| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Grayscale Decentraland Trust
|
144
|
|
|
Krane Shares Trust
|
485BPOS
|
|
|
Five Point Water Management & Sustainable Infrastructure Fund IV LP
|
D
|
|
|
FUEL DOCTOR HOLDINGS, INC.
|
PRE 14C
|
|
|
Cohenour Jason
|
4
|
|
|
CalAmp Corp.
|
4
|
Financial Statements
|
|
BarberWind Turbines, LLC
|
D/A
|
|
|
COMVEST CREDIT PARTNERS VI INTERNATIONAL, L.P.
|
D/A
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
10-D
|
|
|
Clark Jeffrey P.
|
4
|
|
|
BLACKROCK FUNDS
|
497K
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
497VPU
|
|
|
GM Financial Automobile Leasing Trust 2023-3
|
ABS-15G
|
|
|
GMF Leasing LLC
|
ABS-15G
|
|
|
COMVEST CREDIT PARTNERS VI, L.P.
|
D/A
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
Comvest Credit Partners VI
|
D/A
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
ABS-EE
|
|
|
One Perfect, Inc.
|
C/A
|
|
|
NOCERA, INC.
|
8-K/A
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
497VPI
|
|
|
ARNOLD SCOTT
|
4
|
|
|
Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P.
|
D
|
|
|
BMO 2023-5C1 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
497
|
|
|
Volatility Shares Trust
|
NPORT-P
|
|
|
McLaughlin Charles E
|
144
|
|
|
Fortive Corp
|
144
|
Financial Statements
|
|
Kayne Anderson NextGen Energy & Infrastructure, Inc.
|
NPORT-P
|
|
|
CM ADVISORS FAMILY OF FUNDS
|
NPORT-P
|
|
|
Kayne Anderson Energy Infrastructure Fund, Inc.
|
NPORT-P
|
Financial Statements
|
|
RBC Private Counsel
|
13F-NT
|
|
|
Pershing Edward
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
TEXAKOMA EXPLORATION & PRODUCTION LLC
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Silbert Barry E.
|
144
|
|
|
Comvest Credit Partners VI
|
D/A
|
|
|
Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P.
|
D
|
|
|
Benchmark 2023-V2 Mortgage Trust
|
10-D
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
BlackRock Private Investments Fund
|
N-2
|
|
|
Vahey Walter G.
|
144
|
|
|
TERADYNE, INC
|
144
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Benchmark 2023-V2 Mortgage Trust
|
ABS-EE
|
|
|
GS MORTGAGE SECURITIES CORP II
|
ABS-15G
|
|
|
TAUTACHROME INC.
|
8-K
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
NOCERA, INC.
|
8-K
|
|
|
Redbrick Navy Yard Investors LLC
|
D/A
|
|
|
FlowStone Opportunity Fund
|
486BPOS
|
|
|
Innovator ETFs Trust
|
485APOS
|
|
|
Worthy Property Bonds, Inc.
|
1-K
|
|
|
Coller Credit Secondaries - Opportunities Fund II - B, L.P.
|
D
|
|
|
VARIABLE SEPARATE ACCOUNT
|
497
|
|
|
STEWART ROBERT S
|
144
|
|
|
EAGLE MATERIALS INC
|
144
|
Financial Statements
|
|
Symmetry Panoramic Trust
|
497K
|
|
|
Terraphase Engineering Inc.
|
D
|
|
|
Bow River Capital Evergreen Fund
|
N-PX
|
|
|
FILLER LINDA
|
144
|
|
|
DANAHER CORP /DE/
|
144
|
Financial Statements
|
|
CROWN HOLDINGS INC
|
10-Q
|
Financial Statements
|
|
CF 2019-CF1 Mortgage Trust
|
10-D
|
|
|
Lucchino David L.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
AV - September 2023 Total Access Fund A, LLC
|
D
|
|
|
Junee Ltd
|
F-1/A
|
|
|
Meza Leal Andres Manuel
|
4
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
4
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
CF 2019-CF1 Mortgage Trust
|
ABS-EE
|
|
|
Arnold Wendy S
|
144
|
|
|
Carlyle Credit Opportunities CRHQ, SCSp
|
D
|
|
|
ECM Feeder Fund 2 LP
|
D/A
|
|
|
Comvest Credit Partners VI
|
D/A
|
|
|
METAWORKS PLATFORMS, INC.
|
8-K
|
|
|
PAYCHEX SECURITIES CORPORATION
|
X-17A-5
|
|
|
Managed Portfolio Series
|
NPORT-P/A
|
|
|
Solowin Holdings, Ltd.
|
F-1/A
|
|
|
H.I.G. Middle Market IV Co-Investment SMA
|
D
|
|
|
BlackRock Hedge Fund Guided Portfolio Solution
|
N-2
|
|
|
BlackRock Advantage SMID Cap Fund, Inc.
|
497J
|
|
|
Loose Christopher R.
|
144
|
|
|
BlackRock Variable Series Funds, Inc.
|
497
|
|
|
NICHOLAS FUND, INC.
|
497K
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
10-D
|
|
|
Mitrano Richard J.
|
144
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
ABS-EE
|
|
|
CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND
|
486BPOS
|
|
|
MIRA PHARMACEUTICALS, INC.
|
S-1/A
|
|
|
Constitution Capital Access Fund, LLC
|
486BPOS
|
|
|
Actualize Fund LP
|
D/A
|
|
|
ORANCO INC
|
S-1/A
|
|
|
Adirondack Funds
|
485BPOS
|
|
|
GQG Partners US Select Quality Equity Fund - GQG Partners Series LLC
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
Pollard Jody
|
144
|
|
|
RUSH ENTERPRISES INC \TX\
|
144
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
SCHUMACHER JURGEN WALTER
|
5
|
|
|
SCIENTIFIC INDUSTRIES INC
|
5
|
|
|
BRIGHTHOUSE LIFE INSURANCE Co
|
FWP
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
485BPOS
|
|
|
GQG Partners International Equity Fund - GQG Partners Series LLC
|
D/A
|
|
|
Martin Robert Nathaniel
|
4
|
|
|
M.D.C. HOLDINGS, INC.
|
4
|
Financial Statements
|
|
NUVEEN MUNICIPAL TRUST/MA
|
485BPOS
|
|
|
Kayne Anderson NextGen Energy & Infrastructure, Inc.
|
N-CSRS
|
|
|
AB Multi-Manager Alternative Fund
|
N-2
|
|
|
NICHOLAS FUND, INC.
|
485BPOS
|
|
|
Straber Renee
|
144
|
|
|
MASCO CORP /DE/
|
144
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
497VPU
|
|
|
Verve, Inc.
|
D
|
|
|
GQG Partners Global Equity Fund - GQG Partners Series LLC
|
D/A
|
|
|
GoodHaven Funds Trust
|
N-CSRS
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-D
|
|
|
First Savings Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
1819 HSI M, L.P.
|
D
|
|
|
Symmetry Panoramic Trust
|
497
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
497
|
|
|
Coller Credit Secondaries - Opportunities Fund II - A, L.P.
|
D
|
|
|
AlphaMark Investment Trust
|
N-PX
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
American Assets Trust, L.P.
|
10-Q
|
|
|
American Assets Trust, Inc.
|
10-Q
|
|
|
KKR FS Income Trust Select
|
POS AMI
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
ABS-EE
|
|
|
LINDE PLC
|
8-K
|
Financial Statements
|
|
Kayne Anderson Energy Infrastructure Fund, Inc.
|
N-CSRS
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
40-17G
|
|
|
VARIABLE SEPARATE ACCOUNT
|
497VPU
|
|
|
PIMCO Real Estate Opportunities Fund Onshore Feeder TE, L.P.
|
D
|
|
|
ROYAL TRUST CORP OF CANADA/
|
13F-NT
|
|
|
Waterfront Wealth Inc.
|
13F-HR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
F-3
|
Financial Statements
|
|
VARIABLE SEPARATE ACCOUNT
|
497VPI
|
|
|
GQG Partners Emerging Markets Equity Fund - GQG Partners Series LLC
|
D/A
|
|
|
Carson Advisory Inc.
|
13F-HR/A
|
|
|
U.S. SILICA HOLDINGS, INC.
|
10-Q
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
10-D
|
|
|
Weiss Strategic Interval Fund
|
N-PX
|
|
|
Tufton Capital Management
|
13F-HR
|
|
|
Alaska Permanent Capital Management
|
13F-HR
|
|
|
1819 HSI E, L.P.
|
D
|
|
|
Series Portfolios Trust
|
497K
|
|
|
AV Global Fund 4, LLC
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
ABS-EE
|
|
|
TOGETHER FUND II, LP
|
D
|
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
AFFINITY BIOSENSORS LLC
|
D
|
|
|
Precidian ETFs Trust
|
485BXT
|
|
|
MUTUAL FUND SERIES TRUST
|
485BPOS
|
|
|
Nickles Robert Clark Jr
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
DESWELL INDUSTRIES INC
|
20-F
|
Financial Statements
|
|
Coller Credit Secondaries - Opportunities Fund II - Annex I - C, SLP
|
D
|
|
|
WPS IV, LLC
|
ABS-15G
|
|
|
WDC Space X, LLC
|
D
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
DEFA14A
|
Financial Statements
|
|
PIMCO Real Estate Opportunities Fund Onshore Feeder, L.P.
|
D
|
|
|
Wall Street Media Co, Inc.
|
8-K
|
|
|
Landis Gail S
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
Andalusian Credit Partners, LLC
|
40-APP
|
|
|
Andalusian Senior Credit Fund I, LP
|
40-APP
|
|
|
Andalusian Credit Company, LLC
|
40-APP
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
DEF 14A
|
Financial Statements
|
|
Talbot Financial, LLC
|
13F-HR
|
|
|
Chubb Ltd
|
10-Q
|
Financial Statements
|
|
GQG PARTNERS CONCENTRATED GLOBAL EQUITY FUND - GQG PARTNERS SERIES LLC
|
D/A
|
|
|
Edgehill Endowment Partners, LLC
|
13F-HR
|
|
|
GPM Growth Investors, Inc.
|
13F-HR
|
|
|
Westlake Funding IV, LLC
|
ABS-15G
|
|
|
Chainey Kimberly
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
10-D
|
|
|
Series Portfolios Trust
|
485BPOS
|
|
|
Coller Credit Secondaries - Opportunities Fund II - C, SLP
|
D
|
|
|
Listed Funds Trust
|
485BPOS
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
ABS-EE
|
|
|
BGA Horizon Fund, LLC - Sentinel VII Series
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
ISABELLA BANK Corp
|
10-Q
|
|
|
Goehring & Rozencwajg Investment Funds
|
NPORT-P
|
|
|
Diddell Wendy
|
144
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
144
|
Financial Statements
|
|
Global X Funds
|
485BXT
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
USL SEPARATE ACCOUNT USL A
|
497
|
|
|
Elite Wealth Management, Inc.
|
13F-HR
|
|
|
H.I.G. Middle Market LBO Fund IV, L.P.
|
D/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
10-D
|
|
|
Innovator ETFs Trust
|
NPORT-P/A
|
|
|
Lattice Capital Management, LLC
|
13F-HR
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C32
|
10-D
|
|
|
AGL SEPARATE ACCOUNT D
|
497
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
ABS-EE
|
|
|
Gabelli SRI Fund, Inc.
|
497K
|
|
|
Select Portfolio V, LLC
|
D
|
|
|
Vigil Software, Inc.
|
D
|
|
|
DAKOTA REAL ESTATE INVESTMENT TRUST
|
1-A
|
|
|
VALUED ADVISERS TRUST
|
485APOS
|
|
|
Starboard Investment Trust
|
485BPOS
|
|
|
Davis Morris A.
|
4
|
|
|
AGNC Investment Corp.
|
4
|
Financial Statements
|
|
Listed Funds Trust
|
497
|
|
|
AV Impact Fund 5, LLC
|
D
|
|
|
BGA Horizon Fund, LLC - Baker Brothers 202207 Series
|
D/A
|
|
|
Soni Manmeet Singh
|
144
|
|
|
REATA PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Hamilton Lane Private Assets Fund
|
N-2
|
|
|
Civeo Corp
|
S-8
|
Financial Statements
|
|
SEASONS SERIES TRUST
|
497K
|
|
|
MCNALLY KATHLEEN
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
Alaska Wealth Advisors
|
13F-HR
|
|
|
Texas Capital Funds Trust
|
40-17G
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
10-D
|
|
|
BlackRock Private Credit Fund
|
SC TO-I
|
|
|
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
|
N-CSRS
|
|
|
BANK 2023-BNK46
|
ABS-EE
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
|
ABS-EE
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
ABS-EE
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
KEB ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Oakworth Capital, Inc.
|
13F-HR
|
|
|
Bow River Capital Evergreen Fund
|
486BPOS
|
|
|
BGA Horizon Fund, LLC - Clear Sky Series
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25
|
10-D
|
|
|
World Funds Trust
|
485BPOS
|
|
|
CARVER BANCORP INC
|
DEFA14A
|
Financial Statements
|
|
Iron Road Multi-Strategy Fund Ltd.
|
D/A
|
|
|
Promithian Global Ventures, Inc.
|
C/A
|
|
|
CARVER BANCORP INC
|
DEF 14A
|
Financial Statements
|
|
CUBAN MARK
|
4
|
|
|
READING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Texas Capital Funds Trust
|
485APOS
|
|
|
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
|
N-CSRS
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17
|
10-D
|
|
|
WindESCo, Inc.
|
D
|
|
|
Radar USA Inc.
|
1-Z
|
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2015-UBS7
|
10-D
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
N-CSRS
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
N-CSRS
|
|
|
CMC Financial Group
|
13F-HR
|
|
|
Stellantis N.V.
|
6-K
|
|
|
JPMBB Commercial Mortgage Securities Trust 2016-C1
|
10-D
|
|
|
Calamos Advisors LLC
|
13F-HR
|
|
|
UBS AG
|
424B3
|
|
|
Hamilton Lane Private Assets Fund
|
AW
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C28
|
10-D
|
|
|
JACKSON SQUARE CAPITAL, LLC
|
13F-HR
|
|
|
Calamos Wealth Management LLC
|
13F-HR
|
|
|
Fiedelman Cindy
|
144
|
|
|
DIGITAL REALTY TRUST, INC.
|
144
|
Financial Statements
|
|
GFG Capital, LLC
|
13F-HR
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
N-CSRS
|
|
|
MOODY ALDRICH PARTNERS LLC
|
13F-HR
|
|
|
Tampa Bay Growth Fund 2 LLC
|
D
|
|
|
Pegasus Digital Mobility Acquisition Corp.
|
SC 13G
|
|
|
Radcliffe Capital Management, L.P.
|
SC 13G
|
|
|
WELCH & FORBES LLC
|
13F-HR
|
|
|
Worth Financial Advisory Group, LLC
|
13F-HR
|
|
|
McCollum Christoferson Group LLC
|
13F-HR
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
N-CSRS
|
|
|
WESPAC Advisors, LLC
|
13F-HR
|
|
|
Lion Street Advisors, LLC
|
13F-HR
|
|
|
USCA All Terrain Fund
|
POS AMI
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
ACELRX PHARMACEUTICALS INC
|
D
|
Financial Statements
|
|
NATIONAL INSTRUMENTS CORP
|
10-Q
|
Financial Statements
|
|
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
N-CSRS
|
Financial Statements
|
|
Sterling Financial Planning, Inc.
|
13F-HR
|
|
|
Sicart Associates LLC
|
13F-HR
|
|
|
Citigroup Commercial Mortgage Trust 2016-P3
|
10-D
|
|
|
LUSK JAMES S
|
144
|
|
|
Oblong, Inc.
|
144
|
|
|
Unison Advisors LLC
|
13F-HR
|
|
|
LMP CAPITAL & INCOME FUND INC.
|
N-CSRS
|
|
|
Papp Investment Trust
|
N-CSRS
|
|
|
Elwood & Goetz Wealth Advisory Group, LLC
|
13F-HR
|
|
|
SeaBridge Investment Advisors LLC
|
13F-HR
|
|
|
BRISTOL JOHN W & CO INC /NY/
|
13F-HR
|
|
|
LWS Wealth Advisors, Inc.
|
13F-HR
|
|
|
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
|
13F-HR
|
|
|
Paratek Pharmaceuticals, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
SMITH A O CORP
|
10-Q
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-C3
|
10-D
|
|
|
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
N-CSRS
|
Financial Statements
|
|
Sharper & Granite LLC
|
13F-HR
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C31
|
10-D
|
|
|
Dolphin Entertainment, Inc.
|
DEL AM
|
Financial Statements
|
