| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
N-CSRS
|
|
|
MLK & OTHELLO QOZB, LLC
|
D
|
|
|
CaliberCos Inc.
|
8-K
|
|
|
Shell plc
|
6-K
|
|
|
BlackRock ETF Trust II
|
497K
|
|
|
SOUTHWEST IOWA RENEWABLE ENERGY, LLC
|
SC 13E3/A
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
N-CSRS
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
NPORT-P
|
|
|
Nuveen Short Duration Credit Opportunities Fund
|
NPORT-P
|
|
|
PUTNAM INCOME FUND
|
N-CSRS
|
|
|
Nuveen Preferred & Income Fund
|
NPORT-P
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
SEGALL BRYANT & HAMILL EMERGING MARKETS OFFSHORE FUND, LTD.
|
D/A
|
|
|
OFS Capital Corp
|
DEFA14A
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
N-CSR
|
|
|
Skyre, Inc.
|
D
|
|
|
Lucent, Inc.
|
8-K
|
|
|
LINCOLN BENEFIT LIFE VARIABLE LIFE ACCOUNT
|
485BPOS
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
MATHER ANN
|
4
|
|
|
Raymond Thomas Holdings, Inc.
|
D
|
|
|
HSREP IX F1-A, L.P.
|
D
|
|
|
HSREP IX F2-A, L.P.
|
D
|
|
|
BIOTECHNOLOGY VALUE FUND L P
|
SC 13D/A
|
|
|
CTI BIOPHARMA CORP
|
SC 13D/A
|
Financial Statements
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
NEW JERSEY RESOURCES CORP
|
11-K
|
Financial Statements
|
|
CMAP ISAM Fund Ltd
|
D/A
|
|
|
NESTOR EHR, LLC
|
D
|
|
|
Moran James P
|
4
|
|
|
IGC Pharma, Inc.
|
4
|
|
|
Petrobras Global Finance B.V.
|
424B2
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
424B2
|
Financial Statements
|
|
BBCMS Mortgage Trust 2020-C8
|
10-D
|
|
|
LINDE PLC
|
11-K
|
Financial Statements
|
|
NUVEEN INVESTMENT TRUST II
|
NPORT-P
|
|
|
REDWOOD MORTGAGE INVESTORS VIII
|
DEFA14A
|
|
|
BBCMS Mortgage Trust 2020-C8
|
ABS-EE
|
|
|
Southern Star Storage IV - Rockport DST
|
D
|
|
|
RBB FUND, INC.
|
DEF 14C
|
|
|
FRANK FUNDS
|
40-17G
|
|
|
Ponce Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
NorthEast Community Bancorp, Inc./MD/
|
8-K
|
|
|
MANNING & NAPIER FUND, INC.
|
N-CSRS
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
NPORT-P
|
|
|
ERHC Energy Inc
|
8-K
|
|
|
Huang Yuping
|
4
|
|
|
Quantum Computing Inc.
|
4
|
|
|
Oresund AlphaLife Partners, LP
|
D
|
|
|
CMAP Graham Fund Ltd
|
D/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Sylvester Jeffery S
|
4/A
|
|
|
ARTESIAN RESOURCES CORP
|
11-K
|
Financial Statements
|
|
CHESAPEAKE UTILITIES CORP
|
4/A
|
Financial Statements
|
|
REVVITY, INC.
|
11-K
|
Financial Statements
|
|
Leong Yew Poh
|
4
|
|
|
FingerMotion, Inc.
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
BBCMS Mortgage Trust 2020-C7
|
10-D
|
|
|
TECTONIC ADVISORS LLC
|
SC 13G
|
|
|
UNIFIED SERIES TRUST
|
SC 13G
|
|
|
Glucose Health, Inc.
|
RW
|
|
|
BBCMS Mortgage Trust 2020-C7
|
ABS-EE
|
|
|
Bonitas Short Opportunity Fund LP
|
D/A
|
|
|
Audax Credit BDC Inc.
|
8-K
|
|
|
REGIONAL HEALTH PROPERTIES, INC
|
POS EX
|
Financial Statements
|
|
Farrell Robert P.
|
4/A
|
|
|
TTM TECHNOLOGIES INC
|
4/A
|
Financial Statements
|
|
Oenophile Capital Partners, LLC
|
D/A
|
|
|
ENCISION INC
|
10-K
|
|
|
Axia Business Park Partners, LLC
|
D
|
|
|
ROYAL BANK OF CANADA
|
11-K
|
Financial Statements
|
|
Clapprood Tom
|
4/A
|
|
|
LCV FUND III, L.P.
|
D
|
|
|
Afaxys, Inc.
|
D
|
|
|
Range Finance, Inc.
|
D
|
|
|
ETF Series Solutions
|
485BPOS
|
|
|
CMAP Emso Fund Ltd
|
D/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Antao Capital Partners LLC
|
D
|
|
|
UBS Group AG
|
11-K
|
Financial Statements
|
|
The3rdBevco Inc.
|
1-U/A
|
|
|
LORD ABBETT INVESTMENT TRUST
|
NPORT-P/A
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Franklin BSP Capital Corp
|
8-K
|
|
|
Prosper Tech, Inc.
|
D
|
|
|
Dunham Funds
|
NPORT-P
|
|
|
AT-RESEARCH MANAGED FUTURES FUND, LP
|
D/A
|
|
|
CARNIVAL PLC
|
S-8
|
Financial Statements
|
|
CARNIVAL CORP
|
S-8
|
Financial Statements
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Peachtree Alternative Strategies Fund
|
NPORT-P
|
|
|
OAK ASSOCIATES FUNDS
|
NPORT-P
|
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
Sterling Bancorp, Inc.
|
11-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2018-C2
|
10-D
|
|
|
Capitol Series Trust
|
N-CSR
|
|
|
Livento Group, Inc.
|
10-K/A
|
|
|
Pacific Sand Capital LP
|
D/A
|
|
|
BBCMS Mortgage Trust 2018-C2
|
ABS-EE
|
|
|
WEITZ FUNDS
|
40-17G
|
|
|
Segall Bryant & Hamill Private Opportunities Fund III, LP
|
D/A
|
|
|
Atlante Michigan Fund 1 LLC
|
D
|
|
|
WIDEPOINT CORP
|
S-8
|
Financial Statements
|
|
Mercatus Strategic Opportunities Fund II, LLC
|
D/A
|
|
|
Banneton Capital Partners LP
|
D/A
|
|
|
CAZ GP Ownership Class E Fund, L.P.
|
D/A
|
|
|
Mercatus Partners Strategic Opportunity Zone Investment Fund II, LLC
|
D/A
|
|
|
Axia Parkwest, LLC
|
D
|
|
|
BBCMS Mortgage Trust 2017-C1
|
10-D
|
|
|
ROLLINS INC
|
11-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
CAZ GP Ownership Class D Fund - TE, L.P.
|
D/A
|
|
|
BVVC Fund I, LP
|
D
|
|
|
TQ Finesse I SPV, LLC
|
D
|
|
|
Openspace Ventures IV, L.P.
|
D
|
|
|
Ashmore Funds
|
N-CSRS
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
Axia Value Development Fund, LP
|
D
|
|
|
Segall Bryant & Hamill Private Opportunities Offshore Fund Ill, LP
|
D/A
|
|
|
Cobb CC Industrial Property Investors LP
|
D
|
|
|
FT 10813
|
487
|
|
|
FSC Industrial Portfolio 27, DST
|
D/A
|
|
|
Colchis Real Properties Income Fund III, L.P.
|
D/A
|
|
|
BBCMS Mortgage Trust 2022-C16
|
10-D
|
|
|
FT 10814
|
487
|
|
|
FT 10815
|
487
|
|
|
North Square Investments Trust
|
NPORT-P
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
BBCMS Mortgage Trust 2022-C16
|
ABS-EE
|
|
|
Cytosolix, Inc.
|
D
|
|
|
SCHWAB STRATEGIC TRUST
|
497J
|
|
|
Ryman Hospitality Properties, Inc.
|
11-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2019-C4
|
10-D
|
|
|
Pelage Pharmaceuticals, Inc.
|
D
|
|
|
Hyundai Auto Receivables Trust 2023-A
|
10-D
|
|
|
HYUNDAI ABS FUNDING LLC
|
10-D
|
|
|
BBCMS Mortgage Trust 2019-C4
|
ABS-EE
|
|
|
PROASSURANCE CORP
|
8-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2021-C11
|
10-D
|
|
|
BBCMS Mortgage Trust 2019-C3
|
ABS-EE
|
|
|
Seneca Foods Corp
|
11-K
|
Financial Statements
|
|
Metalla Royalty & Streaming Ltd.
|
6-K
|
|
|
BBCMS Mortgage Trust 2021-C11
|
ABS-EE
|
|
|
FRANKLIN TEMPLETON TRUST
|
24F-2NT
|
|
|
Farmshelf Corp
|
D
|
|
|
Hyundai Auto Receivables Trust 2022-A
|
10-D
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
11-K
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2021-C
|
10-D
|
|
|
Upswing International, Inc.
|
D
|
|
|
ETF Series Solutions
|
24F-2NT
|
|
|
THIRD AVENUE TRUST
|
NPORT-P
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
Voya MUTUAL FUNDS
|
NPORT-P
|
|
|
WP Trust
|
497J
|
|
|
Nuveen Credit Strategies Income Fund
|
NPORT-P
|
|
|
Kaye Daniel G
|
4
|
|
|
Hyundai Auto Receivables Trust 2021-B
|
10-D
|
|
|
Bitsberger Timothy S.
|
4
|
|
|
Dennis Michael G.
|
4
|
|
|
SIEGEL HOWARD J
|
4
|
|
|
Seifu Rahael
|
4
|
|
|
Mulchrone Patrick J
|
4
|
|
|
WILMINGTON FUNDS
|
NPORT-P
|
|
|
Rimkus Holdings, LLC
|
D/A
|
|
|
Hobert William W
|
4
|
|
|
CAZ GP Ownership Class B Fund - TE, L.P.
|
D/A
|
|
|
Lockett Phyllis M
|
4
|
|
|
Benesh Kathryn
|
4
|
|
|
Suskind Dennis
|
4
|
|
|
GERDES LARRY G
|
4
|
|
|
Maloney Patrick W
|
4
|
|
|
Tierney Robert J JR
|
4
|
|
|
Hyundai Auto Receivables Trust 2021-A
|
10-D
|
|
|
BBH Trust
|
NPORT-P
|
|
|
Cook Elizabeth A
|
4
|
|
|
GLICKMAN DANIEL R
|
4
|
|
|
Ford Harold Eugene Jr.
|
4
|
|
|
Durkin Bryan T
|
4
|
|
|
SAVAGE TERRY L
|
4
|
|
|
Lucas Deborah J
|
4
|
|
|
Hyundai Auto Receivables Trust 2020-C
|
10-D
|
|
|
Calamos ETF Trust
|
NPORT-P
|
|
|
GEPSMAN MARTIN J
|
4
|
|
|
Carey Charles P
|
4
|
|
|
Shetty Reshma P.
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Hyundai Auto Receivables Trust 2020-B
|
10-D
|
|
|
INTERLINK ELECTRONICS INC
|
8-K
|
Financial Statements
|
|
Equitybee 22-92621, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
ANAVEX LIFE SCIENCES CORP.
|
144
|
Financial Statements
|
|
MISSLING CHRISTOPHER U
|
144
|
|
|
CAZ GP Ownership Class A Fund, L.P.
|
D/A
|
|
|
LNPR GROUP INC.
|
D
|
|
|
Drilling Tools International Corp
|
4
|
|
|
HICKS THOMAS O
|
4
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
TIAA-CREF FUNDS
|
24F-2NT
|
|
|
OLD WESTBURY FUNDS INC
|
NPORT-P
|
|
|
VERDE BIO HOLDINGS, INC.
|
8-K
|
|
|
Muzinich BDC, Inc.
|
8-K
|
|
|
Earlyworks Co., Ltd.
|
F-1/A
|
|
|
Stevenson Tracy Austin
|
4
|
|
|
VISTA GOLD CORP
|
4
|
Financial Statements
|
|
MFS SERIES TRUST X
|
497
|
|
|
Drilling Tools International Corp
|
3
|
|
|
HICKS THOMAS O
|
3
|
|
|
BlackRock Advantage SMID Cap Fund, Inc.
|
24F-2NT
|
|
|
REPUBLIC OF CHILE
|
424B5
|
|
|
CCP Foundation XI, LP
|
D
|
|
|
Blust Ryan
|
3
|
|
|
Trulieve Cannabis Corp.
|
3
|
|
|
Largo Inc.
|
6-K
|
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
|
UBS Group AG
|
S-8
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
|
NPORT-P
|
|
|
NC SLF Inc.
|
40-17G
|
|
|
FIDELITY SALEM STREET TRUST
|
497K
|
|
|
REEM Capital OK IV LP
|
D
|
|
|
HARDING LOEVNER FUNDS INC
|
NPORT-P
|
|
|
AMERICAN CENTURY GROWTH FUNDS, INC.
|
497
|
|
|
AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC.
|
497
|
|
|
AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC
|
497
|
|
|
AMERICAN CENTURY INVESTMENT TRUST
|
497
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
497
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
497
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
497
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
497
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
497
|
|
|
AMERICAN CENTURY TARGET MATURITIES TRUST
|
497
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
497
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
497
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
497
|
|
|
CAZ Credit Opportunity
|
D/A
|
|
|
Six/Ten Group, LLC
|
D/A
|
|
|
Presidio Property Trust, Inc.
|
8-K
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
24F-2NT
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
24F-2NT
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
24F-2NT
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
4
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Bancel Stephane
|
144
|
|
|
CALAMOS INVESTMENT TRUST/IL
|
NPORT-P
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
Calamos Dynamic Convertible & Income Fund
|
NPORT-P
|
|
|
CALAMOS STRATEGIC TOTAL RETURN FUND
|
NPORT-P
|
|
|
Noa Associates, L.P.
|
D
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
N-CSRS
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Calamos Global Dynamic Income Fund
|
NPORT-P
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
NPORT-P
|
|
|
CALAMOS GLOBAL TOTAL RETURN FUND
|
NPORT-P
|
|
|
CASH ACCOUNT TRUST
|
N-CEN
|
|
|
CALAMOS CONVERTIBLE & HIGH INCOME FUND
|
NPORT-P
|
|
|
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
|
NPORT-P
|
|
|
Kelly Jason R
|
144
|
|
|
Waycross Independent Trust
|
497J
|
|
|
Furner John R.
|
144
|
|
|
Walmart Inc.
|
144
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Marte Mario Jesus
|
144
|
|
|
Chewy, Inc.
|
144
|
Financial Statements
|
|
Kellbenx Inc.
|
D
|
|
|
Crescent Point Energy Corp.
|
6-K
|
Financial Statements
|
|
SMX
|
424B3
|
|
|
Toyota Auto Receivables 2022-D Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2022-B Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2022-D Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2022-B Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2022-A Owner Trust
|
10-D
|
|
|
BNY Mellon Investment Funds V, Inc.
|
NPORT-P
|
|
|
Toyota Auto Receivables 2022-A Owner Trust
|
ABS-EE
|
|
|
BNY Mellon Advantage Funds, Inc.
|
NPORT-P
|
|
|
Harraden Circle Investments, LLC
|
SC 13G
|
|
|
Acropolis Infrastructure Acquisition Corp.
|
SC 13G
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
NPORT-P
|
|
|
Toyota Auto Receivables 2022-C Owner Trust
|
10-D
|
|
|
BNY Mellon Investment Funds II, Inc.
|
NPORT-P
|
|
|
John Deere Owner Trust 2023-B
|
8-K
|
|
|
John Deere Receivables LLC
|
8-K
|
|
|
Toyota Auto Receivables 2022-C Owner Trust
|
ABS-EE
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
Universa Black Swan Protection Protocol LVI LP
|
D/A
|
|
|
EOF Real Property II, LLC
|
D
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT R
|
N-VP/A
|
|
|
Fifth Lane Partners Fund, LP
|
D/A
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
NPORT-P
|
|
|
NextGen Customer Science LLC
|
D/A
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
NPORT-P
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
FORD MOTOR CREDIT CO LLC
|
25-NSE
|
|
