| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Carlyle Lotus Coinvestment, L.P.
|
D
|
|
|
EVERENCE CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Diversified Alternative Income Fund LP
|
D
|
|
|
Azalea Growth Partners, LLC
|
D
|
|
|
SmartTrust 619
|
497J
|
|
|
Balaji Rolling Fund, LP - A3
|
D
|
|
|
MAGNA INTERNATIONAL INC
|
11-K
|
Financial Statements
|
|
MedTel.com Inc.
|
D
|
|
|
EA Series Trust
|
485BXT
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
SmartTrust 618
|
497J
|
|
|
RO-0328 Fund I, a series of HENRY Collective Ventures, LP
|
D
|
|
|
RO-0328 Fund I AL Vehicle, a series of HENRY Collective Ventures, LP
|
D
|
|
|
Barker Partnership Fund
|
D/A
|
|
|
Arch Systems Inc.
|
D
|
|
|
AKANDA CORP.
|
S-8
|
Financial Statements
|
|
AGCO FINANCE LLC
|
ABS-15G
|
|
|
GlobalTech Corp
|
10-K/A
|
|
|
Tully Edel
|
4
|
|
|
INTERNATIONAL TOWER HILL MINES LTD
|
4
|
Financial Statements
|
|
Principal Real Estate Open-End Debt Fund, L.P.
|
D
|
|
|
CREDITRISKMONITOR COM INC
|
8-K
|
|
|
Reliant Investment Management, LLC
|
13F-HR
|
|
|
Barker Partnership L.P.
|
D/A
|
|
|
Angel Acceleration Master Fund, LP - A4
|
D
|
|
|
Stirling Square Capital Partners Fifth Fund A SCSp
|
D/A
|
|
|
MineTeck LLC
|
D
|
|
|
NORCROSS GEORGE E III
|
DFAN14A
|
|
|
REPUBLIC FIRST BANCORP INC
|
DFAN14A
|
Financial Statements
|
|
VARSITY HEALTHCARE PARTNERS IV-A, LP
|
D/A
|
|
|
Sandbox Financial Partners, LLC
|
13F-HR
|
|
|
Westside Investment Management, Inc.
|
13F-HR
|
|
|
VARSITY HEALTHCARE PARTNERS IV, LP
|
D/A
|
|
|
AdvisorNet Financial, Inc
|
13F-HR
|
|
|
Caro Holdings Inc.
|
8-K
|
|
|
FE-0518 Gaingels Fund III AL Vehicle, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
FE-0518 Gaingels Fund III, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
AG Asia Realty IV Co-Investment 1, L.P.
|
D/A
|
|
|
HARBOR INVESTMENT ADVISORY, LLC
|
13F-HR
|
|
|
Samson Rock Event Driven Fund Ltd
|
D/A
|
|
|
Maxwell Biosciences, Inc.
|
D
|
|
|
Putnam ETF Trust
|
N-CEN
|
|
|
gener8tor Fund VIII, LLC
|
D/A
|
|
|
Centerbridge Credit Partners Offshore, Ltd.
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
CRH America Finance, Inc.
|
F-3ASR
|
|
|
CRH AMERICA INC
|
F-3ASR
|
|
|
CRH PUBLIC LTD CO
|
F-3ASR
|
Financial Statements
|
|
Mallinckrodt plc
|
8-K
|
|
|
BCR Wealth Strategies, LLC
|
13F-HR
|
|
|
AB-0515 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
STEELCASE INC
|
8-K
|
Financial Statements
|
|
Llorca Jesus
|
144
|
|
|
SEACOR Marine Holdings Inc.
|
144
|
Financial Statements
|
|
PACK Private Wealth, LLC
|
13F-HR
|
|
|
Post Structured Credit Opportunities Offshore Fund, LP
|
D
|
|
|
FT 10926
|
S-6
|
|
|
LSEB Creative Corp.
|
10-K
|
|
|
Fusion Supernova Fund I, L.P.
|
D
|
|
|
BL-0503 Fund I, a series of MV Funds, LP
|
D
|
|
|
BL-0503 Fund I AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
BALDWIN BROTHERS LLC/MA
|
13F-HR
|
|
|
ACT WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
MUHLENKAMP & CO INC
|
13F-HR
|
|
|
FundVantage Trust
|
497
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Financial Connections Group, Inc.
|
13F-HR
|
|
|
ASH Digital v2, LP
|
D/A
|
|
|
IPG Monica Partners, LLC
|
D
|
|
|
JuneBrain Inc.
|
D
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
Kimby Series 004 LLC, a series of Kimby Series LLC
|
D
|
|
|
VE-0330 Fund I AL Vehicle, a series of Reinforced Ventures, LP
|
D/A
|
|
|
VE-0330 Fund I, a series of Reinforced Ventures, LP
|
D/A
|
|
|
Cherry Creek Investment Advisors, Inc.
|
13F-HR
|
|
|
Ferri Claudio
|
4
|
|
|
Kisses From Italy Inc.
|
4
|
|
|
Prospect Energy Holdings Corp.
|
S-1/A
|
|
|
Di Turi Michele
|
4
|
|
|
WAWILD Holdings, LLC
|
D
|
|
|
Bespoke Extracts, Inc.
|
10-Q
|
|
|
Warberg WF XI LP
|
D
|
|
|
RTW Innovation Onshore Fund LP
|
D/A
|
|
|
LegitDude21 LLC
|
C
|
|
|
Entreprises Nolk Inc.
|
D
|
|
|
Cheng Chi Fung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
424B5
|
|
|
RTW ONSHORE FUND ONE, LP
|
D/A
|
|
|
ERICSSON LM TELEPHONE CO
|
6-K
|
Financial Statements
|
|
Healthcare Triangle, Inc.
|
8-K
|
Financial Statements
|
|
Focus Financial Partners Inc.
|
8-K
|
Financial Statements
|
|
KMG FIDUCIARY PARTNERS, LLC
|
13F-HR
|
|
|
Wellington Climate Market Neutral Fund, L.P.
|
D/A
|
|
|
Dawn Capital V SCSp
|
D/A
|
|
|
Furno Materials Inc.
|
D
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
ETF Series Solutions
|
497
|
|
|
ImCare Biotech, Inc.
|
D
|
|
|
Diversified Alternative Opportunity Fund LP
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2021-N4
|
10-D
|
|
|
RTW Innovation Offshore Fund Ltd
|
D/A
|
|
|
Carvana Auto Receivables Trust 2021-N3
|
10-D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2021-N2
|
10-D
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
Avion Wealth
|
13F-HR
|
|
|
Carvana Auto Receivables Trust 2021-N1
|
10-D
|
|
|
selfmade Studio, Inc.
|
C
|
|
|
JPMorgan Private Markets Fund
|
40-17G
|
|
|
Carvana Auto Receivables Trust 2022-P3
|
10-D
|
|
|
CENNTRO ELECTRIC GROUP Ltd
|
8-K
|
|
|
OCEANUS SECURITIES, LLC
|
X-17A-5
|
|
|
RTW OFFSHORE FUND ONE, LTD.
|
D/A
|
|
|
Carvana Auto Receivables Trust 2022-P2
|
10-D
|
|
|
DRIVE WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
Digital Transformation Opportunities Corp.
|
S-4/A
|
|
|
Carvana Auto Receivables Trust 2022-P1
|
10-D
|
|
|
Cwiklinski Kelley A
|
4
|
|
|
CITIZENS & NORTHERN CORP
|
4
|
Financial Statements
|
|
Odey Asset Management LLP
|
4
|
|
|
CADIZ INC
|
4
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2021-P4
|
10-D
|
|
|
WA-0531 Fund II, a series of DVC, LP
|
D
|
|
|
WA-0531 Fund II AL Vehicle, a series of DVC, LP
|
D
|
|
|
Cuadrilla Capital Fund I, L.P.
|
D/A
|
|
|
Carvana Auto Receivables Trust 2020-P1
|
10-D
|
|
|
Cook & Bynum Emerging Markets Ex China, LP
|
D/A
|
|
|
Carvana Auto Receivables Trust 2021-P3
|
10-D
|
|
|
Sun Drops, LLC
|
C/A
|
|
|
Carvana Auto Receivables Trust 2021-P2
|
10-D
|
|
|
KRS Capital Management, LLC
|
13F-HR
|
|
|
Carvana Auto Receivables Trust 2021-P1
|
10-D
|
|
|
HIGHWAY HOLDINGS LTD
|
6-K
|
Financial Statements
|
|
ADVISORS SERIES TRUST
|
DEF 14A
|
|
|
AMERICAN GROWTH FUND INC
|
N-PX
|
|
|
Mycotopia Therapies, Inc.
|
10-Q
|
|
|
Recall Capital Fund I LP
|
D
|
|
|
VOXX International Corp
|
8-K
|
Financial Statements
|
|
548 ENERGY SOLUTIONS, LLC
|
D
|
|
|
BitNile Metaverse, Inc.
|
10-K
|
|
|
SeaCrest Wealth Management, LLC
|
13F-HR
|
|
|
CULLEN FUNDS TRUST
|
40-17G
|
|
|
LifeSteps Financial, Inc.
|
13F-HR
|
|
|
MI-0627 Fund II, a series of Chris Golda Investments, LP
|
D
|
|
|
MI-0627 Fund II AL Vehicle, a series of Chris Golda Investments, LP
|
D
|
|
|
Lassarat Margaret Kash
|
4
|
|
|
ENGLOBAL CORP
|
4
|
Financial Statements
|
|
Lobel Automobile Receivables Funding, LLC
|
ABS-15G
|
|
|
STEPH & CO
|
13F-HR
|
|
|
Listed Funds Trust
|
N-CEN
|
|
|
Eagle's View Dedicated Fund, L.P.
|
D/A
|
|
|
FREYR Battery
|
8-K
|
|
|
4Thought Financial Group Inc.
|
13F-HR
|
|
|
3D-14 LLC
|
D
|
|
|
Super League Gaming, Inc.
|
8-K
|
Financial Statements
|
|
AR-0601 Fund I AL Vehicle, a series of Corp Capital AL SPV, LP
|
D
|
|
|
AR-0601 Fund I, a series of Corp Capital AL SPV, LP
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
DEF 14A
|
|
|
3EDGE Asset Management, LP
|
13F-HR
|
|
|
Ultimus Managers Trust
|
40-17G
|
|
|
Steelhead Composites, Inc.
|
D
|
|
|
PAE Ltd
|
D/A
|
|
|
TIDAL PETROLEUM INC
|
D
|
|
|
PATTEN & PATTEN INC/TN
|
13F-HR
|
|
|
Franklin Templeton Holdings Trust
|
FWP
|
|
|
Cheyne Capital Management
|
13F-HR
|
|
|
Adams Asset Advisors, LLC
|
13F-HR
|
|
|
Siguler Guff SBIC Fund II, LP
|
D
|
|
|
RE100 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
RJA Asset Management LLC
|
13F-HR
|
|
|
Voya Renewable Energy Infrastructure Debt Fund I
|
D/A
|
|
|
RGC RESOURCES INC
|
8-K
|
Financial Statements
|
|
CornerUp, Inc.
|
D
|
|
|
Applied Capital LLC
|
13F-HR
|
|
|
DEERE JOHN CAPITAL CORP
|
8-K
|
|
|
FT 10924
|
497J
|
|
|
Schmidtke Richard
|
4
|
|
|
Harbor Custom Development, Inc.
|
4
|
Financial Statements
|
|
FT 10857
|
497J
|
|
|
Fourthstone Offshore Opportunity Fund Ltd.
|
D/A
|
|
|
FT 10837
|
497J
|
|
|
Griffin Sterling
|
4
|
|
|
Fraser Road Capital LLC
|
D
|
|
|
ENZI WEALTH
|
13F-HR
|
|
|
FT 10836
|
497J
|
|
|
FT 10823
|
497J
|
|
|
PO-0615 Fund II, a series of Vectors Angel Funds, LP
|
D
|
|
|
Fourthstone Master Opportunity Fund Ltd.
|
D/A
|
|
|
PAINREFORM LTD.
|
424B5
|
|
|
Ghoshal Kaushik
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
CEL SCI CORP
|
8-K
|
Financial Statements
|
|
Candy Digital, Inc.
|
D
|
|
|
Students of Wealth, Inc.
|
D/A
|
|
|
Tidal Trust II
|
CERT
|
|
|
MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD.
|
D/A
|
|
|
Jewell Brent C
|
4
|
|
|
APOGEE ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
Fourthstone Small-Cap Financials Fund LP
|
D/A
|
|
|
Hollis Park Value Offshore Fund LP
|
D/A
|
|
|
MARBLEGATE SPECIAL OPPORTUNITIES FUND, L.P.
|
D/A
|
|
|
Sound Financial Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Fourthstone QP Opportunity Fund LP
|
D/A
|
|
|
Adolph Gerald S
|
144
|
|
|
CINTAS CORP
|
144
|
Financial Statements
|
|
MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P.
|
D/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
L Capital III LP
|
D/A
|
|
|
Astoria Portfolio Advisors LLC.
|
13F-HR
|
|
|
Farmers & Merchants Trust Co of Chambersburg PA
|
13F-HR
|
|
|
Emo Capital Corp.
|
1-A/A
|
|
|
PAINREFORM LTD.
|
6-K
|
|
|
Arvani Azita
|
4
|
|
|
Vuzix Corp
|
4
|
Financial Statements
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
Hollis Park Value Fund LP
|
D/A
|
|
|
NE55 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Aidium, Inc.
|
D/A
|
|
|
Roam Co LLC
|
D
|
|
|
BCM ADVISORS, LLC
|
13F-HR
|
|
|
WCM INVESTMENT MANAGEMENT, LLC
|
13F-HR
|
|
|
PO-0526 Fund II, a series of Climate Collective, LP
|
D
|
|
|
PO-0526 Fund II AL Vehicle, a series of Climate Collective, LP
|
D
|
|
|
Bublish Inc.
|
D
|
|
|
NC SLF Inc.
|
SC 13D/A
|
|
|
UAW Retiree Medical Benefits Trust
|
SC 13D/A
|
|
|
Capital Bancorp Inc
|
8-K
|
Financial Statements
|
|
GRAND SLAM CAPITAL PARTNERS LP
|
D/A
|
|
|
Fourthstone Opportunity Fund LP
|
D/A
|
|
|
van de Wiel Wesley
|
SC 13G
|
|
|
Worksport Ltd
|
SC 13G
|
|
|
Sara-Bay Financial
|
13F-HR
|
|
|
FT 10884
|
487
|
|
|
FT 10838
|
487
|
|
|
FT 10840
|
487
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
DEFA14A
|
|
|
BlackRock 2037 Municipal Target Term Trust
|
DEFA14A
|
|
|
Virtualitics, Inc.
|
D
|
|
|
FT 10841
|
487
|
|
|
FT 10839
|
487
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Fisker Inc./DE
|
8-K
|
|
|
Goldman Sachs ETF Trust
|
485APOS
|
|
|
Logos Global Offshore Fund Ltd.
|
D/A
|
|
|
COSKEY WILLIAM A
|
4
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
144
|
|
|
ADVENT CAPITAL MANAGEMENT /DE/
|
144
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
Buck Michele
|
144
|
|
|
HERSHEY CO
|
144
|
Financial Statements
|
|
TREX SOLAR, LLC
|
C
|
|
|
Copenhagen Infrastructure Growth Markets Fund II SCSp
|
D
|
|
|
HUBPAY INC.
|
D
|
|
|
Copenhagen Infrastructure Growth Markets Fund II Feeder SCSp
|
D
|
|
|
Brady Kim J.
|
144
|
|
|
Nikola Corp
|
144
|
Financial Statements
|
|
Smart Portfolios, LLC
|
13F-HR
|
|
|
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH
|
13F-HR
|
|
|
Palma Kevin M
|
4
|
|
|
Sorrells Christopher D.
|
4
|
|
|
ALPHA HEALTHCARE ACQUISITION CORP III
|
8-K
|
|
|
NORCROSS GEORGE E III
|
SC 13D/A
|
|
|
REPUBLIC FIRST BANCORP INC
|
SC 13D/A
|
Financial Statements
|
|
Richmond Hill Capital Partners, LP
|
D/A
|
|
|
Kirchner Lloyd G.
|
4
|
|
|
Next Level Private LLC
|
13F-HR
|
|
|
Renewables Emerging Markets LLC
|
D/A
|
|
|
FIRST TRUST VARIABLE INSURANCE TRUST
|
485BXT
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
N-4/A
|
|
|
Hansen Matthew Royce
|
144
|
|
|
nCino, Inc.
|
144
|
Financial Statements
|
|
Cann American Corp.
|
NT 10-Q
|
|
|
Kildare Partners IV, L.P.
|
D
|
|
|
STERNLICHT BARRY S
|
4
|
|
|
ESTEE LAUDER COMPANIES INC
|
4
|
Financial Statements
|
|
XPENG INC.
|
6-K
|
Financial Statements
|
|
FORESTER LYNN
|
4
|
|
|
NexPoint Storage IV DST
|
D/A
|
|
|
FRIBOURG PAUL J
|
4
|
|
|
Maple Capital Management, Inc.
|
13F-HR
|
|
|
MP63 FUND INC
|
N-PX
|
|
|
DAVIS STEPHEN
|
144
|
|
|
ACADIA PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Listed Funds Trust
|
497
|
|
|
Bluescape Opportunities Acquisition Corp.
|
10-Q/A
|
|
|
Two Sigma Acrux Fund, LLC
|
D/A
|
|
|
Bluescape Opportunities Acquisition Corp.
|
10-K/A
|
|
|
Ugly Unicorn Crypto Fund I LP
|
D/A
|
|
|
Henderson Park Real Estate Fund II USD Pool SCSp
|
D/A
|
|
|
LPWM LLC
|
13F-HR
|
|
|
WALNUT PRIVATE EQUITY PARTNERS, LLC
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BARCLAYS BANK PLC
|
6-K
|
|
