| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Northwest & Ethical Investments L.P.
|
N-PX
|
|
|
MOSAIK OPPORTUNITY FUND PN, LP
|
D
|
|
|
Beaird Harris Wealth Management, LLC
|
N-PX
|
|
|
Divisar Capital Management LLC
|
N-PX
|
|
|
Consolidated Press International Ltd
|
13F-NT
|
|
|
ATALANTA SOSNOFF CAPITAL, LLC
|
N-PX
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
Vestmark Advisory Solutions, Inc.
|
N-PX
|
|
|
Coalescence Partners Investment Management, LP
|
N-PX
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
EMERGING MARKETS GROWTH FUND INC
|
N-CSR
|
|
|
Business Warrior Corp
|
10-Q
|
|
|
STONE RIDGE TRUST
|
485BPOS
|
|
|
Pitz Joel
|
3
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
3
|
Financial Statements
|
|
5C Lending Partners Corp.
|
N-54A
|
|
|
Mercer FFTC US Equity Investment Portfolio LLC
|
D/A
|
|
|
Haleon plc
|
6-K
|
|
|
Long Path Partners LP
|
N-PX
|
|
|
Empirical Capital Management, LLC
|
N-PX
|
|
|
CRAWFORD INVESTMENT COUNSEL INC
|
N-PX
|
|
|
AMERICAN BALANCED FUND
|
N-CSRS
|
|
|
Samjo Management, LLC
|
N-PX
|
|
|
Proteus Private Credit Core Fund II, LLC
|
D
|
|
|
HARBERT FUND ADVISORS, INC.
|
N-PX
|
|
|
Long Pond Capital, LP
|
N-PX
|
|
|
NYLI MacKay DefinedTerm Muni Opportunities Fund
|
N-PX
|
|
|
Denali Structured Return Strategy Fund
|
N-23C3A
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
N-CSRS
|
|
|
Keenan Capital, LLC
|
N-PX
|
|
|
GOLDMAN SACHS TRUST
|
N-MFP3/A
|
|
|
Tempus Wealth Planning, LLC
|
N-PX
|
|
|
DISCOVERY CAPITAL MANAGEMENT, LLC / CT
|
N-PX
|
|
|
BRIGADE CAPITAL MANAGEMENT, LP
|
N-PX
|
|
|
BOND FUND OF AMERICA
|
N-CSRS
|
|
|
Spectrum Spine, Inc.
|
C/A
|
|
|
Modern Wealth Management, LLC
|
N-PX
|
|
|
TLW Wealth Management, LLC
|
N-PX
|
|
|
iShares, Inc.
|
497K
|
|
|
Ribbit Bullfrog GP II, Ltd.
|
N-PX
|
|
|
Ames Christy
|
144
|
|
|
REPUBLIC BANCORP INC /KY/
|
144
|
Financial Statements
|
|
Polar Capital LLP
|
N-PX
|
|
|
Polar Capital
|
N-PX
|
|
|
TIAA REAL ESTATE ACCOUNT
|
8-K
|
|
|
Polar Capital Holdings Plc
|
N-PX
|
|
|
Timelo Strategic Opportunities Fund
|
N-PX
|
|
|
Paragon Capital Management LLC
|
N-PX
|
|
|
INVESTMENT CO OF AMERICA
|
N-CSRS
|
|
|
Citymark Capital U.S. Apartment Fund III L.P.
|
D/A
|
|
|
Daiwa Capital Markets America Holdings Inc.
|
N-PX
|
|
|
Monachil Credit Income Fund
|
N-23C3A
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
N-PX
|
|
|
McDonald Austin
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-PX
|
|
|
Toronado Partners, LLC
|
N-PX
|
|
|
Indiana Trust & Investment Management CO
|
N-PX
|
|
|
ADW Capital Management, LLC
|
N-PX
|
|
|
Oak Park Partnership LLC
|
D
|
|
|
Niagara Income Opportunities Fund
|
N-23C3A
|
|
|
Destra Capital Advisors LLC
|
N-PX
|
|
|
Bullfrog Capital GP, Ltd.
|
N-PX
|
|
|
Kynam Capital Management, LP
|
N-PX
|
|
|
BOOTHBAY FUND MANAGEMENT, LLC
|
N-PX
|
|
|
Timelo Investment Management Inc.
|
N-PX
|
|
|
WILLIAM WARREN GROUP SELF STORAGE INCOME FUND, L.P.
|
D/A
|
|
|
BEGERZ INC
|
C
|
|
|
REX AMERICAN RESOURCES Corp
|
10-Q
|
Financial Statements
|
|
BMO 2023-C7 Mortgage Trust
|
10-D
|
|
|
Greenhaven Road Investment Management, L.P.
|
N-PX
|
|
|
CBRE GLOBAL REAL ESTATE INCOME FUND
|
DEF 14A
|
|
|
TEMPLETON EMERGING MARKETS INCOME FUND
|
N-CSRS
|
|
|
WEDBUSH SECURITIES INC
|
N-PX
|
|
|
Solel Capital Partners, LP
|
D/A
|
|
|
FT 11641
|
487
|
|
|
MWA Asset Management
|
N-PX
|
|
|
XTX EXECUTION SERVICES LLC
|
N-PX
|
|
|
VEPF MANAGEMENT, L.P.
|
N-PX
|
|
|
BMO 2023-C7 Mortgage Trust
|
ABS-EE
|
|
|
BERNSTEIN SANFORD C FUND II INC
|
N-PX
|
|
|
VISTA EQUITY PARTNERS MANAGEMENT, LLC
|
N-PX
|
|
|
Touchstone ETF Trust
|
N-PX
|
|
|
TEMPLETON DRAGON FUND INC
|
N-CSRS
|
|
|
Silver Spike Investment Corp.
|
N-14 8C/A
|
Financial Statements
|
|
Sweater Inc
|
C/A
|
|
|
Homestead Funds Trust
|
N-PX
|
|
|
OnyxPoint Global Management LP
|
N-PX
|
|
|
ArrowMark Colorado Holdings LLC
|
N-PX
|
|
|
EBS ACQ, LLC
|
D
|
|
|
Sebold Capital Management, Inc.
|
N-PX
|
|
|
TCW Spirit Direct Lending LLC
|
N-PX
|
|
|
XTX Capital Ltd
|
N-PX
|
|
|
Crow's Nest Holdings LP
|
N-PX
|
|
|
III Capital Management
|
N-PX
|
|
|
BLACKROCK EQUITY DIVIDEND FUND
|
497K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
10-D
|
|
|
Granite FO LLC
|
N-PX
|
|
|
Ulysses Management LLC
|
N-PX
|
|
|
FRANKLIN LTD DURATION INCOME TRUST
|
N-CSRS
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
N-PX
|
|
|
LOWE INTERNATIONAL HOLDING Co
|
D/A
|
|
|
BMO Family Office, LLC
|
N-PX
|
|
|
Keeley Funds, Inc.
|
N-PX
|
|
|
LEMON PAULETTE
|
144
|
|
|
HomeStreet, Inc.
|
144
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
ABS-EE
|
|
|
Matrix Capital Management Company, LP
|
N-PX
|
|
|
SYCAMORE PARTNERS MANAGEMENT, L.P.
|
N-PX
|
|
|
GABELLI GROWTH FUND
|
N-PX
|
|
|
Nurkin John Webster
|
144
|
|
|
SPX Technologies, Inc.
|
144
|
Financial Statements
|
|
Tortoise Investment Management, LLC
|
N-PX
|
|
|
NEWMONT Corp /DE/
|
SD
|
Financial Statements
|
|
Trium Capital LLP
|
N-PX
|
|
|
Gabelli Gold Fund, Inc.
|
N-PX
|
|
|
Mintaka AdOnMo LLC
|
D
|
|
|
Invesco Real Estate Income Trust Inc.
|
8-K
|
|
|
MONEY MARKET PORTFOLIOS
|
N-CSR
|
|
|
Solel Capital Partners
|
D/A
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
N-PX
|
|
|
AIA Investment Management HK Ltd
|
N-PX
|
|
|
WASHINGTON STATE INVESTMENT BOARD
|
N-PX
|
|
|
CUMBERLAND ADVISORS INC
|
N-PX
|
|
|
Cooper Financial Group
|
N-PX
|
|
|
BROOKMOUNT EXPLORATIONS INC
|
1-A/A
|
|
|
Total Fund Solution
|
DEF 14C
|
|
|
Calvert Research & Management
|
N-PX
|
|
|
GABELLI EQUITY TRUST INC
|
N-PX
|
|
|
XTX MARKETS LLC
|
N-PX
|
|
|
Mingus Lori L.S.
|
144
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
BEDDOW CAPITAL MANAGEMENT INC
|
N-PX
|
|
|
AIM FUNDS GROUP
|
N-CSRS
|
|
|
Essex Woodlands Management, Inc.
|
N-PX
|
|
|
NATIXIS
|
N-PX
|
|
|
BMO 2023-5C2 Mortgage Trust
|
10-D
|
|
|
Envestnet Portfolio Solutions, Inc.
|
N-PX
|
|
|
AIA Investment Management Private Ltd
|
N-PX
|
|
|
Putnam Target Date Funds
|
497
|
|
|
Pennant Select, LLC
|
N-PX
|
|
|
GABELLI DIVIDEND GROWTH FUND
|
N-PX
|
|
|
TETON WESTWOOD FUNDS
|
N-PX
|
|
|
BMO 2023-5C2 Mortgage Trust
|
ABS-EE
|
|
|
Pennant Investors, LP
|
N-PX
|
|
|
Purus Wealth Management, LLC
|
N-PX
|
|
|
AIA Group Ltd
|
N-PX
|
|
|
XTX Holdings LLC
|
N-PX
|
|
|
ClearBridge Investments Ltd
|
N-PX
|
|
|
INSPIRE TRUST CO, N.A.
|
N-PX
|
|
|
GDL FUND
|
N-PX
|
|
|
Tomsche David Scott
|
4
|
|
|
IMMUCELL CORP /DE/
|
4
|
Financial Statements
|
|
Moon John W
|
N-PX
|
|
|
Carmenna Advisors LLC
|
N-PX
|
|
|
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
|
N-CSRS
|
|
|
MANAGED ASSET PORTFOLIOS, LLC
|
N-PX
|
|
|
Northern Lights Fund Trust IV
|
N-PX
|
|
|
DELTA CORP. HOLDINGS Ltd
|
RW
|
|
|
GABELLI VALUE 25 FUND INC
|
N-PX
|
|
|
MAK CAPITAL ONE LLC
|
N-PX
|
|
|
SUN VALLEY GOLD LLC
|
N-PX
|
|
|
Ruggaard & Associates LLC
|
N-PX
|
|
|
OAKTOP CAPITAL MANAGEMENT II, L.P.
|
N-PX
|
|
|
AIP POWER LP
|
D
|
|
|
AB FIXED INCOME SHARES INC
|
497K
|
|
|
VOXX International Corp
|
8-K
|
Financial Statements
|
|
GABELLI UTILITY TRUST
|
N-PX
|
|
|
Simplify Exchange Traded Funds
|
497
|
|
|
Johns Hopkins University
|
N-PX
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
DF DENT & CO INC
|
N-PX
|
|
|
Simplify Exchange Traded Funds
|
485APOS
|
|
|
GABELLI UTILITIES FUND
|
N-PX
|
|
|
Evanston Credit Opportunities Fund, Ltd.
|
D/A
|
|
|
Kara Water, Inc.
|
C/A
|
|
|
Gabelli SRI Fund, Inc.
|
N-PX
|
|
|
AMG Pantheon Fund, LLC
|
N-PX
|
|
|
Clearbridge Investments, LLC
|
N-PX
|
|
|
FT 11633
|
487
|
|
|
FT 11725
|
487
|
|
|
Sanctuary Wealth Management, L.L.C.
|
N-PX
|
|
|
GABELLI MULTIMEDIA TRUST INC.
|
N-PX
|
|
|
Pearl River Capital, LLC
|
N-PX
|
|
|
EDENBROOK LONG ONLY VALUE FUND, LP
|
N-PX
|
|
|
FRANKLIN FUND ALLOCATOR SERIES
|
N-CSRS
|
|
|
LIEGEL MATTHEW A
|
144
|
|
|
TARGET CORP
|
144
|
Financial Statements
|
|
Managed Account Series II
|
497K
|
|
|
Gabelli Healthcare & WellnessRx Trust
|
N-PX
|
|
|
Jordan-Cornet Helen
|
144
|
|
|
Profound Medical Corp.
|
144
|
|
|
SCGGF MANAGEMENT, L.P.
|
N-PX
|
|
|
UNIFIED SERIES TRUST
|
N-PX
|
|
|
Ribbit Management Company, LLC
|
N-PX
|
|
|
EMERGING MARKETS GROWTH FUND INC
|
485BPOS
|
|
|
Carter, Cole G.
|
144
|
|
|
CoreCivic, Inc.
|
144
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
GABELLI MONEY MARKET FUNDS
|
N-PX
|
|
|
HSG Holding Ltd
|
N-PX
|
|
|
Virtus Convertible & Income Fund II
|
N-PX
|
|
|
CHINA FUND INC
|
N-PX
|
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
N-PX
|
|
|
TEMPLETON DEVELOPING MARKETS TRUST
|
N-CSRS
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Virtus Global Multi-Sector Income Fund
|
N-PX
|
|
|
AMERICAN CENTURY GROWTH FUNDS, INC.
|
497
|
|
|
AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC.
|
497
|
|
|
AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC
|
497
|
|
|
AMERICAN CENTURY INVESTMENT TRUST
|
497
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
497
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
497
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
497
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
497
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
497
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
497
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
497
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
497
|
|
|
GABELLI INVESTOR FUNDS INC
|
N-PX
|
|
|
Baird Financial Group, Inc.
|
N-PX
|
|
|
Harvest Fund Advisors LLC
|
N-PX
|
|
|
Clarus Ventures, LLC
|
N-PX
|
|
|
Blackstone Tactical Opportunities Advisors L.L.C.
|
N-PX
|
|
|
Blackstone Real Estate Advisors L.P.
|
N-PX
|
|
|
Blackstone Infrastructure Advisors L.L.C.
|
N-PX
|
|
|
Blackstone Management Partners L.L.C.
|
N-PX
|
|
|
Blackstone Inc.
|
N-PX
|
Financial Statements
|
|
DONEGAL GROUP INC
|
S-3
|
Financial Statements
|
|
HOMESTEAD ADVISERS CORP
|
N-PX
|
|
|
Blackstone Alternative Solutions L.L.C.
|
N-PX
|
|
|
Blackstone Alternative Investment Advisors LLC
|
N-PX
|
|
|
Blackstone Alternative Credit Advisors LP
|
N-PX
|
|
|
Blackstone Alternative Asset Management L.P.
|
N-PX
|
|
|
Seaberg Karen
|
144
|
|
|
Gabelli Innovations Trust
|
N-PX
|
|
|
BMO Bank N.A.
|
N-PX
|
|
|
AMG Pantheon Master Fund, LLC
|
N-PX
|
|
|
Pioneer Series Trust VI
|
497
|
|
|
Pioneer Series Trust V
|
497
|
|
|
Pioneer Series Trust IV
|
497
|
|
|
Pioneer Series Trust III
|
497
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
497
|
|
|
PIONEER SHORT TERM INCOME FUND
|
497
|
|
|
PIONEER SERIES TRUST II
|
497
|
|
|
PIONEER SERIES TRUST VII
|
497
|
|
|
PIONEER HIGH YIELD FUND
|
497
|
|
|
PIONEER SERIES TRUST XIV
|
497
|
|
|
PIONEER SERIES TRUST XII
|
497
|
|
|
PIONEER SERIES TRUST VIII
|
497
|
|
|
PIONEER EQUITY INCOME FUND
|
497
|
|
|
PIONEER MID CAP VALUE FUND
|
497
|
|
|
PIONEER BOND FUND /DE/
|
497
|
|
|
PIONEER SERIES TRUST XI
|
497
|
|
|
PIONEER FUND /MA/
|
497
|
|
|
Investment Managers Series Trust
|
N-PX
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2426
|
497
|
|
|
AMBRUS VOLATILITY FUND L.P.
|
D/A
|
|
|
XTX Holdings Ltd
|
N-PX
|
|
|
Sand Grove Capital Management LLP
|
N-PX
|
|
|
TOUCHSTONE VARIABLE SERIES TRUST
|
N-PX
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
N-CSRS
|
|
|
COI Energy Services, Inc.
|
D
|
|
|
YCG, LLC
|
N-PX
|
|
|
TOWLE & CO
|
N-PX
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
Datum One Series Trust
|
497
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2425
|
497J
|
|
|
Mosley Wealth Management
|
N-PX
|
|
|
AGF Investments Trust
|
N-CSR
|
|
|
Fiduciary Trust Co of New England
|
N-PX
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
N-PX
|
Financial Statements
|
|
JinkoSolar Holding Co., Ltd.
|
6-K
|
Financial Statements
|
|
XTX Midco Ltd
|
N-PX
|
|
|
Ambrus Medici Fund L.P.
|
D/A
|
|
|
DISCIPLINED GROWTH INVESTORS INC /MN
|
N-PX
|
|
|
Ankam, Inc.
|
8-K
|
|
|
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
|
N-PX
|
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
N-CSRS
|
|
|
Long Focus Capital Management, LLC
|
N-PX
|
|
|
Camelot Capital Partners, LLC
|
N-PX
|
|
|
Ruanyun Edai Technology Inc.
|
F-1
|
|
|
Sagefield Investment Group, LP
|
N-PX
|
|
|
AXA S.A.
|
N-PX
|
|
|
Olstein Capital Management, L.P.
|
N-PX
|
|
|
MAVERICK CAPITAL LTD
|
N-PX
|
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
XTX Topco Ltd
|
N-PX
|
|
|
Wilshire Advisors LLC
|
N-PX
|
|
|
GATEWOOD SECURITIES LLC
|
X-17A-5
|
|
|
Greenvale Capital LLP
|
N-PX
|
|
|
Sagefield Capital LP
|
N-PX
|
|
|
TARGET CORP
|
10-Q
|
Financial Statements
|
|
BLACKROCK FUNDS VII, INC.
|
497K
|
|
|
Currenc Group Inc.
|
8-A12B
|
|
|
Guzzi Anthony
|
4
|
|
|
EMCOR Group, Inc.
|
4
|
Financial Statements
|
