| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
BOXLEY ABNEY S III
|
4
|
|
|
Penobscot Investment Management Company, Inc.
|
13F-HR
|
|
|
Archer Jacqueline L.
|
4
|
|
|
Merlin Capital, Inc
|
13F-HR
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
26 Capital Acquisition Corp.
|
SC 13G/A
|
|
|
AGEE NANCY H
|
4
|
|
|
COZAD ASSET MANAGEMENT INC
|
13F-HR
|
|
|
XBP Europe Holdings, Inc.
|
SC 13G/A
|
|
|
CANNABIS GLOBAL, INC.
|
SEC STAFF ACTION
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
N-2/A
|
|
|
Wheels, LLC
|
ABS-15G
|
|
|
KEYNOTE SERIES ACCOUNT /NY/
|
N-VPFS
|
|
|
Electriq Power Holdings, Inc.
|
SC 13G/A
|
|
|
Capital One Auto Receivables LLC
|
ABS-15G
|
|
|
WHALEN CHAD MICHAEL
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
ALLIED ASSET ADVISORS FUNDS
|
N-CSRS
|
|
|
SYNTEC OPTICS HOLDINGS, INC.
|
SC 13G/A
|
|
|
Triumph Capital Management
|
13F-HR
|
|
|
SPRAGUE KARA LYNN
|
4
|
|
|
NELSON DENNIS H
|
4
|
|
|
Rogers Scot Frazier
|
4
|
|
|
CAPITAL ONE FUNDING, LLC
|
ABS-15G
|
|
|
Delta Kite Venture Fund LP
|
D/A
|
|
|
OneMedNet Corp
|
SC 13G/A
|
|
|
Pelzer Francis J.
|
4
|
|
|
OZARK TIMOTHY K
|
4
|
|
|
1ST SOURCE CORP
|
4
|
Financial Statements
|
|
SCHWABERO MARK D
|
4
|
|
|
Locoh-Donou Francois
|
4
|
|
|
AFFLECK-GRAVES JOHN F
|
4
|
|
|
GENESIS ENERGY LP
|
SC 13G/A
|
Financial Statements
|
|
Torres Isaac P.
|
4
|
|
|
Graham Tracy D
|
4
|
|
|
FOUNTAIN THOMAS DEAN
|
4
|
|
|
Schurz Todd F.
|
4
|
|
|
SHREWSBURY RONDA
|
4
|
|
|
Concrete Pumping Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Andina Capital Management, LLC
|
13F-HR
|
|
|
TIGO ENERGY, INC.
|
SC 13G/A
|
|
|
CALVERT SOCIAL INVESTMENT FUND
|
497J
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
DNRS II LLC
|
ABS-15G
|
|
|
ClimateRock
|
SC 13G/A
|
|
|
O'Leary Joseph D
|
4
|
|
|
EDGEWELL PERSONAL CARE Co
|
4
|
Financial Statements
|
|
Constellation Acquisition Corp I
|
SC 13G
|
|
|
Owl Creek Asset Management, L.P.
|
SC 13G
|
|
|
ZACHARY CHRISTIAN MCCLAIN
|
D
|
|
|
PROSHARES TRUST
|
N-CSRS
|
|
|
SACHDEV RAKESH
|
4
|
|
|
Sierra Management Group, LLC
|
MA-I/A
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I/A
|
|
|
Bellevue Life Sciences Acquisition Corp.
|
SC 13G/A
|
|
|
ICW Investment Advisors LLC
|
13F-HR
|
|
|
Ehlers & Associates, Inc.
|
MA-I/A
|
|
|
OCWEN LOAN INVESTMENT HB DEPOSITOR LLC
|
ABS-15G
|
|
|
VICTORY CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Black Robert William
|
4
|
|
|
Berry Wealth Group, LP
|
13F-HR
|
|
|
Global Wealth Management Investment Advisory, Inc.
|
13F-HR
|
|
|
AXIOS Sustainable Growth Acquisition Corp
|
SC 13G/A
|
|
|
ADDVANTAGE TECHNOLOGIES GROUP INC
|
8-K
|
Financial Statements
|
|
1257 120th RE, LLC
|
D
|
|
|
Johnson James C
|
4
|
|
|
Cannell & Co.
|
13F-HR
|
|
|
CALVERT IMPACT FUND INC
|
497J
|
|
|
THOMPSON DAVIS & CO., INC.
|
SC 13D/A
|
|
|
SMITH MIDLAND CORP
|
SC 13D/A
|
|
|
Whisk It Good, LLC
|
C/A
|
|
|
Sit Swan
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Phraction Management LLC
|
13F-HR
|
|
|
SUBURBAN PROPANE PARTNERS LP
|
SC 13G
|
Financial Statements
|
|
CANADIAN NATIONAL RAILWAY CO
|
6-K
|
Financial Statements
|
|
AI Transportation Acquisition Corp
|
SC 13G/A
|
|
|
KKR FS Income Trust
|
8-K
|
|
|
Waring Gary
|
4
|
|
|
Shinkei Systems Corp.
|
D
|
|
|
Learn EV, Inc.
|
C
|
|
|
EnLink Midstream, LLC
|
SC 13G/A
|
Financial Statements
|
|
Pan-Am Acquisition, LLC
|
D
|
|
|
HUNTER JOHN C III
|
4
|
|
|
Bowyer Research, Inc.
|
PX14A6G
|
|
|
Apple Inc.
|
PX14A6G
|
Financial Statements
|
|
APPEL MATTHEW W
|
4
|
|
|
EZCORP INC
|
4
|
Financial Statements
|
|
FC Partners Truro, LLC
|
D
|
|
|
Investment Managers Series Trust
|
497K
|
|
|
SmartTrust 645
|
497J
|
|
|
Hendra Carla C
|
4
|
|
|
Investment Managers Series Trust
|
497J
|
|
|
Mehta Vikram
|
4
|
|
|
NETGEAR, INC.
|
4
|
Financial Statements
|
|
AMG Funds I
|
497J
|
|
|
SmartTrust 644
|
497J
|
|
|
Matterport, Inc./DE
|
4
|
|
|
Fay James Daniel
|
4
|
|
|
FC Partners Cesena, LLC
|
D
|
|
|
Mifsud Anthony
|
4
|
|
|
COPT DEFENSE PROPERTIES
|
4
|
|
|
Corbin George
|
4
|
|
|
BUDORICK STEPHEN E
|
4
|
|
|
Chavez Rodriguez Beatriz Karina
|
4
|
|
|
3M CO
|
4
|
Financial Statements
|
|
Bahrambeygui Sherry S.
|
4
|
|
|
PRICESMART INC
|
4
|
Financial Statements
|
|
Family Firm, Inc.
|
13F-HR
|
|
|
Platinum Equity Vulcan Co-Investors, L.P.
|
D
|
|
|
WDL Fleet LLC
|
ABS-15G
|
|
|
DECKERS OUTDOOR CORP
|
10-Q
|
Financial Statements
|
|
CEDRUS LLC
|
SC 13G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G
|
|
|
Brosius Mark
|
3
|
|
|
INTUITIVE SURGICAL INC
|
3
|
Financial Statements
|
|
Starco Brands, Inc.
|
8-K
|
|
|
Kapnick Scott
|
SC 13G/A
|
|
|
AILERON THERAPEUTICS INC
|
SC 13G/A
|
Financial Statements
|
|
LuminArx G-Opportunity Co-Invest Fund LP
|
D
|
|
|
Barclays Dryrock Funding LLC
|
ABS-15G
|
|
|
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
|
13F-HR
|
|
|
Castleview Partners, LLC
|
13F-HR
|
|
|
DIAMOND HILL CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
ZURCHER EDGAR
|
4
|
|
|
Cypress Capital, LLC
|
13F-HR
|
|
|
Rhodes Kevin H
|
4
|
|
|
Galatians Capital Partners, LP
|
D/A
|
|
|
NorthEast Community Bancorp, Inc./MD/
|
8-K
|
|
|
EMERALD MUTUAL FUND ADVISERS TRUST
|
13F-HR
|
|
|
Vessel Capital Partners
|
D/A
|
|
|
Hanson Gordon H.
|
4
|
|
|
Patolawala Monish D
|
4
|
|
|
Minneapolis Portfolio Management Group, LLC
|
13F-HR
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Flexiti Financial Inc.
|
ABS-15G
|
|
|
Vint Diversified Offering II LLC
|
D/A
|
|
|
Thornburg Income Builder Opportunities Trust
|
DEF 14A
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
VCP Automation Anywhere, LLC Series 3
|
D/A
|
|
|
Dive With Buddy, Inc.
|
D
|
|
|
IRWIN BRADLEY C
|
144
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
144
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
INFANTE BEATRIZ V
|
4
|
|
|
EMERALD ADVISERS, LLC
|
13F-HR
|
|
|
WAGMI 46 - Sharding Holdings Management LLC
|
D/A
|
|
|
Pan-Am Dental Holdings, LLC
|
D
|
|
|
INTERACTIVE FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
STANDARD MOTOR PRODUCTS, INC.
|
8-K
|
Financial Statements
|
|
Vessel Capital Partners
|
D/A
|
|
|
WAGMI 40 - Sharding Holdings Management LLC
|
D/A
|
|
|
Walker Kimberly G
|
144
|
|
|
COMMERCE BANCSHARES INC /MO/
|
144
|
Financial Statements
|
|
Ashoka WhiteOak India Opportunities Fund
|
D/A
|
|
|
ECP Capital LP
|
D/A
|
|
|
MARSICO INVESTMENT FUND
|
497J
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
497J
|
|
|
Read Michael
|
144
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
NEW ECONOMY FUND
|
497J
|
|
|
Coller Secondaries Private Equity Opportunities Fund
|
40-APP/A
|
|
|
Coller Private Market Secondaries Advisors, LLC
|
40-APP/A
|
|
|
VANCE WEALTH, INC.
|
13F-HR
|
|
|
Yoss Jennifer
|
4
|
|
|
DI-1218 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
Vessel Capital Partners Automation Anywhere, LLC Series G
|
D/A
|
|
|
Conservest Capital Advisors, Inc.
|
13F-HR
|
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
497J
|
|
|
Paradigm Financial Partners, LLC
|
13F-HR
|
|
|
Federated Hermes Adviser Series
|
497K
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
497J
|
|
|
Nocturne Acquisition Corp
|
425
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
Banzai International, Inc.
|
S-1/A
|
|
|
Nocturne Acquisition Corp
|
8-K
|
|
|
JANKS LEON C
|
4
|
|
|
Financial Advisors, LLC
|
13F-HR
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
N-CSRS
|
|
|
WAGMI 20 - Sharding Holdings Management LLC
|
D/A
|
|
|
BECTON DICKINSON & CO
|
FWP
|
Financial Statements
|
|
Vessel Capital Partners
|
D/A
|
|
|
Sargent Investment Group, LLC
|
13F-HR
|
|
|
Stonebrook Private Inc.
|
13F-HR
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
BRUNI J V & CO /CO
|
13F-HR
|
|
|
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
|
N-CSRS
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
Omnia Family Wealth, LLC
|
13F-HR
|
|
|
Woestemeyer Mariette M
|
SC 13G/A
|
|
|
PROS Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
FOXO TECHNOLOGIES INC.
|
SC 13D
|
|
|
WARD MARTIN CHRISTOPHER
|
SC 13D
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497K
|
|
|
Percs SPV a series of Sharding Holdings Management LLC
|
D/A
|
|
|
MILLESON JOHN R
|
4
|
|
|
EAGLE FINANCIAL SERVICES INC
|
4
|
|
|
Arrival
|
6-K
|
|
|
WHITE MARK BRIAN
|
SC 13D
|
|
|
Total Wealth Planning, LLC
|
13F-HR
|
|
|
Coles Joanna
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
Woestemeyer Ronald F
|
SC 13G/A
|
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
BUCKLE INC
|
8-K
|
Financial Statements
|
|
Once Capital Management, LLC
|
13F-HR
|
|
|
Pitti Group Wealth Management, LLC
|
13F-HR
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497K
|
|
|
Xiao Deming
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
Wyatt D R
|
144
|
|
|
HUNTINGTON INGALLS INDUSTRIES, INC.
|
144
|
Financial Statements
|
|
PUTNAM TAX FREE INCOME TRUST
|
497K
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Danvas SPV a Series of Sharding Holdings Management LLC
|
D/A
|
|
|
Principle Wealth Partners LLC
|
13F-HR
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497K
|
|
|
VALIC Co I
|
497K
|
|
|
NAV Atlas Obscura I, LLC
|
D
|
|
|
Milhaus QOZ Business XIII, LLC
|
D
|
|
|
PURSUE WEALTH PARTNERS LLC
|
13F-HR
|
|
|
VALIC Co I
|
497
|
|
|
IVY LANE CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
Paradiem, LLC
|
13F-HR
|
|
|
Lewis Richard
|
4
|
|
|
Titan Machinery Inc.
|
4
|
Financial Statements
|
|
SPC Financial, Inc.
|
13F-HR
|
|
|
Commons North Apartments Fund, LP
|
D/A
|
|
|
VWF Bancorp, Inc.
|
SC 13G/A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1840
|
D
|
|
|
Blotner Jon
|
144
|
|
|
Wayfair Inc.
|
144
|
Financial Statements
|
|
Lewis Richard
|
3
|
|
|
PALO ALTO WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
Titan Machinery Inc.
|
3
|
Financial Statements
|
|
Pan-Am Investment Partners LLC
|
D
|
|
|
Municipal Employees' Retirement System of Michigan
|
13F-HR
|
|
|
Varagon Capital Corp
|
SC 13G
|
|
|
Zandi Mark
|
4
|
|
|
MGIC INVESTMENT CORP
|
4
|
Financial Statements
|
|
Sculley Sheryl L.
|
4
|
|
|
Thompson Michael Leal
|
4
|
|
|
Pacific Sage Partners, LLC
|
13F-HR
|
|
|
James Alpha Funds Trust
|
N-CSR
|
|
|
Lowman Teresita M.
|
4
|
|
|
LEHMAN MICHAEL E
|
4
|
|
|
Kozlak Jodee A
|
4
|
|
|
HOLT TIMOTHY A
|
4
|
|
|
Navis Wealth Advisors, LLC
|
13F-HR
|
|
|
Hartzell Jay C.
|
4
|
|
|
Thoma Bravo Credit Fund II, L.P.
|
ABS-15G
|
|
|
iQSTEL Inc
|
8-K
|
|
|
CULVER CURT S
|
4
|
|
|
SABINE ROYALTY TRUST
|
8-K
|
|
|
CHAPLIN C EDWARD
|
4
|
|
|
Arrigoni Daniel A.
|
4
|
|
|
Allen Analisa M
|
4
|
|
|
Kleinerman Christian
|
144
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
Sperber Julie K.
|
4
|
|
|
Tseng Saria
|
144
|
|
|
Candelmo Robert J
|
4
|
|
|
WINKLEBLACK ARTHUR B
|
144
|
|
|
SHUFRO ROSE & CO LLC
|
13F-HR
|
|
|
MGO Private Wealth, LLC
|
13F-HR
|
|
|
Meridian Wealth Partners, LLC
|
13F-HR
|
|
|
CALVERT WORLD VALUES FUND INC
|
497J
|
|
|
Federated Hermes Adviser Series
|
497
|
|
|
Darwin Asset Management, LLC
|
13F-NT
|
|
|
Magnus Financial Group LLC
|
13F-HR
|
|
|
Gitterman Wealth Management, LLC
|
13F-HR
|
|
|
DDFG, Inc
|
13F-HR
|
|
|
Brighthouse Funds Trust I
|
497
|
|
|
Richmond Mutual Bancorporation, Inc.
|
8-K
|
|
|
Advisor Managed Portfolios
|
497K
|
|
|
Advisor Managed Portfolios
|
497
|
|
|
LOWERY THOMAS, LLC
|
13F-HR
|
|
|
HHM Wealth Advisors, LLC
|
13F-HR
|
|
|
Sciammas Maurice
|
144
|
|
|
Convergence Investment Partners, LLC
|
13F-HR
|
|
|
LITTLE HOUSE CAPITAL LLC
|
13F-HR
|
|
|
Legacy Capital Wealth Partners, LLC
|
13F-HR
|
|
|
CALVERT FUND
|
497J
|
|
|
Casteel Marty
|
4
|
|
|
SIMMONS FIRST NATIONAL CORP
|
4
|
Financial Statements
|
|
LANIGAN SUSAN S
|
4
|
|
|
DORAMUS MARK C
|
4
|
|
|
APA Corp
|
4
|
Financial Statements
|
|
Riney Stephen J
|
4
|
|
