| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FOXO TECHNOLOGIES INC.
|
4
|
|
|
Dowling Vincent J. Jr
|
4
|
|
|
VINES TIMOTHY
|
4
|
|
|
REGIONS FINANCIAL CORP
|
4
|
Financial Statements
|
|
STYSLINGER LEE J III
|
4
|
|
|
MCCRARY CHARLES D
|
4
|
|
|
MARSHALL RUTH ANN
|
4
|
|
|
Hill J Thomas
|
4
|
|
|
Crosswhite Mark A.
|
4
|
|
|
Curious Endeavors III LP
|
D/A
|
|
|
Molecular Templates, Inc.
|
SC 13G
|
Financial Statements
|
|
ADAGE CAPITAL PARTNERS GP, L.L.C.
|
SC 13G
|
|
|
FITT LAWTON W
|
4
|
|
|
AG13 Funding LLC
|
D/A
|
|
|
SAXE TIMOTHY
|
4
|
|
|
Fortis Group Advisors, LLC
|
13F-HR
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-CSR/A
|
|
|
FARAH ROGER N
|
4
|
|
|
ETHEMA HEALTH Corp
|
8-K
|
|
|
Arcus Capital Partners, LLC
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Moriarty John B
|
144
|
|
|
Schaeffer Stephanie L
|
4
|
|
|
PAYCHEX INC
|
4
|
Financial Statements
|
|
RIVERA EFRAIN
|
4
|
|
|
DAVIS CHARLES A
|
4
|
|
|
Gibson John B
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Gioja Michael E
|
4
|
|
|
TOBEN DOREEN A
|
144
|
|
|
NEW YORK TIMES CO
|
144
|
Financial Statements
|
|
Saunders-McClendon Karen E.
|
4
|
|
|
Innovation1 Biotech Inc.
|
NT 10-Q
|
|
|
Roaldsen Elizabeth
|
4
|
|
|
Microbot Medical Inc.
|
424B3
|
Financial Statements
|
|
Airbnb, Inc.
|
144/A
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
144/A
|
|
|
AGGIA FZ LLC
|
4
|
|
|
Muscle Maker, Inc.
|
4
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Clutch Technologies Inc.
|
D
|
|
|
MAYPORT, LLC
|
13F-HR
|
|
|
Nuveen Churchill Direct Lending Corp.
|
4
|
|
|
KIRCHHEIMER DAVID M
|
4
|
|
|
FundVantage Trust
|
24F-2NT
|
|
|
Craig Pamela J.
|
4
|
|
|
Touchstone ETF Trust
|
497
|
|
|
Solo Brands, Inc.
|
8-K
|
Financial Statements
|
|
Silverleafe Capital Partners, LLC
|
13F-HR
|
|
|
POINT CLEAR CAPITAL PARTNERS, L.P.
|
D/A
|
|
|
Grown Rogue International Inc.
|
D
|
|
|
Blackhawk Capital Partners LLC.
|
13F-HR
|
|
|
Bleser Philip
|
4
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
N-30B-2
|
|
|
YIELD10 BIOSCIENCE, INC.
|
424B3
|
Financial Statements
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
N-30B-2
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
N-30B-2
|
|
|
FSR Wealth Management Ltd.
|
13F-NT
|
|
|
PAX Financial Group, LLC
|
13F-HR
|
|
|
Stewart Niccole
|
4
|
|
|
Four Corners Property Trust, Inc.
|
4
|
|
|
Scott Stuart Lockard
|
4
|
|
|
KENNETH, JEROME & CO.,INC.
|
X-17A-5
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
Hobbs Nicholas
|
4
|
|
|
Simpson Shelley
|
4
|
|
|
Brat James L
|
4
|
|
|
IFG Advisors, LLC
|
13F-HR
|
|
|
Sauerland John P
|
4
|
|
|
Jensen Claus Torp
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Hsing Michael
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
Morgan Gerald R
|
4
|
|
|
W&GP Fund 1 LLC
|
D
|
|
|
Lenehan William H
|
4
|
|
|
LITTLE HOUSE CAPITAL LLC
|
13F-HR
|
|
|
Vichness Shaul
|
4
|
|
|
Jesuele Barbara Angelica Faylona
|
4
|
|
|
Tennican Elizabeth
|
4
|
|
|
Quigg Andrew J
|
4
|
|
|
Benchmark 2023-B39 Mortgage Trust
|
424B2
|
|
|
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
|
424B2
|
|
|
Steele Toni S
|
4
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
CAPITAL ADVISORS INC/OK
|
13F-HR
|
|
|
Jemley Charles
|
4
|
|
|
ACME ATRONOMATIC INC
|
C
|
|
|
Niederst Lori A
|
4
|
|
|
BLEGEN THEODORE
|
144
|
|
|
Allspring Global Investments Holdings, LLC
|
13F-HR
|
|
|
Ogilvie Marran H.
|
4
|
|
|
Mody Sital K
|
4
|
|
|
KINDER MORGAN, INC.
|
4
|
Financial Statements
|
|
Tilt Investment Management Holdings, PBC
|
13F-HR
|
|
|
HANSEN DOUGLAS B
|
4
|
|
|
Allspring Funds Management, LLC
|
13F-NT
|
|
|
Kowal Investment Group, LLC
|
13F-HR
|
|
|
Murphy John Jo
|
4
|
|
|
Bill Few Associates, Inc.
|
13F-HR
|
|
|
MOODY JOHN S
|
4
|
|
|
Allspring Global Investments, LLC
|
13F-NT
|
|
|
Skeena Resources Ltd
|
6-K
|
|
|
FRANKLIN TAX FREE TRUST
|
NPORT-P
|
|
|
TEMPLETON FUNDS
|
NPORT-P
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
NPORT-P
|
|
|
FRANKLIN STRATEGIC SERIES
|
NPORT-P
|
|
|
Franklin California Tax Free Income Fund
|
NPORT-P
|
|
|
TEMPLETON CHINA WORLD FUND
|
NPORT-P
|
|
|
FRANKLIN NEW YORK TAX FREE INCOME FUND
|
NPORT-P
|
|
|
FRANKLIN MUNICIPAL SECURITIES TRUST
|
NPORT-P
|
|
|
TEMPLETON GLOBAL SMALLER COMPANIES FUND
|
NPORT-P
|
|
|
FRANKLIN UNIVERSAL TRUST
|
NPORT-P
|
|
|
TEMPLETON EMERGING MARKETS FUND
|
NPORT-P
|
|
|
TEMPLETON GROWTH FUND INC
|
NPORT-P
|
|
|
Trash Butler, LLC
|
D
|
|
|
Mascaro Daniel P
|
4
|
|
|
Evogene Ltd.
|
424B5
|
Financial Statements
|
|
Abaxx Technologies Inc.
|
CERT
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Serve Robotics II, A Series of Republic Deal Room Master Fund, LP
|
D
|
|
|
PishPosh, Inc.
|
POS AM
|
|
|
SOLOMOMO Corp
|
D
|
|
|
PX Venture
|
D
|
|
|
Marshall Mariann Wojtkun
|
4
|
|
|
Handley Melissa
|
3
|
|
|
LNPR GROUP INC.
|
3
|
|
|
Adkins Stephanie
|
4/A
|
|
|
Princeton Bancorp, Inc.
|
4/A
|
Financial Statements
|
|
HOME FEDERAL BANK OF TENNESSEE
|
13F-HR
|
|
|
Mac Marco Michele LLC
|
D
|
|
|
Aleph Group, Inc
|
RW
|
|
|
Williams Terrance
|
4
|
|
|
Encompass Health Corp
|
4
|
Financial Statements
|
|
SCHLICHTING NANCY M
|
4
|
|
|
Leith Wheeler Investment Counsel Ltd.
|
13F-HR
|
|
|
Cutler Group LLC / CA
|
13F-HR
|
|
|
O'Connor Kevin J.
|
4
|
|
|
Alterity Financial Group, LLC
|
13F-HR
|
|
|
EIC OPPORTUNITY FUND I, LP
|
D
|
|
|
WD RUTHERFORD LLC
|
13F-HR
|
|
|
Maryland Patricia Anne
|
4
|
|
|
LAKE STREET FINANCIAL LLC
|
13F-HR
|
|
|
Ackley David
|
4
|
|
|
CAMDEN NATIONAL CORP
|
4
|
Financial Statements
|
|
BRACEY VERNON L
|
4
|
|
|
YORK WATER CO
|
4
|
Financial Statements
|
|
KATZ LESLYE G
|
4
|
|
|
Riverstick Resources Corp.
|
D
|
|
|
Kent Remi
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
HERMAN JOAN E
|
4
|
|
|
FSC Wealth Advisors, LLC
|
13F-HR
|
|
|
Exeter Automobile Receivables Trust 2021-1
|
8-K
|
|
|
EFCAR, LLC
|
8-K
|
|
|
Brennan Karen G
|
4
|
|
|
JONES LANG LASALLE INC
|
4
|
Financial Statements
|
|
CORRELL DONALD L
|
4
|
|
|
CARMICHAEL GREG D
|
4
|
|
|
Griffith Susan Patricia
|
4
|
|
|
Reidy Christopher R
|
4
|
|
|
Brookwood Fenton Investments LLC
|
1-A/A
|
|
|
Chiaruttini Alexandra C
|
4
|
|
|
CHIDSEY JOHN
|
4
|
|
|
Zero Coupon UT Office DST
|
D/A
|
|
|
Hunter Perkins Capital Management, LLC
|
13F-HR
|
|
|
Investments & Financial Planning, LLC
|
13F-HR
|
|
|
PLANNING ALTERNATIVES LTD /ADV
|
13F-HR
|
|
|
MUTUAL OF AMERICA INVESTMENT CORP
|
497
|
|
|
Greenbacker Renewable Energy Co LLC
|
8-K
|
|
|
BROYHILL MARKHAM HUNT
|
4
|
|
|
BMC FUND INC
|
4
|
|
|
KNAUSS ROBERT L
|
4
|
|
|
EQUUS TOTAL RETURN, INC.
|
4
|
Financial Statements
|
|
VIVIC CORP.
|
8-K
|
|
|
Clawson William L. II
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
HILTON MICHAEL W
|
4
|
|
|
BMW Vehicle Owner Trust 2023-A
|
8-K
|
|
|
BMW FS SECURITIES LLC
|
8-K
|
|
|
SMITHBRIDGE ASSET MANAGEMENT INC/DE
|
13F-HR
|
|
|
LO-0626 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Advisors Disciplined Trust 2177
|
497J
|
|
|
FS Energy & Power Fund
|
8-K
|
|
|
FRENCH CHRISTOPHER E
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Callahan Patrick K
|
4
|
|
|
Kumar Krishna
|
4
|
|
|
AKUMIN INC.
|
4
|
|
|
Colon Natalee
|
4
|
|
|
AU-0209 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
116 Upstream Energy Fund VI, LP
|
D
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Benchmark 2023-B39 Mortgage Trust
|
ABS-EE/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
|
ABS-EE/A
|
|
|
Witt Marshall
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
Draganfly Inc.
|
6-K
|
|
|
Broz Steven
|
4
|
|
|
William Blair: Non-US Equity LLC
|
D/A
|
|
|
Investment Managers Series Trust II
|
DEF 14C
|
|
|
Hand Joseph Thomas
|
4
|
|
|
AB CAP FUND, INC.
|
497
|
|
|
ENZO BIOCHEM INC
|
S-3/A
|
Financial Statements
|
|
FT 10832
|
487
|
|
|
Cool Cat Beverages Inc
|
C/A
|
|
|
Aptitude Partners
|
D/A
|
|
|
DROMS STRAUSS ADVISORS INC /MO/ /ADV
|
13F-HR
|
|
|
Bauer Jonathan S.
|
4
|
|
|
Aptitude Partners
|
D/A
|
|
|
Teucrium Commodity Trust
|
424B3
|
|
|
Robinson Scott L
|
4
|
|
|
DIRTT ENVIRONMENTAL SOLUTIONS LTD
|
4
|
|
|
Mitchell Cory
|
4
|
|
|
Bailo Karen
|
4
|
|
|
Edwards Douglas A
|
4
|
|
|
Benchmark 2023-V3 Mortgage Trust
|
FWP
|
|
|
GS MORTGAGE SECURITIES CORP II
|
FWP
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Aptitude Alternative Equity LP
|
D/A
|
|
|
Sanders Kenneth D
|
4
|
|
|
010 - Series of IPOSharks Venture Master Fund, LLC
|
D
|
|
|
Noll Shaun
|
4
|
|
|
Ryan Scott C
|
4
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
BBH Trust
|
497
|
|
|
Liberty Media Corp
|
POS EX
|
Financial Statements
|
|
English Aron R.
|
4
|
|
|
Pinnacle Financial Group, LLC / IL
|
13F-HR
|
|
|
FINANCIAL LIFE ADVISORS
|
13F-HR
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Atlanta Braves Holdings, Inc.
|
POS EX
|
|
|
Advisors Disciplined Trust 2178
|
487
|
|
|
LandX Midland Partners, LLC
|
D
|
|
|
RETIREMENT FINANCIAL SOLUTIONS, LLC
|
13F-HR
|
|
|
NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE LP
|
D/A
|
|
|
Masterworks Vault 2, LLC
|
1-A POS
|
|
|
Llorens Josep
|
144
|
|
|
HAEMONETICS CORP
|
144
|
Financial Statements
|
|
Wellington: NON-US EQUITY LLC
|
D/A
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
8-K
|
Financial Statements
|
|
Plunk Lonnie Allen
|
3
|
|
|
Mitesco, Inc.
|
3
|
|
|
CKW FINANCIAL GROUP
|
13F-HR
|
|
|
Aptitude Alternative Equity Ltd
|
D/A
|
|
|
GameSquare Holdings, Inc.
|
6-K
|
|
|
DeMont Ross D
|
4
|
|
|
SAFEGUARD SCIENTIFICS INC
|
4
|
Financial Statements
|
|
PROSPERX, LLC
|
D
|
|
|
AIM SECTOR FUNDS
|
24F-2NT
|
|
|
Virtue Capital Management, LLC
|
13F-HR
|
|
|
Lord Abbett Special Situations Income Fund
|
4
|
|
|
Posner Kearney
|
4
|
|
|
Carebot Health, Inc.
|
D
|
|
|
Oscar Wilde Spirits, Inc.
|
D/A
|
|
|
Murphy Genefa
|
4
|
|
|
Udemy, Inc.
|
4
|
Financial Statements
|
|
Murphy Genefa
|
3
|
|
|
Udemy, Inc.
|
3
|
Financial Statements
|
|
REAVES UTILITY INCOME FUND
|
40-17G
|
|
|
Tolis Investment Strategies Ltd.
|
D/A
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
Burt Wealth Advisors
|
13F-HR
|
|
|
VILLERE ST DENIS J & CO LLC
|
13F-HR
|
|
|
Trio Net Lease I, LP
|
D/A
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Tolis Investment Strategies LLC
|
D/A
|
|
|
Michelson Beth
|
4
|
|
|
Hanson & Doremus Investment Management
|
13F-HR
|
|
|
WP Trust
|
40-17G
|
|
|
Howley W Nicholas
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
Glass Russell D
|
4
|
|
|
Palmer Square Opportunistic Income Fund
|
N-23C3A
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
TRANSHARE Corp
|
TA-2/A
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
497K
|
|
|
FT 10843
|
487
|
|
|
FT 10844
|
487
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
497
|
|
|
igniteXL-Oros, LLC
|
D
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
CORA CAPITAL ADVISORS LLC
|
13F-HR
|
|
|
AIM INVESTMENT FUNDS
|
497K
|
|
|
Capital Group Fixed Income ETF Trust
|
485BXT
|
|
|
CAZ Diversified Private Investments Class A Fund, L.P.
|
D
|
|
|
AIM INVESTMENT FUNDS
|
497
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497K
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Future Financial Wealth Managment LLC
|
13F-HR
|
|
