| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Morris Jesse E
|
4
|
|
|
Ladder Capital Corp
|
8-K
|
Financial Statements
|
|
Hague William Jefferson
|
4
|
|
|
Intercontinental Exchange, Inc.
|
4
|
Financial Statements
|
|
Cardio Diagnostics Holdings, Inc.
|
8-K
|
|
|
Griffin Jon Kevin
|
4
|
|
|
Kura Oncology, Inc.
|
4
|
Financial Statements
|
|
Szela Mary T
|
4
|
|
|
Crowley Thomas Aloysius Jr.
|
4
|
|
|
Fanucci Marsha
|
4
|
|
|
AKKARAJU SRINIVAS
|
4
|
|
|
Segarra Ann M
|
4
|
|
|
LAKE SHORE BANCORP, INC.
|
4
|
Financial Statements
|
|
Parks Diane L.
|
4
|
|
|
Moghadam Hamid
|
4
|
|
|
Prologis, Inc.
|
4
|
Financial Statements
|
|
Basile Edward M
|
4
|
|
|
TransMedics Group, Inc.
|
4
|
Financial Statements
|
|
SCHAFER CAROL
|
4
|
|
|
WIRTH PETER
|
4
|
|
|
Hasnain Faheem
|
4
|
|
|
Collins Helen Louise
|
4
|
|
|
Duke Energy CORP
|
8-K
|
Financial Statements
|
|
CARRIER GLOBAL Corp
|
8-K
|
|
|
Saadi Ryan H.
|
4
|
|
|
Tevogen Bio Holdings Inc.
|
4
|
|
|
Polak Aldo J.
|
4
|
|
|
EVERTEC, Inc.
|
4
|
Financial Statements
|
|
Niccol Brian R
|
4
|
|
|
CATOGGIO NICOLAS
|
4
|
|
|
Post Holdings, Inc.
|
4
|
Financial Statements
|
|
FlowStone Opportunity Fund
|
N-CSR
|
|
|
Jones Jennifer N.
|
4
|
|
|
Landman Yoav
|
144
|
|
|
Burstein Jennifer
|
4
|
|
|
Benioff Marc
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Cenntro Inc.
|
8-K
|
|
|
Airbnb, Inc.
|
8-K
|
Financial Statements
|
|
CHAPMAN STEVEN M
|
4
|
|
|
Antrum Sheila
|
4
|
|
|
Nuveen Core Plus Impact Fund
|
8-K
|
|
|
Root, Inc.
|
4
|
Financial Statements
|
|
Birnbaum Beth A
|
4
|
|
|
Mission Produce, Inc.
|
8-K
|
Financial Statements
|
|
Sulzberger Gabrielle
|
4
|
|
|
Niccol Brian R
|
3
|
|
|
Walmart Inc.
|
3
|
Financial Statements
|
|
PowerUp Acquisition Corp.
|
425
|
|
|
Malone Robert A
|
4
|
|
|
PEABODY ENERGY CORP
|
4
|
Financial Statements
|
|
ALPS ETF Trust
|
DEF 14A
|
|
|
UBS AG
|
FWP
|
|
|
Mckernan Ruth
|
4
|
|
|
Pearl Diver Floating Rate Global Income Master Fund
|
40-APP
|
|
|
Pearl Diver Nautilus Series 2023 LP
|
40-APP
|
|
|
Pearl Diver Nautilus Series 2024 LP
|
40-APP
|
|
|
Pearl Diver Credit Company, LLC
|
40-APP
|
|
|
Pearl Diver Nautilus Master Fund LP
|
40-APP
|
|
|
PDC OPPORTUNITIES IX LP
|
40-APP
|
|
|
PDC OPPORTUNITIES VIII LP
|
40-APP
|
|
|
PEARL DIVER CAPITAL LLP
|
40-APP
|
|
|
BROWN MICHAEL W
|
4
|
|
|
Walton Steuart L
|
4
|
|
|
Murray Robin P.
|
4
|
|
|
Managed Portfolio Series
|
N-CSR/A
|
|
|
Smith Julie
|
4
|
|
|
Botero Olga Margarita
|
4
|
|
|
iShares U.S. ETF Trust
|
497
|
|
|
iSHARES TRUST
|
497
|
|
|
Gujrathi Sheila
|
4
|
|
|
Deep Kalra
|
144
|
|
|
MakeMyTrip Ltd
|
144
|
Financial Statements
|
|
D'ANGELO FRANK G.
|
4
|
|
|
Battles Michael Louis
|
4
|
|
|
CASELLA WASTE SYSTEMS INC
|
4
|
Financial Statements
|
|
OptiNose, Inc.
|
4
|
Financial Statements
|
|
FLETCHER R JOHN
|
4
|
|
|
Icoren Goncagul
|
144
|
|
|
Kymera Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Horobin Joanna
|
144
|
|
|
Getz Heather C
|
4
|
|
|
Wahlers Scott R.
|
4
|
|
|
Compass, Inc.
|
4
|
Financial Statements
|
|
Chen Li Haslett
|
4
|
|
|
Warner Bros. Discovery, Inc.
|
4
|
|
|
Paymentus Holdings, Inc.
|
8-K
|
Financial Statements
|
|
LAYMON JOE W
|
4
|
|
|
Martell Frank
|
4
|
|
|
Exchange Listed Funds Trust
|
497
|
|
|
Sordello Steven J
|
4
|
|
|
Leinwand Allan
|
4
|
|
|
Penner Gregory Boyd
|
4
|
|
|
Luminar Technologies, Inc./DE
|
S-8
|
|
|
HELTON SANDRA L
|
4
|
|
|
DOODY JOSEPH
|
4
|
|
|
WINSTON MARY A
|
4
|
|
|
CHIPOTLE MEXICAN GRILL INC
|
4
|
Financial Statements
|
|
Williams Dawanna
|
4
|
|
|
BLAIR PATRICK T
|
4
|
|
|
InnovAge Holding Corp.
|
4
|
Financial Statements
|
|
Shipchandler Khozema
|
144
|
|
|
TWILIO INC
|
144
|
Financial Statements
|
|
Thomas-Graham Pamela
|
4
|
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
PCP MANAGERS GP, LLC
|
4
|
|
|
Dodson Andrew C
|
4
|
|
|
Golson Brian P.
|
4
|
|
|
PCP MANAGERS, L.P.
|
4
|
|
|
Pagan Ivan
|
4
|
|
|
PowerUp Acquisition Corp.
|
8-K
|
|
|
Serve Robotics Inc. /DE/
|
ARS
|
|
|
PHILLIPS JR CHARLES E
|
4
|
|
|
Duncan David R
|
4
|
|
|
First Western Financial Inc
|
4
|
Financial Statements
|
|
Kirk Rose M.
|
4
|
|
|
Reelitz Kalani
|
4
|
|
|
SCHUMACHER ALAN H
|
4
|
|
|
GROENHUYSEN WILHELMUS CM
|
4
|
|
|
Di Piazza Samuel A Jr.
|
4
|
|
|
SMITH BRIAN JOHN
|
4
|
|
|
PARKERVISION INC
|
424B3
|
|
|
McCarter Josh N.
|
4
|
|
|
Serve Robotics Inc. /DE/
|
DEFA14A
|
|
|
Barkema Sarah
|
144
|
|
|
Stitch Fix, Inc.
|
144
|
Financial Statements
|
|
Goff Brian
|
4
|
|
|
AGIOS PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Kinetic Seas Inc.
|
8-K
|
|
|
SYNCHRONOSS TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
Maw Scott Harlan
|
4
|
|
|
GORMAN STEPHEN E
|
4
|
|
|
MicroCloud Hologram Inc.
|
EFFECT
|
|
|
NEWMARK GROUP, INC.
|
EFFECT
|
Financial Statements
|
|
Alpha Cognition Inc.
|
EFFECT
|
|
|
Universe Pharmaceuticals INC
|
EFFECT
|
Financial Statements
|
|
Tidal Trust II
|
EFFECT
|
|
|
Creative Media & Community Trust Corp
|
EFFECT
|
|
|
WillScot Mobile Mini Holdings Corp.
|
EFFECT
|
Financial Statements
|
|
Calumet, Inc. /DE
|
EFFECT
|
|
|
Fusion Pharmaceuticals Inc.
|
EFFECT
|
Financial Statements
|
|
Karyopharm Therapeutics Inc.
|
EFFECT
|
Financial Statements
|
|
Quantum Energy Corp/TA
|
EFFECT
|
|
|
Business First Bancshares, Inc.
|
EFFECT
|
Financial Statements
|
|
Green Star Products, Inc.
|
QUALIF
|
|
|
McKelligon Brian
|
4
|
|
|
Akoya Biosciences, Inc.
|
4
|
Financial Statements
|
|
Ayers James Nicholas
|
SC 13D/A
|
|
|
PSQ Holdings, Inc.
|
SC 13D/A
|
|
|
Deeter Byron B
|
4
|
|
|
Annexon, Inc.
|
4
|
Financial Statements
|
|
WIGGANS THOMAS G
|
4
|
|
|
Tyree James L
|
4
|
|
|
GENELUX Corp
|
4
|
|
|
Smither John W
|
4
|
|
|
Thomas John
|
4
|
|
|
Mirabelli Mary
|
4
|
|
|
Satter Muneer A
|
4
|
|
|
Choi Jung
|
4
|
|
|
Waddill William D.
|
4
|
|
|
SOOD JASPREET K
|
4
|
|
|
Ondas Holdings Inc.
|
4
|
|
|
Carson William H.
|
4
|
|
|
Seidl Randy
|
4
|
|
|
COHEN RICHARD M
|
4
|
|
|
Cockroft Bettina M.
|
4
|
|
|
Yu Yong
|
4
|
|
|
Zindrick Thomas
|
4
|
|
|
Smalling Ralph
|
4
|
|
|
Ryder Sean
|
4
|
|
|
Zak Lourie S.
|
4
|
|
|
Conder Keenan Michael
|
4
|
|
|
Ondas Holdings Inc.
|
144
|
|
|
COHEN RICHARD M
|
144
|
|
|
Seidl Randy
|
144
|
|
|
SOOD JASPREET K
|
144
|
|
|
Wang Jian
|
4
|
|
|
ACM Research, Inc.
|
4
|
Financial Statements
|
|
Hoffman Matthew Leo
|
4
|
|
|
CORETEC GROUP INC.
|
4
|
|
|
Kappers Matthew Joseph
|
4
|
|
|
McKechnie Mark
|
4
|
|
|
Maggiore Christopher D.
|
SC 13D/A
|
|
|
Zivo Bioscience, Inc.
|
SC 13D/A
|
|
|
MVA Investors, LLC
|
4
|
|
|
Davis Aaron I.
|
4
|
|
|
Michael Emil
|
4
|
|
|
ARS Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Shah Pratik
|
4
|
|
|
Pratik Shah Living Trust dated June 15, 2011
|
4/A
|
|
|
ARS Pharmaceuticals, Inc.
|
4/A
|
Financial Statements
|
|
Shah Pratik
|
4/A
|
|
|
BERKSHIRE HATHAWAY INC
|
4
|
Financial Statements
|
|
OCCIDENTAL PETROLEUM CORP /DE/
|
4
|
Financial Statements
|
|
BUFFETT WARREN E
|
4
|
|
|
Lamond David
|
4
|
|
|
Quince Therapeutics, Inc.
|
4
|
|
|
STEELE JEANNA
|
4
|
|
|
Sunrun Inc.
|
4
|
Financial Statements
|
|
Powell Mary
|
4
|
|
|
KUBOTA TOM
|
4
|
|
|
PACIFIC HEALTH CARE ORGANIZATION INC
|
4
|
|
|
Dickson Paul S.
|
4
|
|
|
Abajian Danny
|
4
|
|
|
Jurich Lynn Michelle
|
4
|
|
|
Wells Donna
|
4
|
|
|
McLoughlin Margaret
|
4
|
|
|
RYAN UNA S
|
4
|
|
|
Senner Christopher J.
|
4
|
|
|
Bray June
|
4
|
|
|
Benatti Luca
|
4
|
|
|
KEZAR TRADING, LLC
|
ATS-N/UA
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
8-A12B/A
|
|
|
DB SERVICES AMERICAS INC /TA
|
TA-1/A
|
|
|
Fieldman, Rolapp & Associates, Inc.
|
MA-I/A
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
BARCLAYS BANK PLC
|
SBSE-A/A
|
|
|
MIAX PEARL, LLC
|
1/A
|
|
|
Miami International Securities Exchange, LLC
|
1/A
|
|
|
MIAX Emerald, LLC
|
1/A
|
|
|
DAVIS SECURITIES LLC
|
X-17A-5
|
|
