| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Herriott Robert Paul Jr
|
4
|
|
|
GUGGENHEIM CREDIT INCOME FUND
|
8-K
|
|
|
EVEREST RE GROUP LTD
|
4
|
Financial Statements
|
|
HARTZBAND MERYL D
|
4
|
|
|
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
|
SC 13G/A
|
|
|
1607 Capital Partners, LLC
|
SC 13G/A
|
|
|
Curtis Cynthia
|
4
|
|
|
UNIFIRST CORP
|
10-Q
|
Financial Statements
|
|
Foley Brendan M
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
Root Capital Inc.
|
D
|
|
|
Invesco Unit Trusts, Municipal Series 1363
|
S-6
|
|
|
Cuocolo Kathleen C
|
4
|
|
|
Masterworks 185, LLC
|
1-U
|
|
|
Masterworks 175, LLC
|
1-U
|
|
|
Masterworks 180, LLC
|
1-U
|
|
|
Masterworks 153, LLC
|
1-U
|
|
|
Masterworks 152, LLC
|
1-U
|
|
|
Masterworks 156, LLC
|
1-U
|
|
|
Masterworks 151, LLC
|
1-U
|
|
|
Masterworks 150, LLC
|
1-U
|
|
|
Masterworks 147, LLC
|
1-U
|
|
|
Masterworks 138, LLC
|
1-U
|
|
|
Masterworks 137, LLC
|
1-U
|
|
|
Masterworks 133, LLC
|
1-U
|
|
|
Masterworks 131, LLC
|
1-U
|
|
|
Masterworks 127, LLC
|
1-U
|
|
|
Masterworks 121, LLC
|
1-U
|
|
|
Masterworks 129, LLC
|
1-U
|
|
|
Masterworks 125, LLC
|
1-U
|
|
|
Masterworks 126, LLC
|
1-U
|
|
|
Masterworks 122, LLC
|
1-U
|
|
|
Masterworks 119, LLC
|
1-U
|
|
|
Masterworks 118, LLC
|
1-U
|
|
|
Masterworks 117, LLC
|
1-U
|
|
|
Masterworks 115, LLC
|
1-U
|
|
|
Masterworks 114, LLC
|
1-U
|
|
|
Masterworks 113, LLC
|
1-U
|
|
|
Masterworks 111, LLC
|
1-U
|
|
|
Masterworks 110, LLC
|
1-U
|
|
|
Masterworks 112, LLC
|
1-U
|
|
|
Masterworks 109, LLC
|
1-U
|
|
|
Masterworks 107, LLC
|
1-U
|
|
|
Masterworks 106, LLC
|
1-U
|
|
|
Masterworks 099, LLC
|
1-U
|
|
|
Masterworks 104, LLC
|
1-U
|
|
|
Masterworks 105, LLC
|
1-U
|
|
|
Masterworks 103, LLC
|
1-U
|
|
|
Masterworks 102, LLC
|
1-U
|
|
|
Masterworks 101, LLC
|
1-U
|
|
|
Masterworks 100, LLC
|
1-U
|
|
|
Masterworks 098, LLC
|
1-U
|
|
|
Masterworks 097, LLC
|
1-U
|
|
|
Masterworks 096, LLC
|
1-U
|
|
|
Masterworks 095, LLC
|
1-U
|
|
|
Masterworks 093, LLC
|
1-U
|
|
|
Masterworks 092, LLC
|
1-U
|
|
|
Masterworks 091, LLC
|
1-U
|
|
|
Masterworks 067,LLC
|
1-U
|
|
|
Masterworks 089,LLC
|
1-U
|
|
|
Masterworks 090,LLC
|
1-U
|
|
|
Masterworks 088,LLC
|
1-U
|
|
|
Masterworks 087, LLC
|
1-U
|
|
|
Masterworks 086, LLC
|
1-U
|
|
|
Masterworks 085, LLC
|
1-U
|
|
|
Masterworks 084, LLC
|
1-U
|
|
|
Masterworks 083, LLC
|
1-U
|
|
|
Masterworks 082, LLC
|
1-U
|
|
|
Masterworks 081, LLC
|
1-U
|
|
|
Masterworks 080, LLC
|
1-U
|
|
|
Masterworks 079, LLC
|
1-U
|
|
|
Masterworks 076, LLC
|
1-U
|
|
|
Masterworks 075, LLC
|
1-U
|
|
|
Masterworks 074, LLC
|
1-U
|
|
|
Masterworks 071, LLC
|
1-U
|
|
|
Masterworks 072, LLC
|
1-U
|
|
|
Masterworks 073, LLC
|
1-U
|
|
|
Masterworks 066, LLC
|
1-U
|
|
|
Masterworks 068, LLC
|
1-U
|
|
|
Masterworks 069, LLC
|
1-U
|
|
|
Masterworks 065, LLC
|
1-U
|
|
|
Masterworks 064, LLC
|
1-U
|
|
|
Masterworks 062, LLC
|
1-U
|
|
|
Masterworks 063, LLC
|
1-U
|
|
|
Masterworks 061, LLC
|
1-U
|
|
|
Masterworks 060, LLC
|
1-U
|
|
|
Masterworks 059, LLC
|
1-U
|
|
|
Masterworks 058, LLC
|
1-U
|
|
|
Ultimus Managers Trust
|
PRE 14A
|
|
|
AOZF III LP
|
D/A
|
|
|
SCM Trust
|
485BXT
|
|
|
PRIMECAP Odyssey Funds
|
40-17G
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2327
|
487
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
NorthPoint Industrial Fund VI, L.P.
|
D/A
|
|
|
WTI Fund X, Inc.
|
40-17G
|
|
|
Woodruff Carolyn J.
|
4
|
|
|
BLUE RIDGE BANKSHARES, INC.
|
4
|
|
|
CARILLON SERIES TRUST
|
40-17G
|
|
|
ViewRay, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Neuberger Berman Group LLC
|
SC 13G/A
|
|
|
GoGreen Investments Corp
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Nyxoah SA
|
SC 13G/A
|
Financial Statements
|
|
RESMED INC
|
SC 13G/A
|
Financial Statements
|
|
First Trust Hedged Strategies Fund
|
3
|
|
|
CHAD EISENBERG
|
3
|
|
|
Stokes William W.
|
4
|
|
|
Chevedden John
|
PX14A6G
|
|
|
MCKESSON CORP
|
PX14A6G
|
Financial Statements
|
|
Venture Lending & Leasing IX, Inc.
|
40-17G
|
|
|
Spilman Vance H
|
4
|
|
|
Vemanti Group, Inc.
|
8-K
|
|
|
SSHT S&T Group Ltd.
|
S-1/A
|
|
|
Ferre Maria Luisa
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
Reynolds Randolph N Jr
|
4
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
PECK MICHAEL D
|
3
|
|
|
SEPARATE ACCOUNT FP
|
497
|
|
|
Patterson Julien G
|
4
|
|
|
Tomorrow Fund One LP
|
D
|
|
|
Venture Lending & Leasing VIII, Inc.
|
40-17G
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
Jones Otis
|
4
|
|
|
DarkPulse, Inc.
|
8-K
|
|
|
Janney Robert S.
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
UBS AG
|
FWP
|
|
|
Embark Ventures II, L.P.
|
D
|
|
|
ENTRE AMIS LP
|
D
|
|
|
Fairbridge Strategic Capital Funding LLC
|
D
|
|
|
Smith Adrian T
|
4
|
|
|
Roda Richard W
|
3
|
|
|
MSA Safety Inc
|
3
|
Financial Statements
|
|
Zaheer Srilata
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
Rasmussen Trangsrud Teresa J
|
4
|
|
|
Enterprise Bank & Trust Co
|
13F-HR
|
|
|
MITAU LEE R
|
4
|
|
|
Lauber Charles T
|
4
|
|
|
Kimmelshue Ruth
|
4
|
|
|
Happe Michael J
|
4
|
|
|
HANDLEY THOMAS W
|
4
|
|
|
Curio Select, L.P.
|
D
|
|
|
Project Ferro, Inc.
|
D
|
|
|
Genvor Inc
|
8-K
|
|
|
BARCLAYS BANK PLC
|
424B8
|
|
|
Fortress Fund II LLC
|
D
|
|
|
First Trust Capital Management L.P.
|
3
|
|
|
GTIF Private Investors Offshore SICAV-RAIF S.A.
|
D/A
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
SC 13D/A
|
|
|
Ocean Capital LLC
|
SC 13D/A
|
|
|
Renaissance Investment Group LLC
|
13F-HR
|
|
|
SYNCING INK Ltd Liability Co
|
D/A
|
|
|
Trustfeed Corp.
|
10-12G/A
|
|
|
ADVISORS SERIES TRUST
|
N-CSRS
|
|
|
ASHLAND INC.
|
4
|
Financial Statements
|
|
Pedreiro Sergio
|
4
|
|
|
Bettering Co
|
D
|
|
|
Blade Air Mobility, Inc.
|
144
|
|
|
WIESENTHAL ROBERT S
|
144
|
|
|
Canal View Apartments, LLC
|
D
|
|
|
Tomkiel Melissa M.
|
144
|
|
|
Invesco Unit Trusts Series 2294
|
497
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Qomolangma Acquisition Corp.
|
8-K
|
|
|
Andretti Acquisition Corp.
|
DEFA14A
|
|
|
Anderson Brian Edward
|
4
|
|
|
Andretti Acquisition Corp.
|
8-K
|
|
|
OceanPal Inc.
|
SC 13D/A
|
|
|
Tuscany Shipping Corp.
|
SC 13D/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
424H
|
|
|
AFS SENSUB CORP.
|
424H
|
|
|
Heyburn William A.
|
144
|
|
|
Town Hall, LP
|
D
|
|
|
RC Climate a Series of Rally Cap Global LLC
|
D
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
Innovation Beverage Group Ltd
|
F-1/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
FWP
|
|
|
Matsick Jaclyn Marie
|
3
|
|
|
abrdn Global Infrastructure Income Fund
|
3
|
|
|
Zenpli Jun 2023 a Series of Rally Cap Global LLC
|
D
|
|
|
Actym Therapeutics, Inc.
|
D
|
|
|
Tidal Trust II
|
485BXT
|
|
|
Cohen Amir
|
144
|
|
|
Casteel Marty
|
4
|
|
|
SIMMONS FIRST NATIONAL CORP
|
4
|
Financial Statements
|
|
AFS SENSUB CORP.
|
FWP
|
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Carpenter Carol W.
|
4
|
|
|
Bass Dean O.
|
4
|
|
|
abrdn Global Premier Properties Fund
|
3
|
|
|
GMON a Series of The Garage Syndicate LLC
|
D
|
|
|
ASHLAND INC.
|
3
|
Financial Statements
|
|
Pedreiro Sergio
|
3
|
|
|
Chilean Cobalt Corp.
|
424B3
|
|
|
AG Capital Solutions SMA One, L.P.
|
D/A
|
|
|
abrdn Income Credit Strategies Fund
|
3
|
|
|
SPV012 a Series of ISAV Syndicate LLC
|
D
|
|
|
Cormint Data Systems, Inc.
|
D
|
|
|
Siyata Mobile Inc.
|
6-K
|
|
|
UNANUE CARLOS
|
4
|
|
|
Solid Biosciences Inc.
|
4
|
Financial Statements
|
|
SMITH IAN F
|
4
|
|
|
Metropolitan Levered Partners Fund VIII LP
|
D/A
|
|
|
REX AMERICAN RESOURCES Corp
|
8-K
|
Financial Statements
|
|
Chilean Cobalt Corp.
|
8-K
|
|
|
Met-NB Levered VIII Investor LLC
|
D
|
|
|
Ultima Insights Mar 2023 a Series of CGF2021 LLC
|
D
|
|
|
Holzwarth Andrew C.
|
4
|
|
|
MULIANG VIAGOO TECHNOLOGY, INC.
|
10-K/A
|
|
|
Workhorse Group Inc.
|
4
|
Financial Statements
|
|
GINNAN ROBERT M
|
4
|
|
|
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
|
3
|
|
|
BBR ALO Fund, LLC
|
SC TO-I
|
|
|
JHH vc - Luminoah a Series of CGF2021 LLC
|
D
|
|
|
PANELVIEW DESIGNATED ACTIVITY CO
|
ABS-15G
|
|
|
Virtual World Computing, LLC
|
C/A
|
|
|
Farmar Richard A III
|
4
|
|
|
North Capital Funds Trust
|
N-MFP2
|
|
|
Bright Mountain Media, Inc.
|
8-K/A
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Dees Larry
|
4
|
|
|
Tally Kids Apr 2023 a Series of CGF2021 LLC
|
D
|
|
|
REPUBLIC OF CHILE
|
FWP
|
|
|
Altera Private Credit 3 PA, LLC
|
D/A
|
|
|
Dean Mensel D
|
4
|
|
|
MVP Group, Inc.
|
D
|
|
|
Lula May 2023 a Series of Public School Ventures LLC
|
D
|
|
|
Karlov Street Debt Fund 3, LLC
|
D
|
|
|
Crowther Elizabeth Hinton
|
4
|
|
|
Lula Series B May 2023 a Series of CGF2021 LLC
|
D
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
497
|
|
|
Cozart Heather
|
4
|
|
|
SINOPEC SHANGHAI PETROCHEMICAL CO LTD
|
6-K
|
|
|
BURCHFIELD JAY D
|
4
|
|
|
CLARK WILLIAM E II
|
4
|
|
|
Houpt John Michael
|
4
|
|
|
PREMIER FINANCIAL CORP
|
4
|
|
|
COSSE STEVEN A
|
4
|
|
|
Arixa Enhanced Income Fund, L.P.
|
D/A
|
|
|
DORAMUS MARK C
|
4
|
|
|
DRILLING EDWARD
|
4
|
|
|
FLORNESS DANIEL L
|
4
|
|
|
Bost Hunter H.
|
4
|
|
|
HUNT EUGENE
|
4
|
|
|
Flueid Software Corp
|
D
|
|
|
ALLSPRING FUNDS TRUST
|
485BXT
|
|
|
HUNTER JERRY
|
4
|
|
|
HYUNDAI ABS FUNDING LLC
|
305B2
|
|
|
Generalized Robotics Corp
|
D
|
|
|
Tribble Pre-Seed a Series of Firsthand Coinvest 2 LLC
|
D
|
|
|
LANIGAN SUSAN S
|
4
|
|
|
McGeorge W Scott
|
4
|
|
|
Seaberg Karen
|
144
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST II
|
DEF 14A
|
|
|
Seaberg Karen
|
4
|
|
|
MGP INGREDIENTS INC
|
4
|
Financial Statements
|
|
CenterBook Partners LP
|
D
|
|
|
Purvis Tom E.
|
4
|
|
|
ECOPETROL S.A.
|
CERT
|
Financial Statements
|
|
Shoptaw Robert L
|
4
|
|
|
Un Monde International Worldwide Ltd.
|
10-Q
|
|
|
STACKHOUSE JULIE L
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
TEUBNER RUSSELL WILLIAM
|
4
|
|
|
CAMDEN ASSET MANAGEMENT L P /CA
|
SC 13G/A
|
|
|
REPUBLIC FIRST BANCORP INC
|
SC 13G/A
|
Financial Statements
|
|
Stonks YC S23 Access Fund a Series of Stonks Private Funds LLC
|
D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
West Malynda K
|
4
|
|
|
Un Monde International Worldwide Ltd.
|
10-K
|
|
|
IVERIC bio, Inc.
|
8-K
|
|
|
STONEBRIDGE CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Datava, Inc.
|
D
|
|
|
beyondGREEN biotech Inc.
|
D
|
|
|
Ranson Financial Group, LLC
|
MA-I/A
|
|
|
Ankura Consulting Group, LLC
|
MA-I/A
|
|
|
Valkyrie ETF Trust II
|
485BXT
|
|
|
FC Advisory LLC
|
13F-HR
|
|
|
Sycamore Advisors, LLC
|
MA-I/A
|
|
|
IMMUNOPROFILE, LLC
|
D
|
|
|
Perfecto Mortgage Income Fund, LLC
|
D
|
|
|
ANDERSON MICHAEL J
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
SUNAMERICA SERIES TRUST
|
497K
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Janvier Mickey
|
5
|
|
|
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
|
5
|
|
|
Altafid PBC
|
D
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
SCHIMKAITIS JOHN R
|
144
|
|
|
CHESAPEAKE UTILITIES CORP
|
144
|
Financial Statements
|
|
FORUM FUNDS
|
497
|
|
|
Eskew Richard
|
4
|
|
