| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CHEVRON CORP
|
EFFECT
|
Financial Statements
|
|
Creatd, Inc.
|
EFFECT
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
EFFECT
|
|
|
ALLURION TECHNOLOGIES HOLDINGS, INC.
|
EFFECT
|
|
|
CXApp Inc.
|
EFFECT
|
|
|
URUGUAY REPUBLIC OF
|
EFFECT
|
|
|
GasLog Ltd.
|
EFFECT
|
|
|
Texas Capital Funds Trust
|
EFFECT
|
|
|
Kaplan Ami
|
3
|
|
|
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
3
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
3
|
|
|
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
|
3
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
3
|
|
|
Lazzarato David Angelo
|
4
|
|
|
Canopy Growth Corp
|
4
|
Financial Statements
|
|
Neuberger Berman Energy Infrastructure & Income Fund Inc.
|
3
|
|
|
Quantum Computing Inc.
|
4
|
|
|
Liscouski Robert
|
4
|
|
|
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
|
3
|
|
|
Smith Franklyn E.
|
3
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
3
|
|
|
Stewart Thomas Carlton
|
4
|
|
|
Solid Power, Inc.
|
4
|
|
|
Kreh Susan M
|
4
|
|
|
Awada Kaled
|
4
|
|
|
Solid Power, Inc.
|
3
|
|
|
Kreh Susan M
|
3
|
|
|
Klein David Eric
|
4
|
|
|
Awada Kaled
|
3
|
|
|
Castagna Michael
|
4/A
|
|
|
MANNKIND CORP
|
4/A
|
Financial Statements
|
|
Yanofsky Theresa
|
4
|
|
|
SCHMELING JUDY
|
4
|
|
|
FOSTER JEFFREY H
|
4
|
|
|
Broad Street Realty, Inc.
|
4
|
|
|
Spiritos Samuel M
|
4
|
|
|
Hong Judy Eun Joo
|
4
|
|
|
Jiang Wenbin
|
4
|
|
|
Cytek Biosciences, Inc.
|
4
|
Financial Statements
|
|
Lubek David
|
3
|
|
|
Bradshaw Wenkai
|
4
|
|
|
Outbrain Inc.
|
4
|
Financial Statements
|
|
Kiviat Jason
|
4
|
|
|
Kostman David
|
4
|
|
|
Galai Yaron
|
4
|
|
|
Hart Gregory M.
|
4
|
|
|
Daniel Daniel David III
|
4
|
|
|
DOMO, INC.
|
4
|
Financial Statements
|
|
Dickson Paul S.
|
4
|
|
|
Sunrun Inc.
|
4
|
Financial Statements
|
|
Serwin Bradley K
|
4
|
|
|
Abajian Danny
|
4
|
|
|
ARS Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Shawver Laura
|
4
|
|
|
Weber Robert Scott
|
4
|
|
|
A10 Networks, Inc.
|
4
|
Financial Statements
|
|
DIEU HENRY
|
4
|
|
|
BEYOND MEAT, INC.
|
4
|
Financial Statements
|
|
Weber Robert Scott
|
144
|
|
|
A10 Networks, Inc.
|
144
|
Financial Statements
|
|
Riker Lauren Bullaro
|
4
|
|
|
Pacira BioSciences, Inc.
|
4
|
Financial Statements
|
|
Reffkin Robert L.
|
4
|
|
|
Reelitz Kalani
|
4
|
|
|
Wahlers Scott R.
|
4
|
|
|
Kirkhorn Zachary
|
4
|
|
|
Tesla, Inc.
|
4
|
Financial Statements
|
|
Zarmi Sigal
|
4
|
|
|
Prince Matthew
|
4
|
|
|
Cloudflare, Inc.
|
4
|
Financial Statements
|
|
IndexIQ Advisors LLC
|
SC 13G
|
|
|
SPDR INDEX SHARES FUNDS
|
SC 13G
|
|
|
COLLIERS SECURITIES LLC
|
MA-I/A
|
|
|
H2C SECURITIES INC.
|
MA-I/A
|
|
|
PURESTREAM, LLC
|
ATS-N/MA
|
|
|
Citigroup Global Markets Ltd
|
SBSE-A/A
|
|
|
BLX Group LLC
|
MA/A
|
|
|
Armadale Capital Inc.
|
MA/A
|
|
|
VENTURE.CO BROKERAGE SERVICES LLC
|
FOCUSN
|
|
|
VENTURE.CO BROKERAGE SERVICES LLC
|
X-17A-5
|
|
|
Nxu, Inc.
|
CORRESP
|
|
|
AMERICAS CARMART INC
|
UPLOAD
|
Financial Statements
|
|
Birkenstock Group Ltd
|
DRS
|
|
|
OneSpan Inc.
|
CORRESP
|
Financial Statements
|
|
Foremost Lithium Resource & Technology Ltd.
|
CORRESP
|
|
|
Burford Capital Ltd
|
UPLOAD
|
|
|
ADVISORS SERIES TRUST
|
CORRESP
|
|
|
Trident Digital Tech Holdings Ltd.
|
DRS
|
|
|
DFP HOLDINGS Ltd
|
CORRESP
|
|
|
Epic NewCo, Inc.
|
DRSLTR
|
|
|
SRIVARU Holding Ltd
|
CORRESP
|
|
|
Pheton Holdings Ltd
|
DRS/A
|
|
|
Captivision Inc.
|
CORRESP
|
|
|
ORIENTAL RISE HOLDINGS Ltd
|
DRS/A
|
|
|
BENJAMIN SECURITIES, INC.
|
FOCUSN
|
|
|
BENJAMIN SECURITIES, INC.
|
X-17A-5
|
|
