| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Enduring Alpha Fund, LP
|
D
|
|
|
Somers Deirdre
|
144
|
|
|
Enfusion, Inc.
|
144
|
Financial Statements
|
|
ALPHA PRO TECH LTD
|
8-K
|
Financial Statements
|
|
Comer Wynne Richards
|
3
|
|
|
AGL Private Credit Income Fund LP
|
3
|
|
|
UNIFIED SERIES TRUST
|
24F-2NT
|
|
|
Fishlow Minter Judith Charna
|
3
|
|
|
Onyx Fund LLC
|
D
|
|
|
Fend Inc
|
D
|
|
|
Gleysteen Peter
|
3
|
|
|
AGL US DL Administrator LLC
|
3
|
|
|
AGL Credit Management LLC
|
3
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
PRE 14A
|
|
|
Tennessee Valley Authority
|
8-K
|
|
|
RIVERVIEW BANCORP INC
|
10-K
|
Financial Statements
|
|
ASPAC II Acquisition Corp.
|
PRE 14A
|
|
|
Oaktree Transportation Infrastructure Capital Partners
|
D/A
|
|
|
Boswell Taylor
|
3
|
|
|
MVP LS FUND CCCXXX LLC
|
D/A
|
|
|
Milgrom Matthieu Le Calvez
|
3
|
|
|
Align Affordable Housing Bond Fund II, L.P.
|
D/A
|
|
|
Hastings Jonathan J
|
4
|
|
|
MINERALS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Dodge Sherwood Perry
|
3
|
|
|
Davidson Kempner Distressed Opportunities International
|
D/A
|
|
|
Hooda Sheila
|
3
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
PRE 14A
|
|
|
BLUM HOLDINGS, INC.
|
8-K
|
|
|
Raketich Kevin A
|
144
|
|
|
Metallus Inc.
|
144
|
Financial Statements
|
|
Unicoin Inc.
|
D/A
|
|
|
EYENOVIA, INC.
|
4
|
Financial Statements
|
|
Strahlman Ellen R
|
4
|
|
|
PGIM Wadhwani LLP
|
13F-HR
|
|
|
Palanki Ram
|
4
|
|
|
MVP LS FUND CCCXCIV LLC
|
D/A
|
|
|
MATHER CHARLES E IV
|
4
|
|
|
GPS Funds II
|
N-CEN
|
|
|
GPS Funds I
|
N-CEN
|
|
|
JACOBSON RACHEL
|
4
|
|
|
Ianchulev Tsontcho
|
4
|
|
|
NIS Total Absolute Return QP Fund, LLC
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
GELTZEILER MICHAEL S
|
4
|
|
|
Gaingels Lynk 2023 LLC
|
D
|
|
|
Destiny Alternative Fund LLC
|
N-CEN
|
|
|
Oaktree Transportation Infrastructure Capital Partners
|
D/A
|
|
|
Love, Peace & Soul LLC
|
D
|
|
|
Destiny Alternative Fund
|
N-CEN
|
|
|
NIS Intermediate Fixed Income QP Fund, LLC
|
D/A
|
|
|
Community West Bancshares
|
8-K/A
|
Financial Statements
|
|
Handprint Ventures SPC
|
D/A
|
|
|
GL Beyond Income Fund
|
40-17G
|
|
|
TIAA CREF LIFE SEPARATE ACCOUNT VA-1
|
497
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
424B3
|
|
|
Bernstein Fund Inc
|
40-17G
|
|
|
AB Multi-Manager Alternative Fund
|
40-17G
|
|
|
AB Active ETFs, Inc.
|
40-17G
|
|
|
AB CORPORATE SHARES
|
40-17G
|
|
|
BERNSTEIN SANFORD C FUND II INC
|
40-17G
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
40-17G
|
|
|
AB TRUST
|
40-17G
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
40-17G
|
|
|
AB INSTITUTIONAL FUNDS INC
|
40-17G
|
|
|
AB GLOBAL REAL ESTATE INVESTMENT FUND INC
|
40-17G
|
|
|
AB SUSTAINABLE INTERNATIONAL THEMATIC FUND INC
|
40-17G
|
|
|
AB HIGH INCOME FUND INC
|
40-17G
|
|
|
AB EQUITY INCOME FUND INC
|
40-17G
|
|
|
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
|
40-17G
|
|
|
AB MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
AB LARGE CAP GROWTH FUND INC
|
40-17G
|
|
|
AB GLOBAL BOND FUND, INC.
|
40-17G
|
|
|
AB FIXED INCOME SHARES INC
|
40-17G
|
|
|
BERNSTEIN SANFORD C FUND INC
|
40-17G
|
|
|
AB VARIABLE PRODUCTS SERIES FUND, INC.
|
40-17G
|
|
|
AB PORTFOLIOS
|
40-17G
|
|
|
AB MUNICIPAL INCOME FUND, INC.
|
40-17G
|
|
|
AB SUSTAINABLE GLOBAL THEMATIC FUND, INC.
|
40-17G
|
|
|
AB CAP FUND, INC.
|
40-17G
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
40-17G
|
|
|
AB RELATIVE VALUE FUND, INC.
|
40-17G
|
|
|
AB DISCOVERY GROWTH FUND, INC.
|
40-17G
|
|
|
AB BOND FUND, INC.
|
40-17G
|
|
|
Monko Cezary L
|
4
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
N-CEN
|
|
|
L5 Heyday Co-Invest 2, LP
|
D/A
|
|
|
STANLEY BLACK & DECKER, INC.
|
11-K
|
Financial Statements
|
|
Agility Multi-Asset Income Fund
|
SC TO-I/A
|
|
|
Benton Patrick M.
|
4
|
|
|
UFP INDUSTRIES INC
|
4
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
N-CEN
|
|
|
Advisors' Inner Circle Fund III
|
N-CEN
|
|
|
SEI Exchange Traded Funds
|
N-CEN
|
|
|
Wilshire Private Assets Fund
|
N-CEN
|
|
|
Wilshire Private Assets Tender Fund
|
N-CEN
|
|
|
SEI ASSET ALLOCATION TRUST
|
N-CEN
|
|
|
Wilshire Private Assets Master Fund
|
N-CEN
|
|
|
GOLDMAN SACHS TRUST
|
497K
|
|
|
BVSC Broadway LLC
|
D
|
|
|
LILLY ENDOWMENT INC
|
144
|
|
|
ELI LILLY & Co
|
144
|
Financial Statements
|
|
OPTCAPITAL LLC
|
D/A
|
|
|
GOLDMAN SACHS TRUST
|
497
|
|
|
Oaktree TICP Managed Co-Investment Fund, L.P.
|
D/A
|
|
|
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
|
8-K
|
|
|
Gaingels Dragronfruit LLC
|
D
|
|
|
NIS Core Fixed Income QP Fund, LLC
|
D/A
|
|
|
Fuxing China Group Ltd
|
F-1/A
|
|
|
BOYAR VALUE FUND INC
|
40-17G
|
|
|
Victory Portfolios II
|
485BXT
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
N-CEN
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Fidelity Colchester Street Trust
|
N-CEN
|
|
|
FIDELITY MAGELLAN FUND
|
N-CEN
|
|
|
FOXO TECHNOLOGIES INC.
|
8-K
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CEN
|
|
|
NATIONAL VARIABLE ANNUITY ACCOUNT II
|
497J
|
|
|
Billd Holdings, Inc.
|
D/A
|
|
|
Zavery Amit
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Nazareth Annette L.
|
4
|
|
|
MURRAY EILEEN K
|
4
|
|
|
Markus Maura A.
|
4
|
|
|
KELLER BRETT
|
4
|
|
|
Watt Darren Jeffrey
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
HASLAM WILLIAM E
|
4
|
|
|
Ryman Hospitality Properties, Inc.
|
4
|
Financial Statements
|
|
NIS Preferred Stock QP Fund, LLC
|
D/A
|
|
|
BBH Alternative Credit Fund, Ltd.
|
D
|
|
|
McCormack Gregory J.
|
4
|
|
|
Beach Point SCF TPSF LP
|
D
|
|
|
Oaktree TICP Managed Co-Investment Fund
|
D/A
|
|
|
Merchants Capital Tax Credit Equity Fund 20, LLC
|
D
|
|
|
INFINITY CORE ALTERNATIVE FUND
|
N-CEN
|
|
|
Fasanella David
|
4
|
|
|
Northfield Bancorp, Inc.
|
4
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2020-A
|
8-K
|
|
|
HYUNDAI ABS FUNDING LLC
|
8-K
|
|
|
Jones Angela Y
|
4
|
|
|
CPG Vintage Access Fund, LLC
|
N-CEN
|
|
|
Kerem Capital Partners, LP
|
D
|
|
|
Keller Christina
|
4
|
|
|
INDEPENDENT BANK CORP /MI/
|
4
|
Financial Statements
|
|
Arvo Partners, LLC
|
D
|
|
|
Rasche Steven P
|
4
|
|
|
SPIRE INC
|
4
|
Financial Statements
|
|
CPG Vintage Access Fund V, LLC
|
N-CEN
|
|
|
CPG Vintage Access Fund IV, LLC
|
N-CEN
|
|
|
CPG Vintage Access Fund III, LLC
|
N-CEN
|
|
|
Altaris VI-5084 Co-Invest, L.P.
|
D
|
|
|
BBH Alternative Credit Fund, LLC
|
D
|
|
|
CPG Carlyle Commitments Master Fund, LLC
|
N-CEN
|
|
|
Capitol Series Trust
|
8-A12B
|
|
|
Kulkarni Rachana A
|
4
|
|
|
CPG Carlyle Commitments Fund, LLC
|
N-CEN
|
|
|
Dudek James
|
4
|
|
|
Lober Ralph J II
|
4
|
|
|
CONSUMERS BANCORP INC /OH/
|
4
|
|
|
PIF Residential Funding VIII Depositor LLC
|
ABS-15G
|
|
|
NIS High Yield QP Fund, LLC
|
D/A
|
|
|
Clover Ventures Corp
|
D
|
|
|
Blackstone Alternative Investment Funds
|
497K
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
485BPOS
|
|
|
NewLake Capital Partners, Inc.
|
4
|
|
|
DUGAN GORDON F
|
4
|
|
|
Blackstone Alternative Investment Funds
|
497
|
|
|
Goris Bradley
|
4
|
|
|
Levenstein Cecelia
|
4
|
|
|
UNIFIRST CORP
|
4
|
Financial Statements
|
|
Peters Stanley W III
|
144
|
|
|
CONMED Corp
|
144
|
Financial Statements
|
|
Daniel Paul P
|
4
|
|
|
Weinstein David L.
|
4
|
|
|
ALKALINE WATER Co INC
|
15-12G
|
Financial Statements
|
|
Sweet Alan Jeffrey
|
4
|
|
|
NATIONAL BANKSHARES INC
|
4
|
Financial Statements
|
|
Kadens Peter A.
|
4
|
|
|
COVALENCE EQUITY INCOME FUND-A, L.P.
|
D
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
8-K
|
Financial Statements
|
|
GRASSMYER SCOTT
|
144
|
|
|
OXFORD INDUSTRIES INC
|
144
|
Financial Statements
|
|
Buchenroth Patrick
|
4
|
|
|
COVALENCE EQUITY INCOME FUND, L.P.
|
D
|
|
|
PADEN FRANK L
|
4
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
497
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
497
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
485BXT
|
|
|
Quantiv Risk, Inc.
|
D
|
|
|
Engaged Capital Co-Invest XVII, LP
|
D
|
|
|
Two Sigma Active Extension U.S. All Cap Equity Onshore Fund, LP
|
D
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497
|
|
|
Core Scientific, Inc./tx
|
144
|
|
|
DUCHENE TODD M
|
144
|
|
|
King David Lee
|
144
|
|
|
Primoris Services Corp
|
144
|
Financial Statements
|
|
KBIQ TRUST
|
D/A
|
|
|
CHILLURA JOSEPH
|
144
|
|
|
VALLEY NATIONAL BANCORP
|
144
|
Financial Statements
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
497
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
POS EX
|
|
|
Ares Real Estate Income Trust Inc.
|
POS EX
|
|
|
Morgan Stanley Insight Fund
|
497
|
|
|
MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND
|
497
|
|
|
MORGAN STANLEY MORTGAGE SECURITIES TRUST
|
497
|
|
|
Morgan Stanley Long Duration Government Opportunities Fund
|
497
|
|
|
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST
|
497
|
|
|
Providence Multifamily Fund II, LLC
|
D
|
|
|
Morgan Stanley ETF Trust
|
497
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
424B3
|
|
|
Ares Real Estate Income Trust Inc.
|
424B3
|
|
|
Two Sigma U.S. Fund, LP
|
D/A
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
abrdn Life Sciences Investors
|
4
|
Financial Statements
|
|
JLL Income Property Trust, Inc.
|
8-K
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
Covey Susan
|
3
|
|
|
ENTERPRISE BANCORP INC /MA/
|
3
|
Financial Statements
|
|
SMCI Trust
|
D/A
|
|
|
DOWNES SEAN P
|
144
|
|
|
UNIVERSAL INSURANCE HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Anderson Mark C
|
4
|
|
|
Morgan Stanley Europe Opportunity Fund Inc.
|
497
|
|
|
Young William E
|
4
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
4
|
Financial Statements
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
DFRN14A
|
|
|
Saba Capital Management, L.P.
|
DFRN14A
|
|
|
MERCATOR FUND
|
D/A
|
|
|
SoFi Technologies, Inc.
|
4
|
Financial Statements
|
|
Noto Anthony
|
4
|
|
|
OUTPOST VENTURES LP
|
D/A
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
DFRN14A
|
|
|
Mercator Fund
|
D/A
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
CONSUMERS BANCORP INC /OH/
|
8-K
|
|
|
FG Communities, Inc.
|
C-AR/A
|
|
|
Iris Parent Holding Corp.
|
S-4/A
|
|
|
Viator 2 SCSp
|
D/A
|
|
|
SIRIUS XM HOLDINGS INC.
|
11-K
|
Financial Statements
|
|
Crowley Michael
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
Brookfield Special Investments Fund II-ER SCSp
|
D/A
|
|
|
Brookfield Special Investments Fund II L.P.
|
D/A
|
|
|
Brookfield Special Investments Fund II-NUS L.P.
|
D/A
|
|
|
CHANG DENNIS
|
144
|
|
|
Voip-pal.com Inc
|
144
|
|
|
Mindset Capital LLC
|
4
|
|
|
W&GP Fund 1 LLC
|
4
|
|
|
Mindset Value Wellness Fund LP
|
4
|
|
|
Mindset Value Fund LP
|
4
|
|
|
Grown Rogue International Inc.
|
4
|
|
|
Edelheit Aaron
|
4
|
|
|
Dell Technologies Inc.
|
144
|
Financial Statements
|
|
DORMAN DAVID W
|
144
|
|
|
IMMUCELL CORP /DE/
|
8-K
|
Financial Statements
|
|
Hockey Parent Holdings, L.P.
|
D
|
|
|
Zephryus Aviation Partners II
|
D/A
|
|
|
OUTPOST VENTURES
|
D/A
|
|
|
AUXILIOR CAPITAL PARTNERS, INC.
|
ABS-15G
|
|
|
Simermeyer Elizabeth A
|
4
|
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
497VPU
|
|
|
TEREX CORP
|
11-K
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2022-P3
|
10-D
|
|
|
Carlyle Crispy Partners, L.P.
|
D
|
|
|
C M LIFE VARIABLE LIFE SEPARATE ACCOUNT I
|
497VPU
|
|
|
Liberty Special Strategies TE Fund, LLC
|
D/A
|
|
|
RAJKOWSKI E MARK
|
4
|
|
|
Freedom Consumer Credit Fund, LLC - Series B
|
D/A
|
|
|
Carvana Auto Receivables Trust 2022-P2
|
10-D
|
|
|
Brevet Direct Lending - Short Duration Fund, L.P.
|
D/A
|
|
|
Carvana Auto Receivables Trust 2022-P1
|
10-D
|
|
|
C M LIFE VARIABLE LIFE SEPARATE ACCOUNT I
|
497VPI
|
|
|
Heart 2 Help LLC
|
C
|
|
|
Carvana Auto Receivables Trust 2021-P4
|
10-D
|
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
497VPI
|
|
|
Monteagudo Graciela
|
4
|
|
|
Carvana Auto Receivables Trust 2021-P3
|
10-D
|
|
|
Hamilton Lane Private Assets Fund
|
N-CEN
|
|
|
Carvana Auto Receivables Trust 2021-P2
|
10-D
|
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
497
|
|
|
GRACE EDWARD P III
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
Blue Chip Technologies Corp.
|
8-K
|
|
|
C M LIFE VARIABLE LIFE SEPARATE ACCOUNT I
|
497
|
|
|
Carvana Auto Receivables Trust 2021-P1
|
10-D
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CEN
|
|
|
Carvana Auto Receivables Trust 2021-N4
|
10-D
|
|
|
WILLIAMS KEVIN BRYAN
|
144
|
|
|
Mewbourne Energy Partners 24-A, L.P.
|
D
|
|
|
RCP Sun Investments LP
|
D
|
|
|
Carvana Auto Receivables Trust 2021-N3
|
10-D
|
|
|
SmartTrust 660
|
497J
|
|
|
Carvana Auto Receivables Trust 2021-N2
|
10-D
|
|
|
Herrero Sergi N.
|
4
|
|
|
EURONET WORLDWIDE, INC.
|
4
|
Financial Statements
|
|
Lombardi Ronald M.
|
4
|
|
|
ZALICO VARIABLE ANNUITY SEPARATE ACCOUNT
|
497
|
|
