| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Masterworks 203, LLC
|
1-U
|
|
|
Masterworks 201, LLC
|
1-U
|
|
|
Masterworks 202, LLC
|
1-U
|
|
|
MaraBio Systems Inc.
|
D
|
|
|
BBH Trust
|
N-MFP3
|
|
|
SMITH ROBERT S JR
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
First American Funds Trust
|
N-MFP3
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
Olesen Aksel
|
144
|
|
|
SFL Corp Ltd.
|
144
|
Financial Statements
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
NUSCALE POWER Corp
|
8-K
|
|
|
ProFunds
|
N-MFP3
|
|
|
GWG Wind Down Trust
|
4
|
|
|
Beneficient
|
4
|
|
|
HAGALE JAMES TYSON
|
4
|
|
|
Masterworks 197, LLC
|
1-U
|
|
|
Masterworks 190, LLC
|
1-U
|
|
|
Masterworks 186, LLC
|
1-U
|
|
|
Masterworks 187, LLC
|
1-U
|
|
|
Masterworks 185, LLC
|
1-U
|
|
|
Masterworks 179, LLC
|
1-U
|
|
|
Masterworks 180, LLC
|
1-U
|
|
|
Masterworks 200, LLC
|
1-U
|
|
|
Masterworks 199, LLC
|
1-U
|
|
|
Masterworks 195, LLC
|
1-U
|
|
|
Masterworks 194, LLC
|
1-U
|
|
|
Masterworks 196, LLC
|
1-U
|
|
|
Masterworks 198, LLC
|
1-U
|
|
|
Masterworks 193, LLC
|
1-U
|
|
|
Masterworks 191, LLC
|
1-U
|
|
|
Masterworks 192, LLC
|
1-U
|
|
|
Masterworks 188, LLC
|
1-U
|
|
|
Masterworks 189, LLC
|
1-U
|
|
|
Masterworks 183, LLC
|
1-U
|
|
|
Masterworks 182, LLC
|
1-U
|
|
|
DAVIS JENNIFER JOY
|
4
|
|
|
SMI Advisory Services, LLC
|
13F-HR
|
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
Eubel Brady & Suttman Mutual Fund Trust
|
N-CEN
|
|
|
Sangoma Technologies Corp
|
SC 13G/A
|
|
|
Mawer Investment Management Ltd.
|
SC 13G/A
|
|
|
Versant Capital Management, Inc
|
13F-HR
|
|
|
Everstar Craveworthy Opportunity Fund LP
|
D
|
|
|
FORUM FUNDS II
|
N-CEN
|
|
|
Pacifica Partners Inc.
|
13F-HR
|
|
|
Latin Metals Inc.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G
|
|
|
Velo3D, Inc.
|
4
|
|
|
SMITH ELLEN
|
4
|
|
|
Augusta Investments Inc.
|
4
|
|
|
AUGUSTA GOLD CORP.
|
4
|
|
|
Warke Richard W
|
4
|
|
|
Masterworks 172, LLC
|
1-U
|
|
|
Masterworks 176, LLC
|
1-U
|
|
|
Masterworks 174, LLC
|
1-U
|
|
|
Masterworks 175, LLC
|
1-U
|
|
|
Masterworks 177, LLC
|
1-U
|
|
|
Masterworks 173, LLC
|
1-U
|
|
|
Masterworks 178, LLC
|
1-U
|
|
|
Masterworks 170, LLC
|
1-U
|
|
|
Masterworks 171, LLC
|
1-U
|
|
|
Masterworks 162, LLC
|
1-U
|
|
|
Masterworks 163, LLC
|
1-U
|
|
|
Masterworks 168, LLC
|
1-U
|
|
|
Masterworks 169, LLC
|
1-U
|
|
|
Masterworks 164, LLC
|
1-U
|
|
|
Masterworks 161, LLC
|
1-U
|
|
|
Masterworks 159, LLC
|
1-U
|
|
|
Masterworks 165, LLC
|
1-U
|
|
|
Masterworks 166, LLC
|
1-U
|
|
|
Masterworks 160, LLC
|
1-U
|
|
|
Masterworks 167, LLC
|
1-U
|
|
|
MEXICO EQUITY & INCOME FUND INC
|
N-CSR
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
Invesco Bond Fund
|
SC 13G/A
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
MASSMUTUAL PREMIER FUNDS
|
N-MFP3
|
|
|
Bath Savings Trust Co
|
13F-HR
|
|
|
BASS CARL
|
4
|
|
|
MML Series Investment Fund II
|
N-MFP3
|
|
|
Masterworks 158, LLC
|
1-U
|
|
|
Masterworks 157, LLC
|
1-U
|
|
|
Masterworks 153, LLC
|
1-U
|
|
|
Masterworks 154, LLC
|
1-U
|
|
|
Masterworks 152, LLC
|
1-U
|
|
|
Masterworks 156, LLC
|
1-U
|
|
|
Masterworks 145, LLC
|
1-U
|
|
|
Masterworks 146, LLC
|
1-U
|
|
|
Masterworks 144, LLC
|
1-U
|
|
|
Masterworks 148, LLC
|
1-U
|
|
|
Masterworks 149, LLC
|
1-U
|
|
|
Masterworks 150, LLC
|
1-U
|
|
|
Masterworks 147, LLC
|
1-U
|
|
|
Masterworks 140, LLC
|
1-U
|
|
|
Masterworks 142, LLC
|
1-U
|
|
|
Masterworks 141, LLC
|
1-U
|
|
|
Masterworks 143, LLC
|
1-U
|
|
|
Masterworks 139, LLC
|
1-U
|
|
|
Masterworks 155, LLC
|
1-U
|
|
|
Masterworks 138, LLC
|
1-U
|
|
|
Ark7 Properties Advance LLC
|
1-A POS
|
|
|
INVESTORS CASH TRUST
|
N-MFP3
|
|
|
GOVERNMENT CASH MANAGEMENT PORTFOLIO
|
N-MFP3
|
|
|
Two Roads Shared Trust
|
24F-2NT
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
N-MFP3
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
N-MFP3
|
|
|
DEUTSCHE DWS MONEY MARKET TRUST
|
N-MFP3
|
|
|
CASH ACCOUNT TRUST
|
N-MFP3
|
|
|
Krane Shares Trust
|
CERT
|
|
|
C3 Bullion, Inc.
|
1-A/A
|
|
|
Broadcom Inc.
|
144
|
Financial Statements
|
|
Brazeal Mark David
|
144
|
|
|
MACALI RALPH D
|
4
|
|
|
FARMERS NATIONAL BANC CORP /OH/
|
4
|
Financial Statements
|
|
STONEBRIDGE CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Versus Capital Real Estate Fund LLC
|
40-17G
|
|
|
Masterworks 137, LLC
|
1-U
|
|
|
Masterworks 136, LLC
|
1-U
|
|
|
Masterworks 135, LLC
|
1-U
|
|
|
Masterworks 134, LLC
|
1-U
|
|
|
Masterworks 133, LLC
|
1-U
|
|
|
Masterworks 132, LLC
|
1-U
|
|
|
Masterworks 130, LLC
|
1-U
|
|
|
Masterworks 131, LLC
|
1-U
|
|
|
Masterworks 129, LLC
|
1-U
|
|
|
Masterworks 127, LLC
|
1-U
|
|
|
Masterworks 128, LLC
|
1-U
|
|
|
Masterworks 125, LLC
|
1-U
|
|
|
Masterworks 126, LLC
|
1-U
|
|
|
Masterworks 122, LLC
|
1-U
|
|
|
Masterworks 124, LLC
|
1-U
|
|
|
Masterworks 123, LLC
|
1-U
|
|
|
Masterworks 120, LLC
|
1-U
|
|
|
Masterworks 121, LLC
|
1-U
|
|
|
Masterworks 118, LLC
|
1-U
|
|
|
Masterworks 117, LLC
|
1-U
|
|
|
GenAI Embed Inc.
|
D
|
|
|
NORTHERN INSTITUTIONAL FUNDS
|
N-MFP3
|
|
|
NORTHERN FUNDS
|
N-MFP3
|
|
|
Advisers Investment Trust
|
N-MFP3
|
|
|
Franklin Templeton ETF Trust
|
SC 13G/A
|
|
|
Skeema Inc
|
D
|
|
|
Prairie Operating Co.
|
4
|
|
|
KESSLER PAUL L.
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
SC 13G/A
|
|
|
Crowley Ryan E.
|
3
|
|
|
Healthcare Realty Trust Inc
|
3
|
|
|
Allspring Global Investments Holdings, LLC
|
SC 13G
|
|
|
ALAMO GROUP INC
|
SC 13G
|
Financial Statements
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
SCHEDULE 13G/A
|
|
|
TRUIST FINANCIAL CORP
|
SCHEDULE 13G/A
|
Financial Statements
|
|
Financial Synergies Wealth Advisors, Inc.
|
13F-HR
|
|
|
AB FIXED INCOME SHARES INC
|
N-MFP3
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
N-MFP3
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-MFP3
|
|
|
Black Spade Acquisition II Co
|
10-Q
|
|
|
Helfrich Austen B.
|
3
|
|
|
CWAM LC Sponsor LLC
|
SC 13D/A
|
|
|
Learn CW Investment Corp
|
SC 13D/A
|
|
|
WESTERN ASSET PREMIER BOND FUND
|
SC 13G
|
|
|
Meditor Group Ltd
|
N-PX
|
|
|
Masterworks 116, LLC
|
1-U
|
|
|
Masterworks 113, LLC
|
1-U
|
|
|
Masterworks 110, LLC
|
1-U
|
|
|
Masterworks 102, LLC
|
1-U
|
|
|
HIRU Corp
|
SCHEDULE 13G
|
|
|
TRUIST FINANCIAL CORP
|
SCHEDULE 13G
|
Financial Statements
|
|
Masterworks 115, LLC
|
1-U
|
|
|
Masterworks 114, LLC
|
1-U
|
|
|
Masterworks 111, LLC
|
1-U
|
|
|
Masterworks 112, LLC
|
1-U
|
|
|
Masterworks 109, LLC
|
1-U
|
|
|
Masterworks 108, LLC
|
1-U
|
|
|
Masterworks 107, LLC
|
1-U
|
|
|
Masterworks 106, LLC
|
1-U
|
|
|
Masterworks 099, LLC
|
1-U
|
|
|
Masterworks 104, LLC
|
1-U
|
|
|
Masterworks 105, LLC
|
1-U
|
|
|
Masterworks 103, LLC
|
1-U
|
|
|
Masterworks 101, LLC
|
1-U
|
|
|
Masterworks 100, LLC
|
1-U
|
|
|
Masterworks 098, LLC
|
1-U
|
|
|
Masterworks 097, LLC
|
1-U
|
|
|
Bio Essence Corp
|
8-K
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
SC 13G
|
|
|
MFS MULTIMARKET INCOME TRUST
|
SC 13G
|
|
|
Dynamic Advisor Solutions LLC
|
13F-HR
|
|
|
Navigation Wealth Management, Inc.
|
13F-HR
|
|
|
Ogunsanya Gregory O.
|
4
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
SC 13G
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
TLWM
|
13F-HR
|
|
|
Blue Zone Wealth Advisors, LLC
|
13F-HR
|
|
|
MFS GOVERNMENT MARKETS INCOME TRUST
|
SC 13G
|
|
|
Axiom Advisory, LLC
|
13F-HR
|
|
|
Masterworks 096, LLC
|
1-U
|
|
|
Masterworks 094, LLC
|
1-U
|
|
|
Masterworks 090,LLC
|
1-U
|
|
|
Masterworks 087, LLC
|
1-U
|
|
|
Masterworks 086, LLC
|
1-U
|
|
|
Masterworks 085, LLC
|
1-U
|
|
|
Masterworks 083, LLC
|
1-U
|
|
|
Masterworks 082, LLC
|
1-U
|
|
|
Masterworks 095, LLC
|
1-U
|
|
|
Masterworks 093, LLC
|
1-U
|
|
|
Masterworks 088,LLC
|
1-U
|
|
|
Masterworks 084, LLC
|
1-U
|
|
|
Masterworks 081, LLC
|
1-U
|
|
|
Masterworks 080, LLC
|
1-U
|
|
|
Masterworks 079, LLC
|
1-U
|
|
|
Masterworks 076, LLC
|
1-U
|
|
|
Masterworks 075, LLC
|
1-U
|
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
N-MFP3
|
|
|
Sherrill & Hutchins Financial Advisory, Inc
|
13F-HR
|
|
|
Insight Select Income Fund
|
SC 13G
|
|
|
Evanson Asset Management, LLC
|
13F-HR
|
|
|
Amara VC, LP - B4
|
D
|
|
|
Alpha Cubed Investments, LLC
|
13F-HR
|
|
|
Colleges of Applied Arts & Technology Pension Plan
|
13F-NT
|
|
|
Chesley Taft & Associates LLC
|
13F-HR
|
|
|
Monetary Metals Bond III LLC
|
D/A
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-MFP3
|
|
|
Pioneer Wealth Management Group
|
13F-HR
|
|
|
Holley Inc.
|
SC 13G
|
|
|
Prudential Government Money Market Fund, Inc.
|
N-MFP3
|
|
|
Williams & Novak, LLC
|
13F-HR
|
|
|
INTEGRATED CAPITAL MANAGEMENT, INC.
|
13F-HR
|
|
|
Gates Industrial Corp plc
|
SC 13G
|
Financial Statements
|
|
JOHN HANCOCK CURRENT INTEREST
|
N-MFP3
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
N-MFP3
|
|
|
STATE STREET MASTER FUNDS
|
N-MFP3
|
|
|
MASTER PORTFOLIO TRUST
|
N-MFP3
|
|
|
CHAPIN DAVIS, INC.
|
13F-HR
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
SC 13G
|
|
|
Werlinich Asset Management, LLC
|
13F-HR
|
|
|
Omega Financial Group, LLC
|
13F-HR
|
|
|
Orthoptera LLC
|
D
|
|
|
Toyota Auto Receivables 2024-D Owner Trust
|
FWP
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
FWP
|
|
|
State Street Navigator Securities Lending Trust
|
N-MFP3
|
|
|
EQ ADVISORS TRUST
|
N-MFP3
|
|
|
Bangor Savings Bank
|
13F-HR
|
|
|
PRUDENTIAL SERIES FUND
|
N-MFP3
|
|
|
Affinity Capital Advisors, LLC
|
13F-HR
|
|
|
Krane Shares Trust
|
8-A12B
|
|
|
Ignite Planners, LLC
|
13F-HR
|
|
|
KWB Wealth
|
13F-HR
|
|
|
AE CO-INVESTMENT PARTNERS FUND III-R, LP
|
D
|
|
|
John Hancock Collateral Trust
|
N-MFP3
|
|
|
Krane Shares Trust
|
497J
|
|
|
FORTUNA MINING CORP.
|
6-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Masterworks 074, LLC
|
1-U
|
|
|
Masterworks 071, LLC
|
1-U
|
|
|
Masterworks 065, LLC
|
1-U
|
|
|
Masterworks 059, LLC
|
1-U
|
|
|
Masterworks 055, LLC
|
1-U
|
|
|
Masterworks 054, LLC
|
1-U
|
|
|
Masterworks 067,LLC
|
1-U
|
|
|
Masterworks 072, LLC
|
1-U
|
|
|
Masterworks 073, LLC
|
1-U
|
|
|
Masterworks 066, LLC
|
1-U
|
|
|
Masterworks 068, LLC
|
1-U
|
|
|
Masterworks 069, LLC
|
1-U
|
|
|
Masterworks 064, LLC
|
1-U
|
|
|
Masterworks 062, LLC
|
1-U
|
|
|
Masterworks 063, LLC
|
1-U
|
|
|
Masterworks 061, LLC
|
1-U
|
|
|
Masterworks 060, LLC
|
1-U
|
|
|
Masterworks 058, LLC
|
1-U
|
|
|
Masterworks 057, LLC
|
1-U
|
|
|
Masterworks 056, LLC
|
1-U
|
|
|
RYDEX VARIABLE TRUST
|
N-MFP3
|
|
|
TLCO Holdings Inc.
|
D
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
N-MFP3
|
|
|
Masterworks 042, LLC
|
1-U
|
|
|
Masterworks 040, LLC
|
1-U
|
|
|
Masterworks 039, LLC
|
1-U
|
|
|
Masterworks 037, LLC
|
1-U
|
|
|
Masterworks 035, LLC
|
1-U
|
|
|
Masterworks 036, LLC
|
1-U
|
|
|
Masterworks 034, LLC
|
1-U
|
|
|
Masterworks 033, LLC
|
1-U
|
|
|
9801 N. 19th Ave., LLC
|
D
|
|
|
Masterworks 031, LLC
|
1-U
|
|
|
Masterworks 027, LLC
|
1-U
|
|
|
Masterworks 029, LLC
|
1-U
|
|
|
Masterworks 030, LLC
|
1-U
|
|
|
Masterworks 024, LLC
|
1-U
|
|
|
Masterworks 026, LLC
|
1-U
|
|
|
Masterworks 023, LLC
|
1-U
|
|
|
Masterworks 020, LLC
|
1-U
|
|
|
Masterworks 021, LLC
|
1-U
|
|
|
Masterworks 019, LLC
|
1-U
|
|
|
Masterworks 018, LLC
|
1-U
|
|
