SEC Filings


2121
  
Company Name Form Type SEC Filings
AmeriCredit Automobile Receivables Trust 2022-2 ABS-EE
CFCRE 2016-C3 Mortgage Trust 10-D
PARAGON SEPARATE ACCOUNT B 497
PetVivo Holdings, Inc. 8-K
RIVERVIEW BANCORP INC DEF 14A Financial Statements
AmeriCredit Automobile Receivables Trust 2022-1 ABS-EE
Maahk Holdings L.L.C. D
PRE-IPO ADVANTAGE QUALIFIED FUND, LLC D/A
AmeriCredit Automobile Receivables Trust 2021-3 ABS-EE
AmeriCredit Automobile Receivables Trust 2021-2 ABS-EE
PRE-IPO ADVANTAGE FUND II, LLC D/A
AmeriCredit Automobile Receivables Trust 2021-1 ABS-EE
Strategic Pathway Trust D
Prime Number Holding Ltd F-4/A
AmeriCredit Automobile Receivables Trust 2020-3 ABS-EE
TAIWAN FUND INC NPORT-P
AmeriCredit Automobile Receivables Trust 2020-2 ABS-EE
AmeriCredit Automobile Receivables Trust 2020-1 ABS-EE
UNIQUE WEALTH, LLC 13F-HR
AmeriCredit Automobile Receivables Trust 2019-3 ABS-EE
AmeriCredit Automobile Receivables Trust 2019-2 ABS-EE
AmeriCredit Automobile Receivables Trust 2019-1 ABS-EE
Clean Energy Technologies, Inc. 8-K Financial Statements
SAN JUAN BASIN ROYALTY TRUST 8-K
MainStay CBRE Global Infrastructure Megatrends Term Fund DEF 14A
ANGLOGOLD ASHANTI LTD 6-K Financial Statements
SUMMIT PARTNERS L P 13F-HR
Fitell Corp F-1/A
MainStay MacKay DefinedTerm Municipal Opportunities Fund DEF 14A
Ford Credit Auto Owner Trust 2023-B 10-D
Ford Credit Auto Owner Trust 2023-A 10-D
Ford Credit Auto Owner Trust 2022-D 10-D
Clear Harbor Asset Management, LLC 13F-HR
BC2 Capital GP Fund LP D/A
Ford Credit Auto Owner Trust 2022-C 10-D
CUBAN MARK 4
READING INTERNATIONAL INC 4 Financial Statements
INVESTX SERIES D/A
Ford Credit Auto Owner Trust 2022-B 10-D
Columbia ETF Trust I 40-17G
Columbia Seligman Premium Technology Growth Fund, Inc. 40-17G
Columbia ETF Trust II 40-17G
Columbia Funds Variable Series Trust II 40-17G
Columbia Funds Series Trust II 40-17G
COLUMBIA FUNDS SERIES TRUST 40-17G
COLUMBIA FUNDS VARIABLE INSURANCE TRUST 40-17G
COLUMBIA FUNDS SERIES TRUST I 40-17G
TRI-CONTINENTAL CORP 40-17G Financial Statements
Busey Wealth Management 13F-HR
Ford Credit Auto Owner Trust 2022-A 10-D
HMN FINANCIAL INC 8-K Financial Statements
BNY Mellon Opportunistic Municipal Securities Fund 24F-2NT
Federated Hermes ETF Trust 24F-2NT
MUTUAL OF AMERICA INVESTMENT CORP N-PX
SIERRA BANCORP 8-K Financial Statements
Ford Credit Auto Owner Trust 2021-A 10-D
Erlinger Joseph M. 144
MCDONALDS CORP 144 Financial Statements
INVESTX SERIES D/A
Ford Credit Auto Owner Trust 2020-C 10-D
Mutual of America Variable Insurance Portfolios, Inc. N-PX
Ford Credit Auto Owner Trust 2020-B 10-D
Golub Capital BDC 4, Inc. 8-K
PSI Advisors, LLC 13F-HR
Global Assets Advisory, LLC 13F-HR
Ford Credit Auto Owner Trust 2020-A 10-D
Securis Opportunities Fund D/A
Northern Lights Fund Trust 24F-2NT
Ford Credit Auto Owner Trust 2019-C 10-D
InvestX Series D/A
Corundum Group, Inc. 13F-HR
Nationwide PPVUL Separate Account 7 D/A
PACIFIC LIFE INSURANCE CO D/A
Jessup Wealth Management, Inc 13F-HR
LEE JOHNSON CAPITAL MANAGEMENT, LLC 13F-HR
Kovack Advisors, Inc. 13F-HR
Haye Edward J. 4
FIRST OF LONG ISLAND CORP 4 Financial Statements
Mainsail Financial Group, LLC 13F-HR
SIGMA INVESTMENT COUNSELORS INC 13F-HR
Northern Financial Advisors Inc 13F-HR
2020 VENTURES LTD D/A
GenTrust, LLC 13F-HR
Segment Wealth Management, LLC 13F-HR
Ford Credit Auto Lease Trust 2023-A 10-D
DEUTSCHE DWS ASSET ALLOCATION TRUST NPORT-P
DEUTSCHE DWS MUNICIPAL TRUST NPORT-P
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC. NPORT-P
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES NPORT-P
DEUTSCHE DWS TAX FREE TRUST NPORT-P
DEUTSCHE DWS INVESTMENT TRUST NPORT-P
DEUTSCHE DWS PORTFOLIO TRUST NPORT-P
DWS STRATEGIC MUNICIPAL INCOME TRUST NPORT-P
DWS MUNICIPAL INCOME TRUST NPORT-P
DEUTSCHE DWS INTERNATIONAL FUND, INC. NPORT-P
DEUTSCHE DWS SECURITIES TRUST NPORT-P
E&G Advisors, LP 13F-HR
MBA Advisors LLC 13F-HR
DUDLEY & SHANLEY, INC. 13F-HR
Brown Financial Advisory 13F-HR
Intercontinental Wealth Advisors, LLC 13F-HR
Nationwide PPVUL Separate Account - AC1 D/A
Ford Credit Auto Lease Trust 2022-A 10-D
Johnson Bixby & Associates, LLC 13F-HR
K.J. Harrison & Partners Inc 13F-HR
Blue Owl Real Estate Net Lease Trust 8-K
Walkner Condon Financial Advisors LLC 13F-HR
Aldine Capital Fund IV, L.P. D/A
Terra Nova Asset Management LLC 13F-HR
Centurion Wealth Management LLC 13F-HR
RHS Financial, LLC 13F-HR
FIRST TRUST EXCHANGE-TRADED FUND VIII CERT
RBA Wealth Management, LLC 13F-HR
RCS Financial Planning, LLC 13F-HR
Columbus Macro, LLC 13F-HR
Levy Wealth Management Group, LLC 13F-HR
Knickerbocker Capital, LP D/A
Ford Credit Auto Lease Trust 2021-B 10-D
Advisors Preferred, LLC APP WD
Advisors Preferred Trust APP WD
Austin Private Wealth, LLC 13F-HR
James Hardie Industries plc 6-K Financial Statements
INCOME RESEARCH & MANAGEMENT 13F-HR
Cypress Wealth Services, LLC 13F-HR
CONNING INC. 13F-HR
PEAVINE CAPITAL, LLC 13F-HR
Tempus Wealth Planning, LLC 13F-HR
Stock Dividend Fund, Inc. NPORT-P
DURECT CORP 424B5 Financial Statements
Nationwide PPVUL Separate Account - 5 D/A
JPMorgan Chase Financial Co. LLC 424B3
JPMORGAN CHASE & CO 424B3 Financial Statements
Masterworks 151, LLC 1-U
Franklin, Parlapiano, Turner & Welch, LLC 13F-HR
Coincheck Group B.V. 425
Thunder Bridge Capital Partners IV, Inc. 425
ACME UNITED CORP 8-K Financial Statements
Marcho Partners Long Feeder Fund D/A
VanEck ETF Trust 485APOS
Nuclear Fuels Inc. D
HS Investments V F L.P. D
Jackson Credit Opportunities Fund N-2
Nationwide PPVUL Separate Account - 4 D/A
Long/Short Opportunities Offshore LP D/A
XPENG INC. 6-K Financial Statements
BCEC - Port Holdings D/A
Notman Tali 144/A
JFrog Ltd 144/A
ETF Opportunities Trust 485BXT
AmeriCrew Inc. PRE 14C
SMITH & NEPHEW PLC 6-K Financial Statements
UBS AG 424B2
AGNC Investment Corp. 8-K Financial Statements
Newbridge Financial Services Group, Inc. 13F-HR
Nationwide PPVUL Separate Account - 3 D/A
14 @ 375 El Paso Investors, LLC D
Proximity CB, LLC D
Graypoint LLC 13F-HR
Voila Afrique LLC C/A
Stock Dividend Fund, Inc. N-PX
ASAHI LIFE ASSET MANAGEMENT CO., LTD. 13F-HR
Earlyworks Co., Ltd. 8-A12B
Hamilton Lane Private Assets Fund 486BXT
Jackson Credit Opportunities Fund N-8A
Stock Dividend Fund, Inc. N-CSRS
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. N-8F
CVI Investments, Inc. SC 13G
Galmed Pharmaceuticals Ltd. SC 13G Financial Statements
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. N-8F
BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. N-8F
DIVERSIFIED HEALTHCARE TRUST DEFM14A
Everglades Value Fund, LP D/A
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND N-8F
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST N-8F
Claymore Capital Partners Fund 1-A, L.P. D/A
BLACKROCK STRATEGIC MUNICIPAL TRUST N-8F
OFFICE PROPERTIES INCOME TRUST 424B3
BNY Mellon Advantage Funds, Inc. 497
Catelani Michael 4
Anixa Biosciences Inc 4 Financial Statements
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II N-8F
FRESHFORD FUND, LTD. D/A
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST N-8F
BNY Mellon Investment Funds I 497
Long/Short Opportunities Onshore LP D/A
BNY MELLON VARIABLE INVESTMENT FUND 497
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND N-8F
FIRST FINANCIAL BANKSHARES INC 8-K Financial Statements
Treasure Coast Financial Planning 13F-HR
BNY MELLON FUNDS TRUST 497
FRESHFORD PARTNERS, LP D/A
BLACKROCK MUNIYIELD INVESTMENT FUND N-8F
BNY Mellon Large Cap Securities Fund, Inc. 497
Millburn Ridgefield Corp 13F-HR
BLACKROCK MUNIYIELD ARIZONA FUND, INC. N-8F
Wamp Zach Paul 4
PERMA FIX ENVIRONMENTAL SERVICES INC 4 Financial Statements
BNY MELLON RESEARCH GROWTH FUND, INC. 497
Duggan Kerry C 4
REEDER JOE 4
Grumski Joseph Timothy 4
Bostick Thomas 4
Shelton Larry 4
ZWECKER MARK A 4
Lasov Matt 3
Blue Ocean Acquisition Corp 3
BNY Mellon Investment Funds VI 497
LAKELAND FINANCIAL CORP 8-K Financial Statements
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
Nationwide Private Placement Variable Account - E D/A
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. N-8F
WestEnd Advisors, LLC 13F-HR
BLACKROCK MUNIHOLDINGS FUND II, INC. N-8F
BLACKROCK MUNIENHANCED FUND, INC. N-8F
VCI Global Ltd 6-K
Claymore Capital Partners Fund 1, L.P. D/A
Ultimus Managers Trust 497
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST N-8F
BLACKROCK MUNICIPAL BOND TRUST N-8F
Nilsine Partners, LLC 13F-HR
BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST N-8F
Nationwide PPVUL Separate Account - 6 D/A
BLACKROCK MARYLAND MUNICIPAL BOND TRUST N-8F
CMF West & Central US IV, LLC D
Altis Enhanced Macro Inc Cell D
Yum China Holdings, Inc. 3 Financial Statements
HOFFMANN DAVID L 3
Tudor Global Investment Fund US L.P. D/A
JUNIATA VALLEY FINANCIAL CORP 8-K
STEEL DYNAMICS INC 8-K Financial Statements
Chang Robert 144
Newegg Commerce, Inc. 144
STANPHYL CAPITAL PARTNERS LP D/A
Tudor Global Fund L.P. D/A
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT D/A
Cephei Capital Management 13F-HR
RedHill Biopharma Ltd. 6-K Financial Statements
MCDANIEL TERRY & CO 13F-HR
Catalyst Bancorp, Inc. 8-K
PIMCO Energy & Tactical Credit Opportunities Fund 4
Weinstein Boaz 4
Saba Capital Management, L.P. 4
CHEMUNG CANAL TRUST CO 13F-HR
EATON VANCE NEW YORK MUNICIPAL BOND FUND 4
Advisors Disciplined Trust 2180 487
AMERISERV FINANCIAL INC /PA/ 8-K Financial Statements
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND 4 Financial Statements
SciAps Inc D/A
ClearBridge MLP & Midstream Fund Inc. 4
SONO TEK CORP ARS
ClearBridge MLP & Midstream Total Return Fund Inc. 4
Mercedes-Benz Auto Receivables Trust 2022-1 ABS-EE
Mercedes-Benz Retail Receivables LLC ABS-EE
Mercedes-Benz Auto Receivables Trust 2023-1 ABS-EE
FS Energy & Power Fund 8-K
Mercedes-Benz Auto Receivables Trust 2021-1 ABS-EE
THOMPSON JAMES K 4
HUNT J B TRANSPORT SERVICES INC 4 Financial Statements
Mercedes-Benz Auto Receivables Trust 2020-1 ABS-EE
AUTOLIV INC 10-Q Financial Statements
Southern States Bancshares, Inc. 8-K Financial Statements
315 E McKinley LLC D
GENMAB A/S 6-K Financial Statements
CALVERT WORLD VALUES FUND INC 497K
SLM Student Loan Trust 2005-7 8-K
SLM Student Loan Trust 2006-5 8-K
CALVERT WORLD VALUES FUND INC 497
JOHNSON MUTUAL FUNDS TRUST 497AD
N4XT Experiences inc D
Vista Outdoor Inc. DEFA14A Financial Statements
IMMUCELL CORP /DE/ 8-K Financial Statements
CPS TECHNOLOGIES CORP/DE/ 8-K Financial Statements
VANGUARD INSTITUTIONAL INDEX FUNDS 485APOS
TOMPKINS FINANCIAL CORP 8-K Financial Statements
Mercedes-Benz Auto Lease Trust 2021-A ABS-EE
Mercedes-Benz Trust Leasing LLC ABS-EE
Mercedes-Benz Auto Lease Trust 2021-B ABS-EE
Mercedes-Benz Auto Lease Trust 2023-A ABS-EE
Vista Outdoor Inc. 8-K Financial Statements
Mercedes-Benz Auto Receivables Trust 2019-1 ABS-EE
Evoke Pharma Inc 8-K Financial Statements
Vanguard Montgomery Funds 485APOS
VANGUARD BOND INDEX FUNDS 485APOS
VANGUARD TAX-MANAGED FUNDS 485APOS
National Community Investment Fund SC 13G
CARVER BANCORP INC SC 13G Financial Statements
Mountain Crest Acquisition Corp. V 8-K
Grant Sharyn I 3
Summit Healthcare REIT, Inc 3
VANGUARD VALLEY FORGE FUNDS 485APOS
ESH Acquisition Corp. 8-K
ADVANCED DRAINAGE SYSTEMS, INC. 8-K Financial Statements
TREASURE GLOBAL INC 8-K Financial Statements
Corbin Multi-Strategy Fund, LLC N-8F
John Hancock Exchange-Traded Fund Trust 485APOS
Chenghe Acquisition Co. DEFA14A
Chenghe Acquisition Co. 425
Bitcoin Depot Inc. 8-K
Chenghe Acquisition Co. 8-K