| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BMO 2023-C7 Mortgage Trust
|
8-K
|
|
|
NORTHQUEST CAPITAL FUND INC
|
40-17G
|
|
|
High Yield Bond Fund, a series of 525 Market Street Fund, LLC
|
D/A
|
|
|
Invesco Unit Trusts Series 2275
|
24F-2NT
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 18
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
497
|
|
|
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
497
|
|
|
TARGET PORTFOLIO TRUST
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 8
|
497
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
497
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 4
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 7
|
497
|
|
|
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 6
|
497
|
|
|
PRUDENTIAL WORLD FUND, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14
|
497
|
|
|
PRUDENTIAL JENNISON BLEND FUND, INC.
|
497
|
|
|
PRUDENTIAL SECTOR FUNDS, INC.
|
497
|
|
|
PRUDENTIAL JENNISON SMALL CO FUND, INC.
|
497
|
|
|
PRUDENTIAL NATIONAL MUNI FUND, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
|
497
|
|
|
Invesco Unit Trusts Series 2273
|
24F-2NT
|
|
|
GS Mortgage Securities Trust 2017-GS6
|
10-D
|
|
|
Invesco Unit Trusts Series 2267
|
24F-2NT
|
|
|
Invesco Unit Trusts Series 2257
|
24F-2NT
|
|
|
Cunat Exchange VII DST
|
D
|
|
|
Invesco Unit Trusts Taxable Income Series 589
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 575
|
24F-2NT
|
|
|
GS Mortgage Securities Trust 2017-GS6
|
ABS-EE
|
|
|
Invesco Unit Trusts Taxable Income Series 537
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 488
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 458
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 432
|
24F-2NT
|
|
|
Harrison Street Infrastructure Fund T, L.P.
|
D/A
|
|
|
Invesco Unit Trusts Taxable Income Series 429
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 422
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 362
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 361
|
24F-2NT
|
|
|
Pactio Holding Inc.
|
D/A
|
|
|
Hansen Maia
|
4
|
|
|
ATHERSYS, INC / NEW
|
4
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 360
|
24F-2NT
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 23
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1361
|
24F-2NT
|
|
|
GEORGE PUTNAM BALANCED FUND
|
NPORT-P
|
|
|
Invesco Unit Trusts, Municipal Series 1352
|
24F-2NT
|
|
|
Lim Seah H.
|
4
|
|
|
Emmaus Life Sciences, Inc.
|
4
|
|
|
Invesco Unit Trusts, Municipal Series 1330
|
24F-2NT
|
|
|
Personal Airline Exchange, Inc.
|
C
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
NPORT-P
|
|
|
Invesco Unit Trusts, Municipal Series 1307
|
24F-2NT
|
|
|
GS AA Naperville HoldCo, LLC
|
D
|
|
|
Lightmatter, Inc.
|
D
|
|
|
Coinbase Global, Inc.
|
144
|
Financial Statements
|
|
Rajaram Gokul
|
144
|
|
|
AMEREN CORP
|
8-K
|
Financial Statements
|
|
US Core Fixed Income Fund, a series of 525 Market Street Fund, LLC
|
D/A
|
|
|
Invesco Unit Trusts, Municipal Series 1249
|
24F-2NT
|
|
|
Pineapple Energy Inc.
|
DEFA14A
|
|
|
Ascend Capital Partners Fund II, L.P.
|
D
|
|
|
SEQUOIA RESIDENTIAL FUNDING INC
|
ABS-15G
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
VANGUARD WELLESLEY INCOME FUND
|
24F-2NT
|
|
|
VANGUARD QUANTITATIVE FUNDS
|
24F-2NT
|
|
|
John Hancock Funds II
|
485BPOS
|
|
|
Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund
|
D/A
|
|
|
USEDC 2023 Auxiliary Fund LP
|
D/A
|
|
|
VANGUARD MALVERN FUNDS
|
24F-2NT
|
|
|
Mason Buligo LP
|
D
|
|
|
FRANKLIN STRATEGIC SERIES
|
NPORT-P
|
|
|
Franklin Investors Securities Trust
|
NPORT-P
|
|
|
Franklin Floating Rate Master Trust
|
NPORT-P
|
|
|
Franklin Global Trust
|
NPORT-P
|
|
|
Franklin Federal Tax Free Income Fund
|
NPORT-P
|
|
|
FRANKLIN FUND ALLOCATOR SERIES
|
NPORT-P
|
|
|
Franklin Gold & Precious Metals Fund
|
NPORT-P
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
NPORT-P
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
NPORT-P
|
|
|
Still Lake Value Partners, LP
|
D/A
|
|
|
SUNAMERICA SERIES TRUST
|
497K
|
|
|
JogoHealth, Inc.
|
C
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2388
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2387
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2386
|
S-6
|
|
|
Revo Zero Corp
|
D/A
|
|
|
SUNAMERICA SERIES TRUST
|
497
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2385
|
S-6
|
|
|
VANGUARD HORIZON FUNDS
|
24F-2NT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2384
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2383
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2382
|
S-6
|
|
|
RENAISSANCE CAPITAL GREENWICH FUNDS
|
24F-2NT
|
|
|
VANGUARD FENWAY FUNDS
|
24F-2NT
|
|
|
VANGUARD CHESTER FUNDS
|
24F-2NT
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
VE-0714 Fund I, a series of Liberty 225, LP
|
D
|
|
|
OTR KC, LLC
|
D
|
|
|
Bird Global, Inc.
|
25-NSE
|
|
|
O'Brien Investment Group Quantitative Global Macro Futures Fund, LP
|
D/A
|
|
|
Corrado Richard Francis
|
144
|
|
|
Air Transport Services Group, Inc.
|
144
|
Financial Statements
|
|
MARCUCCILLI JAMES C
|
4
|
|
|
STEEL DYNAMICS INC
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
GREEN TURTLE PARTNERS L P
|
D/A
|
|
|
Carver Road Fund I LP
|
D/A
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
4
|
|
|
CALAMOS JOHN P SR
|
4
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
AlpInvest Atom Fund
|
D
|
|
|
Proximity Co-Invest LP
|
D/A
|
|
|
MACAN WILLIAM ANDREW
|
144
|
|
|
Neuronetics, Inc.
|
144
|
Financial Statements
|
|
Rochelle Simon
|
144
|
|
|
Arqit Quantum Inc.
|
144
|
|
|
General Oncology, Inc.
|
D/A
|
|
|
Series Portfolios Trust
|
497K
|
|
|
GS Mortgage Securities Trust 2015-GC28
|
10-D
|
|
|
Equalize Community Development Fund
|
N-23C3A/A
|
|
|
ICTS INTERNATIONAL N V
|
6-K
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
MFS MULTIMARKET INCOME TRUST
|
N-CSR
|
|
|
MFS SPECIAL VALUE TRUST
|
N-CSR
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
N-CSR
|
|
|
MFS MUNICIPAL INCOME TRUST
|
N-CSR
|
|
|
MFS SERIES TRUST IX
|
N-CSR
|
|
|
MOBILE TELESYSTEMS PUBLIC JOINT STOCK Co
|
6-K
|
|
|
Marshall Wace Funds PLC - MW Europa Fund
|
D/A
|
|
|
Canton Barry
|
144
|
|
|
CAMTEK LTD
|
6-K
|
Financial Statements
|
|
BC Partners Lending Corp
|
8-K
|
|
|
Lindsay Denise
|
4
|
|
|
Meridian Corp
|
4
|
Financial Statements
|
|
Alpha Motor Corp
|
C
|
|
|
Hammerhead Energy Inc.
|
25-NSE
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
Bragg Gaming Group Inc.
|
6-K
|
|
|
PatientFi, Inc.
|
D
|
|
|
Toyota Auto Receivables 2023-C Owner Trust
|
10-D
|
|
|
OHA Senior Private Lending Fund
|
40-17G
|
|
|
T. Rowe Price OHA Select Private Credit Fund
|
40-17G
|
|
|
Toyota Auto Receivables 2023-A Owner Trust
|
10-D
|
|
|
USEDC Opportunity Zone Fund II LP
|
D/A
|
|
|
Toyota Auto Receivables 2023-D Owner Trust
|
10-D
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Toyota Auto Receivables 2023-C Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2023-A Owner Trust
|
ABS-EE
|
|
|
Aptinyx Inc.
|
8-K
|
Financial Statements
|
|
Toyota Auto Receivables 2023-D Owner Trust
|
ABS-EE
|
|
|
4S Fund LLC - Series I
|
D/A
|
|
|
Toyota Auto Receivables 2023-B Owner Trust
|
10-D
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
485BPOS
|
|
|
Toyota Auto Receivables 2023-B Owner Trust
|
ABS-EE
|
|
|
LE-0529 Fund II AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
LE-0529 Fund II, a series of MV Funds, LP
|
D
|
|
|
GS Mortgage Securities Trust 2014-GC24
|
10-D
|
|
|
EQ ADVISORS TRUST
|
497K
|
|
|
Brown Matthew Charles
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
RAPT Therapeutics, Inc.
|
144
|
Financial Statements
|
|
HO WILLIAM
|
144
|
|
|
FT 11154
|
497J
|
|
|
Browning Tammy L
|
144
|
|
|
KELLY SERVICES INC
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
LOVE & LIGHT LLC
|
C
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
N-CSRS
|
|
|
Tobler Douglas L.
|
4
|
|
|
VISTA GOLD CORP
|
4
|
Financial Statements
|
|
Remesh Inc.
|
D/A
|
|
|
TYSON FOODS, INC.
|
DEFA14A
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Satellogic Inc.
|
6-K
|
|
|
Toyota Auto Receivables 2022-D Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2022-B Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2022-C Owner Trust
|
10-D
|
|
|
FT 11137
|
497J
|
|
|
Toyota Auto Receivables 2022-D Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2022-B Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2022-C Owner Trust
|
ABS-EE
|
|
|
VIP ACS III, L.P.
|
D/A
|
|
|
JPMorgan Trust I
|
NPORT-P
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
NPORT-P
|
|
|
Toyota Auto Receivables 2022-A Owner Trust
|
10-D
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
Toyota Auto Receivables 2022-A Owner Trust
|
ABS-EE
|
|
|
HIRSCHMAN ORIN
|
SC 13G/A
|
|
|
CalAmp Corp.
|
SC 13G/A
|
Financial Statements
|
|
JPMORGAN TRUST IV
|
NPORT-P
|
|
|
Equitable Financial Life Insurance Co
|
424B3
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
IA SECURITIES
|
X-17A-5
|
|
|
GS Mortgage Securities Trust 2016-GS4
|
10-D
|
|
|
NANO CAP NEW MILLENNIUM GROWTH FUND L P
|
D/A
|
|
|
SEPARATE ACCOUNT NO. 49
|
497
|
|
|
Viceira Luis M
|
4
|
|
|
NEW AMERICA HIGH INCOME FUND INC
|
4
|
|
|
Equitable America Variable Account No.70A
|
497
|
|
|
ELLISON DAVID G
|
4
|
|
|
SOUTHERN FIRST BANCSHARES INC
|
4
|
Financial Statements
|
|
HSBC FUNDS
|
N-MFP2/A
|
|
|
Lawande Sachin
|
144
|
|
|
VISTEON CORP
|
144
|
Financial Statements
|
|
Griffin Capital Qualified Opportunity Zone Fund III, L.P.
|
D/A
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
424B3
|
|
|
DLE Co-Investment Series 6, a Series of Apeiron
|
D
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Cetus Capital Acquisition Corp.
|
PRE 14A
|
|
|
Tributary Funds, Inc.
|
40-17G
|
|
|
Toyota Auto Receivables 2021-D Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2021-C Owner Trust
|
10-D
|
|
|
CONTI RE High Growth Fund IV LP
|
D/A
|
|
|
HF Terrys Rd Storage LLC
|
D
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
485BPOS
|
|
|
Chernick Rose M
|
144
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
144
|
Financial Statements
|
|
Toyota Auto Receivables 2021-D Owner Trust
|
ABS-EE
|
|
|
Highlands REIT, Inc.
|
8-K
|
|
|
Toyota Auto Receivables 2021-C Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2021-B Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2021-A Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2021-B Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2021-A Owner Trust
|
ABS-EE
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Brookridge TR SPV, LP
|
D
|
|
|
KELLY SARA
|
144
|
|
|
STARBUCKS CORP
|
144
|
Financial Statements
|
|
GS Mortgage Securities Trust 2018-GS10
|
10-D
|
|
|
Amesite Inc.
|
4
|
Financial Statements
|
|
Sastry Ann Marie
|
4
|
|
|
TYSON FOODS, INC.
|
DEF 14A
|
Financial Statements
|
|
Browning Tammy L
|
4
|
|
|
KELLY SERVICES INC
|
4
|
Financial Statements
|
|
CQENS Technologies Inc.
|
8-K
|
|
|
Family First, Inc.
|
D
|
|
|
FINISTERRE HEDGE FUND, L.P.
|
D/A
|
|
|
GS Mortgage Securities Trust 2018-GS10
|
ABS-EE
|
|
|
MIDWEST HOLDING INC.
|
8-K
|
Financial Statements
|
|
Fifth Third Auto Trust 2023-1
|
ABS-EE
|
|
|
Fifth Third Holdings Funding, LLC
|
ABS-EE
|
|
|
Columbia Funds Series Trust II
|
485BPOS
|
|
|
Valhalla Cafe LLC
|
C/A
|
|
|
SLR Private Credit BDC II LLC
|
D/A
|
|
|
Martin Melvin John
|
4
|
|
|
Milanes Douglas J.
|
4
|
|
|
First Trust Real Assets Fund
|
N-23C3A
|
|
|
CONTI RE Credit Fund LP
|
D/A
|
|
|
InterPrivate III Financial Partners Inc.
|
25-NSE
|
|
|
SPIRITS TIME INTERNATIONAL, INC.
|
8-K
|
|
|
NATIONAL GRID PLC
|
25
|
Financial Statements
|
|
NIAGARA MOHAWK POWER CORP /NY/
|
25
|
|
|
Dividenz 14, LP
|
D
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
497J
|
|
|
Che Austin
|
144
|
|
|
AZG TANGIBLE ASSETS FUND LLC
|
D/A
|
|
|
Toyota Auto Receivables 2020-D Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2020-C Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2020-D Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2020-A Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2020-B Owner Trust
|
10-D
|
|
|
Tidal ETF Trust
|
497J
|
|
|
Toyota Auto Receivables 2020-C Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2020-A Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2020-B Owner Trust
|
ABS-EE
|
|
|
John Hancock Funds III
|
497
|
|
|
JOHN HANCOCK STRATEGIC SERIES
|
497
|
|
|
John Hancock Funds II
|
497
|
|
|
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND
|
497
|
|
|
JOHN HANCOCK CURRENT INTEREST
|
497
|
|
|
JOHN HANCOCK CAPITAL SERIES
|
497
|
|
|
JOHN HANCOCK SOVEREIGN BOND FUND
|
497
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
497
|
|
|
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
|
497
|
|
|
JOHN HANCOCK BOND TRUST
|
497
|
|
|
JOHN HANCOCK INVESTMENT TRUST II
|
497
|
|
|
3360 Frankford LLC
|
D
|
|
|
SLR Cayman Debt Feeder Fund II L.P.
|
D/A
|
|
|
BIENAIME JEAN JACQUES
|
144
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
144
|
Financial Statements
|
|
Saw Mill Capital Partners III-A, LP
|
D/A
|
|
|
SLR Private Corporate Lending Fund II L.P.
|
D/A
|
|
|
Cognovi Labs, Inc.
|
D
|
|
