| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Plunkett Debora A
|
4
|
|
|
Johnson Gregory G
|
4
|
|
|
Doro Mind Inc.
|
D
|
|
|
Nolan Philip O
|
4
|
|
|
PERRITT FUNDS INC
|
24F-2NT
|
|
|
The Felix
|
3
|
|
|
Unity Software Inc.
|
3
|
Financial Statements
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
6-K
|
Financial Statements
|
|
DISBROW LISA S
|
4
|
|
|
Schisler George M
|
3
|
|
|
LAM RESEARCH CORP
|
3
|
Financial Statements
|
|
Merckx Capital Partners, L.P.
|
D/A
|
|
|
Palekana Global Macro Fund LP
|
D
|
|
|
Carver Lesley
|
3
|
|
|
DORCHESTER MINERALS, L.P.
|
3
|
Financial Statements
|
|
TGV Venture Fund I LP
|
D
|
|
|
Orange Partners Fund
|
D/A
|
|
|
Strategic Trust
|
485BXT
|
|
|
Nexus Investment Management ULC
|
13F-HR
|
|
|
BMO 2024-5C3 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
Neuberger Berman Principal Strategies Offshore Fund L.P.
|
D/A
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
FT 11083
|
24F-2NT
|
|
|
FT 11135
|
24F-2NT
|
|
|
FT 11095
|
24F-2NT
|
|
|
FT 11060
|
24F-2NT
|
|
|
FT 11133
|
24F-2NT
|
|
|
FT 11101
|
24F-2NT
|
|
|
FT 11016
|
24F-2NT
|
|
|
FT 11052
|
24F-2NT
|
|
|
FT 10973
|
24F-2NT
|
|
|
FT 10946
|
24F-2NT
|
|
|
FT 11045
|
24F-2NT
|
|
|
FT 11046
|
24F-2NT
|
|
|
FT 10991
|
24F-2NT
|
|
|
FT 10966
|
24F-2NT
|
|
|
FT 10968
|
24F-2NT
|
|
|
FT 11097
|
24F-2NT
|
|
|
FT 10972
|
24F-2NT
|
|
|
FT 10992
|
24F-2NT
|
|
|
FT 10983
|
24F-2NT
|
|
|
FT 10965
|
24F-2NT
|
|
|
FT 11035
|
24F-2NT
|
|
|
FT 10970
|
24F-2NT
|
|
|
FT 10969
|
24F-2NT
|
|
|
FT 11096
|
24F-2NT
|
|
|
FT 11076
|
24F-2NT
|
|
|
FT 10976
|
24F-2NT
|
|
|
FT 10974
|
24F-2NT
|
|
|
FT 11100
|
24F-2NT
|
|
|
Kepos Exotic Beta Fund Ltd.
|
D/A
|
|
|
Spectaire Holdings Inc.
|
8-K
|
|
|
HMI Capital Offshore Partners, L.P.
|
D/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
FT 11138
|
24F-2NT
|
|
|
FT 11233
|
24F-2NT
|
|
|
FT 11155
|
24F-2NT
|
|
|
FT 11141
|
24F-2NT
|
|
|
FT 11142
|
24F-2NT
|
|
|
FT 11136
|
24F-2NT
|
|
|
FT 11134
|
24F-2NT
|
|
|
FT 11143
|
24F-2NT
|
|
|
FT 11137
|
24F-2NT
|
|
|
Joint Stock Co Kaspi.kz
|
S-8
|
|
|
FT 10982
|
24F-2NT
|
|
|
FT 10967
|
24F-2NT
|
|
|
FT 10304
|
24F-2NT
|
|
|
FT 10971
|
24F-2NT
|
|
|
Kepos Exotic Beta Fund LP
|
D/A
|
|
|
FT 10811
|
24F-2NT
|
|
|
FT 10942
|
24F-2NT
|
|
|
FT 9920
|
24F-2NT
|
|
|
FT 10367
|
24F-2NT
|
|
|
FT 9803
|
24F-2NT
|
|
|
FT 10944
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 327
|
24F-2NT
|
|
|
FT 10773
|
24F-2NT
|
|
|
Kepos Alpha Fund Ltd.
|
D/A
|
|
|
FT 9816
|
24F-2NT
|
|
|
GCM Grosvenor New Pathways Fund, L.P.
|
D/A
|
|
|
Kepos Institutional Opportunities Fund Ltd.
|
D/A
|
|
|
FT 10276
|
24F-2NT
|
|
|
FT 9799
|
24F-2NT
|
|
|
GCM Grosvenor Advance Feeder Fund, L.P.
|
D/A
|
|
|
Benchmark 2024-V5 Mortgage Trust
|
FWP
|
|
|
DEUTSCHE MORTGAGE & ASSET RECEIVING CORP
|
FWP
|
|
|
FT 10293
|
24F-2NT
|
|
|
FT 6040
|
24F-2NT
|
|
|
FT 10358
|
24F-2NT
|
|
|
FT 9819
|
24F-2NT
|
|
|
FT 10308
|
24F-2NT
|
|
|
FT 9813
|
24F-2NT
|
|
|
FT 9880
|
24F-2NT
|
|
|
FT 9875
|
24F-2NT
|
|
|
FT 10772
|
24F-2NT
|
|
|
FT 10305
|
24F-2NT
|
|
|
FT 10306
|
24F-2NT
|
|
|
FT 9798
|
24F-2NT
|
|
|
FT 9779
|
24F-2NT
|
|
|
FT 9775
|
24F-2NT
|
|
|
FT 7250
|
24F-2NT
|
|
|
FT 10945
|
24F-2NT
|
|
|
FT 10313
|
24F-2NT
|
|
|
FT 9889
|
24F-2NT
|
|
|
FT 10810
|
24F-2NT
|
|
|
FT 6100
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 628
|
24F-2NT
|
|
|
FT 10357
|
24F-2NT
|
|
|
FT 9782
|
24F-2NT
|
|
|
FT 9771
|
24F-2NT
|
|
|
FT 9774
|
24F-2NT
|
|
|
FT 10947
|
24F-2NT
|
|
|
FT 9785
|
24F-2NT
|
|
|
FT 10370
|
24F-2NT
|
|
|
FT 9778
|
24F-2NT
|
|
|
FT 9777
|
24F-2NT
|
|
|
FT 9806
|
24F-2NT
|
|
|
FT 9802
|
24F-2NT
|
|
|
FT 9786
|
24F-2NT
|
|
|
FT 10282
|
24F-2NT
|
|
|
FT 10307
|
24F-2NT
|
|
|
FT 9818
|
24F-2NT
|
|
|
FT 9815
|
24F-2NT
|
|
|
FT 9814
|
24F-2NT
|
|
|
FT 10281
|
24F-2NT
|
|
|
FT 10272
|
24F-2NT
|
|
|
FT 10266
|
24F-2NT
|
|
|
FT 9817
|
24F-2NT
|
|
|
FT 5986
|
24F-2NT
|
|
|
FT 10299
|
24F-2NT
|
|
|
FT 9807
|
24F-2NT
|
|
|
FT 9787
|
24F-2NT
|
|
|
FT 9783
|
24F-2NT
|
|
|
FT 9780
|
24F-2NT
|
|
|
FT 7430
|
24F-2NT
|
|
|
GS Mortgage Securities Trust 2013-GCJ16
|
10-D/A
|
|
|
Bay Area Brewing Co, LLC
|
C/A
|
|
|
SAIL FUSION, LLC
|
D
|
|
|
HMI Capital Partners, L.P.
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
MULLEN AUTOMOTIVE INC.
|
8-K
|
|
|
Echo Innovation Alliance LLC
|
D/A
|
|
|
Singletto Inc.
|
D
|
|
|
TCG 3.0 Jogger Co-Invest, LP
|
D
|
|
|
Kepos Carbon Evolution Fund Ltd.
|
D/A
|
|
|
HUGOTON ROYALTY TRUST
|
8-K
|
|
|
Kepos Carbon Transition Fund Ltd.
|
D/A
|
|
|
Cambria ETF Trust
|
485BXT
|
|
|
LibreMax Dislocation Fund, LP
|
D/A
|
|
|
Olathe 41 at Creekside LLC
|
D
|
|
|
Kepos Carbon Allowance Fund LP
|
D/A
|
|
|
ProFunds
|
N-CEN/A
|
|
|
LibreMax Dislocation Master Fund, LP
|
D/A
|
|
|
Kepos Alternative Risk Premia Fund LP
|
D/A
|
|
|
Nova R Wealth, Inc.
|
13F-HR
|
|
|
Kepos Alpha Fund LP
|
D/A
|
|
|
Neuberger Berman Principal Strategies Fund L.P.
|
D/A
|
|
|
GCA CREDIT OPPORTUNITIES FUND, LLC
|
D/A
|
|
|
Kepos LAB QS Systematic Global Macro Fund, LP
|
D/A
|
|
|
Harvest Today, LLC
|
C/A
|
|
|
World Gold Trust
|
FWP
|
|
|
Kepos TW Investment LLC
|
D/A
|
|
|
Bainum Brian
|
5
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
5
|
Financial Statements
|
|
SPDR GOLD TRUST
|
FWP
|
|
|
Wespath Institutional Investments LLC
|
13F-NT
|
|
|
Kepos Carbon Transition Fund LP
|
D/A
|
|
|
Rozelle John W.
|
4
|
|
|
VISTA GOLD CORP
|
4
|
Financial Statements
|
|
Kepos Carbon Evolution Fund LP
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
GCM Grosvenor Advance Fund, L.P.
|
D/A
|
|
|
UMC Benefit Board, Inc.
|
13F-NT
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
SC 13G/A
|
|
|
BAINUM ROBERTA
|
5
|
|
|
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC
|
SC 13G/A
|
|
|
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
|
SC 13G/A
|
|
|
Kepos Carbon Allowance Fund Ltd.
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
SC 13G/A
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Investment Managers Series Trust III
|
485BXT
|
|
|
John Hancock Hedged Equity & Income Fund
|
SC 13G/A
|
|
|
Green Plains Partners LP
|
15-12G
|
Financial Statements
|
|
PGIM Global High Yield Fund, Inc.
|
SC 13G/A
|
|
|
BAINUM BRUCE
|
5
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G/A
|
|
|
Kepos Special Opportunities Fund Ltd.
|
D/A
|
|
|
BLUEMAR OFFSHORE FUND
|
D/A
|
|
|
Investment Managers Series Trust II
|
24F-2NT
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
SC 13G/A
|
|
|
Prelude Investors Fund, LP
|
D/A
|
|
|
Franklin Templeton ETF Trust
|
SC 13G/A
|
|
|
Armor Investment Advisors, LLC
|
13F-HR
|
|
|
Kepos Special Opportunities Fund LP
|
D/A
|
|
|
MAGELLAN GOLD Corp
|
8-K
|
|
|
ALLSPRING MULTI-SECTOR INCOME FUND
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
COMMERCE FUNDS
|
24F-2NT
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
SC 13G/A
|
|
|
Symetra Life Insurance Co
|
S-1
|
|
|
Life Planning Partners, Inc
|
13F-HR
|
|
|
Healthcare AI Acquisition Corp.
|
SC 13G/A
|
|
|
Bitcoin Depot Inc.
|
SC 13G/A
|
|
|
Blackstone Long-Short Credit Income Fund
|
SC 13G/A
|
|
|
Global Blockchain Acquisition Corp.
|
SC 13G/A
|
|
|
Generation Asia I Acquisition Ltd
|
SC 13G/A
|
|
|
DP Cap Acquisition Corp I
|
SC 13G/A
|
|
|
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
|
SC 13G/A
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
RPD Opportunity Fund LP
|
D/A
|
|
|
EQT X
|
D/A
|
|
|
Prelude Opportunity Fund, LP
|
D/A
|
|
|
New Capital Management LP
|
13F-HR
|
|
|
Teamwork Financial Advisors, LLC
|
13F-HR
|
|
|
GE CW Wimbledon MF LP
|
D
|
|
|
FT 11278
|
487
|
|
|
FT 11202
|
487
|
|
|
FT 11204
|
487
|
|
|
FT 11203
|
487
|
|
|
FT 11208
|
487
|
|
|
FT 11235
|
487
|
|
|
FT 11234
|
487
|
|
|
FT 11209
|
487
|
|
|
Two Sigma Absolute Return Enhanced Fund, LP
|
D/A
|
|
|
Minneapolis MSA Senior Living Portfolio DST
|
D/A
|
|
|
Quigg Andrew J
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
Atrevida Multi-Strategy Charter Fund LP
|
D/A
|
|
|
NATIONAL FUEL GAS CO
|
DEFA14A
|
Financial Statements
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Cedar Ventures LLC/DE
|
MA-I/A
|
|
|
Niederst Lori A
|
4
|
|
|
NATIONAL FUEL GAS CO
|
DEF 14A
|
Financial Statements
|
|
AIR Life SMA, LP
|
D/A
|
|
|
BankFinancial CORP
|
SC 13G/A
|
Financial Statements
|
|
NORTHWEST INVESTMENT COUNSELORS, LLC
|
13F-HR
|
|
|
Nassab Joseph
|
3/A
|
|
|
LENNOX INTERNATIONAL INC
|
3/A
|
Financial Statements
|
|
Tomson Anders
|
4
|
|
|
CHEMUNG FINANCIAL CORP
|
4
|
Financial Statements
|
|
NATIONAL FUEL GAS CO
|
ARS
|
Financial Statements
|
|
SE CW WIMBLEDON MF, LP
|
D
|
|
|
NCP Opportunity Zone Fund, LLC
|
D
|
|
|
FT 11279
|
S-6
|
|
|
Griffith Susan Patricia
|
4
|
|
|
Cliffwater Corporate Lending Fund
|
N-23C3A
|
|
|
Advisors Disciplined Trust 2208
|
487
|
|
|
Canyon Value Realization Fund, L.P.
|
D/A
|
|
|
Peters Raleigh
|
3
|
|
|
Forum Real Estate Income Fund
|
3
|
|
|
JVSPAC Acquisition Corp.
|
3
|
|
|
Tsang Claudius
|
3
|
|
|
INTER-AMERICAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
BLACKROCK MUNICIPAL INCOME FUND, INC.
|
SC 13D/A
|
|
|
Karpus Management, Inc.
|
SC 13D/A
|
|
|
Zullo Investment Group, Inc.
|
13F-HR
|
|
|
One Solebury Properties, LP
|
D
|
|
|
APIS OFFSHORE CAPITAL
|
D/A
|
|
|
AIR Life Opportunity Fund, LP
|
D/A
|
|
|
Lau Alex
|
3
|
|
|
Phoenix Capital Group Holdings, LLC
|
1-A POS
|
|
|
CROSS TIMBERS ROYALTY TRUST
|
8-K
|
|
|
Winky Investments Ltd.
|
3
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-4
|
ABS-EE
|
|
|
APIS CAPITAL
|
D/A
|
|
|
A10 CAPITAL LLC
|
ABS-15G
|
|
|
Wong Albert Cheuk Fai
|
3
|
|
|
Coric Kresimir
|
3
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
ABS-EE
|
|
|
AMON CRISTIANO R
|
144
|
|
|
QUALCOMM INC/DE
|
144
|
Financial Statements
|
|
EQT X
|
D/A
|
|
|
Canyon Value Realization Fund
|
D/A
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT F
|
497VPI
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
m funds Trust
|
S-6
|
|
|
Vergil Ventures SPV I LP
|
D
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT F
|
497
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
Apis Global Discovery Fund Offshore, Ltd.
|
D/A
|
|
|
BondBloxx ETF Trust
|
24F-2NT
|
|
|
Barnard Robert James
|
SCHEDULE 13G/A
|
|
|
Goodness Growth Holdings, Inc.
|
SCHEDULE 13G/A
|
|
|
Canyon Balanced Fund
|
D/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-4
|
ABS-EE
|
|
|
Manning & Napier Group, LLC
|
13F-HR
|
|
|
MANNING & NAPIER FUND, INC.
|
13F-NT
|
|
|
MANNING & NAPIER ADVISORS LLC
|
13F-NT
|
|
|
EXETER TRUST CO
|
13F-NT
|
|
|
Smith Patrick G
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-3
|
ABS-EE
|
|
|
Council of Europe Development Bank
|
424B5
|
|
|
Cullman Bancorp, Inc. /MD/
|
8-K
|
|
|
Tilden Park Offshore Investment Fund Ltd
|
D/A
|
|
