL GROUP INC
|
DEF 14A
|
Financial Statements
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
ABS-EE
|
|
|
Capital One Auto Receivables LLC
|
ABS-EE
|
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
Nuveen S&P 500 BuyWrite Income Fund
|
N-CEN
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
N-CEN
|
|
|
NUVEEN REAL ESTATE INCOME FUND
|
N-CEN
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
N-CEN
|
|
|
Nuveen Real Asset Income & Growth Fund
|
N-CEN
|
|
|
Nuveen Investment Trust V
|
N-CEN
|
|
|
Nuveen Multi-Asset Income Fund
|
N-CEN
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
N-CEN
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
N-CEN
|
|
|
Nuveen Core Plus Impact Fund
|
N-CEN
|
|
|
Nuveen Corporate Income 2023 Target Term Fund
|
N-CEN
|
|
|
Nuveen Dow 30sm Dynamic Overwrite Fund
|
N-CEN
|
|
|
Nushares ETF Trust
|
N-CEN
|
|
|
Nuveen Global High Income Fund
|
N-CEN
|
|
|
Nuveen Core Equity Alpha Fund
|
N-CEN
|
|
|
Findell Capital Partners LP
|
D/A
|
|
|
ZAZOVE GLOBAL CONVERTIBLE FUND LP
|
D/A
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
485BXT
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
ABS-EE
|
|
|
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD
|
D/A
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
ABS-EE
|
|
|
Third Point Structured Credit Opportunities Onshore Fund LP
|
D/A
|
|
|
PEREGRINE INDUSTRIES INC
|
10-Q
|
|
|
Discovery Global Opportunity Fund, Ltd.
|
D/A
|
|
|
Brown Marcus V
|
144
|
|
|
ENTERGY CORP /DE/
|
144
|
Financial Statements
|
|
Marshall Robert J. Jr.
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
Steadfast International Ltd.
|
D/A
|
|
|
Maxwell Thomas A
|
4
|
|
|
NACCO INDUSTRIES INC
|
4
|
Financial Statements
|
|
BANK 2022-BNK43
|
10-K
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
ADVANCED SERIES TRUST
|
N-CEN
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
N-CEN
|
|
|
PRUDENTIAL SERIES FUND
|
N-CEN
|
|
|
PGIM Credit Income Fund
|
N-CEN
|
|
|
PGIM Private Real Estate Fund, Inc.
|
N-CEN
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
N-CEN
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
CAPITAL WORLD BOND FUND
|
N-CEN
|
|
|
INVESTMENT CO OF AMERICA
|
N-CEN
|
|
|
BOND FUND OF AMERICA
|
N-CEN
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
N-CEN
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
N-CEN
|
|
|
South LaSalle Partners, L.P.
|
D/A
|
|
|
American Funds Multi-Sector Income Fund
|
N-CEN
|
|
|
American Funds Emerging Markets Bond Fund
|
N-CEN
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
N-CEN
|
|
|
AMERICAN BALANCED FUND
|
N-CEN
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
485BXT
|
|
|
QNB CORP
|
10-K
|
|
|
10K Lakes Fund III, L.P.
|
D
|
|
|
TIAA-CREF LIFE SEPARATE ACCOUNT VLI-2
|
N-CEN
|
|
|
TIAA-CREF LIFE FUNDS
|
N-CEN
|
|
|
TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1
|
N-CEN
|
|
|
TIAA SEPARATE ACCOUNT VA 1
|
N-CEN
|
|
|
COLLEGE RETIREMENT EQUITIES FUND
|
N-CEN
|
|
|
TIAA SEPARATE ACCOUNT VA-3
|
N-CEN
|
|
|
TIAA CREF LIFE SEPARATE ACCOUNT VA-1
|
N-CEN
|
|
|
Third Point Structured Credit Opportunities Offshore Fund LP
|
D/A
|
|
|
WILLIS LEASE FINANCE CORP
|
S-8
|
Financial Statements
|
|
APC Homes II, LLC
|
D
|
|
|
POLESTAR FUND LP
|
D/A
|
|
|
FIRST MID BANCSHARES, INC.
|
DEFA14A
|
Financial Statements
|
